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MAKING

CHOICES
TOGETHER
The Power Of Public Deliberation

October 2003
TABLE OF
CONTENTS

The Case for Public Deliberation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1


People Who Deliberate. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
The History of Public Deliberation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Why Deliberate?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
What Is Public Deliberation and How Is It Different? . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
What Does Deliberation Produce? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
What Can We Do with the Products of Deliberation? . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Deliberation Changes Our Opinions of Others’ Opinions . . . . . . . . . . . . . . . . . . . . . . . . 22
Deliberation Gave Focus to His Community Involvement . . . . . . . . . . . . . . . . . . . . . . . . 23
Deliberation Increases the Capacity of a Community to Act . . . . . . . . . . . . . . . . . . . . . . 24
Organizing Forums . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
Moderating for Deliberation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Where Do I Go to Get Started? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
Recommended Reading. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32

MAKING CHOICES TOGETHER


INTRODUCTION

The purpose of this booklet is to community. Pages 25 through 31 give


provide three kinds of information to suggestions on how to get started and
persons interested in developing key ideas about how to develop
deliberative democracy. deliberative forums using National
The first type of information consists Issues Forums materials.
of the basic ideas behind the practice of The third consists of guidance to
deliberative democracy. Pages 1 through further resources. Suggestions for further
24 give examples of persons engaged in readings on deliberative democracy are
public politics through deliberation, a found on page 32.
brief history of public deliberation, the This information gives you a brief
reasons deliberation is needed, how “primer” on the essential work of
deliberation differs from other forms of citizenship in a democracy.
public talk, what deliberation produces,
and what the results of deliberation do
in making communities more effective.
The second consists of beginning
tips for how to develop programs in
deliberative democracy in your

MAKING CHOICES TOGETHER


THE CASE
FOR PUBLIC
DELIBERATION

The case for public deliberation can aware of the differences in the way
be put simply: For democratic politics to others see those costs and benefits. That
operate as it should, the public has to act. enables them to find courses of action
It is not enough to vote, not enough to that are consistent with what is valuable
understand or support our elected offi- to the community as a whole. In that
cials, not enough to merely have way, the public can define the pub-
opinions or keep up with current lic’s interests — issue by issue.
affairs. Before people can act as a Public deliberation is neither
public, however, they first have to a cure for all that ails politics
decide how. nor a wondrous antidote for
Public deliberation is one name popular cynicism. Yet it is an
for the way we go about deciding essential part of democratic
how to act. In weighing — together politics.
— the costs and benefits of
various approaches to
solving problems,
people become

1 MAKING CHOICES TOGETHER


PEOPLE WHO
DELIBERATE

Young people are at risk in most Youth involved in problem solving


American cities. Expelled from school, One of the directions participants
some roam the streets with nothing to do settled on led to a program called CARES,
but get into trouble. But in Birmingham, or Comprehensive At Risk Educational
Alabama, for years now, people have Services, run by young people at eight
done more than just worry or complain high schools. Three hundred and fifty
about it. young people now serve on advisory
Each year, a number of 11 to 15-year- councils and conduct weekly meetings,
olds are expelled for being involved in Sparks said.
an assault or some incident involving a Other programs that grew out of the
gun, knife, or other weapon. forums include a teen employment
The best these kids have to look for- program and Camp Birmingham, a youth-
ward to is returning to school the next run camp for low-income youngsters.
fall already labeled as troublemakers, CARES’ greatest success, however, is
knowing they have to repeat a grade. that it gives young people a chance to
“What are you going to do with that learn how to make difficult choices
person?” asked Peggy F. Sparks, together. The program has given Sparks a
senior executive director of Birmingham much greater understanding of what
City Schools Parent, Community and young people think the problems are, and
Student Support Program. To address that that helps her know how her
question, Sparks has convened forums department can engage them in solving
all over the city. City officials and staff their own problems.
from youth organizations served
as moderators and recorders — roles From literacy to public life
that allowed them to participate but
kept the meetings from being the usual To most people, it would have been a
“public hearings.” simple request. The 3-year-old wanted
Daddy to read her a story from preschool.
The moderators encouraged partici- But when Walter Miles tried to fake his
pants of all ages to weigh carefully a way through the simple tale, his daughter
variety of approaches to dealing with the knew it wasn’t right. And that was when
problem, not just one or two specific he decided it was time to learn to read.
solutions. The goal was to create some
common ground for action, some sense
of direction, and an appreciation for the
interdependence of different purposes so
people could act together.

MAKING CHOICES TOGETHER 2


The 41-year-old garage mechanic “Banding together”
turned to South San Francisco’s Project Everyone at the forum in Grand Rapids
Read literacy program, where he learned knew the subject of kids killing kids was far
not only how to read, but how to partici- from academic for one woman. She had lost
pate in what he now calls “the outer ring” two sons to senseless violence. One was
of his world. With the help of his tutor, he killed in his apartment, the other as he stood
read a series of short books about public in a phone booth. Yet she sat quietly as the
policy issues like freedom of speech and others talked about what could be done to
the high cost of health care. Then he stop youth violence.
attended deliberative forums held by the
literacy council to try to make some deci- Then, toward the end of the forum, she
sions about these issues with others. At spoke softly, saying something that summed
first, he only listened. Eventually, he asked up the sense of the meeting: “We’ve got to
himself, “Are you gonna get involved or do something. We’ve got to band together to
are you just gonna leave it alone?” For stop the violence.”
years, he believed that if he kept his little Weeks later, she helped spearhead a
corner of the world in order, that was all millage campaign that resulted in citizens
he needed to do. “But as we began to talk agreeing to pay higher taxes to hire 95 more
about the issues, what freedom of speech police officers to patrol the city.
meant … keeping my opinion to myself
was hurting me more than what I real-
Deliberation as community habit
ized,” he said. “I decided, how could my
world be peaceful and undisturbed if the These stories suggest that deliberation can
rest of the world was disturbed? I have to get people more involved, cause them to join
get involved in the outer ring.” forces, and lead to new civic initiatives. They
testify to certain effects deliberation has had,
Miles became heavily involved in a
yet they don’t go to the deeper significance
program called Key to Community, which
of deliberation, which isn’t captured by new
encouraged young people to vote. When
programs or votes to raise revenues.
kids told him it was a waste of time to
vote and asked why they should get The stories yet to be told are about what
involved, Miles pointed to his own experi- decades of forums in cities like Grand Rapids
ence and talked about how choices made have done to change the way a community
now have consequences later. “By not get- approaches problems. In those not-so-
ting involved now, it’s gonna hurt them in obvious stories, citizens come to take more
the next 10 years,” he said. “I didn’t catch responsibility themselves for curbing vio-
on until I was in my early thirties what lence. They make acting together a communi-
had happened to me.” ty habit. But those stories cannot be written
until we find out if the teenagers in
Miles clearly had a sense of humor
Birmingham grow up to be adults like Walter
about his struggles. He also seems to have
Miles, who see themselves as potential actors
made up for lost time and tried to help
and not clients of a program.
others avoid the mistakes he made. “I’m
fightin’ back,” he said. Not everyone who
is active in encouraging voting got
involved through deliberative forums —
but Walter Miles did. Deliberation seems
to open a door to public life.

3 MAKING CHOICES TOGETHER


Those stories can be written if people
understand what deliberation is and know
how to go about the hard work of making
choices together. And that is the purpose
of this book. Briefly put, deliberations
aren’t just discussions to promote better
understanding. They are the way we
make the decisions that allow us to act
together. People are challenged to face
the unpleasant consequences of various
options and to “work through” the often
volatile emotions that are a part of making
public decisions.
The results are not always as obvious
as in the stories you’ve just read. Some
say the biggest benefit is that forums help
people get a handle on complex public
policy issues or understand different
points of view before they act. Others say
participation makes them feel less isolat-
ed, more a part of a community, more
disposed to join together in civic action.
Still others say that years of forums have
changed the way their communities
approach decision making and problem
solving. Repeated deliberation, they
report, changes people, and that gives
them the confidence that they can eventu-
ally change their communities.

MAKING CHOICES TOGETHER 4


THE HISTORY
OF PUBLIC
DELIBERATION

Americans who deliberate today are In school, we are taught stirring


tapping into one of our oldest and most phrases such as, “Give me liberty or give
distinctive political practices. In fact, it me death.” But the observation, “We have
can even be argued that public delibera- a problem; let’s talk about it,” should
tion was a major force in creating our have been preserved as the quintessential
country. Deliberative forums, called town American speech. Nearly every American
meetings, began more than a hundred has heard it and said it at one time or
years before our Revolution and another.
Constitution, paving the way for both.
Deliberative democracy has roots in Institutionalizing deliberation
many cultures and communities, among The incidents that created the first
them, Massachusetts in the 1630s. With its town meetings established a political tra-
grassy plain running down to the bay, dition. Colonists began to meet every
Dorchester, Massachusetts, must have month, not just when the cows got out.
been an excellent place for livestock to The Dorchester gathering led to an insti-
graze. But the animals escaped through tution that became a foundation of
the fences. That led to two problems: America’s political system: the town meet-
first, how to protect the livestock; and ing. These early town meetings, however,
second — the issue behind the issue — were not at all like today’s town meet-
how to decide how to protect the live- ings, where officials speak and sometimes
stock. Dorchester had no local govern- answer questions. These were occasions
ment to address such problems. It didn’t in which people could reflect on and, to
even have an established forum for use John Adams’ word, “maturely” consid-
discussing public matters. The only er the great questions of the day.
gatherings were in church, and Sunday
The colonists, then, chose not to
services were not the place to discuss
adopt (as might have been expected) the
such worldly matters as cows and goats.1
English municipal form of government.
It is a shame the events that followed Instead, they ran the colony by town
weren’t recorded in great detail. The meetings or a “civil body politick.” The
exact words of the Dorchester townsfolk meetings had no authority behind them
weren’t written down. But we do know other than the power that came from the
that the Reverend John Maverick and promises people made to one another to
other community leaders got together
and set a course for American democracy.
1
For the details of the colonial town meetings, see
We can imagine Maverick and fellow
Dorchester Antiquarian and Historical Society,
colonists saying, “We have a problem. History of the Town of Dorchester; Maude Pinney
We need to talk about it. Let’s meet on Kuhns, The “Mary and John”: A Story of the
Monday.” Founding of Dorchester, Massachusetts, 1630
(Rutland, Vermont: Charles E. Tuttle Co., 1943); and
James H. Stark, Dorchester Day: Two Hundred and
Seventy-Ninth Anniversary of the Settlement of
Dorchester, Dorchester Historical Society, 1909.

5 MAKING CHOICES TOGETHER


work together. These mutual promises or themselves, gloriously, through this strug-
covenants were the bonds that held the gle. I care not how fickle other people
colony together and were the basis for its have been found. I know the people of
common endeavors.2 these Colonies.”4

“Committees of correspondence” Roots of the Constitution


Citizens and public bodies continued The town meeting tradition prompted
their influence throughout the revolution- Thomas Jefferson to declare that “the
ary and constitutional eras. In time, towns vigor given to our revolution in its com-
in Massachusetts and other colonies mencement” had been rooted in “little
formed a network for political action. republics.” He believed that these little
This network was formalized in 1772, republics had “thrown the whole nation
when Samuel Adams established a 21- into energetic action.”5 These forums
member “committee of correspondence” provided needed time for reflection and
to create ties to other towns and to deliberation, which — as John Adams
explain the colonists’ position “to the told his wife, Abigail — were much
world.” Within 15 months all but 2 of the needed antidotes to hasty reactions.
colonies had established their own com- The strength of the town meetings
mittees of correspondence. In this way, became the strength of the U.S. Con-
the tradition of talk in the town meetings stitution. Yet the Constitution doesn’t say
grew even stronger. And the practice of how the public is to express itself
uniting the small towns, and drawing (except, of course, by voting). Thomas
authority from the people through them, Jefferson, sensitive to this omission,
set a powerful political precedent.3 encouraged the spread of town meetings
By the time of the American through what he called the ward system.
Revolution, public attention had turned to He understood that, without places for
the question of whether a war for inde- the public to define its interest and create
pendence could be successful against its own voice, the government could not
what was then the world’s greatest govern effectively. Although the ward
power. John Adams, from the town meet- system didn’t take hold, town meetings
ings of Braintree, Massachusetts, took on became an American political tradition.
the task of defending the proposed Public deliberation continues today,
Declaration of Independence. Adams’ particularly in the civic and educational
faith in the Revolution was grounded in organizations that hold National Issues
what he had learned about people and Forums (NIF).
the power of their public forums. To
those fearing failure in the Revolution he Since 1982, in communities across
replied: “But we shall not fail. The cause America, these forums have brought citi-
will raise up armies; the cause will create zens together to deliberate about a wide
navies. The people, the people, if we are variety of issues and to begin making the
true to them, will carry us, and will carry hard choices involved in addressing them.

2
Hannah Arendt, On Revolution (New York:
Penguin Books, 1963), p. 167; and Daniel J. Elazar
and John Kincaid, “Covenant and Polity,” New
Conversations 4 (1979): 4-8.
4
Daniel Webster, The Works of Daniel Webster,
3
Richard D. Brown, Revolutionary Politics in Vol. 1, (Boston: Little, Brown and Company, 1853),
Massachusetts: The Boston Committee of p. 135.
Correspondence, 1772-1774 (New York: W. W.
Norton & Company, 1970). 5
Arendt, On Revolution, p. 251.

MAKING CHOICES TOGETHER 6


Forums like those you have just
read about in Birmingham, San
Francisco, and Grand Rapids are local-
ly sponsored by a diverse network of
organizations: neighborhood associa-
tions and junior leagues, senior citi-
zens’ centers and elementary schools,
leadership programs and literacy pro-
grams, churches, and prisons.

Issue books are starting point


These organizations often use
issue books prepared by the Kettering
Foundation, Public Agenda, and other
organizations. The books cover sub-
jects important to the nation in every
locality — issues like crime, jobs,
health care, the environment, educa-
tion.
Making Choices Together draws
on what has been learned from thou-
sands of those deliberative forums. It
speaks to the questions people ask
most often when deciding whether or
not to join in public deliberations:
Why deliberate? What is public delib-
eration and how is it different? What
actually happens in a forum? What
does deliberation produce and does it
do any good? There is also a section
on where you can go to get involved.

7 MAKING CHOICES TOGETHER


WHY DELIBERATE?

If you asked the early settlers of forums as a way to motivate people to


Dorchester this question, they might sim- do things in the community.
ply say “to make decisions about how to Many see a connection between what
solve problems.” If you asked that ques- goes on in the community and the tenor
tion with the country’s entire history in of the conversations people have: they
mind, the answer might be that delibera- wanted a different kind of dialogue,
tion both created a public for American where people could speak “on the same
democracy and allowed that public to plane” even though they were from dif-
define the public’s interest. Surely that is ferent sections of town. Others would say
a never-ending role for deliberation. they wanted to be able to formulate their
opinions without becoming someone’s
A range of reasons enemy. They wanted an opportunity to
If you ask the people who go to hear other voices.
forums today, you are likely to hear rea- Changing ways of talking also seems
sons that range from personal growth to to change relationships, as reflected in
changing the political system.6 the following kinds of comments:
Some reasons are personal: They “What you need is a redneck like me
want to learn new decision-making skills and a black fireman over there to come
they can use as citizens, to understand together and talk about crime, and realize
the issues better, to reconnect to the the other person is not so bad. We’ll …
political process, or to regain a sense of leave talking to each other. The attitude
agency. They were tired of being on the of the whole group will improve.”
outside looking in.
Some people have their community in “A shared destiny”
mind, or the role of their institution in the
“The more we get together and talk,
community. They might say they want to
the more we discover that we have a
strengthen the civic infrastructure. Or they
shared future and a shared destiny.”
might say their institution was looking for
a way to be a catalyst in the community Another typical comment is: “We
and holding forums made sense, or they wanted a dialogue that taught respect or
were looking for a better way to carry out we were looking for another way to deal
their organization’s mission in the com- with conflict.”
munity. Some would say they participate People often come to forums looking
because they care about the common for a different way to approach issues
good. Others would tell you they see and deal with community problems. They
say things like, “We were concerned
6
John Doble Research Associates, Responding to
the Critics of Deliberation, (Dayton, Ohio: Kettering
Foundation, 1996).

MAKING CHOICES TOGETHER 8


about issues that weren’t being addressed Not everyone finds deliberation use-
by the community as a whole. We were ful. Some people leave forums frustrated
tired of having issues framed divisively because their expectations aren’t realized
and wanted a dialogue that would help as soon as they thought they would be.
us manage our problems better. We want- Most, however, believe the effects are
ed to understand the ‘gray areas’ in issues cumulative and are convinced a public
framed around absolutes. We wanted to dialogue can have a lasting influence.
open up new avenues to do something. And they do want something that will
We wanted a way to imagine new possi- endure because they don’t just want to
bilities that people would act on, or we make improvements, they want a differ-
were looking for a ‘stepping stone’ to ent kind of politics.
action.” If there is any one theme that runs
Being concerned about civic action through these varied comments, it is that
doesn’t preclude creating a better rela- people see problems they think require
tionship with governments. People say more action by more citizens. And they
they are looking for a better way to gov- want better informed public action. They
ern or a different way to connect to see deliberation as the first step. One
officeholders. People also say they delib- implication in what they are saying is “We were
erate because they want to create a gen- that, before people can act together as a concer ned
uinely public voice in their community public, they have to be able to decide about
and they want officials to hear that voice. how to act together. issues that
weren’t
being
addressed
by the com-
munity as
a whole. We
were tired
of having
issues
framed
divisively
and want-
ed a dia-
logue that
would help
us manage
our prob-
lems better.
We wanted
to under-
stand the
‘gray
areas’ in
issues
framed
around
absolutes.”

9 MAKING CHOICES TOGETHER


WHAT IS PUBLIC
DELIBERATION
AND HOW IS IT
DIFFERENT?

To increase the chances that our deci- way people used to weigh gold on an
sions will be wise, we can’t just sound old-fashioned scale. How much will each
off, argue over solutions, or clarify our consequence tip the scale? What are the
values. We have to struggle with the hard costs and benefits of doing what we want
choices that every issue entails, consider- to do? Answering those questions
ing the pros and cons of each option. requires a setting in which we can
That is deliberation in a nutshell. explore and test ideas about how to act.
Deliberation helps us know if our deci-
Deliberation also involves weighing
sions are sound — helps us decide if we
the views of others. Careful listening
are willing to accept the consequences of
increases the chances that our choices
the action we are about to take.
will be sound because a wide range of
Most political discussions, however, people have pooled their experiences
are debates. Stories in the media turn pol- and insights. No one person or small
itics into a never-ending series of con- group of people has all the experience
tests. People get swept into taking sides; and insight needed to decide what is
their energy goes into figuring out who or best. That is why it is essential for an
what they’re for or against. inclusive group of citizens to combine
Deliberation is different. It is neither a their perspectives.
partisan argument where opposing sides While we can’t know for certain that
try to win nor a casual conversation con- we have made the right decision until we
ducted with polite civility. Public delibera- have acted, deliberation forces us to
tion is a means by which citizens make anticipate consequences and ask our-
tough choices about basic purposes and selves whether we would be willing to
directions for their communities and their accept the worst possible case.
country. It is a way of reasoning and talk- Deliberation is looking before we leap.
ing together.
NIF deliberations are framed in terms It is about what is most valuable
of three or four options for dealing with to us, not just facts alone
an issue — never just two polar alterna-
We have to deliberate to decide how
tives. Framing an issue in this way dis-
to act in a way that achieves what is most
courages the diatribes in which people
valuable to us. When we are faced with a
lash out at one another with simplistic
difficult choice, we try to get all the
arguments.
information we can. Facts certainly aren’t
unimportant, and yet they aren’t enough
It is dialogue for weighing, not a to tell us what we should do. We use
debate for winning deliberation for those questions like,
To deliberate is to weigh the benefits “How should we act?” when there is no
and costs of various options based on fact or certainty that can give us an
what is truly valuable to us. Think of the

MAKING CHOICES TOGETHER 10


answer. Facts tell us what is and we don’t threats; we also value the security that
have to deliberate about things we know. comes from maintaining a strong defensive
When making personal choices, for shield to ward off danger. And we value
instance, in deciding whether to marry, no the security that comes from being on
one goes to an encyclopedia and looks good terms with those who seek to harm
under “M.” us.
So, public deliberation takes us to Most people are motivated at least to
facts, important as they are, and beyond, some degree by all three of these notions
to things no book or expert can tell us, of security. Most people feel more secure
and that is what is truly valuable to us in if they are stronger than their enemies or if
our common life. they feel well protected from them. And
We shouldn’t confuse the choices we most of us would rather be on relatively
make about what is most important to us friendly terms with someone who is a
with simple preferences. We are tempted potential threat.
to think of choice as preference because In deliberating on what to do about
citizens are often treated as though they terrorism, we become painfully aware that
are political consumers. Picking a candi- we can’t be guided by all these considera-
date or voting in a referendum appears to tions and have a coherent consistent poli-
be much like picking a brand of tooth- cy. We have to make decisions in light of
paste or cereal. When we prefer, we con- competing motives.
sult our tastes. The consequences are not
too great; we can always switch brands.
Choice — the kind of decision we make A prerequisite to deliberation:
when we marry someone or decide on a Naming and framing issues in pub-
career — causes us to dig deeper. lic terms
Because the consequences are great, we We can’t begin to make effective
have to think carefully about what they choices about how to act until we
might be and whether or not we can develop a deliberative framework. It must
accept them. We have to look inside our- do two things: It must name the problem
selves to determine what is most valuable in public terms — that is, in a way that
to us. These decisions will have serious, resonates with us. And it must capture
long-term consequences. diverse approaches to the problem,
approaches that call attention to our
In making public choices, we seem everyday concerns.
to be motivated by a reservoir of things Unfortunately, Americans often find
that have great meaning in our common problems named in a “foreign” language
life, our deepest concerns and convic- — in technical, expert, highly partisan, or
tions. These are the ends for which we ideological terms. A wide gap often sepa-
live — such as the security of our fami- rates the way issues are presented and the
lies. They are also means or ways of way people experience them. This makes
behaving that we cherish — such as it difficult for citizens to see a connection
having the freedom or opportunity to to what they hold dear.
realize our goals. Few people are Here is an example of the different
unmoved by such considerations. take citizens often have on an issue: In
For example, the issue of terrorism the case of stopping the spread of drugs,
revolves around a very basic concern: people tend to see the problem as a
security. We are influenced, however, by family matter rather than simply a matter
different notions of security. We value the of enforcing the law or preventing drugs
security that comes from the willingness from entering the country. The problem
to take immediate action against all brings into play deep concerns about the

11 MAKING CHOICES TOGETHER


decline of the family and the loss of per- developers or conservatives opposing
sonal responsibility. That perspective liberals. People in one of those camps are
influences the way people “name” the not likely to be in the other. When it
problem. And the name we give a prob- comes to the things most important to
lem influences how we approach it; the human beings, however, most of us are
name determines who will be available to often in the same camp. Recall the
deal with it and shapes the response that terrorism example and the common
will emerge. motives that surface in that issue.
Finding out how the public sees a Despite sharing political motivations,
problem is also the key to finding out however, different people order and
how citizens can “get their hands on” apply what they find valuable in different
problems that require action. As in the ways. Imagine it is Friday night. You
case of drugs, when people find things come home from work late, dead tired.
they can do personally through their fami- Your spouse, who also had a difficult
lies or through common action, they are week, wants to go out to dinner. Your
energized by a sense of possibilty. children want you to take them to the
Naming a problem in public terms for movies. Your mother-in-law calls and
In public
common reference gives us a place to
delibera-
tion, peo- begin deliberation, but it masks the con-
ple have to flicts we have about how to deal with the
work problem. We must confront our
through conflicting motives — the many things we
compara- consider truly valuable and that pull us in
ble difficul- different directions when we have to
ties inher- decide how to act. We must frame the
ent in all various approaches to dealing with a
policy deci- problem in a way that allows us to con-
sions. This front and work through our inner con-
work flicts as well as conflicts among us.
requires Dealing with these conflicts or tensions
talking
makes choice work difficult.
through,
not just For example, when it comes
talking to our health, we want the best
about care, and we also want the most
issues. affordable care. Yet the better
the care technically, the more
costly and less affordable it is.
Any policy for dealing with the
costs of technically advanced health
care runs squarely into this dilemma.
Every option we come up with on this
and similar issues will have both positive
and negative implications for what we
hold dear.
The conflicts we have to deal with in
making choices together aren’t just
conflicts between different individuals or
interests, as in environmentalists opposing

MAKING CHOICES TOGETHER 12


invites you over for dinner. And no “Working through” limitations:
sooner have you put down the phone Combining reason and emotion
than your boss calls and asks if you
The term “work through” aptly
would come back to the office for two
describes what we do in making choices:
more hours. Your marriage, your children,
we have to get past our initial reactions
your job, and your mother-in-law are all
and reach a point where we are again in
valuable, but you still have to decide
enough control to make sound choices
what you should do as a family on this
about our future. As we face up to conse-
particular evening. You can’t resolve the
quences, we often react with a sense of
dilemma by doing away with one of the
shock akin to the sense of loss people
things you hold dear. And you can’t do
feel in the face of personal crisis. Daniel
everything everyone asks of you. What is
Yankelovich, noted survey researcher, tells
more, there is no authority that can give
the story of a man in his mid-fifties who
you the “right” answer. You can’t escape
learns that he will not receive the pension
the dilemma of considering the circum-
he had been counting on for his retire-
stances, on the one hand, and what you
ment. At first he is angry, incredulous,
think is most important, on the other, and
suspicious, and depressed. Nonetheless,
then doing the hard work of finding the
over time, he regains his composure by
best fit.
“working through” the crisis. He might
That is very much like the dilemma find an alternative source of income or
we face in public life when making a make some tradeoffs so he can live on
policy choice. There is no escaping less. In any event, he reorients his think-
contradictory pulls and tugs, no escaping ing and emerges from the emotional
the constraints on what we can do — and storms in ways that make it possible for
no escaping the feelings that arise from him to act in his best interest.
such dilemmas.
In public deliberation, people have to
While these conflicts are unavoidable, work through comparable difficulties
deliberation helps us recognize that the inherent in all policy decisions. This work
tensions are not so much between us as requires talking through, not just talking
among and even within us. That helps about issues.
us “work through” the strong emotions
that are part of any major decision.

13 MAKING CHOICES TOGETHER


WHAT DOES
DELIBERATION
PRODUCE?

Americans are intensely practical. If different way — looking for the options
they spend time deliberating, they want and their consequences. They also report
assurances that their efforts will produce becoming more involved in civic activi-
something useful. So what are the out- ties. Perhaps changing opinions of others’
comes of deliberation? opinions prompts people to see new pos-
sibilities for working together. Forum par-
Changes in people ticipants come to see themselves as politi-
Based on the results of thousands of cal actors, not just clients or consumers.
forums, the initial effects seem to be As one study on the effects of NIF
personal. Repeated deliberations change deliberations reported: “People learn that
people. Participants say they get a better they are capable of understanding com-
handle on issues; that is, they are able to plex issues, saying reasonable things
put particular issues in a larger context about them, reaching reasonable judg-
and make connections between different ments about what to do.” The study went
issues — all of which helps them under- on to say that, as people deliberate, they
stand what the issues really mean. see there is no faceless “they” to blame,
People then approach policy questions that problems arise out of conflicting
more realistically. Self-interests tend to motives and actions that Americans did or
broaden. The experience of deliberating didn’t take. For example, deliberative
with others makes citizens more confi- citizens are more likely to say that the
dent; they feel they own their opinions desire to spend without raising taxes has
and are able to voice them. intensified the budget deficit. Deliberative
A study of citizen deliberations by forums prompt people to recognize they
Public Agenda found that about half the are often responsible for significant parts
participants (53 percent) change their of their problems. They then reason that,
minds. A much larger percentage (71 if they can create problems, they also
percent) said they have second thoughts must have the capacity to begin to
about their opinions, even though they manage them more effectively.8
did not change their minds. More than
three-fourths (78 percent) say they Involvement — and a public
encountered viewpoints different from
These changes are possible because
their own and thought those views were
deliberation seems to have the power to
good.7
get people to take the first step to civic
A single forum isn’t likely to change involvement. Deliberation also links these
deeply held beliefs about political partici-
pation any more than one trip to a gym 7
Steve Farkas and Will Friedman, with Ali Bers,
will convince us of the benefits of regular The Public’s Capacity for Deliberation (New York:
exercise. But those who have been in a Public Agenda for the Kettering Foundation, 1995).
number of forums say they start reading
8
Doble, Responding to the Critics of Deliberation,
or listening to the news more — and in a pp. 59-60.

MAKING CHOICES TOGETHER 14


people to one another, creating a public, be held. Months may go by, even years,
which is a body of people joined together but eventually people reach decisions that
to deal with common problems. determine whether and how they act.
Researchers from The Harwood In the process, the people who were
Group asked people what kind of setting just individuals living in the same area
they look for when deciding whether or have become a public, a diverse body of
not to get involved. They said they look interconnected citizens who share certain
for open, exploratory conversations. They problems and who are joined in ways
want to be able to weigh carefully all the that allow them to act together to deal
options for action as well as the views of with those problems.
others. They want to test ideas, not just
score points. They want to look at the Civic responsibility
shades of gray in issues that are often
Making choices together in delibera-
presented in extremes of black and white.
tion also promotes civic responsibility.
They expect all the emotions associated
Human beings take more responsibility
with politics to come out — but without
for what they have participated in choos-
the acrimony that characterizes partisan
ing than for what someone has chosen
debate. Although they never used the
for them. Making decisions as a public is
word, they look for public deliberation.
claiming responsibility for the future.
Americans use deliberative dialogue
not only to understand issues but to
decide whether they should act publicly.
New knowledge
Situations that might prompt individuals Deliberation allows people to do
to political action — finding drug para- things they couldn’t do as isolated indi-
phernalia in the neighborhood, worrying viduals, things that only a public can do.
about what happens to a child in school, One of the most important is the ability
seeing oil spilled on a beach — lose their of deliberation to produce a kind of
motivating power in time. Something else knowledge that isn’t available from
has to happen. People who have those experts or polls. Scholars call it socially
experiences have to find others who will constructed knowledge. It consists of
share their concerns, who also see how things we can know only when we
the problems affect what is valuable to engage one another — and never when
them. They also have to find out if they we are alone. You might call this “public
can get their hands on a problem and knowledge.” It tells us:
really make a difference. Then they get • how the public sees an issue or
involved. All of that happens — if it the framework people use in
happens at all — in a particular kind of approaching the issue;
public dialogue, a deliberative dialogue.
• what is valuable to people and
While deliberation has been presented where the tensions are among the
as something that happens in forums; it is many things that are important;
rooted in common conversations. Delib-
• what people are or aren’t willing
eration may begin in a simple neighborly
to do to solve a problem; what
exchange over a backyard fence. People
consequences are or aren’t
may start with personal concerns to find
acceptable; and
out if others share them. The conversa-
tion may turn into a larger neighborhood
meeting. Eventually a town meeting may

15 MAKING CHOICES TOGETHER


• whether there is any shared sense pose: they change individual or popular,
of direction or possibility for a often top-of-the-head opinion into more
course of action based on intercon- reflective and shared public judgment.
nected purposes. (If so, it would For the country as a whole, the shift
amount to common ground for from opinion to judgment comes slowly
action, which is a range of publicly and in stages, according to Daniel
supportable actions.) Yankelovich. Early in the life of a policy
Deliberation produces public knowl- debate, opinions are likely to be ill
edge by synthesizing many different informed and unstable. When people first
experiences and perspectives into a become aware of an issue, they react in
shared framework of meaning. response to initial impressions and limited
Imagine that you and your friends are information. Opinions fluctuate almost
standing around a building, trying to from day to day. Mere awareness of an
determine its condition so that you can issue is a long way from stable, consis-
make the decision of whether to repair tent, and coherent public judgment. There
it or tear it down. You could send your are many obstacles along the way —
friends out to stand on different sides to such as blaming others and engaging in
inspect the building and then invite them wishful thinking to avoid difficult deci-
back to give their sense of what should sions. To develop mature judgment,
be done. Each person would report on Yankelovich says, people have to explore
the side he or she faced. Some might see a variety of choices; they have to over-
an entrance in good repair, others a dete- come a natural resistance to facing costly
riorating back wall. Although the group tradeoffs; they have to look honestly at
could vote on which point of view to all the pros and cons; and finally, they
accept, that would only reveal which side have to take a stand, both intellectually
was seen by the largest number of and emotionally. It is a long journey.
people. On the other hand, the group While this distinction between opin-
could exchange views, reflect on what ion and judgment isn’t usually made, the
they saw, and then integrate their views differences are important.9 A forum that
into a composite. They could blend many informs individual opinions about
angles of vision into something new — a particular issues isn’t the same as a
picture of the whole structure, different deliberative forum that attempts to
from any of the points of view with develop the capacity for public judgment
which the group began. By synthesizing in a group of people.
many different angles of vision, by seeing
things from more than one side, the
group could see the whole afresh. 9
Yankelovich describes that difference this way:
Integrating views would more accurately Public opinion has come to mean what public
opinion polls measure: the vagaries of the public
reflect what the building was really like. viewpoint at a moment in time, however vague,
Note that deliberation does more than confused, ill informed, and clouded with emotion
it may be. Public judgment, on the other hand,
tolerate differences; it uses them. And it represents the public’s viewpoint after all elements
doesn’t destroy individual differences in a of mere opinion have been distilled from it. Public
homogeneous amalgam; rather delibera- judgment reflects the public’s viewpoint once peo-
ple have had an opportunity to confront an issue
tion builds on each perspective in creat-
seriously and over an extended period of time.
ing its integrated view of the whole. Daniel Yankelovich, “How the Public Learns the
Public’s Business,” Kettering Review (Winter 1985),
pp. 8-18.
Changing opinion into judgment
Public knowledge and the interaction
that creates it have a very practical pur-

MAKING CHOICES TOGETHER 16


Yankelovich says a deliberative dia- Deliberation works
logue can “distill” judgment out of mere
Over the long term, public delibera-
opinion. The problem with popular
tion seems to have done what it is sup-
opinion is that it’s often contradictory and
posed to do. Based on their analysis of
doesn’t account for what would happen if
public responses to thousands of ques-
a policy were followed over the long
tions on a variety of policy issues over
term. For example, popular opinion says
50 years, public opinion researchers
that the government should provide more
Benjamin Page and Robert Shapiro found
services, yet this same opinion also insists
that, contrary to the perception that citi-
that taxes should not be raised. The con-
zens are irrational, inconsistent, and fick-
tradiction is obvious and has to be
le, citizens’ long-term attitudes have been
resolved before anyone should take such
quite consistent, rational, and stable.10
opinions seriously. This is also a case
They found public attitudes to be stable
where popular opinion may be shortsight-
in that they change incrementally in
ed: lower taxes will mean more dispos-
understandable responses to real change
able income in the near term, but schools,
in circumstances. Their attitudes were
social services, and highways will eventu-
reasonable in that people had clear
ally deteriorate without financial support.
reasons for them. And the public’s views
The prob-
Are people willing to accept the conse-
were consistent in that the policies
lem with
quences of the attractive prospect of
people favored corresponded to what
popular
lower taxes? No one can know what pub- opinion is
they considered valuable.
lic judgment will be until people face up that it’s
to the contradictions and the long-term Why have public policy preferences, often
consequences. That’s the job of over time and on the whole, been so contradic-
deliberation. consistent, rational, and stable? Page tory and
and Shapiro think that it is because the doesn’t
“cool and deliberative sense of the account
community” prevailed. for what
would
happen if
a policy
were
followed
over the
long term.

Benjamin I. Page and Robert Y. Shapiro, The


10

Rational Public: Fifty Years of Trends in


Americans’ Policy Preferences (Chicago: The
University of Chicago Press, 1992).

17 MAKING CHOICES TOGETHER


WHAT CAN WE DO
WITH THE PRODUCTS
OF DELIBERATION?

Even if Americans are convinced that park by all pitching in to clean up the
public deliberation produces something, trash and plant trees. Public action is
they want to know what can be done powerful because each piece reinforces
with these “products.” Many people ask if the other, it is complementary, and so the
this kind of public talk has any role in whole of the effort can be greater than
making national policy; others are more the sum of the parts.
interested in how public deliberation Without public action, institutional
might affect community action. Public action is often ineffective. Think of the
deliberation’s products have two principal way a good neighborhood watch pro-
uses: One is to make public action — the gram helps a police department do its
action citizens take — possible. The other job. Also, think of the way a good piece
is to inform the policies of governments of cloth, the sleeve of your jacket, results
and, in the process, help change the from the interweaving of vertical and
often troubled relationships between lateral threads. Without both, your elbow
citizens and officeholders. would poke out of your sleeve every time
you bent your arm.
Make public action possible
What stimulates public action and
Democracies depend on public makes it complementary? Public delibera-
action. Public action isn’t the same as the tion. While deliberation doesn’t end in
action of special interest groups; it is total agreement, it can point people in a
comprehensive or inclusive rather than particular direction and give them a foun-
categorical. And it isn’t the same as gov- dation for identifying sharable or inter-
ernmental or institutional action, which is connected purposes. Shared purposes
uniform, linear, and usually coordinated allow for a variety of actions that fit
by some administrative agency. In these together and reinforce one another
cases, the lines of interaction are vertical because they have the same objectives.
— from officials down to citizens and Without a sense of purpose and direction,
from citizens up (or down) to officials. no amount of control can keep all activi-
Public action is richly diverse with many ties pointing toward the same end.
people doing their own thing. The lines
Think of public action as a potluck
of interaction are horizontal rather than
dinner. What keeps the dinner from being
vertical. It is eye-to-eye, shoulder-to-
all desserts is that the people discuss
shoulder, citizen-to-citizen. Public action
beforehand what needs to be done and
isn’t administratively coordinated, yet it is
then divide up the responsibilities. No
coherent and mutually reinforcing
authority controls potluck dinners; no
because all of the actions serve related
contracts are ever signed. Still, these
purposes. Public action is not linear,
dinners happen all the time. They happen
beginning at one point and ending at
because people are aware of what others
another. It is a more organic, ever-repeat-
are doing and don’t need to be told what
ing, series of activities. An illustration is
to bring.
citizens working together to restore a

MAKING CHOICES TOGETHER 18


Find a way to work together even Deliberation helps us find what is
when we don’t agree between agreement and disagreement,
which is where most of us live our lives.
A shared sense of direction and an
We are seldom in total agreement even
awareness of the interdependence of
with those closest to us — and we
purposes was described earlier as “com-
aren’t in total disagreement either. We
mon ground for action,” which is impor-
are in-between, and that is what
tant to distinguish from “seeking common
deliberation helps us identify — what
ground,” consensus, and compromise.
we can live with.
First of all, common ground for action
isn’t the same as having something in
common, like a love of cats, nor is it the
Inform officials about what is
same as compromise. In compromise,
politically possible
people want different things but split One of the questions citizens ask is
the difference. And it is not consensus whether those in government pay any
or agreement, everyone wanting the attention to public deliberations. Certainly
same thing. deliberation produces information (public
knowledge) that officeholders need and
While these
can’t get from any other source. And
More
forms of unity
research shows that those in office look and
are wonderful, more,
for this kind of help from the public in
communities
often have to
certain situations. Unfortunately, citizens citizens
solve their
don’t always believe this. Mutual misun- don’t
problems
derstanding grows out of differences in want to
the way people in and out of government be “man-
with
see their roles. And opportunities to
citi-
change the relationship are missed.
aged,”
zens treated
who Most officials believe they bear the
as con-
don’t see responsibility for developing and imple-
menting solutions. They see themselves
sumers,
as the guardians of the true public inter- or sold
est. Being responsible means managing solu-
the public so that people will accept the tions.
solutions they have developed. Their job,
as they see it, is “to bring the public
along.” That involves building broad-
based support for a solution and working
with the media to ensure that coverage
does not sensationalize conflicts.
Throughout the process, officials try to
shape both public attitudes and the
amount of public involvement. As they
see it, that is the right way to involve the
public. But that is not the way many citi-
zens see their role. More and more, citi-
zens don’t want to be “managed,” treated
eye-to-eye as consumers, or sold solutions.
and are probably Ironically, from the citizen’s point of
never going to be in agreement. view, the better officials are as guardians,
That doesn’t mean progress isn’t possible. the more objectionable they can be.

19 MAKING CHOICES TOGETHER


Guardians may not want people to do Does public deliberation eventually
much except vote and express griev- affect official policy-making? There is
ances, neither of which citizens see as an evidence that it does. Fortunately, we
adequate vehicle for participating fully in have Page and Shapiro’s study that found
politics. many issues where public opinion devel-
In certain situations, however, the job oped independent of government policy
description for guardians isn’t applicable and paved the way for a change in that
to the problems officials face. They often policy. For instance, the gradual change
face situations in which the nature of the toward favoring more pragmatic relations
problem is unclear, the goals of the with what we once called Red China
public aren’t defined, or values are at shows how public opinion anticipated
issue and conflict has gotten out of hand. and provided a foundation for what
These are times when they need the Presidents Nixon and Carter would do
public. Officials are frustrated when trade- two decades later.
offs have to be made in situations where
there is no public consensus about which Change relations between
choice to make. They also are stymied citizens and officeholders
when political gridlock brought on by Officeholders are often as frustrated
interest group conflicts shuts down the by their relationship with citizens as
machinery of government. citizens are with them. Officials may
In these situations, officials need genuinely want to work with people but
citizens, not just as voters, but as active they face some serious obstacles that
participants in defining what is in the others need to understand. Officeholders
larger public interest. who listen in forums may be attacked for
not taking strong positions. They may
While citizens despair of having any
have trouble working with other officials
influence on officeholders, the long-term
who think they are too open with the
evidence is that public judgment does, in
public. Interest groups may attack them
fact, shape the major policies of our
for deliberating with citizens rather than
government, though maybe not in the
negotiating with them. The
way Americans think it does.
attacking groups some-
When people ask if public delibera- times oppose framing
tion influences the positions that office- issues in terms other
holders and governments take on issues,
they often want an unqualified yes or no
answer. Either response would miss the
way deliberation influences policy, which
is gradually and cumulatively. The reality
is that although public deliberations can
affect policy-making, they rarely do so
overnight — and for good reason. Most
political issues, even the problems of one
community, require that we take time to
understand, plan for, and act on them.
On major issues, it can take a decade or
more to change policy. The role of
deliberation is to keep that long journey
on track and out of unproductive
complaining and blaming.

MAKING CHOICES TOGETHER 20


than those they prefer; they may criticize Meet the public’s undelegable
officials who embrace a larger framework. responsibilities
Citizens seldom appreciate these Finally, it should be said that the work
problems and so may not do anything to of deliberation and the products from that
help those in office who would generally work are indispensable in helping citizens
like a more productive way of working meet responsibilities that can’t be delegat-
together. However, if the often counter- ed to governments. There are some things
productive relationship between people that a democratic citizenry must do for
and the government is going to change, a representative government to work.
citizens are going to have to reach out. Even the best governments can’t create
Those in deliberative forums have a pow- their own legitimacy. They can’t define
erful tool they can use. their own purposes, set the standards by
Not only is the information produced which they will operate, or chart the basic
in deliberative forums useful, the forums directions they are to follow. Although
themselves create a setting for a better we often expect them to, governments
exchange than the usual hearings can’t make and sustain tough decisions on
produce — provided, of course, that issues that we as citizens are unwilling to
citizens let officeholders really participate, make or support. Only a public can do
which means not insisting that they make these things.
speeches or take official positions. They Moreover, democratic governments
have to be able to explore and test need broad public support if they are to
ideas too. act consistently over the long term. Their
Imagine an official who attends a foundations are in the common ground
forum on the condition that he or she be for action that only citizens can create.
allowed to see how citizens deal with the Governments can build common high-
tough choices before explaining how the ways for us, but not common ground
“forum” in the legislature or city council for action. And governments — even the
has dealt with the same choices. Imagine most powerful — cannot generate the
a setting where citizens don’t ask officials public will needed for effective political
the usual question, “What are you going action. Governments can command
to do for us?” and instead draw office- obedience but they cannot create will.
holders into their deliberations by saying Finally, it is up to us as members of
in effect: “Here is what our experiences a public to transform private individuals
with this issue are, here is what we see as into citizens, people who are political
the tension, and here is how we have actors. Citizens can create governments
tried to resolve that tension (recognizing but governments can’t create citizens.
the downside of the approach we like Only citizens can do that because
best). Now tell us what your experiences individuals become citizens by joining
are, how you see the tension, and how in public work.
you would try to resolve it.” Conversa-
tions like these would certainly change
the relationship between citizens and
officeholders as it is today.

21 MAKING CHOICES TOGETHER


DELIBERATION
CHANGES OUR OPINIONS
OF OTHERS’OPINIONS

It was a unique approach: Get people remember,” she said. While working on
from both sides of the abortion issue the forum, she realized she had assumed
together in a public forum. The result? if she gave an inch on the issue, “they”
People who normally talked to one would take a mile. “I gained a lot of
another only in anger suddenly were respect for the other side,” she said.
listening to each other. Although she did not change her basic
Longtime forum organizer Jule Zimet position, Zimet said, her views became
of El Paso, Texas, said that the forum is less black and white and much less harsh.
one of her favorite examples of how She has seen similar changes occur in
deliberation converts popular opinion, others involved in deliberative forums.
which is comparatively narrow and One opinionated woman who helped
shallow, into public judgment, which plan the abortion forum also participated
takes into account the important reasons in a later forum about freedom of speech.
others have for holding different points When Zimet asked what the woman
of view. That conversion is made difficult thought of inviting a certain person to
by the way we’re trained. “Our culture present an opposing point of view, the
trains us to debate people,” she said. woman said, “We need to have that opin-
“So we’re always listening for points of ion well represented. I don’t have to sit
disagreement.” next to him.” Then, after the forum, Zimet
Zimet said she has been amazed by said she found the two of them together.
the way deliberative forums help people “They were talking about the trends in
learn to work together after realizing that, society that disturbed them both.”
in addition to their differences, they have “We learn to listen quite differently
purposes that overlap. But she has been (through NIF),” Zimet said. “You end up
even more amazed by the changes she with trust on a very different level. That’s
has seen in herself. “I’d been on one the basis for making things happen in a
side of that issue for as long as I can community.”

MAKING CHOICES TOGETHER 22


D E L I B E R AT I O N G AV E
FOCUS TO HIS
COMMUNITY INVOLVEMENT

For Robert Arroyo, deliberation has In fact, he more than gravitated


made a difference. Arroyo has a long- toward it; he became in his own descrip-
standing interest in politics. He’s taught tion an “NIF gadfly,” seeing with a schol-
political science for years at Fresno City ar’s schematic thinking a half dozen or
College, where the student population more ways deliberation could be used to
is representative of the surrounding improve community life.
community. He worked with the League of
He also has a long-standing interest in Women Voters on community workshops.
community problem solving. He planned strategies for using delibera-
“I’m of Mexican-American descent... tion in high school social science classes
I have been, as long as I can remember, with the local school district’s coordinator.
conscious of my sociological status in He started a deliberation class of his own.
whatever community I’ve been in,” he He trained forum moderators. He assisted
said. “And I’ve always been conscious of with the California Issues Forums, a
the need to work in the community to statewide program to frame and deliberate
remedy the problems that come along on issues like education and state consti-
with that status.” tutional reform. He put together a Spanish
It was his interest in solving problems forums program, and then got a Hispanic
that drew him into what he calls “the radio station and newspaper to broaden
community scene,” but it was his discov- the deliberations he’d started.
ery of National Issues Forums (NIF) and His experiences convinced him that
public deliberation that gave a new focus while deliberation isn’t a cure-all, it
to his efforts. can make a significant difference in
“When NIF came to my attention [in communities, he said.
1987], I kind of gravitated to it as another “I think the NIF approach gives quite
way of doing things I’ve been involved in a bit of promise. … It’s more of a realist’s
all along,” he said. view of the world. If the problem is 100
percent, and if we can make a 10 percent
dent in that, I think that’s substantial.”

23 MAKING CHOICES TOGETHER


DELIBERATION INCREASES
THE CAPACITY OF A
COMMUNITY TO ACT

The mosquitoes were terrible in Twin Lutheran churches, once separated by


Lakes, Ohio. So, when the neighborhood language, were united by the problem of
association decided to discuss the prob- gradually diminishing congregations.
lem, the group’s president, Bob Walker, “One (church) had spoken German and
wanted to make sure discussion was one had spoken English, and that’s why
constructive. “The subject raises a lot of there were two — an eon ago,” said
emotional reaction,” he said. Ropes-Gale, an NIF convenor. Money and
Because Walker has extensive numbers were pressuring them to merge,
experience moderating National Issues but the prospect was deeply troubling
Forums, he decided to take a deliberative because of their history.
approach to the relatively mundane local For a while the parishioners simply
issue of what to do about all those mos- avoided the subject. But a few who had
quitoes. His experience is one example been in NIF deliberations suggested the
of how thoroughly deliberation can two congregations create a joint forum
permeate the way communities address on an issue where independence, culture,
problems. and survival were at stake. That started
Walker gathered information about the two groups on the road to interde-
mosquito control from around the pendence. Some congregants who were
country, then created a four-page booklet trained in NIF framed the merger issue
called, “Those Pesky Mosquitoes,” in characteristic forum style and held
outlining the three most common meetings. Experience with NIF develops
approaches to the problem. He rented capacities for engaging many other issues
a local community room, got some deliberatively.
audiovisual equipment, and sent out a Ropes-Gale says, “I’ve lived border to
letter inviting people to attend a public border and coast to coast. I was a military
forum to weigh the three options. About wife for ten years. I’ve done everything
50 people came and their deliberation from stand-up comedy to selling funerals
resulted in forming committees that to finally working here at the Humanities
eliminated the insects with a minimum Council. And I have not encountered a
of environmental damage. group of people anywhere that could not
Many miles away, Heather Ropes-Gale profit from the deliberative method.”
has also seen forums work in unlikely
situations. In Wayne, Nebraska, two

MAKING CHOICES TOGETHER 24


ORGANIZING
FORUMS

Deliberative forums provide essential Using issue books


space for the public to do its work, and Deliberative forums are more success-
you may want to establish some in your ful if participants have read the issue
community. Although public deliberation books before the forum begins. Although
certainly can occur spontaneously, in it is unlikely that everyone will read them,
informal settings, its benefits to the com- the more people who do, the better the
munity are much more far-reaching if forum will be.
forums are organized to help respond
constructively to pressing issues. Forums Materials are available from organiza-
(sometimes called study circles) have tions listed in the “Where Do I Go to Get
been organized by public libraries; com- Started?” section on page 30.
munity centers; civic clubs; and religious
institutions — virtually any kind of com- Time frames
munity organization. Some people even Although most people schedule their
hold deliberative forums in their forums for two hours, there’s no required
living rooms. time period. Some prefer a three-hour
In some cases, forums have been period because it gives participants time
incorporated into the curriculums of to address the issues more thoroughly.
schools and colleges to teach the skills For a study circle, it is not uncommon for
of making decisions together. Leadership participants to attend a series of three or
programs also hold forums for this four two-hour meetings, exploring the
reason. issue more deeply.
Some groups hold deliberative forums
a set number of times each year. Others Don’t go it alone
may hold a single forum in response to For deliberation to take root, more
a specific local issue: for instance, than one person has to be committed to
coalitions of police and civic organizations it. Successful forums usually have a steer-
have organized forums on juvenile ing committee of some kind to both plan
violence. Size can range from 7 people in and organize the meeting. The size and
a church basement to 300 in a university structure of the committee depends on
auditorium. the situation. As a general rule, the larger
Although deliberation can be effective the forum or the more forums you are
as a short-term way of dealing with a planning, the more people you need in
specific problem, the major benefits your planning group.
result when people make a long-term In some communities, coalitions of
commitment to holding forums on a organizations are joining together to host
variety of issues. By deliberating on a large communitywide forums or series of
regular basis, communities begin to smaller discussions on the same issue. By
change their “civic habits” so that when pooling their resources, they have more
tough issues arise, citizens are accustomed people to help. Some states have done
to making decisions together.

25 MAKING CHOICES TOGETHER


the same thing. West Virginia, for • Charge participants a nominal fee
example, held statewide deliberations to pay for books, or arrange for a
on “Our Nation’s Kids.” local bookstore to stock them.
• Ask a local business to underwrite
Developing moderators the expenses, perhaps in exchange
Deliberation is most effective when for a mention in the publicity and
the discussion is led by a moderator who at the event itself.
understands the process of deliberation • Encourage steering committee
and who has taken the time to become members’ employers to offer
familiar with the issue to be discussed. services such as photocopying and
People who have moderated other mailing.
types of discussions but who are not clear
about what makes deliberation different Getting people to come: Going
may use techniques that actually hamper where people are
deliberation — techniques like giving a Naturally, attendance will vary
lecture about the issue, then answering depending on how extensively forums
participants’ questions; having the are publicized, and how well the people
“experts” frame an issue; or allowing the on your steering committee spread the
forum to wander away from working word.
toward a general decision.
Sometimes, even with the best inten-
Moderators can develop skills through tions and plans, attendance may be low.
the organizations whose addresses are in Groups that have had that experience
the “Where Do I Go to Get Started?” sec- insist that the key is not to give up.
tion of this book. Books like this and Sparse attendance at one forum need not
other materials about deliberation also are doom an entire program of community
listed in this guide. deliberations.
An alternative to getting people to
Costs attend is to take the forums to where the
Many successful forums cost organiza- people are. Many of the longest-running
tions almost nothing. Grand Rapids’ 15- forums are built into the programs of
year series of forums has been sustained churches and libraries or into instructional
largely by volunteers. Others have moder- programs.
ate costs.
Typical costs include the purchase of
NIF books and videotapes, postage for
meeting announcements and press releas-
es, and refreshments. Many organizations
find ways to cover these minimal costs.
They may:
• Ask a library to purchase issue
books and videotapes, then allow
people to check them out.

MAKING CHOICES TOGETHER 26


MODERATING FOR
DELIBERATION

Perhaps you are interested enough in someone might raise a question


deliberation to want to moderate a forum. like, “What would be said by
Here are some simple guidelines that can someone who favors this
help you. approach?”

Setting the ground rules Four questions


Deliberation is more likely to take Four basic questions are asked in
place if some ground rules are laid out at forums to prompt deliberation:
the beginning; they can help prevent • What is valuable to us?
difficulties later on in the forum:
• What are the costs and benefits
• The most basic ground rule is that associated with the various options?
the purpose of the forum is to work
• Where are the conflicts in this issue
toward a decision, on an important
that we have to “work through”?
issue. That is the reason for the
other ground rules. Moderators find • Can we detect any shared sense of
it useful to ask the group to ratify direction or common ground for
these rules rather than just action?
announcing them.
• Everyone is encouraged to partici- What is valuable to us?
pate, and so no one should This question gets at why making
dominate. (By saying that ahead of public choices is so difficult: all the
time, moderators find it easier later options are rooted in things people care
to stop someone who is taking over very deeply about. It can take many
the discussion.) forms:
• Listening is as important as talking. • How has this issue affected you
• Participants should speak to each personally? (This question usually is
other, not just to the moderator. asked at the beginning of a forum.)

• The moderator or someone in the • What is appealing about this option?


group can jump in occasionally to • What makes this option a good idea
keep the conversation on track or — or a bad one?
to remind participants to stick with To uncover deeper concerns, people
the option under discussion. can ask one another how they came to
• Participants must fairly consider hold the views they have or a moderator
every option and fully examine all can raise the question. Talking about
the tradeoffs involved in a choice. actual experiences, not just reciting facts
A diversity of views is essential. If or making rational arguments, helps.
no one in the group seems to favor
a particular option, the moderator or

27 MAKING CHOICES TOGETHER


What are the costs and benefits Where are the conflicts in this issue
associated with the various that we have to “work through”?
options? As a forum progresses, participants or
This question also can take any num- moderators might ask:
ber of forms as long as it prompts people • What do you see as the tension
to think about the effects various options between the options?
are likely to have on what is valuable to
• What are the “gray areas”? Where is
them. Because deliberation requires eval-
there ambiguity?
uating the “pros” and “cons” of different
options, it is important to be sure that • Why is this issue so difficult to
both are fully aired. A “pro” is simply a decide?
positive consequence, a “con” a negative Can we detect any shared sense of
one. Questions to ensure a fair and bal- direction or common ground for
anced examination of all potential effects action?
include:
After saying in the first few minutes
• What would be the consequences of of a forum that the objective is to work
doing what you are suggesting? toward a decision, the moderator or
• What would be an argument against someone else may continue to intervene
the option you like best or is there from time to time with questions that
a downside to this course of action? move the deliberations toward a common
ground for action, always stopping short
• Can anyone think of something
of pressing for a consensus or agreement
constructive that might come from
on a particular solution. Then, as the
this option that is being criticized
tensions become evident, people see
so much?
how they are pulled in different
directions by what they consider
valuable. The moderator can use
questions like the following to see
where the group is going:
• What direction seems best, or
where do we want to go with
this policy?
• What tradeoffs are we willing or
not willing to accept?
• What are we or aren’t we willing
to do as individuals or a commu-
nity to solve this problem?
At the heart of deliberation is
the question of whether we are
willing to accept the consequences
of our choices. That might lead to
discussing a question like this:
• If our favored choice had conse-
quences that concern others,
would we still favor this policy or
course of action?

MAKING CHOICES TOGETHER 28


Ending a forum of good moderating is to encourage
Before ending a forum, it is usually a people to engage one another. That
good idea to take a few minutes to reflect happens when moderators let people
both individually and as a group on what talk directly to one another and don’t
has been accomplished. These types of intervene after every comment, or it can
questions have been useful: be done with simple questions that
connect people, such as “Would anybody
• How has your thinking changed like to respond to what Sara said?” The
about the issue? responsibility for doing the work of
• How has your thinking changed deliberation is the group’s responsibility.
about other people’s views? The moderator should make that clear
• What didn’t we work through? from the beginning. Above all, a
moderator must remain impartial so
• What do we still need to talk about?
that the group can fairly consider all
• How can we use what we learned the options.
in this forum?
This list of questions is not meant to
imply that a moderator is constantly
intervening. To the contrary, the essence

29 MAKING CHOICES TOGETHER


WHERE DO I GO
TO GET STARTED?

Because America’s tradition of public National Issues Forums Institute


forums prompts people across the country P.O. Box 75306
to search for places to deliberate and Washington, DC 20013-5306
make choices together, a variety of organi- Web site: w w w .n ifi.or g
zations are involved in holding meetings
and preparing materials. NIF Materials
Some organizations, like the League of The Kettering Foundation, working
Women Voters and the Foreign Policy with other nonpartisan organizations,
Association, promote educational meetings prepares new issue books each year
about public policy or sponsor debates designed to stimulate public deliberation
with political candidates. Some local on issues common to people across the
leagues and associations also use National country. The subjects are decided by con-
Issues Forums books in forums. sulting the citizens in the NIF network.
Among the many committed organiza- These are called National Issues
tions sponsoring deliberative forums using Forums books.
NIF materials are the General Federation Issue books are often published in
of Women’s Clubs (GFWC); National two editions, a version written at the
Advisory Committee for Adult Religious adult reading level and an abridged ver-
Education; the Southern Growth Policies sion for new readers. Some are also
Board; the Points of Light Foundation; available in Spanish. All come with short
Study Circles Resource Center; National (approximately 10-minute) videotapes or
Collegiate Honors Council; and several of DVDs that introduce the approaches.
the Presidential Libraries.
Every issue selected for the issue
To find out who to contact in your books has a direct and immediate bearing
area, call or write: on the lives of most Americans, and is
National Issues Forums Institute likely to remain prominent for some time.
Information Recent issues have included juvenile vio-
100 Commons Road lence, money and politics, governing
Dayton, OH 45459-2777 America, public schools, alcohol abuse,
(800) 433-7834 the Internet, gambling, racial and ethnic
FAX (937) 439-9804 tensions, and terrorism.
An NIF issue book contains at least
National Issues Forums Institute three basic approaches to each issue.
(NIFI) Then it reviews the reasons those who
share that perspective have for their
The National Issues Forums are an
views and the concerns others have
informal network, not an organization
about them. Each approach is discussed
with a staff. But there is a 501 (c) 3 insti-
in terms of the strategic facts that make it
tute that consists largely of senior NIF
important, but also in terms of the things
leaders. The address of the institute is:
held valuable by those who support it.

MAKING CHOICES TOGETHER 30


This careful, nonpartisan way of present- The Kettering Foundation produces
ing alternative views allows citizens to supplemental material for public delibera-
weigh carefully decisions that are neces- tion. For a list of Kettering Foundation
sary to address the issue. publications, write to:
The work of making hard choices Kettering Foundation
together avoids simple debate and simple 200 Commons Road
polite discussions. It produces a rich Dayton, OH 45459-2799
investigation of what the public is think- Phone: 1-800-600-4060
ing about an issue, what the public will FAX: 1-937-435-7367
accept, and what it will not. NIF issue Web site: w w w .ketter in g.or g
books foster this discovery.
Public Policy Institutes (PPIs)
To order materials, call
Public Policy Institutes provide work-
(800) 600-4060 or write the publisher,
shops where citizens come together to
Kendall/Hunt, at 4050 Westmark Drive,
learn more about convening and moderat-
Dubuque, IA 52002.
ing National Issues Forums. These training
institutes are locally organized and operat-
Reports on NIF Outcomes ed by a number of colleges and civic
The Kettering Foundation commissions institutions; they are offered annually in
analyses of what citizens are saying each more than 30 locations around the nation.
year in NIF forums. The reports are based To find out more about PPIs, visit the NIFI
on a sample of the forums held around Web site at w w w .n ifi.or g or contact:
the country. Questionnaires completed by National Issues Forums Institute
NIF participants are used to prepare the Information
reports, along with observations of forums 100 Commons Road
and interviews with NIF moderators. Dayton, OH 45459
These studies are presented to the media (800) 433-7834
at a National Press Club press conference FAX (937) 439-9804
and sent to local and national officehold-
ers. They are also captured in an annual Study Circles Resource Center
program, called “A Public Voice,” on The goal of the Study Circles Resource
public television, where members of Center (SCRC) is to promote the use of
Congress and the Washington press corps small-group, democratic, highly participa-
view together excerpts from the year’s tory deliberations known as study circles.
public forums. The center hopes this will contribute to
a more enlightened, involved citizenry
The Kettering Foundation capable of making decisions based on
As a nonprofit, nonpartisan research informed judgment. SCRC is a project of
foundation, Kettering studies what it takes the Topsfield Foundation Inc., a private,
to make a democracy work as it should. nonprofit, nonpartisan foundation.
The foundation concentrates on the role The center serves as a clearinghouse,
of citizens or the public, the essential helps groups develop materials, and
elements of a vibrant community, and publishes a newsletter. Call or write to:
the relationship between people and their Study Circles Resource Center
institutions, including government. 697 Pomfret St.
P.O. Box 203
Pomfret, CT 06258
(203) 928-3713
Web site: w w w .studycir cles.or g

31 MAKING CHOICES TOGETHER


RECOMMENDED
READING

Building America: The Democratic The Rational Public: Fifty Years of


Promise of Public Work by Harry C. Boyte Trends in Americans’ Policy Preferences
and Nancy N. Kari, Temple University by Benjamin I. Page and Robert Y.
Press, 1996. Shapiro, The University of Chicago Press,
Coming to Public Judgment: Making 1992.
Democracy Work in a Complex World by Strong Democracy by Benjamin R.
Daniel Yankelovich, Syracuse University Barber, University of California Press,
Press, 1991. 1984.
Creating the Commonwealth by Harry A Public Peace Process, by Harold
Boyte, Nancy Kari, Jim Lewis, Nan Saunders, St. Martin’s Press, 1999.
Skelton and Jennifer O’Donaghue, The Voice of the People: Public
Kettering Foundation, 1999. Opinion and Democracy by James S.
Democracy and Deliberation: New Fishkin, Yale University Press, 1995.
Directions for Democratic Refor m by What Are Jour nalists For? by Jay
James S. Fishkin, Yale University Press, Rosen, Yale University Press, 1999.
1997.
What Citizens Can Do: A Public
Democracy and Disagreement by Way to Act, Second Printing, Kettering
Amy Gutmann and Dennis Thompson, Foundation, 1999.
Belknap Press, 1996.
• • •
The Good City and the Good Life:
Renewing the Sense of Community by For more information on the research
Daniel Kemmis, Houghton-Mifflin, 1995. cited in this book see:

The Magic of Dialogue, by Daniel The Harwood Group, Meaningful


Yankelovich, Simon & Schuster, 1999. Chaos: How People For m Relationships
with Public Concer ns (Dayton, Ohio:
On Leadership by John Gardner, The Kettering Foundation, 1993).
Free Press, 1990.
John Doble Research Associates,
Politics for People by David Mathews, Responding to the Critics of Deliberation.
University of Illinois Press, 1994, 1999,
(Dayton, Ohio: Kettering Foundation,
2nd ed.
1997).
The Quickening of America by Steve Farkas and Will Friedman, with
Frances Moore Lappe and Paul Martin
Ali Bers, The Public’s Capacity for
DuBois, Jossey-Bass Publishers, 1994.
Deliberation (New York: Public Agenda
Civic Innovation in America: for the Kettering Foundation, 1995).
Community Empower ment, Public Policy,
and the Movement for Civic Renewal by
• • •
Carmen Sirianni and Lewis Friedland,
University of California Press, 2001.

MAKING CHOICES TOGETHER 32


Written by David Mathews
Noëlle McAfee

Contributing Writers Arthur Charity


Kristin Cruset
Marjorie Loyacano
Art Ranney

Associate Editor Kathy Whyde Jesse

Copy Editor Betty Frecker

Manuscript & Format Angel George Cross

Publisher Kenneth A. Brown

Making Choices Together: The Power of Public Deliberation is published


by the Charles F. Kettering Foundation, 200 Commons Road, Dayton, OH
45459-2799.

The Kettering Foundation is a nonprofit operating foundation, chartered in


1927, that does not make grants but welcomes partnerships with other
institutions and individuals who are actively working on problems of
communities, politics, and education.The interpretations and conclusions
contained in Making Choices Together, unless expressly stated to the con-
trary, represent the views of the author or authors and not necessarily
those of the foundation, its trustees, or officers.

Copyright © 2003 by the Kettering Foundation


200 Commons Road, Dayton, Ohio 45459-2799 (937) 434-7300
444 North Capitol Street, N.W.,Washington, D.C. 20001 (202) 393-4478

.
6 East 39th Street, New York, New York 10016 (212) 686-7016
www.kettering.org www.nifi.org
LGD-0793-KF-750-MP-10-03

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