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Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 1 of 12 Page ID

#:7149

1 Lloyd Winawer, State Bar No. 157823


lwinawer@goodwinprocter.com
2 GOODWIN PROCTER LLP
10250 Constellation Boulevard, 21st Floor
3 Los Angeles, California 90067
Telephone: 310-788-5177
4 Facsimile: 310-286-0992
5 Brian E. Pastuszenski (Pro Hac Vice)
bpastuszenski@goodwinprocter.com
6 John O. Farley (Pro Hac Vice)
jfarley@goodwinprocter.com
7 Brian C. Devine, State Bar No. 222240
bdevine@goodwinprocter.com
8 GOODWIN PROCTER LLP
Exchange Place
9 53 State Street
Boston, Massachusetts 02109
10 Telephone: 617-570-1000
Facsimile: 617-523-1231
11
Attorneys for Defendant Countrywide
Exchange Place, 53 State Street
Boston, Massachusetts 02109

12 Financial Corporation
Goodwin Procter LLP

13 [Additional Counsel Listed on


Signature Page]
14
15 UNITED STATES DISTRICT COURT
16 CENTRAL DISTRICT OF CALIFORNIA
17 WESTERN DIVISION
18
ARGENT CLASSIC CONVERTIBLE
19 ARBITRAGE FUND L.P., Case No. CV 07-07097 MRP(MANx)
20 Plaintiff,
21 vs.
22 COUNTRYWIDE FINANCIAL STIPULATION OF DISMISSAL
CORPORATION, ANGELO R. MOZILO, WITH PREJUDICE
23 DAVID SAMBOL, and
ERIC P. SIERACKI,
24
Defendants.
25
26
27
28

1
STIPULATION OF DISMISSAL WITH PREJUDICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 2 of 12 Page ID
#:7150

1 STIPULATION OF DISMISSAL WITH PREJUDICE


2 WHEREAS, Plaintiff Argent Classic Convertible Arbitrage Fund L.P.
3 (“Argent”) and Defendants Countrywide Financial Corporation, Angelo R. Mozilo,
4 David Sambol, and Eric P. Sieracki (collectively, “Defendants”), have agreed to
5 resolve this matter amicably and dismiss it with prejudice and without the need for
6 further litigation and expenditure of the parties’ or the Court’s resources;
7 WHEREAS, by order dated December 9, 2009, this Court denied Argent’s
8 motion to certify the above-captioned action as a class action, and the case has
9 thereafter proceeded as an individual action solely on behalf of Argent;
10 NOW, THEREFORE, THE PARTIES HEREBY STIPULATE AND
11 AGREE as follows:
Exchange Place, 53 State Street
Boston, Massachusetts 02109

12 Pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure,


Goodwin Procter LLP

13 plaintiff Argent, solely in its individual capacity and on its own behalf, hereby
14 dismisses the above-captioned action with prejudice. Plaintiff Argent further
15 expressly waives any and all rights of appeal in the above-captioned action, and the
16 parties further agree that each party shall bear its own costs and attorneys’ fees.
17
18 May 4, 2010 By /s/ Brian E. Pastuszenski
Brian E. Pastuszenski
19
Attorneys for Defendant
20 Countrywide Financial Corporation
21 BRIAN E. PASTUSZENSKI
bpastuszenski@goodwinprocter.com
22 JOHN O. FARLEY
jfarley@goodwinprocter.com
23 BRIAN C. DEVINE (222240)
bdevine@goodwinprocter.com
24 GOODWIN PROCTER LLP
Exchange Place, 53 State Street
25 Boston, MA 02109
Telephone: (617) 570-1000
26 Fax: (617) 523-1231
27
28

2
STIPULATION OF DISMISSAL WITH PREJUDICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 3 of 12 Page ID
#:7151

1 LLOYD WINAWER (157823)


lwinawer@goodwinprocter.com
2 GOODWIN PROCTER LLP
10250 Constellation Boulevard, 21st Floor
3 Los Angeles, CA 90067-6221
Telephone: (310) 788-5177
4 Fax: (310) 286-0992
5
May 4, 2010 By /s/ David Siegel
6 David Siegel
7 Attorneys for Defendant
Angelo R. Mozilo
8
DAVID SIEGEL (101355)
9 dsiegel@irell.com
DANIEL P. LEFLER (151253
10 dlefler@irell.com
PAMELA K. GRAHAM (216309)
11 pgraham@irell.com
RANDALL L. JACKSON (244545)
Exchange Place, 53 State Street
Boston, Massachusetts 02109

12 rjackson@irell.com
Goodwin Procter LLP

IRELL & MANELLA LLP


13 1800 Avenue of the Stars, Suite 900
Los Angeles, CA 90067
14 Telephone: (310) 277-1010
Fax: (310) 203-7199
15
16
17 May 4, 2010 By /s/ Michael D. Torpey
Michael D. Torpey
18
Attorneys for Defendant
19 David Sambol
20 MICHAEL D. TORPEY (79424)
mtorpey@orrick.com
21 PENELOPE A. GRABOYS BLAIR (214742)
pgraboysblair@orrick.com
22 ORRICK, HERRINGTON
& SUTCLIFFE LLP
23 The Orrick Building
405 Howard Street
24 San Francisco, CA 94105-2669
Telephone: (415) 773-5700
25 Fax: (415) 773-5759
26
27
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STIPULATION OF DISMISSAL WITH PREJUDICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 4 of 12 Page ID
#:7152

1 LORI LYNN PHILLIPS


lphillips@orrick.com
2 ORRICK, HERRINGTON
& SUTCLIFFE LLP
3 701 Fifth Avenue, Suite 5600
Seattle, WA 98104
4 Telephone: (206) 839-4300
Fax: (206) 839-4301
5
6 MICHAEL C. TU (186793)
mtu@orrick.com
7 ORRICK, HERRINGTON
& SUTCLIFFE LLP
8 777 South Figueroa Street, Suite 3200
Los Angeles, CA 90017
9 Telephone: (213) 629-2020
Fax: (213) 612-2499
10
11
Exchange Place, 53 State Street
Boston, Massachusetts 02109

12 May 4, 2010 By /s/ Shirli Fabbri Weiss


Goodwin Procter LLP

Shirli Fabbri Weiss


13
Attorneys for Defendant
14 Eric P. Sieracki
15 SHIRLI FABBRI WEISS (079225)
shirli.weiss@dlapiper.com
16 DLA PIPER LLP (US)
401 B Street, Suite 1700
17 San Diego, CA 92101-4297
Telephone: (619) 699-2700
18 Fax: (619) 699-2701
19 NICOLAS MORGAN (166441)
nicolas.morgan@dlapiper.com
20 DLA PIPER LLP (US)
1999 Avenue of the Stars, Suite 400
21 Los Angeles, CA 90067-6022
Telephone: (310) 595-3000
22 Fax: (310) 595-3300
23 DAVID PRIEBE (148679)
david.priebe@dlapiper.com
24 JEFFREY B. COOPERSMITH (252819)
jeff.coopersmith@dlapiper.com
25 DLA PIPER (US)
2000 University Avenue
26 East Palo Alto, CA 94303-2248
Telephone: (650) 833-2000
27 Fax: (650) 833-2001
28

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STIPULATION OF DISMISSAL WITH PREJUDICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 5 of 12 Page ID
#:7153

1 May 4, 2010 By /s/ Vincent R. Cappucci


Vincent R. Cappucci
2
Co-Lead Counsel for Plaintiff
3 Argent Classic Convertible Arbitrage Fund
4 VINCENT R. CAPPUCCI
vcappucci@entwistle-law.com
5 STEPHEN D. OESTREICH (Of Counsel)
soestreich@entwistle-law.com
6 ROBERT N. CAPPUCCI
rcappucci@entwistle-law.com
7 RICHARD W. GONNELLO
rgonnello@entwistle-law.com
8 JONATHAN H. BEEMER
jbeemer@entwistle-law.com
9 SHANNON L. HOPKINS
shopkins@entiwstle-law.com
10 ENTWISTLE & CAPPUCCI LLP
280 Park Avenue, 26th Floor West
11 New York, NY 10017
Telephone: (212) 894-7200
Exchange Place, 53 State Street
Boston, Massachusetts 02109

12 Fax: (212) 894-7272


Goodwin Procter LLP

13 MARC M. SELTZER
KYLE A. CASAZZA
14 SUSMAN GODFREY L.L.P.
1901 Avenue of the Stars, Suite 950
15 Los Angeles, CA 90067-6029
Telephone: (310) 789-3100
16 Facsimile: (310) 789-3150
17
18
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STIPULATION OF DISMISSAL WITH PREJUDICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 6 of 12 Page ID
#:7154

1 Lloyd Winawer (State Bar No. 157823)


lwinawer@goodwinprocter.com
2 GOODWIN PROCTER LLP
10250 Constellation Boulevard, 21st Floor
3 Los Angeles, California 90067
Telephone: 310-788-5177
4 Facsimile: 310-286-0992
5 Brian E. Pastuszenski (Pro Hac Vice)
bpastuszenski@goodwinprocter.com
6 John O. Farley (Pro Hac Vice)
jfarley@goodwinprocter.com
7 Brian C. Devine (State Bar No. 222240)
bdevine@goodwinprocter.com
8 GOODWIN PROCTER LLP
Exchange Place
9 53 State Street
Boston, Massachusetts 02109
10 Telephone: 617-570-1000
Facsimile: 617-523-1231
11
10250 Constellation Blvd., 21st Floor

Jeffrey Alan Simes (Pro Hac Vice)


Los Angeles, California 90067

12 jsimes@goodwinprocter.com
Goodwin Procter LLP

GOODWIN PROCTER LLP


13 620 Eighth Avenue
New York, NY 10018
14 Telephone: 212-813-8800
Facsimile: 212-355-3333
15
Attorneys for Defendant Countrywide
16 Financial Corporation
17
UNITED STATES DISTRICT COURT FOR THE
18 CENTRAL DISTRICT OF CALIFORNIA
19 ARGENT CLASSIC CONVERTIBLE Case No. CV 07-07097 MRP (MANx)
ARBITRAGE FUND L.P., individually
20 and on behalf of all others similarly situ-
ated,
21
Plaintiff,
22 PROOF OF SERVICE
vs.
23
COUNTRYWIDE FINANCIAL COR- Courtroom: 12
24 PORATION, et. al., Judge: Hon. Mariana R. Pfaelzer
25 Defendants.
26
27
28

PROOF OF SERVICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 7 of 12 Page ID
#:7155

1
PROOF OF SERVICE
2
I, Arianne M. Waldron, declare as follows:
3
4 I am employed in the County of Suffolk, State of Massachusetts. I am over
the age of 18 and not a party to the within action. My business address is 53 State
5 Street, Boston, MA 02109.
6 On May 4, 2010, I served on the interested parties in said action the within:
7 STIPULATION OF DISMISSAL WITH PREJUDICE
8
9 … (MAIL) I placed the envelope for collection and mailing, following our or-
dinary business practices. I am readily familiar with this firm’s practice for
10 collecting and processing correspondence for mailing. On the same day that
correspondence is placed for collection and mailing, it is deposited in the
11 ordinary course of business with the United States Postal Service, in a
sealed envelope with postage fully prepaid. I am a resident or employed in
12 the county where the mailing occurred. The envelope or package was
placed in the mail at Boston, Massachusetts.
13
; (CM/ECF Electronic Filing) I caused the above document(s) to be transmit-
14 ted to the office(s) of the addressee(s) listed above by electronic mail at the
e-mail address(es) set forth above pursuant to Fed.R.Civ.P.5(d)(1). “A No-
15 tice of Electronic Filing (NEF) is generated automatically by the ECF sys-
tem upon completion of an electronic filing. The NEF, when e-mailed to the
16 e-mail address of record in the case, shall constitute the proof of service as
required by Fed.R.Civ.P.5(d)(1). A copy of the NEF shall be attached to any
17 document served in the traditional manner upon any party appearing pro
se.”
18
… (EXPRESS MAIL) I placed the envelope for collection and mailing, follow-
19 ing our ordinary business practices. I am readily familiar with this firm's
practice for collecting and processing Express Mail for mailing. On the
20 same day that Express Mail is placed for collection and mailing, it is depos-
ited in the ordinary course of business with the United States Postal Service,
21 in a post office, mailbox, sub-post office, substation, mail chute, or other
like facility regularly maintained by the United States Postal Service for re-
22 ceipt of Express Mail.
23 … (OVERNIGHT DELIVERY) I deposited in a box or other facility regularly
maintained by Federal Express , an express service carrier, or delivered to a
24 courier or driver authorized by said express service carrier to receive docu-
ments, a true copy of the foregoing document in sealed envelopes or pack-
25 ages designated by the express service carrier, addressed as stated above,
with fees for overnight delivery paid or provided for.
26
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PROOF OF SERVICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 8 of 12 Page ID
#:7156

1 … (MESSENGER SERVICE) I served the documents by placing them in an


envelope or package addressed to the persons at the addresses listed and
2 provided them to a professional messenger service for service. A separate
Personal Proof of Service provided by the professional messenger service
3 will be filed under separate cover.
4 … (FACSIMILE) Based on an agreement of the parties to accept service by
fax transmission, I faxed the documents to the persons at the fax numbers
5 listed. No error was reported by the fax machine that I used. A copy of the
record of the fax transmission, which I printed out, is attached.
6
… (E-MAIL or ELECTRONIC TRANSMISSION) Based on a court order or
7 an agreement of the parties to accept service by e-mail or electronic trans-
mission, I caused the documents to be sent to the persons at the e-mail ad-
8 dresses listed. I did not receive, within a reasonable time after the transmis-
sion, any electronic message or other indication that the transmission was
9 unsuccessful.
10
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PROOF OF SERVICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 9 of 12 Page ID
#:7157

1 Andrew J Entwistle Counsel for Plaintiffs:


aentwistle@entwistle-law.com Argent Classic Convertible Arbitrage
2 Jonathan H Beemer Fund
jbeemer@entwistle-law.com L.P. Individually and On Behalf of All Oth-
3 Robert N Cappucci ers Similarly Situated
rcappucci@entwistle-law.com
4 Stephen D Oestreich
soestreich@entwistle-law.com
5 Vincent R Cappucci
vcappucci@entwistle-law.com
6 Entwistle and Cappucci LLP
280 Park Avenue 26th Floor West
7 New York, NY 10017
212-894-7200
8
Richard W. Gonnello
9 rgonnello@entwistle-law.com
Entwistle and Cappucci LLP
10 280 Park Avenue 26th Floor West
New York, NY 10017
11 212-894-7200
12 Shannon L. Hopkins
shopkins@entwistle-law.com
13 Entwistle and Cappucci LLP
200 Business Park Drive
14 Suite 305
Armonk, NY 10504
15 914-730-3200
16 Marc M Seltzer
mseltzer@susmangodfrey.com
17 Steven G Sklaver
ssklaver@susmangodfrey.com
18 Susman Godfrey LLP
1901 Avenue of the Stars Suite 950
19 Los Angeles, CA 90067-6029
310-789-3100
20 Fax: 310-358-3104
21 Drew D. Hansen Counsel for Plaintiffs:
dhansen@susmangodfrey.com Argent Classic Convertible Arbitrage Fund
22 Susman Goderey L.L.P. L.P. Individually and On Behalf of All Oth-
1201 Third Avenue Suite 3800 ers Similarly Situated
23 Seattle, WA 98101-3000
206-516-3880
24 Fax: 206-516-3883
25
26
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PROOF OF SERVICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 10 of 12 Page ID
#:7158

1 Counsel for Defendant:


David Siegel Angelo R. Mozilo
2 dsiegel@irell.com
Pamela Kentos Graham
3 pgraham@irell.com
Irell and Manella
4 1800 Avenue of the Stars, Suite 900
Los Angeles, CA 90067
5 310-277-1010
Fax: 3102037199
6
Counsel for Defendant:
7 Michael D Torpey David Sambol,
mtorpey@orrick.com
8 Penelope A Graboys Blair
pgraboysblair@orrick.com
9 Orrick Herrington and Sutcliffe
Orrick Building
10 405 Howard Street
San Francisco , CA 94105-2669
11 415-773-5700
Fax: 415-773-5759
12
Michael C. Tu
13 mtu@Orrick.com
Orrick Herrington and Sutcliffe
14 777 South Figueroa Street
Suite 3200
15 Los Angeles, CA 90017
213-612-2433
16
Lori Lynn Phillips
17 lphillips@orrick.com
Christopher Lanese
18 clanese@orrick.com
Orrick Herrington and Sutcliffe
19 701 Fifth Avenue
Suite 5600
20 Seattle, WA 98104-7097
206-839-4300
21
22
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PROOF OF SERVICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 11 of 12 Page ID
#:7159

1 David A Priebe Counsel for Defendant:


david.priebe@dlapiper.com Eric P Sieracki
2 DLA Piper US LLP
2000 University Avenue
3 East Palo Alto , CA 94303-2248
650-833-2000
4 Fax: 650-833-2001
5 Nicolas Morgan
nicolas.morgan@dlapiper.com
6 DLA Piper US LLP
1999 Avenue of the Stars Suite 400
7 Los Angeles , CA 90067
310-595-3146
8 Fax: 310-595-3300
9
Shirli Fabbri Weiss Counsel for Defendant:
10 shirli.weiss@dlapiper.com Eric P Sieracki
DLA Piper US LLP
11 401 B Street Suite 1700
San Diego , CA 92101-4297
12 619-699-2700
Fax: 619-699-2701
13
Jeffrey B Coopersmith
14 jeff.coopersmith@dlapiper.com
DLA Piper US LLP
15 701 Fifth Avenue Suite 7000
Seattle , WA 98104
16 206-839-4847
Fax: 206-839-4801
17
David F Taylor Counsel for Defendant:
18 dftaylor@perkinscoie.com John McMurray
Sean C Knowles
19 SKnowles@perkinscoie.com
Perkins Coie LLP
20 1201 Third Avenue Suite 4800
Seattle , WA 98101-3099
21 206-359-8440
Fax: 206-359-9440
22
Sang Min Lee
23 alee@perkinscoie.com
Perkins Coie LLP
24 South Tower
1620 26th Street 6th Floor
25 Santa Monica , CA 90404
310-788-3294
26 Fax: 310-843-1295
27
28

PROOF OF SERVICE
Case 2:07-cv-07097-MRP -MAN Document 250 Filed 05/04/10 Page 12 of 12 Page ID
#:7160

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