Documente Academic
Documente Profesional
Documente Cultură
THERESA L. BEVANS-GONZALES
Pennsylvania State University, USA
AJAY T. NAIR
University of Pennsylvania, USA
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STRENGTHS AND WEAKNESSES OF ISO 9000
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Theresa L. Bevans-Gonzales & Ajay T. Nair
ISO 9000 standards allow businesses from all over the world to apply the
same rules and regulations to their systems of production.
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Population
The study consisted of a focus group conducted at nine CTC in the state
of Pennsylvania during the months of January to March 2002. The
participating career and technical schools were SUN Area Career and
Technology Center, Berks County Career and Technology Center, Steel
Center AVTS, Erie County Technical School, Middle Bucks Institute of
Technology, Mercer County Career Center, Delaware County Technical
Schools, Venango Technology Center and Greater Altoona Career and
Technology Center. The Vocational Educations studies in this research
project have the common organisational goal of meeting the training and
technical education needs of local youth and adults in their respective
communities.
Selection of Subjects
Subjects for the focus groups were selected using a simple random
selection. From the school administration, the researcher obtained a list
of all employees and their job titles or classification. A computer was
utilised to create a table of the list of employees, separating them into
broad occupational categories of administration, faculty, staff, and the
mutually exclusive categories of male and female. Participants were
selected randomly from each cell of the table until the size and
composition of the group reflected the population of the center. Groups
of 12 were selected since more than 12 participants are difficult to
manage and do not promote active involvement by all individuals. A
selection of 12 also provides for the possibility that at least two
participants will not show up for the focus group (Stewart & Shamdasani,
1990). Any subject who declined to participate in the group was replaced
using the same method of simple random selection.
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Location
Since the environment in which a focus group is held is a factor in the
ability of the group to achieve the objective of the discussion and the
moderator to adequately lead the discussion, it was important to choose
the correct location for the focus groups (Greenbaum, 1988). In fact,
focus groups function at optimal levels if they are held in a familiar and
close location to the participants (Stewart & Shamdasani, 1990).
Therefore, all of the focus groups were conducted at the schools. The
discussions were conducted in a comfortable room such as the school
restaurant (closed to normal customers for the duration of the
discussion) or a conference room. The seating included tables and was
arranged to be comfortable and to easily encourage participation in the
conversation (Greenbaum, 1988).
Discussion
Stage I: introduction. At the beginning of the focus group session, the
moderator welcomed everyone to the session and thanked everyone for
attending. The moderator made introductions to the group regarding her
name, company, role in the discussion and information on length of the
session. Participants were given a general overview of the discussion and
introduced to the concept of the video camera to avoid discomfort.
Ground rules about the discussion were also provided and an importance
was given to the opinions of each person. The informed consent forms
were discussed, signed and collected (Greenbaum, 1988).
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that described their personal feelings about ISO 9000 or their experience
with ISO 9000. The moderator would then write each adjective in the
corresponding category for the participants to view.
After the participants described their feelings of ISO 9000 in general,
they were given a handout with the eight management principles of ISO
9000 along with the definitions. These principles include customer focus,
leadership, involvement of people, process approach, system approach
to management, continual improvement, factual approach to decision
making and mutually beneficial supplier relationships (Goetsch & Davis,
2002). From these eight principles, the groups were asked to express
their feelings and opinions about how ISO 9000 affected these items in
their school. The questions were phrased, for example, how do you feel
ISO 9000 has affected the customer focus of the center? What impact has
ISO 9000 had on the leadership of the center?
After completing the conversation about the eight principles of ISO
9000, the participants were then asked to do a sentence completion
activity that was following by a round-robin discussion of their answers.
The sentence completion exercise contained the following questions:
• When I first found out that my school would be using ISO 9001, I felt …
• Now, as I think about the impact of ISO 9001, what really helped the
process was …
• What got in the way was …
• I was surprised that …
Stage III: closing. During the closing stage of the discussion, the moderator
asked each participant to identify one item from the discussion that was
important. Then, the moderator gave a brief summary of the discussion
topics that surfaced and highlighted the most important items. The
moderator asked the group if anything was missed or if they wished to
add any other comments. The moderator then thanked the group for
their participation signaling the end of the session.
Findings
In order to obtain and analyse the data from the focus groups effectively,
the researcher utilised the methodological approach of grounded theory,
which consists of identifying categories or ‘coding’ the data collected
from the people under study. These categories are not representations of
the data, but indicated by the data and can be used to reflect patterns
(Dey, 1999). Therefore, the data received from the focus groups at each
CTC was recorded and compared with the data from the other CTC’s. The
data was then ‘coded’ into two categories, strengths and weaknesses of
ISO 9000 implementation in a CTC.
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STRENGTHS AND WEAKNESSES OF ISO 9000
person agreed with him by saying ‘ISO 9000 brings credibility to the
vocational technical education’. An administrator stated:
For what we do and the type of education that we provide, it
gives us the needed link and gives credence to us that we have
close ties to industry. We’re showing academic educators,
school districts that we know what we’re doing. We are on
track with industry and it gives us credence with industry from
an education standpoint. Because if they’ve gone through it
and they see we’ve gone through it and that gives us instant
credibility.
When questioned about how the ISO 9000 implementation process
involved the employees of the center, there were both positive and
negative comments. The centers that were most successful in the
implementation of ISO 9000 stated that ISO 9000 ‘involved people more’
and that they ‘became a team player type thing because everyone was
going for the same objective’. Other focus group participants made
positive comments such as ‘everyone had to step up to the plate’ and
that the ‘organisation pulled together for a common goal’. They agreed
with the fact that having ISO 9000 as their quality system ‘gives the
opportunity for everybody to get involved with the improvement process
at the school or it affords everybody the opportunity’.
The most important factor in the successful implementation of ISO
9000 at the career and technical centers was the quality team, also
referred to as the audit team or the in-house team. All focus group
members reported that the quality team members were ‘very
approachable’ and that ‘our team here has really trained us’. The
members of the quality team are the ones that employees went to if they
had questions or needed help with the ISO 9000 forms. As one secretary
reported, ‘What really helped was my coworker was on the audit team, so
when I have a question, I just talk to the girl at the next desk’. One focus
group expressed that ISO 9000 would not have been possible without the
‘time and energy’ of the quality team. The same theme was expressed in
most of the focus groups, such as ‘our in-house team really helped, they
made it very much non-threatening and relatively painless’.
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stated that ‘I understand its (ISO 9000) application in the industry realm
more so than in education’.
Other deterrents of the ISO 9000 implementation were the facts that
the standards are time consuming and paper intensive. Focus group
participants at all of the schools reported that ‘ISO 9000 is work intensive’
and ‘going to take time’. They felt that ISO 9000 ‘requires many meetings
and much documentation’. One focus group member stated that ‘if you
had a third party doing it, which I know has occurred at other schools, it
would not infringe on all of our time’. Most of the teachers were
frustrated at the time spent away from classrooms commenting, ‘more
paperwork, less class time’ and felt like they already had full workloads.
One participant stated, ‘as a secretary, um ... it caused a lot of extra work
for us, it was overwhelming ... but, now I think that it’s great’. Even
members of the administration were frustrated with the time-consuming
element of ISO 9000 as one said that it:
involved people, but that could be construed as negative
because if you look at the initial reaction, the glaring thing that
is showing is that it’s time consuming. In essence, we have jobs
to do and to impose this upon us; it takes us away from our
other tasks.
The focus group participants also stressed the fact that they viewed ISO
9000 as another fad to implement in the school that won’t be finished.
They made comments such as ISO 9000 is ‘one more thing that will be
started and not finished’ and that it was just ‘another labor intensive
program that will come and go’. A few of the schools were very negative
when they expressed comments like ISO 9000 is just ‘another initiative
that doesn’t have much to do with my job as an instructor’ or ‘here we go
reinventing the wheel again’.
One of the biggest problems that the centers faced was the
employee’s lack of information of ISO 9000. The majority of focus group
participants reported feelings of not having enough information about the
definition of the standards or the implementation process. They felt that
not ‘enough people knew what was going on’. One member questioned,
‘Why are teachers the last to know? Information should be shared and not
kept at the top’. Similarly, another person stated, ‘I am still surprised
about how little I know about ISO 9000’. Routinely, when they were asked
about involvement of people in the ISO 9000 principles, the employees
expressed that they felt ‘out of the loop’, ‘in the dark’, and that they
received ‘no clear answers from the administration’.
As stated earlier, there was conflict in the focus groups about the
involvement of people in the ISO 9000 process. In general, the schools
that had the least success or were the slowest in the implementation
process had complaints about lack of personal involvement with ISO
9000. Most of the comments came from teachers or instructors that felt
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left out of the ‘loop’ by the administration that was implementing the
standards. One instructor commented, ‘I am surprised that the teachers
weren’t more involved’ and ‘it would be nice to know what was going on’.
Another teacher stated that they had received ‘one in-service day and
that was it ... two or three years ago’. There also seemed to be hostility
about the lack of involvement as was evident by one comment from a
culinary arts instructor who said ISO 9000 is being ‘shoved down my
throat and I don’t even know what it is’.
A final major deterrent for the implementation process of ISO 9000
in the career and technical centers was the difficulty understanding and
applying the language of ISO 9000 to the educational setting. Participants
were frustrated with translating and attempting to understand who are
the customers? What is the product? Who are the suppliers? They had
feelings such as ‘It gets frustrating trying to look at the procedures and
trying to implement them’ and also said ‘the terminology needs to be
matched to what our language is. What we know and what we talk each
and every day is not the terminology that ISO 9000 uses and it causes
mass confusion’.
Comparison of Centers
Another vital aspect in the research findings can be observed through the
comparison of the most successful and least successful centers in the
implementation process of ISO 9000. Comparing a success with a failure
may provide data that can be applied to other situations about what will
lead to a successful implementation of ISO 9000 or what type of a career
and technical center should implement ISO 9000. For reasons of
confidentiality, the most successful school will be referred to as Center A
and the least successful as Center B.
First, general observations can be made about the behavior of the
focus groups at each center. It is important to note that the focus groups
contained a similar proportion of people; each contained only one
member of administration and at least one member of the quality team.
The remaining members of the groups were secretaries and instructors
with a variety of backgrounds.
At Center A, the focus group was open and friendly, there was
comradeship within the group and there was often laughter during the
discussion. Although a member of administration was present, neither
the group nor the administrator showed signs of tension while expressing
opinions or feelings about the implementation process of ISO 9000. Also,
there seemed to be no sign of a struggle between the administration and
the other employees. Although Center A expressed feelings of ISO 9000
such as being overwhelmed or that ISO 9000 was time consuming, they
were very positive about the results and also described ISO 9000 as
organised, systematic, fair and revealing. The group viewed
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standardisation as positive for the school, making them all ‘go in the
same line’. The focus group at Center A was pleased with the outcome of
ISO 9000 in their school, and attributed the success to the quality team
effort and devotion, also stating that since no member of administration
had been on the team this had caused less stress during the process and
more devotion by the other employees of the school. All the focus group
members felt well informed and involved in the process, and therefore
were more apt to support the implementation and all of the requirements.
In contrast, the focus group at Center B was very quiet and even
hostile toward the research team at the beginning of the discussion. They
were upset about having to be involved in the discussion group since
they did not feel very involved in the ISO 9000 process. The group
described ISO 9000 as painful, lengthy, unknown, confusing, an
imposition, time consuming and mandatory. The group was also
concerned about standardising too much in the school such as forms of
instruction. Throughout the course of the discussion, the tension
between the employees and the administrator was very visible, and often
the group attacked the actions of the administration leaving the
administrator to defend himself or other leaders at the center. The
administrator was also very defensive about the leadership’s decision to
implement ISO 9000 even though they had not involved the employees at
that point in time. Most of the employees were not aware of ISO 9000
being implemented at the center and did not have much knowledge of the
ISO 9000 standards. There was also very little mention of the quality team
except from the one member of the group involved in the team. One of
the most important points of the discussion was that the group identified
the center’s problem as a lack of communication at all levels; not only
isolated to the implementation process of ISO 9000. At this point in time,
even after 3 years in the process, the ISO 9000 implementation has not
reached the instructors and most of the staff, but is still at the top levels
of management. Therefore, this center was viewed as unsuccessful in the
implementation process of ISO 9000.
Important factors for the successful implementation of ISO 9000
according to Goetsch & Davis (2002) are to have commitment to the ISO
9000 registration from the highest level of management since only
management controls the necessary resources, only management can
overcome resistance to change and management needs to set an example
to the rest of the staff during the implementation process. Goetsch &
Davis also note that an important aspect is to have an informed team and
staff about the ISO 9000 process. These same factors can be viewed in
section 4.1.1 of the ANSI/ISO/ASQC Q9001 Standards for Education and
Training, as it is management’s responsibility to document its quality
policy and make sure that it is understood, implemented and maintained
by the entire organisation. These factors are supported in this
comparison of Centers A and B. A few of the major factors contributing to
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Theresa L. Bevans-Gonzales & Ajay T. Nair
Correspondence
Theresa L. Bevans-Gonzales, Pennsylvania State University, Keller
Building 0301, University Park, PA 16802, USA (tlb933@psu.edu).
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