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Open access, freely available online

Policy Forum

Nanotechnology and the Developing World


Fabio Salamanca-Buentello, Deepa L. Persad, Erin B. Court, Douglas K. Martin, Abdallah S. Daar, Peter A. Singer*

N
anotechnology can be in the world behind the United States designed to assist UN agencies in
harnessed to address some and Japan [4]. In Brazil, the projected achieving the UN MDGs) addresses
of the world’s most critical budget for nanoscience during the the potential of nanotechnology for
development problems. However, to 2004–2007 period is about $25 million, sustainable development.
our knowledge, there has been no and three institutes, four networks,
systematic prioritization of applications and approximately 300 scientists Top Ten Nanotechnologies
of nanotechnology targeted toward are working in nanotechnology [5]. Contributing to the MDGs
these challenges faced by the 5 billion The South African Nanotechnology In order to provide a systematic
people living in the developing world. Initiative (http:⁄⁄www.sani.org.za) approach with which to address
In this article, we aim to convey is a national network of academic sustainable development issues in the
three key messages. First, we show developing world, we have identified
that developing countries are already and ranked the ten applications of
harnessing nanotechnology to address A Definition of Nanotechnology nanotechnology most likely to benefit
some of their most pressing needs. Nanotechnology is the study, design, developing countries. We used a
Second, we identify and rank the creation, synthesis, manipulation, and modified Delphi Method, as described
ten applications of nanotechnology application of functional materials, in our Top Ten Biotechnologies
most likely to benefit developing devices, and systems through control of report [9] to identify and prioritize the
countries, and demonstrate that matter at the nanometer scale (1–100 applications and to achieve consensus
these applications can contribute nanometers, one nanometer being among the panelists.
to the attainment of the United equal to 1 × 10−9 of a meter), that is, at We recruited an international panel
Nations Millennium Development the atomic and molecular levels, and the of 85 experts in nanotechnology who
Goals (MDGs). Third, we propose a exploitation of novel phenomena and could provide the informed judgments
way for the international community properties of matter at that scale. that this study required, of which 63
to accelerate the use of these top completed the project (Table S1).
nanotechnologies by less industrialized We selected the panelists based on
countries to meet critical sustainable researchers involved in areas such as contacts identified in our previous
development challenges. nanophase catalysts, nanofiltration, study on nanotechnology in developing
nanowires, nanotubes, and quantum countries [1]. A conscious effort was
Developing Countries Innovate made to balance the panel with respect
dots (Figure 1). Other developing
in Nanotechnology countries, such as Thailand, the
Several developing countries have Philippines, Chile, Argentina,
launched nanotechnology initiatives and Mexico, are also pursuing Citation: Salamanca-Buentello F, Persad DL, Court EB,
Martin DK, Daar AS, et al. (2005) Nanotechnology and
in order to strengthen their capacity nanotechnology [1]. the developing world. PLoS Med 2(5): e97.
and sustain economic growth [1]. Science and technology alone are not
India’s Department of Science and Copyright: © 2005 Salamanca-Buentello et al. This
the answer to sustainable development is an open-access article distributed under the
Technology will invest $20 million challenges. Like any other science terms of the Creative Commons Attribution License,
over the next five years (2004–2009) and technology waves, nanoscience which permits unrestricted use, distribution, and
for their Nanomaterials Science and reproduction in any medium, provided the original
and nanotechnology are not “silver work is properly cited.
Technology Initiative [2]. Panacea bullets” that will magically solve all the
Biotec (http:⁄⁄www.panacea-biotec. problems of developing countries; the All authors are at the University of Toronto Joint
Centre for Bioethics (Toronto, Canada) and the
com/products/products.htm) (New social context of these countries must Canadian Program on Genomics and Global Health
Delhi, India) is conducting novel drug always be considered. Nevertheless, (Toronto, Canada). Douglas K. Martin is also at the
delivery research using mucoadhesive Department of Health Policy, Management and
science and technology are a critical Evaluation, University of Toronto. Abdallah S. Daar is
nanoparticles, and Dabur Research component of development [6]. The also at the Department of Public Health Sciences and
Foundation (Ghaziabad, India) 2001 Human Development Report Surgery, University of Toronto, and the McLaughlin
is participating in Phase-1 clinical Centre for Molecular Medicine (Toronto, Canada).
[7] of the UN Development Program Peter A. Singer is also at Department of Medicine,
trials of nanoparticle delivery of the clearly illustrates the important University of Toronto and University Health Network.
anti-cancer drug paclitaxel [3]. The roles of science and technology
Abbreviations: NIH, National Institutes of Health;
number of nanotechnology patent in reducing mortality rates and MDGs, Millennium Development Goals
applications from China ranks third improving life expectancy in the period
*To whom correspondence should be addressed.
1960–1990, but it did not emphasize E-mail: peter.singer@utoronto.ca
nanotechnology specifically. In a report
The Policy Forum allows health policy makers around released in early 2005 [8], the UN Competing Interests: Peter A. Singer is on the
the world to discuss challenges and opportunities for editorial board of PLoS Medicine.
improving health care in their societies.
Task Force on Science, Technology
and Innovation (part of the process DOI: 10.1371/journal.pmed.0020097

PLoS Medicine | www.plosmedicine.org 0383 May 2005 | Volume 2 | Issue 5 | e97


income generation that by 2015. The MDGs are: (i) Eradicate
have indirect, positive extreme poverty and hunger; (ii)
effects on developing Achieve universal primary education;
countries? (iii) Promote gender equality and
Three Delphi rounds empower women; (iv) Reduce child
were conducted using mortality; (v) Improve maternal health;
e-mail messages, faxes, (vi) Combat HIV/AIDS, malaria,
and phone calls. In the and other diseases; (vii) Ensure
first round, the panelists environmental sustainability; and
proposed examples of (viii) Develop a global partnership for
nanotechnologies in development. As shown in Table 1 and
response to our study Figure 2, the top ten nanotechnology
question. We analyzed applications can contribute to
and organized their achieving the UN MDGs.
answers according
to common themes Addressing Global Challenges
DOI: 10.1371/journal.pmed.0020097.g001 and generated a list Using Nanotechnology
of twenty distinct What can the international
Figure 1. Quantum Dots for Disease Diagnostics nanotechnology community do to support the
Quantum dots may be used for cheap, efficient handheld
diagnostic devices available at point-of-care institutions in applications. This list application of nanotechnology in
developing countries. was reviewed for face developing countries? In 2002, the
and content validity National Institutes of Health (NIH)
to gender, specialty areas within by two nanotechnologists external conceptualized a roadmap for medical
nanotechnology, and geographic to the panel. In the second Delphi research to identify major opportunities
distribution. Of the panelists, 38 (60%) round, the panelists ranked their top and gaps in biomedical investigations.
were from developing countries and ten choices from the 20 applications Nanomedicine is one of the areas of
25 (40%) from developed countries; provided and gave reasons for their implementation that has been outlined
51 panelists (81%) were male and 12 choices. To analyze the data, we to address this concern. Several of the
(19%) were female. produced a summative point score for applications of nanotechnology that
We posed the following open-ended each application, ranked the list, and we have identified in our study can aid
question: “Which do you think are the summarized the panelists’ reasons. the NIH in this process by targeting
nanotechnologies most likely to benefit Then we redistributed the top 13 the areas of research that need to be
developing countries in the areas of applications, instead of the top ten, to addressed in order to combat some of
water, agriculture, nutrition, health, generate a greater number of choices the serious medical issues facing the
energy, and the environment in the next for increased accuracy in the last developing world.
10 years?” These areas were identified round. Thus, the highest score possible To expand on this idea, we propose
in the 2002 UN Johannesburg Summit for an application was 819 (63 × 13). an initiative, called “Addressing Global
on Sustainable Development [10]. The final Delphi round was devoted to Challenges Using Nanotechnology,” to
We asked the panelists to answer this consolidating consensus by re-ranking accelerate the use of nanotechnology
question using the following criteria the top ten of the 13 choices obtained to address critical sustainable
derived from our previous Top Ten in the previous round and to gathering development challenges. We model
Biotechnologies study. concrete examples of each application this proposal on the Foundation for
Impact. How much difference will from the panelists. the NIH/Bill and Melinda Gates
the technology make in improving Our results, shown in Table 1, Foundation’s Grand Challenges in
water, agriculture, nutrition, health, were compiled from January to July Global Health [12], which itself was
energy, and the environment in 2004. They display a high degree of based on Hilbert’s Grand Challenges in
developing countries? consensus with regard to the top four Mathematics.
Burden. Will it address the most applications: all of the panelists cited at A grand challenge is meant to direct
pressing needs? least one of the top four applications in investigators to seek a specific scientific
Appropriateness. Will it be their personal top four rankings, with or technological breakthrough
affordable, robust, and adjustable the majority citing at least three. that would overcome one or more
to settings in developing countries, To further assess the impact of bottlenecks in an imagined path to
and will it be socially, culturally, and nanotechnology on sustainable solving a significant development
politically acceptable? development, we have compared problem (or preferably, several)
Feasibility. Can it realistically be the top ten applications with the UN [12]. A scientific board similar
developed and deployed in a time Millennium Development Goals (Table to the one created for the Grand
frame of ten years? 1 and Figure 2). The MDGs are eight Challenges in Global Health, with
Knowledge gap. Does the technology goals that aim to promote human strong representation of developing
advance quality of life by creating new development and encourage social countries, will need to be established
knowledge? and economic sustainability [11]. In to provide guidance and oversee the
Indirect benefits. Does it address 2000, all 189 member states of the program. The top ten nanotechnology
issues such as capacity building and UN committed to achieve the MDGs applications identified in Table 1 are

PLoS Medicine | www.plosmedicine.org 0384 May 2005 | Volume 2 | Issue 5 | e97


Table 1. Correlation between the Top Ten Applications of Nanotechnology for Developing Countries and the UN Millennium
Development Goals
Ranking Applications of Examples Comparison
(Score) Nanotechnology with the
MDGs

1 (766)a Energy storage, Novel hydrogen storage systems based on carbon nanotubes and other VII
production, and lightweight nanomaterials
conversion Photovoltaic cells and organic light-emitting devices based on quantum
dots
Carbon nanotubes in composite film coatings for solar cells
Nanocatalysts for hydrogen generation
Hybrid protein-polymer biomimetic membranes
2 (706) Agricultural Nanoporous zeolites for slow-release and efficient dosage of water and I, IV, V, VII
productivity fertilizers for plants, and of nutrients and drugs for livestock
enhancement Nanocapsules for herbicide delivery
Nanosensors for soil quality and for plant health monitoring
Nanomagnets for removal of soil contaminants
3 (682) Water treatment and Nanomembranes for water purification, desalination, and detoxification I, IV, V, VII
remediation Nanosensors for the detection of contaminants and pathogens
Nanoporous zeolites, nanoporous polymers, and attapulgite clays for
water purification
Magnetic nanoparticles for water treatment and remediation
TiO2 nanoparticles for the catalytic degradation of water pollutants
4 (606) Disease diagnosis Nanoliter systems (Lab-on-a-chip) IV, V, VI
and screening Nanosensor arrays based on carbon nanotubes
Quantum dots for disease diagnosis
Magnetic nanoparticles as nanosensors
Antibody-dendrimer conjugates for diagnosis of HIV-1 and cancer
Nanowire and nanobelt nanosensors for disease diagnosis
Nanoparticles as medical image enhancers
5 (558) Drug delivery Nanocapsules, liposomes, dendrimers, buckyballs, nanobiomagnets, IV, V, VI
systems and attapulgite clays for slow and sustained drug release systems
6 (472) Food processing and Nanocomposites for plastic film coatings used in food packaging I, IV, V
storage Antimicrobial nanoemulsions for applications in decontamination of
food equipment, packaging, or food
Nanotechnology-based antigen detecting biosensors for identification
of pathogen contamination
7 (410) Air pollution and TiO2 nanoparticle-based photocatalytic degradation of air pollutants in IV, V, VII
remediation self-cleaning systems
Nanocatalysts for more efficient, cheaper, and better-controlled
catalytic converters
Nanosensors for detection of toxic materials and leaks
Gas separation nanodevices
8 (366) Construction Nanomolecular structures to make asphalt and concrete more robust to VII
water seepage
Heat-resistant nanomaterials to block ultraviolet and infrared radiation
Nanomaterials for cheaper and durable housing, surfaces, coatings,
glues, concrete, and heat and light exclusion
Self-cleaning surfaces (e.g., windows, mirrors, toilets) with bioactive
coatings
9 (321) Health monitoring Nanotubes and nanoparticles for glucose, CO2, and cholesterol sensors IV, V, VI
and for in-situ monitoring of homeostasis
10 (258) Vector and pest Nanosensors for pest detection IV, V, VI
detection and Nanoparticles for new pesticides, insecticides, and insect repellents
control
a
The maximum total score an application could receive was 819.
DOI: 10.1371/journal.pmed.0020097.t001

a good starting point for defining the in industrialized and developing developing world challenges [13].
grand challenges. countries. These funds could be In parallel to the allocation of public
The funding to address global significantly increased if industrialized funds, policies should provide
challenges using nanotechnology nations adopted the target set in incentives for the private sector to
could come from various sources, February 2004 by Paul Martin, Prime direct a portion of their research
including national and international Minister of Canada: that 5% of and development toward funding
foundations, and from collaboration Canada’s research and development our initiative. The UN Commission
among nanotechnology initiatives investment be used to address on Private Sector and Development

PLoS Medicine | www.plosmedicine.org 0385 May 2005 | Volume 2 | Issue 5 | e97


2. U.S., Indian high technology will benefit
through cooperation (2003) Available:
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html. Accessed 27 January 2005.
3. Bapsy PP, Raghunadharao D, Majumdar A,
Ganguly S, Roy A, et al. (2004) DO/NDR/02
a novel polymeric nanoparticle paclitaxel:
Results of a phase I dose escalation study. J Clin
Oncol 22, 14S: 2026.
4. [Anonymous] (2003) China’s nanotechnology
patent applications rank third in world.
Available: http:⁄⁄www.investorideas.com/
Companies/Nanotechnology/Articles/
China’sNanotechnology1003,03.asp. Accessed
27 January 2005.
5. Meridian Institute (2004) Report of the
international dialogue on responsible
research and development of nanotechnology.
Attachment F. Available: http:⁄⁄www.
nanoandthepoor.org/Attachment_F_
Responses_and_Background_Info_040812.pdf.
Accessed 21 February 2005.
6. Sachs J (2002) The essential ingredient. New
Sci 2356: 175.
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development report. Available: http:⁄⁄www.
undp.org/hdr2001/completenew.pdf.
Accessed 21 February 2005.
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Innovation: Applying knowledge in
development. Task force on science,
DOI: 10.1371/journal.pmed.0020097.g002 technology and innovation. Available:
http:⁄⁄unmp.forumone.com/eng_task_force/
Figure 2. Comparison between the Millennium Development Goals and the Nanotechnologies ScienceEbook.pdf. Accessed 21 February 2005.
Most Likely to Benefit Developing Countries in the 2004–2014 Period 9. Daar AS, Thorsteinsdóttir H, Martin D,
Smith AC, Nast S, et al. (2002) Top ten
biotechnologies for improving health in
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Making Business Work for the Poor (Toronto, Canada); matching partners 10. World Summit on Sustainable
[14] underscores the importance of can be found at www.geneticsethics.net). Development (2002) Available: http:⁄⁄www.
EBC is supported by the Ontario Genomics johannesburgsummit.org/html/documents/
partnerships with the private sector, wehab_papers.html. Accessed 27 January 2005.
Institute; DKM is supported by a Career 11. United Nations (2000) UN millennium
especially the domestic private sectors
Scientist award from the Ontario Ministry development goals, Available: http:⁄⁄www.
in developing countries, in working to of Health and Long-Term Care; ASD is un.org/millenniumgoals⁄. Accessed 27 January
achieve the MDGs. supported by the McLaughlin Centre for 2005.
12. Varmus H, Klausner R, Zerhouni E, Acharya
Perhaps most importantly, our Molecular Medicine; PAS is supported by a T, Daar AS, et al. (2003) Grand challenges in
results can provide guidance to the Distinguished Investigator award from the global health. Science 302: 398–399.
developing countries themselves to Canadian Institutes of Health Research. 13. Government of Canada, Office of the Prime
The University of Toronto Joint Centre for Minister (2004) Complete text and videos of
help target their growing initiatives in the Prime Minister’s reply to the speech from
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WHO Collaborating Center for Bioethics. ca/eng/news.asp?id=277. Accessed 27 January
use nanotechnology responsibly [16] to
2005.
generate real benefits for the 5 billion Supporting Information 14. UN Development Programme, Commission
people in the developing world.  on the Private Sector and Development (2004)
Table S1. List of Panel Members Unleashing entrepreneurship: Making business
Found at DOI: 10.1371/journal. work for the poor. Available: http:⁄⁄www.undp.
Acknowledgments org/cpsd/indexF.html. Accessed 21 February
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We are grateful to our panelists for 2005.
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providing their expertise, and to W.C.W.
the poor: Opportunities and risks. Available:
Chan and A. Shik for help with our analysis References http:⁄⁄www.nanoandthepoor.org/gdnp.php.
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was provided by the Canadian Program on PA (2004) Will Prince Charles et al diminish 16. The Royal Society and The Royal Academy
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PLoS Medicine | www.plosmedicine.org 0386 May 2005 | Volume 2 | Issue 5 | e97

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