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Information and

Communication
Technologies
in Parliament
TOOLS FOR DEMOCRACY

OFFICE FOR
PROMOTION OF
PARLIAMENTARY
DEMOCRACY
OPPD Publisher: Dick Toornstra
OPPD Coordinators: Dick Toornstra and Helen Collins

Research and manuscript produced by Jane Griffith


Manuscript completed in August 2010

© European Parliament – OPPD, 2010

Disclaimer
The opinions expressed in this document are the sole responsibility of the author(s) and do not necessarily represent
the official position of the European Parliament.
Reproduction and translation, except for commercial purposes, are authorised, provided the source is acknowledged
and provided the publisher is given prior notice and supplied with a copy.

FOR MORE INFORMATION, PLEASE CONTAC T:

OPPD – O ffice for Promotion


of Parliamentar y Democrac y

DG EXPO – European Parliament


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HT TP://W W W.EUR OPARL.EUR OPA.EU/OPPD

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EUROPEAN PARLIAMENT

An OPPD publication
on topical parliamentary affairs

Information and
Communication
Technologies
in Parliament
TOOLS FOR DEMOCRACY

3
Contents

Preface page 5

Introduction page 6

ICT contributions to parliamentary effectiveness page 10

Current trends, needs and issues in the use of ICT page 15



Establishing ICT capacity in parliaments page 23
Building blocks page 23
First steps page 25
Next steps page 34

Creating an effective management and staff infrastructure page 40

Building a sound and flexible technical infrastructure page 46

The importance of partnerships and cooperative endeavours page 55



Annex 1: Organisation of a basic ICT department page 60

Annex 2: Advisory Group for ICT Planning and Coordination page 64

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EUROPEAN PARLIAMENT

Preface

T
his paper is part of a new series of publica- The OPPD seeks to establish a continuing dialogue
tions on issues in parliamentary practice and partnership with NED parliaments worldwide
from the Office for Promotion of Parliamen- and to support their participation as fully fledged
tary Democracy (OPPD). members in the democratic community. It facili-
tates sharing of experiences and best practices of
The European Union (EU) is founded on the prin- parliamentary methods, and fosters research and
ciples of liberty, democracy, respect for human study of these practices.
rights, fundamental freedoms and the rule of law.
The European Parliament (EP) has always been a For parliaments to assume their role in legislation,
staunch defender of these principles. Through its oversight and representation, they must develop
standing committees, inter-parliamentary delega- parliamentary processes that are effective, and
tions, plenary resolutions, debates on human rights more open and accountable to the citizens. Infor-
and involvement in monitoring elections, the Par- mation and communication technologies (ICT)
liament has actively sought to give high priority to provide critical tools for instituting strong, inde-
democratisation in all its external actions. pendent parliamentary assemblies that are able
successfully to fulfil their role as guardians of dem-
In 2008 the European Parliament set up the Office ocratic principles, promoters of the rule of law and
for Promotion of Parliamentary Democracy to protectors of human rights. ICT also enables them
directly support new and emerging democracies to be active participants in reaching common solu-
(NED) beyond the borders of the European Union. tions to pressing global problems and to learn from
The OPPD assists in the establishment and reform the experience of other legislative bodies.
of parliaments and aims at strengthening their
capacity to implement the chief functions of law- This brochure’s objective is to provide an overview
making, oversight and representation. of some of the core questions relating to informa-
tion and communication technologies in parlia-
Members and civil servants of NED parliaments ment (ICT) and offers a roadmap for planning and
can benefit from tailored training and counsel- developing ICT systems.
ling provided by the OPPD as well as networking
with members and relevant services of the Euro-
pean Parliament.

5
Introduction

T
he European Parliament (EP) has made a The core values promoted through these efforts
major commitment to promoting democracy reflect the importance of establishing good gov-
and human rights around the world. Through ernance that involves effective legislative bodies,
a variety of reports, communications and assistance which are based upon the will of the people and
programmes, the EP has increased its attention to serve as a vital foundation for reducing poverty and
institutional capacity building in parliaments1 in new ensuring sustainable development. They also con-
and emerging democracies (NEDs), recognising their tribute to more successful multilateral approaches
importance for encouraging freedom and good to many of today’s global challenges. The globali-
governance around the world. The establishment sation of politics has reduced the isolation of indi-
in 2008 of the European Parliament’s Office for the vidual countries and demands a more coherent and
Promotion of Parliamentary Democracy (OPPD) pro- integrated resolution to issues that have an impact
vides an important mechanism for realising these around the world. Individual parliaments need to
objectives through concrete programmes of infor- be connected to the global network of legislative
mation exchange, inter-parliamentary cooperation bodies that are striving to address critical policy
and on-the-ground support for creating effective issues facing the world.
parliamentary operations.
Programmes for assisting the political institutions
On 22 October 2009 the EP adopted its resolu- in new and emerging democracies have tended
tion on ‘Democracy Building in the EU’s External to focus on such areas as monitoring elections,
Relations’ which welcomed the ongoing initia- encouraging freedom of the press and empha-
tives and called for concrete and practical sugges- sising the importance of the rule of law. At the
tions on reforms.2 The Ministerial Council of the EU same time, efforts to make government operations
responded to the latter by adopting in November more efficient and accountable often have been
2009 “Conclusions on Democracy Support in the aimed at the executive branch. While strengthening
EU’s External Relations - Towards increased coher- parliaments has received less attention, doing so is
ence and effectiveness.” These two statements equally critical to ensuring that democratic govern-
hopefully signify the beginning of a new era of EU ance is instituted and sustained in NEDs. Indeed,
involvement in democracy support.3 it is arguable that parliaments are not merely one

1. The terms “parliament”, “national assembly” and “legislature” are used interchangeably throughout the report.
2. Resolution P7_TA(2009)0056 - www.europarl.europa.eu
3. www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/gena/111250.pdf

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EUROPEAN PARLIAMENT

component of democratic systems, but actually the from nation to nation, but a parliament that lacks the
most “democratic” element because of their direct ability to amend or assert control over the passage
representation of the citizenry and their responsi- of legislation is extremely limited in its capacity to
bility to reflect the will of the people. protect the public from unwise proposals or safe-
guard the rights of its citizens. Strengthening the
One of the reasons that parliaments may have capacity of parliaments to exercise independent
received less attention in the development process authority in the legislative process can contribute
is that there are special challenges inherent in significantly to reducing abuses of power and to
working with these bodies. Rather than having a ensuring that the rights of citizens are upheld.
clearly defined structure as might be found in a
government ministry, parliaments are by nature Another vital role of parliaments is their respon-
a collection of parties and individuals elected by sibility for reviewing and approving the national
disparate constituencies. The role of party leader- budget. Although the executive may propose an
ship in the management of parliamentary opera- annual budget, the legislative body should have
tions varies considerably, as does the strength of the capacity to evaluate and amend budget pro-
committee chairs, appointed officers and individual posals to ensure that funding reflects the highest
members. These characteristics reflect the complex priorities of the country and its citizens. Designating
nature of a democratically established institution funding for specific areas is one effective way to
and the fact that a truly representative body must set major policies in motion. It gives the parliament
be inclusive of all interests in society. While these the ability to exert control over the allocation of
characteristics may present difficulties in designing resources so that the most important needs of
effective assistance programmes, they are indica- the people are met. In countries in which the role
tive of the need for parliaments to be high on the of the legislative body may be limited, the power
agenda of those who seek to foster democracy. to approve – or disapprove – the budget and to
monitor its implementation can be an important
Popularly elected national assemblies play several means for asserting the authority of the parliament.
key roles in ensuring that the values of democracy
are firmly rooted in a country and preserved over Performing effective oversight of the executive in
time. In their legislative function they contribute to other areas is another key responsibility of legisla-
developing fair and equitable laws that govern the tive assemblies. This is done through a variety of
country. Specific responsibilities in this area may vary mechanisms, ranging from question periods during

7
the plenary session to hearings held by parliamen- overseeing ICT to assist them in the planning and
tary committees. Here again, the ability to exert the development of computer and communication
authority of the parliament can be an important systems to support their respective legislative
way to realign government programmes to make assemblies. It explains why the effective use of
them more responsive to national priorities and ICT is central to efforts by national parliaments
to ensure that they are efficiently implemented. in new and emerging democracies to establish
strong capabilities in the core areas of legislation,
Finally, as the primary representatives of the citizenry, oversight and representation. Only by doing so can
legislative bodies must have continuous communi- they be key players in developing democratic insti-
cation with the public, promote dialogue on critical tutions and shaping the future of their nations. In
national issues, and provide an understanding of par- addition, it offers examples from the experiences
liamentary actions. Effective communication with of parliaments around the world and identifies
citizens builds confidence in parliaments and can strategies for developing the technical capacity
aid in countering the public distrust toward govern- needed to streamline operations and implement
ment in general, and legislatures in particular, that technology-supported approaches that improve
has been growing in recent years. Creating an envi- communication with the public and enhance trans-
ronment where citizens have trust in their elected parency. Beginning with the contribution of ICT to
officials and their governing institutions promotes achieving institutional goals, this report addresses
a shared commitment to democratic values. the major areas of policy formulation, strategic
planning, management roles, technical expertise,
To achieve an independent parliament that can infrastructure development, standards and col-
exercise its responsibilities for legislation, oversight laboration that are essential to the effective imple-
and representation requires access to information, mentation of ICT in parliaments. It also identifies
effective management of parliamentary documents the core building blocks for ICT in parliaments, lays
and processes and robust communication capabili- out steps to be taken to create an essential foun-
ties. Parliaments in a democracy must be effi- dation for moving forward and provides guidance
cient in their operations, transparent in their on how to proceed from basic to more technologi-
actions and have strong ties to their citizens. cally advanced capabilities.

This document offers a roadmap for ICT managers The report draws on a variety of publicly available
and other parliamentary officials responsible for resources, particularly the findings and analysis pre-

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EUROPEAN PARLIAMENT

sented in the World e-Parliament Reports for 2008 within each country. Furthermore, parliaments
and 2010, as well as the background and summary must determine their own priorities based upon
documents prepared for the World e-Parliament their particular political and social agenda. Hence,
Conferences 2007, 2008, and 2009.4 the report does not prescribe a specific course of
action that all should follow, but rather lays out
New and emerging parliaments can realise a the process to be undertaken, the principles that
quantum jump in their capacity development by underlie effective implementation of ICT in the
initiating a proper ICT programme, learning from legislative setting, and offers options based upon
the mistakes and analysing the best practices of the successful experiences of other parliaments.
other parliaments. Joining parliamentary networks
can be of great assistance.
Dick Toornstra
We all know that every parliament is unique. There- Director
fore the implementation of ICT must reflect the Office for Promotion of Parliamentary
specific circumstances and legal responsibilities Democracy (OPPD)

4. United Nations, Inter-Parliamentary Union, Global Centre for ICT in Parliament, Report of the World e-Parliament Conference 2007.
United Nations. 2008. [http://www.ictparliament.org/worldeparliament conference2007/]; United Nations, European Parliament,
Global Centre for ICT in Parliament, Report of the World e-Parliament Conference 2008, United Nations. 2009.
[http://www.ictparliament.org /worldeparliamentconference2008]; United Nations, Inter-Parliamentary Union, U.S. House of
Representatives, Global Centre for ICT in Parliament, Report of the World e-Parliament Conference 2009, United Nations. 2010.
[http://www.ictparliament.org /wepc2009/]

9
ICT contributions to parliamentary effectiveness

T
he full potential of ICT for making modern growing apathy of citizens toward parliaments and
parliaments more politically effective, as were seeking ways to exert their influence on the
well as operationally efficient, has only been evolving global information society.
recognised in recent years. While computers and
communications technologies have been used As a result, ICT has become a high priority in many
in some parliaments for decades, it was often for parliaments with greater attention being paid to
administrative tasks like personnel and payroll or for planning and implementation, and with increased
isolated activities like tracking legislation or man- investment in the ICT tools available to assist them.
aging correspondence. These systems were gen- More members, party leaders and senior adminis-
erally based on proprietary software that made it trators have begun to understand the potential of
difficult to link them with other applications. ICT new technologies to enable legislators to fulfil their
was viewed as the domain of a few “technicians” legislative, oversight and representative roles in
who provided good support to the legislature, but much more effective ways than in the past. Recog-
were not well connected to senior administrators nising that ICT is only a tool, albeit a very important
or members. As the world around them became one if well implemented, parliaments have begun
transformed by the digital revolution, many par- to make the critical connections between their
liaments were slow to grasp the need to apply ICT legislative goals and responsibilities and the tech-
within their tradition-bound institutions. nologies that may be applied to help realise them.

With the advent of the PC, the internet and the Legislative functions
web, the importance of ICT began to increase A core responsibility for legislative bodies is the
throughout society and parliaments started to rec- consideration of proposals that may ultimately
ognise its value within the legislative environment. become national law. In some instances, legisla-
More members arrived in parliament with experi- tion originates outside the parliament, while in
ence using technology in their professions and busi- others it is drafted internally. Therefore, the partic-
nesses, as well as in their personal lives. Legislative ular ICT needs of a parliament for supporting the
staff likewise brought a new understanding of the drafting process may vary. For example, if there is
benefits of technology based upon their use of it a designated drafting office within the legislature,
in academia and as consumers. Parliamentarians developing a system to capture the original text
began to see the impact of ICT in elections and electronically using open document standards can
the growth of e-government at local, regional and greatly facilitate the entire process of managing
national levels. At the same time, legislative assem- bills in digital format. It also makes it possible to
blies were grappling with how best to counter the feed this information directly into other systems

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for purposes of printing, electronically dissemi- plenary sessions, or both, having a system that aids
nating, publishing on the web and archiving leg- the production of accurate and timely versions of
islative proposals. a bill, keeps track of its status and allows for it to
be quickly distributed both internally and to the
However, even if legislation comes from several public is essential to a modern parliament.
different sources, including some outside the
parliament, it is important to have the ability to Providing the authoritative history of actions
amend and track the consideration of bills electroni- taken on bills is one of the keys to fulfilling a par-
cally. The workflow of the parliament is improved liament’s obligations for documenting the legis-
because legislative information can be automati- lative process and creating a permanent publicly
cally transmitted among members, staff and admin- accessible archive that enables citizens to judge the
istrative offices that participate in preparing and actions of parliament. Combining the full range of
distributing bills. An ICT-based document man- legislative information into a coherent system that
agement system increases the speed, accuracy serves as the authoritative knowledge base for the
and flexibility with which members and commit- parliament enables members and the public to
tees handle pending legislation. It allows them retrieve the information they seek in an accurate
more time for consideration of these proposals and timely way. By using IT to manage legisla-
because they have more timely access to the doc- tive documents and other internal informa-
uments. It can incorporate all versions of bills and tion resources, parliaments are able to build a
provide security so that only authorised changes knowledge resource that makes them operate
are possible, while also enabling integration of more efficiently, legislate more effectively and
related information such as reports and votes to provide the public with information they need
provide a comprehensive history of the actions to hold their elected officials accountable. Using
taken regarding a specific piece of legislation. By open standards for legislative documents greatly
enabling members to have rapid access to the most facilitates these capabilities by easing the exchange
current and authoritative versions of proposed leg- and re-use of documents, linking various related
islation, together with corollary material, they can resources, ensuring long-term preservation and
recommend additional improvements and make improving citizen access. For this reason, it is critical
more informed voting choices. to adopt open standards in the design of legislative
information systems to ensure that they can achieve
Another important outcome from a well-designed the goals parliaments have articulated for transpar-
document management system is that bills ency and knowledge management. Legislatures
become available to all members equally and at in NEDs may have an advantage in implementing
the same time, thereby broadening the oppor- such systems for managing the knowledge gener-
tunity for debate and amendment by all parties. ated by the parliament because they do not have
Whether legislation is amended in committees, in to address how to transition the information from

11
existing paper-based and proprietary systems into relevant information. Intranets linking the internal
an open standard approach. operations of the parliament can provide imme-
diate availability to reports prepared by staff or
In many legislative bodies committees are instru- other electronic resources.
mental in the policy debate surrounding pro-
posed bills. They may review, deliberate, revise Oversight functions
and approve or disapprove legislation and also Parliamentary oversight or scrutiny of the executive
prepare related reports. The work conducted in is essential in a democratic system to ensure that
committee hearings and meetings on pending programmes are being effectively implemented in
legislation therefore needs to be captured and accordance with the laws passed by the legislature.
incorporated in a parliamentary document man- Some of the same systems employed in the legisla-
agement system so that it can be distributed to tive process are equally helpful when conducting
members of the committee and to the public, and scrutiny. For example, legislative document man-
reported to the full legislature. For example, com- agement systems can provide the historical record
mittees may conduct hearings where they take needed to serve as the basis for evaluating how
both written and oral testimony from a variety well government programmes are being imple-
of witnesses. ICT can offer an effective way to mented based upon the originating legislation.
gather that material, prepare verbatim accounts Systems that support committees conducting
and summaries and integrate it with other legis- oversight hearings or plenary sessions during
lative information to provide a complete picture question periods for government ministers serve
of legislative actions. Similarly, ICT support for the scrutiny function in addition to the legislative
plenary session activity on legislation needs to function. Developing an effective knowledge man-
be another component within an overall system agement capacity therefore is important to the
for managing and tracking legislation. In addi- oversight function, as well as the legislative role of
tion to the record of floor debate, amendments a parliament. As parliaments design these systems,
to bills and votes are part of the official legislative therefore, they must be aware of all the aspects of
record. In parliaments where the plenary serves their work that will benefit from ICT and how dif-
as the primary venue for legislative debate, an ferent needs can be integrated within the frame-
increasing number of houses are investing in tech- work of a common, interconnected approach that
nologies that support members while in session. uses shared open standards.
Electronic voting systems make it more efficient
to record the official vote, often displaying it on Another major component of oversight involves
large screens, and facilitating its long term reten- scrutinizing the use of government funds. Budget
tion. Some houses are now equipped with indi- systems that enable legislators to review and
vidual workstations so that members can access analyse financial aspects of programmes, overall
copies of pending legislation, along with other spending priorities and outlays can vastly enhance

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the capabilities of the legislature to oversee gov- Representative functions


ernment spending. For example, having online The area in which ICT often has the most visible
access to standardized data that show amounts impact on the role of parliaments is in their capacity
allocated to specific programmes and expenditure as representatives of the citizens who elected them.
levels can empower legislators to influence gov- Almost all parliaments maintain websites providing
ernment spending in ways not possible previously. a range of information about the operations of
the institution, lists of members and committees,
In many parliaments, members exercise their over- access to parliamentary documents, information
sight responsibilities by sending specific questions on committee and plenary action and a variety of
through the parliament to the relevant ministry other resources for the public. However, building
or agency. These questions – and the responses a website that fails to offer current, comprehensive
of the government – are an important means of and reliable data because the parliament lacks a
scrutiny and form a part of the record for assessing document management system can actually be
policies of the government and its execution of the counterproductive to the goal of keeping citizens
laws. ICT can facilitate the drafting and tracking of well informed and engaged with their parliament.
these questions and responses, can locate them on If they do not find the information they are seeking
demand and preserve them permanently. or believe that the parliament is not being trans-
parent, there is the potential that public scepticism
The growth of online documents and databases, toward government will increase. An initial negative
combined with the spread of the internet, has experience with access to legislative information
vastly expanded access to a growing array of infor- could result in an unwillingness to interact with
mation resources that provide timely and expert parliament in the future, even if improvements
information of value to parliaments as they grapple have been made to the website.
with complex policy issues facing their countries
and the world. Networking technology that sup- In some legislatures, committees also have created
ports easy access to the internet and the informa- websites that supply information about their
tion available on the web is an essential tool for members, areas of jurisdiction, agendas, measures
lawmakers in both their legislative and oversight under consideration and actions. Some of these web-
capacities. The ability to tap into this vast store sites now use webcasting to make their deliberations
of knowledge wherever it resides contributes to available in real time. These websites are an important
members being better informed about the issues means for making the parliament more transparent
they are addressing. These resources can be further and more accessible to larger segments of the pop-
leveraged by knowledgeable library and research ulation. One of the remaining challenges facing par-
staff skilled in using ICT to locate, organise and liaments in this area is how to use the technology to
distill these resources in ways particularly valu- make legislative actions and processes shown on the
able to parliamentarians. website more understandable to the general public.

13
A growing number of parliaments now employ a tary, committee and member websites provide email
variety of technologies for capturing and recording addresses for submitting enquiries and comments.
plenary sessions.5 In some cases, the public can However, responding to large volumes of emails
view house debates in real time online through and determining how representative they are of
webcasting or audio/video systems. Other houses the views of the general public present particular
provide the text of proceedings online. Having difficulties for parliaments. Several technological
the official record of plenary sessions available for approaches for organising, sorting, and responding
distribution and archiving is essential for verifying to emails have been developed, but this remains an
what members have said, as well as what actions area where more work is required.
were taken. This allows citizens to hold their rep-
resentatives more accountable both at the time The growth of interactive technologies and social
of the session and subsequently through access networking are increasing the desire for more
to an archive of the proceedings. By making the two-way communication with citizens. Some parlia-
information available via several approaches like ments, committees and members have undertaken
audio, video, webcasting, and textual databases, such new approaches as online discussion forums,
users have a choice in how they would like to be online polls and providing opportunities for citizens
able to follow the actions of parliament and its to submit questions and comments when legisla-
members. Having this multiplicity of communica- tion is being deliberated. Individual members are
tion channels between the parliament and its citi- experimenting with maintaining blogs, submitting
zens can greatly enhance the engagement of the videos to YouTube and using other online capabili-
public and ensure that there is not a dependency ties for reaching their constituencies and trying to
on a single technological approach. engage them in the political process. The growth
of these technologies provides opportunities for
There is also increased use of ICT by individual leg- expanding the lines of communication between
islators who want to communicate more effectively members and the people they represent, thereby
and strengthen engagement with their constituents. enabling a better informed citizenry, increasing
As more citizens routinely use the web to locate transparency and developing new channels for
information about government, they expect to find the public to express their views to parliaments.
informative and helpful websites operated by their Yet, because the use of these approaches is still in
members that include both substantive policy state- its early stages, it is difficult to comprehend fully
ments and general information. Citizens also want how the use of social networking and interactive
opportunities to express their views and to engage technologies may alter the relationship between
their members on national issues. Many parliamen- citizens and their elected representatives.

5. Workshop on Technological Options for Capturing and Reporting Parliamentary Proceedings, held at the European Parliament,
July 2010. [http://www.ictparliament.org/index.php/component/content/article/325-events-conferences-and-workshops-
2010/484-technological-options-for-capturing-and-reporting-parliamentary-proceedings-european-parliament-july-2010]

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EUROPEAN PARLIAMENT

Current trends, needs and issues in the use of ICT

A
more detailed look at how ICT is being a few years ago has become an essential compo-
used by both governments and parlia- nent of modern governance and a major vehicle for
ments reveals a number of important interaction between citizens and government agen-
trends as well as challenges. While these trends cies. In its surveys of the state of e-government, for
illustrate in concrete ways some of the most example, the United Nations has found a continuing
significant contributions that ICT can make, they increase in the number of countries with websites
also raise a number of issues about how tech- that provide the text of laws, information about
nology can be applied most effectively to promote government policies and a variety of online serv-
good governance and the furtherance of demo- ices developed to respond to the needs of citizens.6
cratic values. These trends provide indications of Many of these websites have been well designed
how ICT is affecting government operations, both and compare favourably with those offered success-
in the executive and legislative branches. While fully by the private sector for commercial purposes.
the principles of a representative system of gov-
ernment remain constant, the mechanisms by Moving beyond their early experimental efforts, a
which those principles are exercised are changing number of countries have taken steps to make these
as technologies develop. ICT offers new ways to advances in e-government permanent by adopting
gather, analyse, disseminate and archive infor- explicit policies and regulations that require the
mation, in addition to increasing capabilities for development of a broad range of technology sup-
communicating among people. In what ways will ported services. They have also established stand-
this fundamentally alter the work of parliaments, ards for their implementation. These initiatives often
individual legislators, and their interaction with include directives for ensuring that all citizens, even
constituents? The descriptions below provide those who lack access to, or the means for using
some insight into this evolving world of ICT and communication technology, are able to benefit
parliaments and offer indications of how tech- from these new forms of service, thereby helping
nology trends may have an impact on legislatures. to reduce the digital divide. Such programmes have
taken a variety of forms, including requiring that
The Growth of e-Government agencies make information that was previously
The growth of e-government reflects how much unavailable accessible through the web, estab-
has occurred in a relatively short time. What began lishing public service centres where citizens can
on a tentative and somewhat exploratory basis just have access to the technology and mandating a

6. United Nations, Department of Economic and Social Affairs, Division for Public Administration and Development Management,
UN e-Government Survey 2008: From e-Government to Connected Governance, p. 19, 2008. [http://www.unpan.org]

15
range of services that must be available online. The cial companies may also provide websites that
digital divide exists even in developed countries address legislative and oversight issues, in addi-
where there is growing recognition of the need tion to information about public policy debates.
to provide all citizens with access through high Especially among higher income countries, there
speed and high quality communications links so is a growing range of web-based sources that offer
that they can be in touch with their government. information similar to what is on parliamentary
sites, frequently with additional innovative fea-
Progress in e-parliament7 tures. They often have particular viewpoints and
These developments in e-government mirror what include commentary about the work of the parlia-
has been occurring in parliaments. For example, ment. These sites are likely to continue to expand
the vast majority of parliaments in the world now on a world-wide basis as access to technology
have websites with the activities and documents increases, economic and political issues become
of the parliament available to the public. Some more globally intertwined and more parliaments
parliaments, in fact, have been among the early make their core documents available in a format
adopters of web technology and many of them that allows for easy re-use and integration with
have made progress toward the goals of openness other online resources. Because a multiplicity of
and transparency through their websites, thereby voices is generally a positive attribute in a democ-
leading to greater accountability. racy, parliaments should facilitate this develop-
ment by making legislative information available
Websites in standard formats which are easily downloadable.
Websites have become the primary means by
which parliaments make their work and their doc- At the same time, this increase in the number of
uments known to civil society, to the media and, sources that provide information and opinions
most importantly, directly to citizens. Parliamen- about public policy issues makes it impera-
tary websites provide a variety of information tive that the official site of the legislature be
sources and, while many of these are available authoritative and non-partisan. It must also
independently, it is the ability of sites to inte- be well managed and supported so that it can
grate a broad array of legislative and policy data respond equally to the growing needs of citizens
and documents that gives them such high value. and members, keep pace with advances in tech-
Official parliamentary websites, however, are not nology and further the values of transparency and
the only source for citizens to obtain information accessibility of the parliamentary institution.
about their legislature. Civil society, the press,
academic centres, international organisations, As a result of these developments during the past
lobbying groups, political parties and commer- decade, the goals of parliamentary websites have

7. This section draws extensively on the findings of the World e-Parliament Reports 2008 and 2010.

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EUROPEAN PARLIAMENT

become more complex and more challenging. persons with disabilities. Efforts to provide infor-
They began with the objective of providing basic mation for people with disabilities have included
information about the history, the functions, the such facilities as allowing users to increase the size
leadership, and the membership of the legislature. of the print on web pages for those with visual
They were soon tasked to provide copies of official impairments. Parliaments also have had to address
texts of proposed legislation, then the verbatim a variety of related issues, such as the need to have
accounts of debates and summaries of plenary information on the website available in multiple
actions and copies of committee documents. When languages so that all segments of the population
webcasting technologies became available, they can have equal access to government informa-
began to provide live coverage of plenary sessions tion. The existence of a digital divide can result in
and other official meetings. And as the interactive some citizens being excluded from the web entirely
web has emerged, some parliaments have added prompting some parliaments to promote legisla-
new tools on their sites that encourage two-way tive solutions for expanding broadband access and
communication between members and citizens, supporting free public internet points.
inviting them to share their views and engaging
them in the policy process. Moreover, websites have become critical resources
for helping parliaments to achieve greater efficiency
Websites also have had to improve methods of in their operations. Beyond this, however, their fun-
access to their content. In addition to obtaining damental purpose remains as a core mechanism to
copies of texts, many members and citizens now support the goals of transparency and accessibility.
use search engines to find specific documents and Simply offering the major legislative documents
speeches. Alerting services enable them to be noti- or providing informative videos is not sufficient
fied of the introduction and changes in proposed to achieve the goal of an open and transparent
legislation, the filing of committee documents and legislative body. These features must be designed
members’ activities and speeches. Increasingly, they to serve the larger objective of actively engaging
can learn about the parliament through a variety citizens in the legislative process. This is one of the
of media such as audio or video webcasting, live primary reasons that the Inter-Parliamentary Union
or through an on-demand archive. (IPU) undertook a revision of its Guidelines for the
Content and Structure of Parliamentary Websites,
Parliaments have been further challenged to published in 2000. The revised Guidelines for Par-
improve the design and usability of their web- liamentary Websites, published in March 2009,
sites so that they are understandable and easy to update the previous recommendations in the areas
operate. They have also had to enhance accessibility, of content, tools, design and management.8 One
ensuring that they can be used by all, including of the most important strategic objectives the

8. Inter-Parliamentary Union, Guidelines for Parliamentary Websites, 2009. [www.ipu.org/PDF/publications/web-e.pdf ]

17
Guidelines serve is as a set of recommendations tion. Whatever the causes, parliaments that do not
and standards for helping parliaments assess the meet guidelines such as those of the IPU severely
state of their accessibility and transparency. These limit their capacity to be transparent and accessible.
Guidelines provide benchmarks that parliaments
can use to determine their level of accomplishment Interactive communication with citizens
and identify additional capabilities to be added. While websites are the main tool connecting parlia-
ments to the public, some have begun to explore
It is a challenge, however, to design and main- new technological approaches for engaging their
tain a good website that complies with interna- constituents. Because parliaments are the political
tional standards, and many parliamentary websites body most directly representative of the people of
do not yet provide some of the most critical ele- a nation they have a special responsibility to com-
ments proposed by IPU. A number of websites lack municate with their citizens. In contrast to govern-
fundamental information about the activities of ments, parliaments do not typically provide specific
members, timely access to committee and plenary services to the public. Instead, their role is to see
agendas and the full text and explanatory informa- that the services offered meet the most important
tion about proposed legislation. Such shortcom- needs of citizens, and that they are equally acces-
ings occur for a variety of reasons, including the sible to all. Increasingly they are seeking the views
absence of clear policy directives, poor coordina- of their citizens as an important part of this process.
tion among administrative offices, lack of aware- ICT is making it possible to accomplish this in new
ness of or attention to best practices, and even and innovative ways, including through two-way
political conflicts. communication.

Creating a truly dynamic and current website where A variety of social networking approaches have
the data is updated on a regular basis requires an emerged, some of which have become extremely
underlying infrastructure to collect, format, organise popular, especially among young people. In
and display the range of documents and informa- response to these trends, an increasing number
tion produced by parliament. Therefore, a prerequi- of politicians are using capabilities such as blog-
site to an effective parliamentary website is having ging, tweeting and sites such as Facebook, to keep
both the necessary underlying technical compo- constituents informed about their activities and to
nents, like a document management system, and engage them in the legislative process. In some
the organisational practices and procedures that developed countries, in particular, the use of these
efficiently produce the information. Those adminis- techniques by members is growing. In addition,
trative offices responsible for producing parliamen- more members are exploring opportunities to dis-
tary documents need to recognise that websites tribute information via new media channels such
increasingly are the primary means by which the as YouTube where they can reach a much broader
public and the members obtain legislative informa- audience than views parliamentary websites.

18
EUROPEAN PARLIAMENT

However, while individual politicians are making Parliamentary bodies also need to confront the
greater use of these approaches, parliaments have issue of how best to understand and assess the
been understandably cautious in adopting them significance of comments from the public and how
because these technical developments are rela- it should inform the work of parliaments and the
tively new.9 Legislatures face significant challenges decisions of members. Implicit in this concern is
to employing technology in a way that supports the question of the role that communications from
useful and informative communication between citizens should have on the actions and votes of a
citizens and members. For example, the speed member. Representative bodies are grappling with
and convenience with which information can be how most effectively to take the views of citizens
communicated can also create problems because into account, while retaining their responsibility
of the sheer number of messages and comments to provide leadership and make decisions that
that can be generated by the public. are in the best interests of the society at large. In
addition, technologies that solicit citizens’ views
In addition to the difficulties that the volume of can be subject to their own particular limitations.
e-mail can present to members, the growth of Open discussion forums, for example, can be domi-
ICT-supported communication raises other ques- nated by a few articulate and adamant participants;
tions such as: online polls can be susceptible to electronic “ballot
stuffing”; and large numbers of e-mails can be gen-
• Interaction – does the method support commu- erated by outside groups en masse that may over-
nication in one direction only or does it support whelm the input of individuals.
interaction and exchange?
Despite the many challenges, some parliaments
• Responsiveness – are members and institutions have made important advances in becoming more
able to respond to citizens’ comments and ques- accessible, transparent and accountable using ICT
tions in a one-to-one or one-to-many mode? tools. Yet progress in many instances has been
limited, even among developed countries that have
• Representativeness – are there means to help achieved high marks for many of their e-government
members and institutions judge how representa- initiatives. Achieving these goals requires not just
tive the comments are of the constituents they the application of technology, but addressing issues
serve? associated with institutional rules and procedures,
limited financial support, disagreements among
• Value – how informed and useful is citizens’ input parties, and the political and cultural norms that
for determining policy? influence the working environment of the legislature.

9. World e-Parliament Report 2010–Chapter 2 documents the slow adoption rate of interactive technologies by parliaments, but also
reflects a strong interest to pursue these approaches in the future.

19
Other technology trends likely Broadband penetration
to impact parliaments Because a growing number of online, audio and
Technological advances will continue to have a pro- video applications are data intensive and require
found influence on society in general and therefore more telecommunications capacity, the availability
affect the way that government institutions operate of broadband telecommunications is increasingly
and communicate with the public. Many of these important. Broadband is an essential component
changes are likely to have a greater initial impact of the national and international telecommuni-
in the social and economic realms than in the leg- cations infrastructure required for such things as
islative setting where resources are more limited, e-commerce, e-learning and e-government. Simi-
traditions more embedded and procedures long larly parliaments will rely on broadband capacity
established. As new technologies penetrate more to expand access to legislative information and
broadly and become integrated with all aspects of communicate with citizens. For example, as more
society, however, the influence on parliaments will parliaments move to webcasting their proceed-
become more visible. The continuing growth in ings, broadband access will be needed to accom-
telecommunications capacity, the development of modate the stream of data involved.
multi-purpose “smart” devices in smaller sizes, the
increase in user-generated content and the expan- Of special concern is the fact that the digital
sion of mobile technologies will ultimately influ- divide for broadband access is even greater
ence the opportunities that parliaments have for than exists for basic internet access. According
employing ICT to improve their ability to perform to the statistics gathered by the International Tel-
their basic responsibilities. ecommunications Union, people in the developing
world are far behind in the number of broadband
Parliaments also have a major role to play in subscriptions per population.10 This holds true for
advancing these technologies and ensuring that mobile and fixed broadband access. Therefore,
they are available to all sectors of the population while mobile penetration is increasing dramatically
and not only those in urban areas or with greater in developing countries, as indicated in the section
income. For example, by enacting legislation that below, the lack of mobile broadband capacity will
sets policies for equitable and extended broad- limit significantly the types of uses that can be
band capacity, parliaments can promote techno- made of mobile devices.
logical developments that improve their ability to
exercise their fundamental responsibilities, as well
as advance society in general.

10. ITU statistics on internet, broadband and mobile penetration are available at: http://www.itu.int/ITU-D/ict/statistics/index.html

20
EUROPEAN PARLIAMENT

Fixed broadband subscriptions per 100 inhabitants

30% Developed
World
25% Developing
22.6
20%

15%

10%
7.0
5%
3.6

0%
98 99 2000 01 02 03 04 05 06 07 08 09
Source: ITU World Telecommunication/ICT Indicators database.

Mobile broadband subscriptions per 100 inhabitants

40% 39.9
Developed
World
Developing
30%

20%

10% 9.7

3.1
0%
2000 01 02 03 04 05 06 07 08 09
Source: ITU World Telecommunication/ICT Indicators database.

21
Growth of mobile technologies covered by a mobile cellular signal. Although most
Similarly, the expanding universe of mobile tech- cellular systems in developing countries lack the
nology will have a major impact on parliaments. broadband capabilities needed to support many
The rapid growth of mobile phone use in the devel- important web services, the widespread penetra-
oping world is substantially altering the ability of tion of mobile technology offers new possibilities
citizens in those countries to communicate with to increase channels of communication between
each other and to gain access to a broader array of parliaments and the public. It also will enable leg-
information resources and services. According to islators to access information remotely when they
the Secretary General of the International Telecom- are away from the capital or their offices and allow
munications Union (ITU): “It looks highly likely that them to be better informed about the status of leg-
global mobile cellular teledensity will surpass 100% islative activities. Legislatures in NEDs need to
within the next decade, and probably earlier.” 11 explore what opportunities exist to capitalise
on the rapid increase in mobile phone use to
The chart below, developed by the ITU, shows a advance the goals of democratic governance
dramatic increase between 2003 and 2009 in the and more effectively engage citizens with the
percentage of people in developing countries work of their parliaments.

Global mobile cellular subscriptions by development status, 2003 compared to 2009

Developed
Developing

1.4 billion in 2003 4.7 billion in 2009


Developed

Developing

Source: ITU World Telecommunication/ICT Indicators database.

11. Mobile marvels. A special report on telecoms in emerging markets, The Economist, 1 -19, 26 September, 2009.

22
EUROPEAN PARLIAMENT

Establishing ICT capacity in parliaments

Building blocks technical infrastructure that provides the backbone


for a full range of services and assembling a skilled
The effective implementation of ICT in parliaments staff capable of implementing and maintaining it. To
is a difficult task that takes time and commitment. build a highly effective ICT capacity also requires a
Even for legislatures in developed countries, the willingness to learn from other parliaments and to
endeavour is substantial and requires sustained adopt best practices whenever practical. The key
effort and a strong focus. Too often the focus in efforts to be undertaken for the successful intro-
applying ICT within a parliament is on the visible duction of ICT in parliament include:12
end product, rather than the “back office” infrastruc-
ture that is essential for developing and maintaining • Policy formulation. Parliaments need to enun-
these systems and services. Without adequate tech- ciate clearly the fundamental goals that provide
nical support, administrative oversight and involve- the foundation for ICT implementation. Principles
ment by offices responsible for generating and such as openness, transparency and accounta-
managing legislative information, parliamentary bility must be articulated and appropriate laws
systems cannot operate effectively. And if those and rules enacted to support them. These polit-
systems begin to fail there will be a major impact ical choices should have broad support among
on the ability of the parliament to conduct its busi- the leadership and members and should be
ness and fulfil its primary responsibilities. made before technology options are considered.

Specific capacities, such as a comprehensive doc- • Strategic planning. Senior political leadership
ument management system, cannot be brought must play the key role in initiating the planning
into operation at short notice. They must be built process and reviewing and approving the results,
upon a solid foundation of central components that particularly the goals, objectives and priorities
includes a broad vision, sound management and for technology. The political leadership must also
a technical infrastructure that can support the full ensure that the resources provided are adequate
range of parliamentary activities. Building this foun- for the tasks to be undertaken and adjustments
dation begins with engaging the legislative leader- are made based upon regular assessments. Stra-
ship and putting in place mechanisms for strategic tegic planning must be viewed as an ongoing
planning, management and oversight. Other critical process that engages all major stakeholders
elements include developing a sound and flexible within the parliament.

12. Drawn primarily from: World e-Parliament Conference 2009, 3-5 November 2009, U.S. House of Representatives, Washington, D.C.
Background Document, pp. 18-25.

23
• Oversight and management. Once the goals duction and management of ICT. Together, these
are established and the resources committed, two officers embody a thorough knowledge of
the need for effective management becomes how the parliament works and how ICT can best
paramount. This can be a special challenge for serve its needs.
parliaments because of the political nature of
legislative bodies, their organisational structure • Staff training and development. Parliaments
and sometimes complex decision-making pro- have a special nature that requires a sufficient
cesses. In each house the ICT department, or its number highly competent staff who possess
equivalent, must facilitate the strategic planning both technical expertise and an understanding
process, based on a clear vision for ICT approved of the legislative environment. Hiring capable and
by the parliamentary leadership. The strategic committed staff and providing for their ongoing
planning process also requires the ongoing education and development is as important as
assessment of progress, employing procedures choosing the correct hardware and software, and
such as project management and tools such as is an essential building block for ICT In legislatures.
enterprise architecture to achieve its ends. Determining the appropriate mix of in-house and
contract staff poses another challenge.
• Ongoing engagement of senior political
leaders, members and the secretariat. Polit- • Robust, secure and reliable technical infra-
ical leadership of parliament must continue to structure. Another essential building block is a
exercise oversight throughout the process of robust, secure and reliable technical infrastruc-
implementing ICT. Even if much of this respon- ture. Because of the costs and the time necessary
sibility is delegated, it is important that there to install, it normally takes several years to build
be a clear indication from the leaders that they an infrastructure that will meet all a parliament’s
retain a level of involvement sufficient to ensure requirements. It also takes a comparable commit-
that the critical goals of the legislature are met. ment to maintain and upgrade the infrastructure
as needed. To accommodate evolving needs,
Members also need to be engaged and provide changing technology and limited resources, the
feedback as new systems and technology are intro- infrastructure should be built in an open-ended
duced. They must be willing to assess how well these way using standardised components that allow
services are meeting their needs as individual leg- for modules to be added and modifications to
islators, members of committees and participants be made. Technology must also be readily acces-
in plenary sessions, and provide regular feedback. sible to members and key operating units of the
parliament necessitating a sufficient number of
The secretary-general (or the senior administrative PCs, servers and network connections, together
officer of the parliament), the director of ICT and with adequate communication bandwidth and
their respective staff are also essential to the intro- a responsive system for user support.

24
EUROPEAN PARLIAMENT

• Development of strategic systems and serv- First Steps: Formulating a vision


ices. The ultimate purpose of technology is to and initiating strategic planning
provide the tools that support the primary work
of the legislature. This requires systems for man- The initial stage of building an ICT capacity in
aging parliamentary documents throughout their parliament involves formulating an institutional
entire life cycle, from creation to preservation and vision that can be translated into a strategic plan.
permanent access in order to build a parliamen- If parliaments attempt to introduce ICT without
tary knowledge base. It also includes systems for going through these first steps, they run the risk
recording committee and plenary sessions and of expending scarce resources to build a system
for supporting the work that takes place there; that may fail to meet the needs of legislators, the
systems for conducting timely research and anal- parliament and the public.
ysis of proposed legislation and policy issues; and
systems for designing and maintaining a website Establishing an enabling policy
accessible to members and the public that sup- framework
plies complete information and documentation Parliaments are key players in shaping the legal
of the parliament’s work. framework for the global information society and
have been actively involved in debates on such
• Learning from others. Because there are rela- issues as expanding access to the internet, protecting
tively few parliaments in the world, developing privacy, confronting ICT security threats, promoting
an adequate ICT capacity also requires a willing- net neutrality and investing in broadband deploy-
ness to learn from the experiences of others, to ment. Parliaments have therefore helped to estab-
adopt best practices where appropriate and to lish the “rules of the road” that provide a foundation
share knowledge. There are a growing number for operating in today’s networked environment. As
of global and regional networks that can support legislatures around the world attempt to address
and enhance parliamentary ICT through the these challenges they have an obligation to demon-
exchange of information and experiences. New strate leadership on these issues within the context
and emerging democracies can benefit substan- of their own operations. Parliaments need to serve
tially from the results of ICT efforts in other coun- as champions of policies that foster openness,
tries and by adopting common approaches. transparency, equality of access, and reduction
of the digital divide not only for society at large,
The remainder of this report offers a more detailed but also within their own institutions. Demon-
discussion of these requirements, including options strating a highly visible commitment to open
for meeting them, and identifies how parliaments up the workings of parliament to the public
that are in the early stages of ICT adoption can estab- and foster better channels of communication
lish a strong foundation that allows them to move with citizens is an important statement about
forward in a productive and cost-effective way. a parliament’s fundamental goals. By showing

25
the value of these policies for advancing dem- One of the most fundamental questions that must
ocratic practices, parliaments can encourage be answered is how open and transparent a parlia-
their adoption throughout their country. They ment wishes to be, both at the institutional level
also send a significant message to the interna- and in terms of individual members. In addition,
tional community about the role the parliament parliaments need to determine how best to engage
is taking to promote the growth of democracy. the public in the legislative policy process. The
lack of confidence in public institutions has been
Therefore, one of the first tasks confronting members growing in recent years and parliaments have a
and officials in parliaments is the development of a major challenge in trying to reverse this trend.
vision that sets the stage for how ICT will be imple- There is mounting pressure from citizens to hold
mented. Political choices must be made before their representatives to account, not only at election
technical decisions are undertaken since ICT time, but throughout their tenure. The electorate
should not be the driving force, but rather serve is demanding more information about the opera-
the goals of the parliament. The priorities for ICT tions of government institutions that will enable
development, as well as the design of the systems them to assess independently the actions taken by
deployed, need to reflect the values articulated by parliament. Being able to judge the performance
the parliament. They should be determined at the and integrity of office holders further contributes to
highest levels within the legislature and must be building public confidence and bolstering demo-
supported by the membership to be most effec- cratic values. Once a parliament has articulated the
tive. This articulation of key goals must encompass broad goal of becoming more transparent it must
the combined efforts of all major players within the then address more specifically the objectives they
parliament, including its leaders, members, senior hope to achieve. The list below identifies some of
officials and staff. In this way the policy statement the decisions that must be made by parliaments
can most successfully reflect the particular role of to determine what their policies will be toward
the parliament in a country, its historical influences opening up their operations to public scrutiny.
and the nature of the institution.
• Is the goal to make all authoritative legislative
Having a clearly articulated vision that is broadly documents publicly available or will some be
endorsed and publicly announced will be espe- limited to internal distribution?
cially helpful in new and emerging democracies • What are the boundaries between what should
where they often are developing ICT capacity in be made publicly available versus restricted to
the absence of an existing infrastructure. Because parliamentary use?
these legislative assemblies generally have limited • Will the public have access to verbatim accounts
resources, they must clearly articulate their priori- of all plenary sessions? Of all committee meetings?
ties for ICT investment if they hope successfully to • Are all agendas for both plenary sessions and
create viable and responsive systems and services. committee meetings publicly posted?

26
EUROPEAN PARLIAMENT

• Will recorded votes be readily available to the This may include funding to expand internet con-
public? nections throughout the country, support for com-
• Is there a time delay between information being munity sites that provide public internet access,
made available internally compared to its release or promotion of competition that would result in
to the public? lower prices for consumers of ICT hardware and
• Do members want to provide information on services. Internally, parliaments need to determine
their own activities, in addition to the actions how to prioritize such investments as providing
of the parliament, directly to citizens? information via multiple channels (e.g. website,
• Is the internal budget of the parliament and its audio and video broadcasting); making informa-
distribution a matter of public record? tion on the website available in multiple languages
• Are there rules for constraining outside influ- if needed to reach all communities; and making
ences and is the implementation of them made websites usable by people with disabilities (e.g.
publicly available? visually impaired).
• Do members have to disclose their financial inter-
ests and is this information easily accessible? Adoption of common open standards is another
area where parliaments can take action that will
In addition to efforts to make parliaments more trans- have an impact internally, across the government,
parent and accountable, legislative bodies can lead and ultimately in the broader national and inter-
the way in making their information more univer- national communities. For example, by mandating
sally accessible. Here again, while ICT tools can be the use of common standards by all government
instrumental in realising this goal, leaders in parlia- agencies, parliaments can lay the foundation for the
ments need to make the commitment to ensuring creation of public databases that are more widely
that all segments of their society are able to access accessible. This will benefit the legislative branch
their information. Not only must the digital divide in its oversight of government programmes and
be reduced between countries, but it must also be spending, in addition to making the information
bridged within countries. That means taking steps available to civil society and others who wish to
so that people with disabilities, minorities who monitor government activities. Furthermore, once
may speak another language, people who live in a critical mass of government agencies adheres
rural areas without adequate technical infrastruc- to common data standards, it is increasingly likely
ture, and those with limited resources are given that others in the private sector will begin to adopt
opportunities both to access information about them as well.
the actions of their parliament and representa-
tives, and to participate actively in political debates. An additional step that parliaments can take to
make their information more broadly accessible is
In some cases, achieving this goal requires legisla- to offer explanatory materials that help the average
tive action that promotes widespread accessibility. citizen understand what legislative actions have

27
been taken. The legal jargon that is generally used possible difficulties such as handling a huge influx
in drafting legislation often makes it difficult to of emails from the public when a controversial
decipher the actual meaning of the proposal and measure is being debated. There is the potential
to comprehend the implications for affected parties. to raise expectations on the part of the public
Providing context and clear descriptions contrib- that, because an email address is provided on the
utes significantly to broadening the understanding parliamentary website, they will receive a prompt
of what parliaments are doing and the issues being reply and their input will have an impact on the
debated. Parliaments need to determine what outcome of the debate. When this does not occur,
resources they have internally for developing this citizens may become further frustrated and alien-
type of material (press offices, libraries, research ated from parliament, rather than feeling that they
services) and also make decisions about their will- have been engaged in the process.
ingness to link to other external resources that can
provide explanatory information. Other objectives related to parliamentary practices
also need to be addressed as the vision is devel-
Before parliaments make substantial investments oped. For example, improving the efficiency of leg-
in new web-based technologies that support inter- islative operations is an essential part of achieving
active communication, they need to establish their goals for accountability and transparency. Parlia-
policy goals for encouraging more citizens and civil ments need to show that their operations are com-
societies to express directly their views on policy petently managed and cost-effective. As noted
issues under consideration. Can the public petition above, adherence to best practices and widely
the parliament? Are there central offices established accepted standards thus need to be part of the
to handle public comments? What responsibilities overall picture for ICT implementation. Doing so
do individual members have for responding to their can yield benefits not only internally, but also for
constituents compared to what obligations reside promoting the use of ICT standards more generally
with the parliament as a whole? Is one-way com- and for enabling the parliament to participate more
munication that provides information via websites effectively in the exchange of information interna-
adequate or is there a desire to engage the public tionally. In a similar vein, policies that promote the
more actively in the policymaking process using security of ICT systems and provide fundamental
two-way technologies? How high on the list of pri- rights of privacy for communication between citi-
orities established by the parliament is the develop- zens and parliament can have important spill-over
ment of interactive communications with the public? effects within society and on a global level.

Furthermore, parliaments need to identify realistic Strategic planning


mechanisms for receiving input from the public Once a parliament has established its overall vision
given their particular political, economic, social and developed a policy framework that specifies
and technological setting. They must anticipate the parameters for its operations, the next phase

28
EUROPEAN PARLIAMENT

to be undertaken is strategic planning. This is the to identify how their particular priorities for assis-
key process for identifying the specific steps to be tance fit within the framework of a given parlia-
accomplished to implement ICT in a parliament. ment’s goals and initiatives. Finally, since donors
Strategic planning moves ideas from the concep- expect recipients to be able to transition start-up
tual to the concrete, ultimately resulting in pro- efforts to self-supporting operations, parliaments
jects with designated timelines for completion that have a solid understanding of priorities, costs
and a commitment of sufficient staff and finan- and available resources are more likely to be suc-
cial resources. In order for this process to be suc- cessful in ultimately doing so.
cessful it must comprehensively cover all aspects
of ICT development in a parliament. Attempting Strategic planning is an ongoing process because it
to implement individual ICT projects indepen- has multiple components and needs to be adjusted
dently rather than in the context of an overall regularly to reflect new developments, alterations
strategic plan leads to a piecemeal approach to goals and emerging opportunities. As such it
that risks redundancy, lack of interoperability must be viewed not as a single activity or docu-
and wasted resources, particularly given the ment, but as a sustained commitment over time
interdependency of many systems. to match ICT efforts to the continually changing
environment within an institution. It is a dynamic
As a result, having an effective strategic planning endeavour that includes regular review, revision and
process is especially critical for NEDs. These legis- updating of plans based on changes in goals, objec-
lative bodies often need to rely on outside donor tives, policies and current initiatives, as well as avail-
assistance to fund hardware and software acqui- able resources and technology. The process generally
sitions, as well as supply support for training. In follows a series of steps that start with identifying
many instances, the source of such assistance may specific goals and objectives. Once this is accom-
be multiple entities, including regional or interna- plished, strategies and action plans for reaching
tional organisations, in addition to parliaments in these goals can be designed, the appropriate level
developed countries. There is a need to ensure that of resources can be allocated and responsibility for
individual donations can be incorporated into the managing projects assigned. A critical component
overall strategic plan in a way that contributes to of strategic planning involves assessing and evalu-
the development of an integrated ICT infrastruc- ating the progress and success of specific projects.
ture that serves the stated goals of the parliament. Depending on the outcome of the assessment, nec-
The existence of an effective strategic planning essary adjustments can be made to update plans,
process also can prove highly beneficial to par- modify directions and shift resources appropriately.
liaments in their efforts to secure donor funding.
Donors are likely to be more responsive to pro- To be able to perform these assessments com-
posals that reflect a well-conceived strategy for petently, measurable outcomes need to be
ICT implementation. Besides, they are better able established at the beginning of the process. It is

29
important to be able to judge objectively whether liaments throughout the process of building and
an ICT project has been successfully implemented enhancing their websites.13 The World e-Parliament
and achieved its desired results. For example, is new Reports prepared by the Global Centre for ICT in
information now available to the public? Can his- Parliament are another valuable source of bench-
torical information on plenary sessions be retrieved marking data. The report issued in 2010 identifies
online? Have the costs for distributing copies of the key systems and services needed to become
proposed bills or amendments been reduced? an e-parliament and provides examples from par-
Do citizens now have a means for expressing their liaments that are leaders in achieving these goals.14
opinions on legislative proposals? Can members
get faster access to budgetary data? It is essential A recent workshop entitled, “ICT Strategic Plan-
to undertake assessments, both at appropriate ning in the SADC Parliaments”, held from 26 to 28
times during the implementation process and at July 2010 in Windhoek, Namibia convened by the
its completion, to comprehend fully how a new United Nations through the Global Centre for ICT
system is affecting legislative operations. in Parliament and the SADC Parliamentary Forum
provided a venue for further development of draft
Other useful benchmarks can be drawn from inter- guidelines for strategic planning in parliaments.15
national efforts to evaluate ICT in parliaments. For These draft guidelines and work done in the frame-
example, the Guidelines for Parliamentary Web- work of the African i-Parliament Plan identify the
sites developed by the IPU offer specific criteria for series of steps involved in the strategic planning
website contents that can serve as goals for par- process as shown below.

STEP 2: STEP 4: The


The Future Strategy

Where are Where do we What are How do we


we now? want to Go? the Gaps? get there?

STEP 1: STEP 3: The


The Present Challenges

13. Inter-Parliamentary Union, Guidelines for Parliamentary Websites, 2009. [www.ipu.org/PDF/publications/web-e.pdf ]


14. World e-Parliament Report 2010. [http://www.ictparliament.org/index.php/world-e-parliament-report-2010]
15. http://www.ictparliament.org/SADCictiplanning/

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EUROPEAN PARLIAMENT

The strategic planning process helps to ensure that of members to have an opportunity to review the
ICT projects consistently align with the goals of the documents in advance of the public. The needs
parliament. The process also contributes impor- of those responsible for drafting legislation may
tantly to keeping initiatives on schedule and within conflict with the requirements identified by offices
their allocated budgets. Strategic planning imposes in charge of public distribution of legislative infor-
a discipline on the entire ICT development effort by mation. Therefore, the conflicts that emerge as a
focusing on establishing priorities and evaluating result of the legislative process need to be resolved
results. It also ensures that the users of ICT will be within the context of the strategic planning effort
actively engaged in the development and testing in addition to the conflicts that are driven strictly
process. By doing so, the resulting applications are by competition for common resources. The anal-
far more likely to meet user needs and to support yses performed through strategic planning help
successfully the people and processes for which to identify where different types of resources (e.g.
they are designed. software, hardware, expert staff ) need to be coor-
dinated in order to achieve the desired objectives.
Another key benefit of strategic planning is that it Because strategic planning clearly identifies the full
compels a systematic analysis of available resources range of ICT demands and the resources available,
against desired ICT investments. While all parlia- it gives parliamentary decision makers a compre-
ments must grapple with limited resources, legisla- hensive view of the investments they are making.
tures in NEDs are especially constrained financially.
Strategic planning can prove instrumental in deter- The information that emerges from the planning
mining investment priorities among competing process provides a sound basis for making decisions
objectives and projects. As the process includes on priorities for ICT development. It helps parliaments
an assessment component, it provides decision understand the implications of moving forward with
makers with the information needed to compare certain projects, while deferring others. By providing
resources invested against project results. an appropriate venue for debate over competing
requirements from a variety of stakeholders, the stra-
Establishing ICT priorities in the legislative setting tegic planning process informs the decisions on trade-
faces several challenges due to competing goals, offs that need to be made and helps parliaments
the way that parliaments operate, and the mul- make the difficult choices on ICT investment that
tiplicity of demands from different stakeholders. are required. It provides a firm rationale for where to
Some of these conflicts revolve around varying commit funds and staff resources. Most importantly
technology requirements, while others are rooted it reinforces the importance of making these deci-
in the processes and major players in parliaments. sions based on the fundamental goals and objec-
For example, demands for the immediate posting tives enunciated by the parliament, rather than on the
of information online may compete with the need technology itself. As a result it ensures ICT priorities
to take time to perform quality control or the desire are aligned with the parliament’s priorities.

31
Role of parliamentary leaders, they will be developing their procedures without
members and senior officials being encumbered with long-standing institutional
As ICT has moved from being an adjunct activity to arrangements. ICT can contribute significantly
a core function supporting the high level vision of to designing processes that are more efficient.
a parliament, it has required greater engagement However, while attention needs to be paid to
by parliamentary leaders, members and senior offi- making the institution function as effectively
cials. Without the support of those in key political as possible, efficiency is not always the highest
positions, it is difficult to develop a successful ICT priority. Rather, the ultimate goal is democrati-
plan, establish priorities, have access to adequate cally achieved lawmaking. Certain checks and
resources and design systems that meet the true balances may be critical to the process even if
needs of parliament. they result in certain inefficiencies. Therefore
ICT systems may need to accommodate certain
These individuals play an important role in several procedures even if they add greater complexity
respects. First, effectively implementing ICT in par- to the process.
liaments involves making decisions about the most
important goals of the institution as described in the Political leaders have enormous demands on their
previous sections. Only with active engagement of time and so it is unrealistic to expect them to be
the president/speaker or other designated leaders extensively involved in all aspects of ICT develop-
can such an effort result in a plan that both accurately ment in parliaments. What is important is not the
reflects the most important parliamentary goals and amount of time they commit, but instead that
also is capable of being implemented. Without high- they contribute at key times when important deci-
level support it would be extremely difficult to get the sions are made, priorities established and oversight
kind of sustained commitment of resources needed is conducted. Their ability effectively and force-
to develop and maintain ICT systems. fully to communicate their goals for technology
is central to the success of the enterprise. Simi-
Furthermore, in the process of designing ICT larly, by retaining a certain amount of involvement
support capabilities it sometimes becomes evident throughout the process leaders can ensure that the
that operational changes may be needed in the primary legislative objectives are met. Leaders who
institution. Without the support of those in positions serve as champions of ICT in parliaments can have
of authority, making the necessary modifications a major impact on resource allocation and accept-
to current practices may face significant opposi- ance of new technology by the membership.
tion. This is especially true for legislative bodies that
have a long history and where traditional modes It is extremely beneficial to be able to engage indi-
of operation have become entrenched in the par- vidual members and the leadership in the planning
liamentary process. New and emerging democra- and use of ICT. They bring a different perspective to
cies may have an advantage in this instance since the process based upon their particular needs for

32
EUROPEAN PARLIAMENT

ICT. Members’ needs vary among legislative bodies best position both to inform and advise members
depending on such matters as the availability of about ICT matters and to channel the interests of
staff, the role of committee versus plenary activi- political leaders back to ICT managers. Maintaining
ties, the length of sessions and the amount of time an ongoing dialogue between the membership and
spent in the capital compared to a constituency. For ICT managers is a helpful way to convey members’
example, if members have few staff, as is generally views to those responsible for developing and imple-
true in most NEDs, they may need direct access to menting systems that support parliament.
ICT capabilities that enable them to perform their
legislative, oversight and representative functions. Since most secretaries general usually supervise the
If they spend considerable time away from the par- director of ICT as part of their management responsi-
liament building, they may need remote access to bilities, they need to be well informed about the ben-
information and mobile technologies. efits and challenges of technology so that they can
effectively oversee its planning and implementation.
Members likewise need to be actively involved In most cases the ICT department is only one of several
in user testing so that they can determine if the departments that report to the secretary general. Thus,
systems that are being developed serve their he or she is in a unique position to ensure the effec-
requirements. They also should be willing to offer tive cooperation among departments, recommend
ongoing feedback about how well systems are priorities for the allocation of resources and resolve
working and what enhancements or modifications differences or conflicting objectives. Having broad
might be useful. In this way, legislative ICT support responsibility for the overall administrative operation
systems can be routinely adjusted to respond to of the parliament and a thorough knowledge of how
the particular needs of members. the parliament works enables the secretary to take a
“big picture” view of the needs of the institution and
Much of the day-to-day operational management to ensure that ICT development is aligned with the
of the parliament, including ICT, is often delegated legislature’s goals and priorities.
to a senior official, for instance a secretary general.
In some legislative bodies, this person is a polit- The director of ICT must work closely with the secre-
ical appointee, while in others it is an independent tary general to enable the effective introduction and
civil servant. While these variations may have some management of ICT and make sure that ICT serves
impact on how much authority the individuals have the articulated needs of the institution. Based upon
or their direct relationship with the political leader- direction received from the secretary general, the
ship, the secretary general, or the senior adminis- director of ICT must be able to develop overall ICT
trative official, almost always plays a vital role in the strategy documents in conformance with the stra-
ICT development and implementation process. This tegic plan and prepare individual project plans. Not
person often is the critical link between the technical only must the director of ICT have a strong under-
staff and the leaders in parliament. They are in the standing of technology, but he or she must also be

33
well acquainted with the legislative process in general Next Steps: Translating vision
and the particular nature of that parliament. Only by and strategy into reality
combining these capabilities can the director of ICT
determine which technologies and approaches are Developing priorities and
the best options for a parliament. It is the ability to creating an action plan
appreciate the special characteristics of a legislative The strategic planning process will result in a compre-
body that differentiates an effective ICT manager hensive view of how the parliament, as represented by
in parliament from those in the private sector. Con- the political leadership and the majority of members,
veying this knowledge to the ICT staff responsible for wants to use ICT. That shared understanding will lead
developing systems, selecting appropriate hardware in turn to a set of goals and objectives that serve as
and software and providing technical support are all the basis for specific projects designed to improve
important tasks for the ICT director. the state of technology in the legislature. The scope
of these projects can then be derived from a com-
Coordinated management of ICT likewise can be parison of the current state of ICT with what is needed
accomplished in different ways and is likely to reflect to enable the parliament to achieve its vision. The
the particular political environment of a parliament. difference between the current state and the future
In some cases, parliaments have moved toward a state is referred to as the gap analysis, in other words
more centralised approach with control located in an assessment of where the parliament is today and
a single officer, leader or committee. Some bicam- where it wants to be in the future.
eral legislative bodies have even moved to a single
management entity that oversees ICT functions The gap analysis leads logically to an identification
in both houses. In other instances, there is a more of specific actions, including inter alia infrastructure
decentralised approach with authority being shared to be built, systems to be developed and operations
among several of the key players and each house to be changed. The net result is an action plan that
having its own ICT operation. will typically take several years to complete. It is
important to reiterate, however, that strategic plan-
Whatever approach is pursued, the most critical ning of this type is an ongoing process that requires
elements are effective coordination between continuous evaluation of progress, re-assessment
houses and strong communication lines among of goals and objectives and, normally, adjustments
all the stakeholders. This ensures that whatever in the allocation of resources, both financial and
systems are developed are interoperable and follow human. For example, if priorities shift or changes in
common and open standards that enable effective technology occur that might have an impact on the
sharing of data and resources. In addition, having current plan, modifications would need to be made.
designated roles and responsibilities clearly articu-
lated from the top contributes importantly to the While the action plan should be comprehensive,
smooth operation of ICT initiatives. all of the projects it contains cannot be worked

34
EUROPEAN PARLIAMENT

on at the same time. Some projects require that those at the top and that need to be completed
certain tasks be completed before others can be as early as possible.
undertaken. In other cases particular technical
components or changes in rules and procedures The development and implementation of tech-
may need to be in place before other tasks can nology to meet strategic goals require consid-
begin. For example, there may need to be a local erable time and effort. Therefore, successfully
area network in place before a project that requires delivering results on these high priority applications
exchange of data among different entities within will be instrumental in sustaining critical political
the parliament can be developed. These contingen- and funding support from the political leader-
cies will become clear as the strategic plan evolves ship. Decision makers want to see specific bene-
from goals to specific implementation plans. fits and improvements that are important to them
to demonstrate that the long term investment is
Even more important than the technical and proce- warranted. This is an inherent management chal-
dural requirements that establish the order in which lenge. Leaders and members of parliament need
projects will be undertaken, however, are the pri- to see some early positive results from their com-
orities of the political leadership and a majority of mitment of resources to ICT even as longer term
the members. The leaders and members will have efforts are undertaken. To retain their support for
identified specific problems that need to be solved projects that require long periods of effort, it is
or new capacities to be developed that are high on important to have regular reports fully disclosing
their list of ICT objectives. These may involve any of progress and problems, with solutions identified
the core responsibilities of the parliament, such as to deal with unexpected delays. If ICT managers
making the distribution of plenary or committee want to build trust with leaders of parliament they
agendas more efficient, ensuring that members need to be transparent about their operations in
receive copies of draft bills or proposed amend- the same way that the parliament itself is trans-
ments as soon as they are prepared, or making the parent about its activities.
record of verbatim proceedings available sooner.
Other priorities may relate to the ability to commu- It is sometimes attractive to ICT managers to pursue
nicate with citizens more effectively and provide large-scale projects that make use of cutting-edge
ways for them to express their views on policy technologies. However, accomplishing small pro-
issues. Or, they may deal with important adminis- jects with demonstrated value and focusing
trative matters like maintaining accurate expense on building core capabilities is often the best
records of members. Within each parliament there path to ensure long-term success and leader-
will be a set of priority tasks requiring ICT support ship commitment. Senior managers responsible
that are especially important to the leadership for ICT therefore need to determine how to balance
and members. It is these tasks that will receive competing priorities while meeting the expecta-
most attention and commitment of resources from tions of the decision makers.

35
Addressing challenges to involve the staff who will be tasked to carry out
One of the complicating factors in developing ICT the new procedures and use the new ICT tools.
capacity in parliaments is that most systems require These individuals are usually highly experienced
a number of different components to be developed, in the legislative or administrative procedures
tested and integrated before the optimum solution involved, but they vary in their familiarity with
can be implemented. A parliamentary website is a technology. It is a mistake not to engage them
good example of this principle. A website that pro- in all major phases of the project, including the
vides relatively static (i.e., unchanging) information, definition of its scope, the delineation of require-
such as the history of the parliament or the respon- ments, the establishment of priorities, the design
sibilities of members and committees, can be built of the interface, the specification of workflow,
quickly. However, it takes much longer to build all and the testing of individual components as well
the systems required to provide the most current as the entire integrated system. These staff can
version of documents, such as the text of proposed provide important insights into how the system
legislation, or the most recent action taken on them. needs to work and how to make it most efficient.
This is because providing timely information about Changes in procedure may be necessary in order
documents involves many interrelated components, for the new systems to work most effectively.
including: a system that can be used to create, track To overcome potential resistance to change
edit and publish multiple records; servers and an and greatly increase the likelihood of success,
internal network that can store and transmit data the views and active engagement of key staff
rapidly and reliably; desktop and mobile computers throughout the life of the project are critical.
with the necessary software to manage documents
and information; procedures that facilitate the effi- Equally important is the need to ensure effec-
cient preparation and movement of reports; and staff tive cooperation and teamwork between dif-
who have been trained in, and who support, the new ferent organisational groups within the legislature.
procedures and tools. In addition, there must be a Using the parliament’s website as the example
means to host the website and an external com- again, several different work units will be involved
munications network in place that provides citizens in its successful deployment and maintenance.
with access. There must also be security measures in These include the various teams responsible for
operation to ensure the accuracy and integrity of the content, for instance plenary and committee doc-
parliament’s documents and to prevent disruption of uments and legislative actions; interface design
service. Each of these components requires its own and user support; and technical management.
development project and can, in many instances, These groups need to function well together,
take considerable time to complete. maintaining a collaborative approach, seeing their
efforts as interrelated and directed to the overall
One of the other requirements frequently over- goals of the parliament and not just their own
looked in the development process is the need area of responsibility.

36
EUROPEAN PARLIAMENT

For all of these reasons, the oversight and imple- Looking again at the example of the website, it is
mentation of ICT in a parliament is one of the most fairly straightforward to make a static version of
difficult management responsibilities in a public proposed legislation available online. However, as
institution. Success involves meeting the require- soon as that legislation changes through amend-
ments and addressing the concerns of many dif- ment or other action, the new version must replace
ferent stakeholders, from the decision makers to the the previous one. If a system is not in place to do
clerks who will operate the systems. It also entails this automatically, the new version can only be
thorough planning, effective oversight and the posted through a labour intensive process that will
coordination of multiple, interdependent projects. not result in timely access to the bill. Therefore, a
document management system needs to be built
Basic infrastructure components in order to have an efficient, cost-effective and reli-
Before many projects can be planned and sched- able mechanism for providing current legislative
uled, basic technical components need to be information on the parliament’s website. As noted
installed. There is a need to build certain underlying previously, providing poor quality and out of date
elements of the infrastructure first, such as a local legislative information poses the risk of “turning
area network or document or content management off” users and diminishing trust in the parliament.
software, before more visible results can be deliv-
ered. While these central elements are common Therefore, parliaments that are just beginning to
across most legislatures, each parliament will need develop their ICT capacity need to focus on the
to customise them to their particular environment. technical “building blocks” that must be in place
To illustrate, assume that the political leadership before broad-based applications that directly
has stated that one of its chief priorities is to dis- support the legislative, oversight and represen-
tribute the plenary agenda in digital format to all tational work of the parliament can be delivered.
members at least three days before the session. If These building blocks include, amongst other things:
the level of ICT within the parliament is at a very
early stage, this first may require the building of • A local area network
a wired or wireless local area network with a suf- • Servers and storage devices
ficient number of connections to accommodate • Software to carry out the work required
all members. Additionally, software to prepare the • PCs for members and staff who will use the soft-
agenda, store it and distribute agenda information ware
will need to be acquired and installed. Procedures • Security hardware, software and procedures
may need to be reviewed and potentially revised to • Help desk and user support capacity
make the collection and distribution of this infor- • Trained ICT staff
mation more efficient. And finally, both members
and staff will need to be trained in the use of the The last item – trained ICT staff – is often overlooked
new hardware and software in order to access it. or undervalued, and yet is perhaps the single most

37
important point. The successful installation of all The reality is that most parliaments share the same
the other items on the list depends on trained basic needs that can be adequately addressed (with
and motivated staff. Without good staff very little some relatively minor adjustments) with shared soft-
is possible; with good staff, a great deal is possible, ware. The first question that senior ICT managers
even with limited resources. Parliaments need to should ask is whether technical solutions have been
have a basic ICT staff capacity to carry out the ICT developed in other parliaments that they can use.
programme. This can be a substantial challenge
for NEDs that are just beginning to adopt ICT. They Strong parliamentary networks can be invaluable
may have relatively few trained technical staff, and in this effort and particularly beneficial to a legisla-
it may be necessary to use external contract staff or ture seeking to enhance its use of technology. Even
companies to build some of the components of the if technical solutions are not available or have not
system. If the funds are available, outside assistance yet been developed, the experiences of others who
can be especially helpful to implement common have had to address the same problems can be very
technical elements, such as a local area network, helpful. Sharing knowledge can be as important as
that are the same regardless of the organisation. sharing software. One helpful example is that of
Using external technical support for installing some the European Centre for Parliamentary Research
of the basic technical infrastructure allows the and Documentation (ECPRD) where designated
internal ICT staff to concentrate on the technical staff from member countries can make enquiries
components that need to be tailored to the par- of others about what work has been done in a par-
ticular needs of a legislative body. ticular area. The responses are helpful in identifying
where solutions may already have been developed
In some countries it is difficult for public institutions and what models might be useful to others.
to compete with the private sector in hiring both
internal and contract technical staff that may be in A second consideration in putting the necessary
limited supply and high demand. This is another building blocks in place is that it is not necessary
reason why priorities need to be clearly defined and to build more than is required at a particular stage
delineation of tasks between internal and contract of the process. One example might be the creation
staff well articulated. The lack of available technical of a system that allows for the timely updating of
staff strongly argues for parliaments to make the text of draft legislation. If the text initially is to
use of shared software or applications devel- be distributed to members on paper alone, then
oped by other legislatures or legislative net- PCs will be needed by the clerks who will perform
works to advance the state of their own ICT more the updating, but not yet for all members. Once
quickly. There is an unfortunate tendency for many the primary method of distribution becomes elec-
parliaments to regard their methods of operating tronic, then it will be a requirement for all members
as unique and to believe that they must develop to have PCs on their desks. The principle of “nothing
highly tailored software to meet their requirements. before it is needed” can save time and resources.

38
EUROPEAN PARLIAMENT

However, a third consideration may, at times, pose Finally, it is often useful to build small modules of
a related challenge. The principle of “anticipating an application if they can be immediately helpful to
future needs” is important to consider, especially some users, even if the full application will eventu-
when building physical infrastructure components ally be used by a much broader group of people. For
that are labour intensive. An example is the wiring example, a module of the system initially might be
needed for networks. This task may require the created that allows one office to prepare and send
opening of walls, ceilings or floors to access the documents to the speaker/president or secretary-
conduits for placing the wires. This time-consuming general. Subsequently that effort can be expanded
activity is often costly and disruptive. Therefore, if to other offices as they have the need and capacity
there is an opportunity to take advantage of having to use it. A modular approach has many advan-
access to these conduits because of work being tages, including the ability to test the application
done for other purposes, it may be cost-effective on a limited scale before deploying more widely
to install the new cables in anticipation of a future and delivering a usable portion of the application
need, even if the current systems do not require in a faster timeframe than the development of the
them yet. whole system.

A fourth consideration is to select software for indi- These basic principles come into play throughout
vidual requirements that will not limit the ability the development process, but are particularly rel-
to address the future needs of the overall system. evant after the initial steps of strategic planning.
For example, if the first priority is to publish infor- They affect the scope, structure and content of the
mation that is prepared only by one office, but a ICT action plan. The next section focuses on the
future requirement will be to publish documents specific characteristics of effective management
that involve contributions from several offices, and well-trained staff, and provides guidance on
it is important to have document management building a technical infrastructure with the neces-
software that supports the capability for multiple sary capacity to support the current and future ICT
sources of input. goals of the parliament.

39
Creating an effective management
and staff infrastructure

A
n effective management infrastructure is high level manager who can advise senior leaders
essential for ensuring that the implemen- and administrators of the parliament while overseeing
tation of technology is successful and that the implementation of the strategic plan for ICT. At
it meets a parliament’s highest priorities. Because the same time, he or she must be extremely knowl-
the organisational and political cultures of legis- edgeable about current technology and must also
lative bodies can vary greatly, and because there fully understand the nature and purpose of parlia-
are significant differences in the state of ICT read- ments. It is this latter quality that often distinguishes
iness among countries, parliaments would need capable ICT managers in parliaments from those who
to adapt this description of options to their own are truly outstanding. As with most enterprises, the
circumstances. It is hoped that this material will person most likely to be successful in directing ICT is
prove particularly useful for parliaments that are in the person who, in addition to possessing the neces-
the early stages of ICT planning and development. sary managerial and technical skills, has a clear under-
standing and appreciation of the role of the parliament
The ICT department and how it must operate in a democratic society.
ICT needs to be managed on a day-today basis by an
organisational unit headed by a person who reports The basic organisation of the ICT department in a
directly to the highest administrative officer of the parliament is similar to that in other institutions and
parliament or to the president/speaker or his/her comprises a number of standard components. The
delegate. Because the customary names of bureau- essential elements include a directorate responsible
cratic entities (department, office, etc.) and officials for planning, budgeting, security and the overall
(director-general, director, secretary-general, etc.) vary ICT architecture. This directorate is supported by
among parliaments, the titles used in this discussion at least two other subordinate operations, one for
are illustrative. More important than the names are the development of systems and services and one
the descriptions of the authority, responsibilities and for the management and support of systems and
duties of the organisations and individuals involved. services. This latter entity includes a help desk and
workstation support, networking and communi-
The ICT department should be non-partisan and cation, and data centre operations. Depending on
inclusive; it should serve the leadership as well the qualifications and experience of the ICT staff,
as all members, committees and the secretariat. and the preferences of the parliament, the organi-
sational entities responsible for these functions will
The head of the ICT department has a number of vary. Annex 1 contains a description of a generic ICT
critical responsibilities. He or she must be a capable department as an example of this model.

40
EUROPEAN PARLIAMENT

Advisory group for ICT planning and coordination coordination to ensure a high level of communica-
The implementation of ICT is an enterprise-wide tion, coordination and consultative decision making
effort. To be successful, as discussed above, the in the management of ICT. The group should be
senior leadership of the parliament needs to be formally established by the president /speaker and
sufficiently engaged to understand and approve chaired by the secretary-general. It should be com-
the goals for ICT. With this approval must come posed of the heads of all departments of the sec-
both political and financial support. The secretary- retariat, or their representatives and other major
general or senior administrative officer must be stakeholders as determined by the secretary-gen-
empowered to oversee the strategic plan for ICT, eral. Members of parliament who have an interest in
must regularly review the progress – or the lack of ICT should be invited by the president to participate
it - in achieving its objectives, and must have equal in the advisory group or to present ideas to it. All
capacity and responsibility for addressing serious members of parliament, together with staff, should
issues and problems that may arise. The director of be encouraged to submit agenda items to the advi-
ICT must be a source of ideas as well as the primary sory group. It should be supported by the director
implementer and manager of the ICT plan. of ICT who should draft the goals and the accom-
panying action plans for ICT for review by the group.
Because technology can affect the entire institution, The director must also be able to translate technical
even when applied to just one part of its overall concepts into proposals that are understandable
activities, it also requires ideas from those who will to members. Annex 2 contains a description of a
use it and from those who will be affected by it. In generic advisory group and its suggested activities.
addition, it requires cooperation from various stake-
holders whose work is interdependent and who Staff
will need to work together to ensure a successful In addition to leadership, the most important
outcome. For these reasons, parliaments also need resource in the implementation of ICT is the staff.
advisory groups that can be a source of ideas for While choosing the right technology and having
the innovative use of technology and which, col- the resources to acquire it are essential, it is the
lectively, will have a more complete picture of its staff that is the most critical component of the
likely impact, both positive and negative, than any equation for success. In today’s environment, par-
one person can have. On the basis of this broader liaments can choose from a variety of hardware and
understanding, the group and the parliament can software options that will enable them to accom-
anticipate and address problems that may arise as plish their objectives. Because that environment is
well as ensure the cooperation needed to achieve competitive, it also means that costs continue to
the greatest benefit. drop, even as functionality – the applications the
hardware and software perform – continues to
Thus, it can be a good management practice to improve. For parliaments in developing countries
establish an advisory group for the planning and this can represent a special advantage because the

41
cost of the technology components themselves for stood by members and other users who may lack
building, for example a system to manage docu- a technical background is essential to building an
ments, can be less – and in some cases, much less ICT infrastructure that is broadly supported. Various
– than it was for a parliament with the resources parliaments are employing different methods to
to be an early adopter. When this is combined with connect ICT staff with members and other users. For
the possibilities that can come from cooperative example, some countries have made it a practice
networking and learning from the experiences of to include ICT staff in wider institutional planning
others, the results can be very cost effective and activities. Others have organised sessions attended
systems can be implemented more quickly. The by members and technical staff alike that focus on
critical factor in being able to take advantage of trends in ICT. Whatever the approach, strength-
these advances in hardware and software and to ening the linkages between the ICT department
learn from the experiences of other parliaments is and the people it serves is a valuable way to share
a well trained staff. information and promote common understanding
of ICT goals.
Because of the improvements that have occurred
in information and communication software, good While ICT staff must possess a depth of technical
staff have become the essential ingredient for knowledge and be able to track new technology
making any creditable piece of hardware or soft- developments, they need to avoid the tendency
ware accomplish whatever is needed. This places to focus on the technology itself instead of the
the emphasis for resources in the proper place – on parliamentary objectives they are supporting. It is
people. Good technologists enjoy the challenge of important to recognise the risks of pursuing the
problem solving and take pleasure in delivering a latest trends in technology merely because they
good product, especially one that exceeds expec- are heralded as the most technologically advanced
tations. Developing good technologists comes solutions. At the same time, ICT staff must remain
from fair (i.e., competitive) hiring practices and a cognisant of opportunities to improve legisla-
supportive environment that provides the neces- tive operations through the introduction of new
sary tools and encourages learning from others. technological approaches. Identifying which tech-
Ongoing training is particularly vital – technology nologies work best in a particular parliamentary
changes at a rapid pace and staff must remain up- environment can be a challenge, but the success
to-date. Even the most creative amongst them of ICT staff in selecting and developing applications
need to acquire knowledge of the latest versions that make a concrete difference for their users can
of hardware and software and new technologies. pay important dividends in terms of establishing
trust and ensuring long term support.
Effective ICT staff must be grounded in the political
culture in which they are operating. Their ability to Ideally, key ICT staff in a parliament, especially those
present ICT proposals in ways that are readily under- who advise and support parliamentary decision

42
EUROPEAN PARLIAMENT

makers, should come from within the country. This and experience. The use of contractors can also
is not to suggest that they should not learn from be an effective way to advance the knowledge of
their colleagues in other parliaments or employ internal staff in a very timely and hands-on manner.
outside contractors who have the necessary skills Contractors who understand the nature of parlia-
and experience from other countries. In fact, they ments can be valuable assets.
should actively reach out to others who have con-
fronted the same challenges and benefit from their However, there are important advantages to having
successes and their mistakes. Whenever possible, internal staff who oversee the work of contractors
they should also participate in collaborative efforts and who can confirm that it meets the needs of
both to reduce costs and to expand their own knowl- the parliament and the citizens it represents. It
edge base. But a parliament is the most representa- can be difficult to hire ICT staff for a parliament if
tive governing institution and the value of its work there is not at least a burgeoning ICT business in
is based in part on its understanding of the needs the country. As important as it is to have technolo-
of the people. Understanding the nature of the par- gists who understand the parliament, it can also be
liament and the people it represents is important helpful for them to have experience in other organi-
to the ability of technologists to build systems that sations and institutions. Working in other environ-
will serve the legislature and its members well. The ments provides them with a broader perspective
development of a new system involves many choices on the use of technology and can help greatly
– some that are obvious, others that are less so – that in innovation and problem solving. In the global
will affect its ultimate acceptance and value to its economy, staff with ICT skills are in great demand.
users, whether they are the president /speaker, the For this reason, it is important for parliaments who
chair of a committee, a member of the parliament want to make effective use of technology to be
or a citizen. These choices and the knowledge on willing to provide their technical staff with a pro-
which they are based are often as vital to the ability ductive working environment, challenging assign-
of an ICT staff member to build or oversee a good ments and competitive salaries.
system as his or her technical expertise.
The ICT budget
In order for a parliament to be able to hire its own The budget for most public institutions is almost
ICT staff, there needs to be a well developed ICT always lower than officials lead them to believe and
community available to them. Many parliaments thus there are always more demands for ICT than
rely successfully on outside contractors, particularly there are funds available. The percentage of the
when there are significant gaps in the skills of their total institutional budget committed to ICT varies
own internal staff and they do not have the time to considerably among parliaments, but tends to be
provide their people with all the required training about 3-4%.16 As highlighted previously, strategic

16. World e-Parliament Report, 2010, Chapter 4.

43
planning is one tool that ICT managers can use to players within a legislative body. Various stake-
establish priorities, allocate the available resources, holders need to be motivated to work together
and make adjustments to project schedules so to ensure that the needs of their particular group
that they operate within the parameters of avail- fit into the overarching effort to serve the parlia-
able funding. ICT managers also need to demon- ment as a whole. If ICT is to have a transformative
strate strong control over the allocation of ICT funds impact, it must be broadly based and widely sup-
as evidence that funds are being spent wisely in ported. Therefore, parliaments need to find ways to
response to designated priorities. encourage input from the multiplicity of users and
decision makers throughout the body.
For NEDs, the challenge of finding the needed
financial resources to support ICT efforts is espe- Achieving the best technical solutions that match
cially acute. Outside assistance from bilateral and the goals of a parliament requires the solicita-
multilateral aid programmes can be instrumental in tion and sharing of ideas from among those in
providing initial funding for ICT initiatives. However, leadership positions, from old and new members
all parliaments need to be prepared to accept the and from staff at all levels. Such efforts can be
responsibility for sustaining an effective ICT infra- highly effective in building consensus among
structure over time. Projects should not be under- major players, laying the groundwork for strong
taken without a plan for transitioning from outside partnerships among parliamentary offices, and
support to internal funding. If projects are aban- establishing the basis for successful completion
doned once outside funding expires, it will cause of ICT projects. For example, library and research
a loss of confidence in not only the managers of staff are often extremely knowledgeable about
ICT but in the value of ICT for the institution. Parlia- ICT due to their early adoption of online cata-
mentary leaders need to be convinced of the value logues and extensive use of online information
of ICT so that they make it an important compo- resources. They have become highly skilled in
nent of the overall legislative budget and provide searching, locating, organising and vetting material
sustained funding. on the web and presenting it in formats that are
helpful to end users. As a result, engaging library
Collaboration and coordination within parliament and research staff in such efforts as designing and
ICT does not merely support collaboration; it maintaining public websites can be beneficial in
requires collaboration to be used most effec- equal measure for improving library services and
tively. Parliamentary information services affect serving the larger goal of enhanced public access.
virtually all offices and operations within the insti-
tution. The processes and systems that support Collaboration can be fostered through a variety of
individual activities are often interconnected with mechanisms ranging from informal consultation,
several others. This interdependence necessitates through to occasional working groups and formal
the active engagement and interaction of all key advisory committees. The objective is to ensure

44
EUROPEAN PARLIAMENT

that all voices are heard, the full range of good Whatever approach is pursued, the most critical ele-
ideas is solicited, all players become invested in ments are effective coordination between houses
the process and the best outcomes for the whole and strong communication lines among all stake-
parliament are achieved. As previously described, holders. This ensures that whichever systems are
one approach that some parliaments have found developed they are interoperable and follow
to be successful is the establishment of an advisory common and open standards that enable effec-
group for ICT planning and coordination. tive sharing of data and resources. In addition,
having designated roles and responsibilities clearly
Coordinated management of ICT likewise can articulated from the top contributes importantly to
be accomplished in different ways and is likely the smooth operation of ICT initiatives.
to reflect the particular political environment of
a parliament. In some cases, parliaments have There also needs to be a recognised way to resolve
moved toward a more centralised approach with competing demands for resources or projects and
control located in a single officer, leader or com- clear lines of authority for determining priorities.
mittee. Some bicameral legislative bodies have Resolving these conflicts informally may be prefer-
even moved to a single management entity that able in some political settings in order to promote
oversees ICT functions in both houses. In other greater consensus and support. However, ultimately
instances, there is a more decentralised approach decisions need to be made that ensure that pro-
with authority being shared among several of the jects can be successfully concluded which are not
key players and each house having its own ICT redundant or waste resources and fit into the overall
operation. strategy for ICT in parliament.

45
Building a sound and flexible technical infrastructure

A
parliament in today’s world must have i-Africa project17 and the LexML Brazil18 are two
a strong technical foundation built on good examples.
sophisticated and flexible hardware, soft-
ware, networks, applications and services. Generally, In addition, local area networks (LANs) have become
the basic technologies essential for a parliament essential to the work of parliaments since it relies on
are the same as those needed by other public connecting multiple actors, such as members, staff,
and private institutions. As a result, the direct cost committees, the plenary and the office of the polit-
of much of the required technology continues to ical leadership. A wired network is onerous to build
decline even as it becomes more powerful. and maintain, yet it is one of the most important
technologies for a public institution. Wireless capa-
In addition, technology is becoming more varied bilities provide additional advantages for mobility
and able to meet a wider range of requirements and access, but there remains a fundamental need
within a narrow range of resources. For example, for a wired system to provide adequate bandwidth
not only are desktop and laptop PCs becoming less and security. A critical requirement to ensure the
expensive, they are also becoming available in a effectiveness of a LAN and to be able to garner its
variety of forms that make them easier to use in full benefits is that all members and all organisa-
more locations. Netbooks, smart phones, e-book tions within the parliament be connected to it.
readers and tablets are rapidly changing the ability
of everyone to have access to some level of com- The internet also has become a fundamental tech-
puting and communication capacity. nology for parliaments, both for the legislature itself
and for the citizens it represents. Fortunately there is
The growing availability of open source software growing connectivity world-wide and many devel-
that can address the needs of parliaments is also oping countries are gaining increasing access to the
beneficial. While there are issues of training and internet. The challenge is now shifting to providing
support for these programmes, they have signifi- sufficient bandwidth to support the many types
cant potential for ICT in legislatures and they con- of information and capabilities that are becoming
tinue to grow. There are also a number of initiatives accessible online. This can present barriers even for
that have been undertaken to develop entire suites developed countries and a number of governments
of applications that can be shared among par- are initiating policies and programmes to address
liaments and other governmental bodies. The this issue. As noted previously, mobile communi-

17. http://www.parliaments.info; /http://www.bungeni.org


18. http://projeto.lexml.gov.br/documentacao/resumo-em-ingles

46
EUROPEAN PARLIAMENT

cation systems and devices also are improving dra- These include workstations for every member, elec-
matically and wireless systems have seen major tronic voting, availability of internal documents and
expansions in developing countries in particular. agendas in digital format, large display screens and
Thus parliaments need to find ways to capitalise access to e-mail and the internet from the floor.
on the significant growth in mobile technologies These workstations often have a very small foot-
to accomplish their goals. print, which is important for the historic buildings
in which many parliaments work. The introduction
Increasing opportunities for external communication of these technologies on the floor of the house is
– whether wired or wireless – expand the need for possible due to the investment made by parlia-
better security, the assurance of member confiden- ments in basic infrastructure, including physical
tiality, and adequate defences against hacking and devices, communications capacity and trained staff.
cybercrime. While some parliaments have long rec-
ognised the critical nature of this requirement, others Despite the decreasing cost/performance ratio of
have been slower to take appropriate measures. This technology, there is a minimum level of investment
is a challenge that parliaments acting on their own that must be made by every parliament, including
can only solve in part. It calls for coordinated and those in developing countries, in order to build a
collaborative efforts with other public institutions solid ICT infrastructure. Furthermore, all parliaments
within the country and with other organisations on need to make a sustained commitment to sup-
a world-wide basis to establish sound polices and porting ICT. Contributions from the international
best practices. community may be helpful for initiating new systems
and services, but ongoing support, upgrades and
Parliaments also must develop the services that maintenance remain the responsibility of the par-
support the acquisition, maintenance and use of liament itself. Finally, it is worth emphasising again
basic technical components such as PCs and net- that technology is not an end in itself. A robust and
works, including a help desk, data network operations responsive infrastructure is the means by which par-
centres and application development teams. These liaments become more efficient and, more impor-
services, in turn, enable parliaments to implement tantly, more transparent and accessible to the public.
and manage systems that support their most impor- It is one of the essential ingredients for achieving
tant legislative, oversight and representational work. these goals in the modern political world.

A number of parliaments have begun to imple- Fundamental components19


ment technologies in their houses that add consid- The basic components of technical infrastructure can
erably to the efficiency of parliamentary sessions. be broadly grouped into the following categories:

19. This section is drawn from the discussions of infrastructure in the World e-Parliament Report 2008, chapter 8 and the World
e-Parliament Report 2010, chapter 7.

47
• General ICT services access. This may be a satisfactory solution in the
• Services for members and staff short term, especially if the parliament does not have
• Applications to support parliament functions sufficient resources of its own, but it will limit the
• Administrative services autonomy of the parliament and its ability to set its
own priorities in the long term. Especially when con-
General ICT services. This component encom- tractors are employed, it is advisable to have service
passes basic tasks and services and includes the level agreements with vendors. This is an industry
following: best practice and helps to ensure a consistent quality
of service. Reliability of service is important for sus-
• Data network operations taining the support of members for ICT.
• Help desk
• PC support Services for members and staff. This component
• Software support includes ICT services that are provided to individual
• Systems administration members and staff. It includes:
• Systems programming
• Voice communications • Desktop computer
• Web publishing • Laptop computer
• Internet access • Printer
• Fax
These services are among the minimum required to • Intranet access
provide a parliament with basic ICT support. Without • Access to the internet
them it is difficult to offer the most essential tech- • Remote data access
nology-based services to parliament. Because these • Mobile phone
services do not usually entail unique requirements, • Personal e-mail
some parliaments contract them. This is a reasonable • Personal website
option and allows parliaments to focus the efforts of
their internal staff on specialised needs. Most parlia- Members must have convenient access to infor-
ments do not contract services that involve direct mation and communication technology. For most
contact with members, such as the help desk, prefer- parliamentarians this means having at least a per-
ring instead to have internal staff handle this responsi- sonal computer of some type – either a desktop or
bility. However, even for services such as the help desk, portable computer, and in some cases, both – plus
contracting can be an effective option because expe- network connectivity. They must also have access to
rience dealing with customers is an important asset. email, be able to retrieve parliamentary documents
and connect to the web. Even for parliaments that
Some parliaments may need to rely on the govern- cannot provide members with individual offices,
ment for several of these services, such as internet the growing ubiquity of wireless network access and

48
EUROPEAN PARLIAMENT

the decreasing size of personal computers offer an connectivity are not one-time investments. They
increasing range of options for providing members must be regularly upgraded to take advantage of
with the benefits of ICT for their work. Today’s “smart the increasing capabilities of technology and to
phones” can support many important ICT functions, replace ageing hardware and software that has
expanding the possibilities for equipping all members become difficult to maintain. For these reasons,
with the technology required to perform their jobs. there needs to be a permanent line in the ICT
budget that provides for stable funding for nec-
Training members to make the most effective use essary maintenance and upgrades.
of ICT, however, remains an ongoing challenge. A
significant number lacks the knowledge necessary Parliamentary applications. In addition to general
not only to understand the value of technology for application software programmes that support
the parliament but to use it adequately themselves. such functions as drafting documents, analysing
In parliaments that have the resources, this problem data and preparing graphics, parliaments require
often has been dealt with by relying on staff to complex applications to support their legislative,
assist members. With the use of ICT becoming oversight and representational work. These are
commonplace, members, even in more economi- among the most important uses of technology
cally advanced countries, have to acquire at least a for legislatures and they encompass the following
working knowledge of such applications as email activities:
and the web. As technology becomes more “user-
friendly”, this task should become easier. However, Legislation
parliaments still need to provide members with • Bill drafting
appropriate orientation and training sessions to • Amendment drafting
ensure their ability to utilize the full range of ICT • Bill status
systems and services available to them. • Amendment status
• Database of laws passed by parliament
In many parliaments the staff are among the heav-
iest users of technology. It is their work that is most Oversight
likely to benefit from the gains in efficiency that • Analysis of budget proposed by the government
ICT can provide, and they too must have access • Questions to the government
to the basic tools, including PCs and a network • Other scrutiny documents
connection. Likewise, they must be provided with
adequate training to capitalise on the investments Plenary activities
the parliament has made in ICT. • Plenary calendars and schedules
• Minutes of plenary sessions
Finally, it is important to point out that basic infra- • Plenary speeches and debates
structure elements such as PCs, servers and network • Plenary voting

49
Committee activities Such synergies, however, can only occur if the stra-
• Committee reports tegic planning process is well managed and devel-
• Committee calendars and schedule opment projects from the beginning address a wide
• Minutes of committee meetings range of requirements. This is another advantage
• Committee websites for those who are just beginning to adopt tech-
nology. Because application software has become
Communication more capable and more flexible, it can be applied
• Management and support of website for parlia- to more needs. Those who began much earlier had
ment tools that were not as easy to use. They often had to
• Management and support of member websites make major adjustments to systems so they could be
• Systems for communicating with constituents used in a variety of other settings to meet similar but
(e-mail, blogs, etc.) nevertheless different requirements. With adequate
planning, it can be easier in today’s technical environ-
Library and research service ment to adapt software for multiple purposes and
• Management of library resources to integrate systems that serve different user needs.
• Online library catalogue It is important, however, to balance two sometimes
• Digital archive of parliamentary documents competing goals in the planning process: to plan
for systems that can achieve multiple objectives and
Administrative activities support a wide range of users versus the need to
• Financial disclosure produce useable services in relatively short periods
• Human resource management of time. Projects that take a long time to reach frui-
• Financial management tion are often inefficient, wasteful of resources and
risk being out of date even before they are used.
This list can seem daunting in its scope, espe-
cially for parliaments that are at the early stages Choosing hardware and software
of adopting ICT. However, systems can be devel- The most appropriate technology choices
oped that often support more than one func- depend on the requirements, circumstances and
tion. For example, a document management practices of each individual parliament. Although
system for handling bills and amendments may it is not feasible to suggest specific hardware and
also be able to support committee reports and software purchases in the context of this report, it is
hearings. A system for preparing and publishing possible to identify a number of factors parliaments
the plenary agenda may also be able to support should consider in making such decisions.
the preparation and dissemination of committee
agendas. Moreover, software that supports the First, it is helpful to find out what has been done by
parliament’s website may also be suitable for other parliaments which have comparable require-
members’ websites. ments and which face similar conditions and con-

50
EUROPEAN PARLIAMENT

straints. For example, the best options for recording or have already developed a system that meets
and publishing verbatim accounts of plenary ses- these needs successfully. If so, knowing what hard-
sions will depend on several factors, such as how ware and software were used, how much it cost
often sessions are held, how many members typi- to develop, the training required and how long it
cally speak, how votes are recorded, and how soon took to implement, would be extremely valuable.
the record must be made available to members and Parliaments could also explore whether colleagues
to the public (and whether the deadlines are the in the two parliaments could share information
same or different). The choice of a system can also either in person or via telecommunications. In
depend on what is the best format for those outside addition, it would it would be important to know
the parliament, including the public, to receive whether the software itself could be shared and
such information. Finally, the availability of funds to adapted. The Bungeni system developed as part
develop a system will have a major impact on the of the i-Africa project is an excellent example of
options under consideration. In this typical situa- a collaborative development project intended to
tion, it can be useful to know if another parliament support the sharing of applications. See Box. As
or parliaments with similar requirements and cir- noted elsewhere in this report, collaborative net-
cumstances (e.g., language, parliamentary system, works for the exchange of information can be an
number of members, resources) are working on, invaluable resource for answering these questions.

Bungeni: Parliamentary and Legislative Information System


Bungeni is an open source Parliamentary and Bungeni is made up of three components:
Legislative Information System that aims to Bungeni Portal: the web site that the public
make Parliaments more open and accessible see with all the information about the parlia-
to citizens, virtually allowing them “inside par- ment and the parliamentary activities. Bun-
liament”, or “bungeni” in Swahili. geniPortal navigation has been designed with
usability in mind and has been sampled from
The Bungeni system covers the entire docu- a variety of parliamentary websites. It covers
ment life-cycle of parliamentary documents topics and issues that are typically present in
from drafting to publication and supports the parliamentary websites. It also allows citizens
whole range of parliamentary documents: to post comments, suggest amendments and
questions, motion, bill, tabled documents, track items that may be of interest to them.
etc. It meets typical legislative document
archival requirements by recording multiple Bungeni MembersSpace: a website where
versions of a document at various points of members of parliament have the opportu-
time through various stages of the parlia- nity to directly communicate with citizens
mentary process. and highlight their own activities. Members

51
can create their own content which can be Bungeni is available in several languages
in the form of blogs, events, documents to (English, French, Portuguese, and Swahili)
download, links, and news. Citizens may be and, being fully internationalised, can be
allowed by members to access their space and translated in others.
to comment, post a document for comment
or take part in polls or surveys to gauge the The Bungeni pre-deployment phase began in
mood of citizens on specific issues. February 2010 with testing by 14 parliaments.
Features tuning and localisation following feed-
Bungeni Workspace: is for registered parlia- back from these parliaments will take place in
ment users, such as members of parliament, the second quarter of 2010. The deployment is
staff of the Secretary General’s and Speak- foreseen in the third quarter of 2010.
er’s offices and committees’ clerks. This is the
space where all the content of Bungeni Portal The deployment in parliaments will coincide
and Bungeni MembersSpace is generated. with the progressive involvement of devel-
Accessing Bungeni Workspace requires a user opers from those institutions, as well as from
to authenticate and only authorised users the wider open source community, in sup-
have access to it. Different users have different porting the localisation and development of
workspaces that suit their roles, responsibili- additional features, under the coordination
ties and requirements. of the Bungeni Development Team.

Second, parliaments need to be aware of develop- ment. ICT is a globalised market and much support is
ments in the marketplace, including currently avail- geographically independent. On the other hand, it is
able technology, what is emerging, and what is being also true that being able to call on local experts who
planned or discussed. While there is a risk of delaying can come to the parliament for in-person support can
a decision because something better is expected to be highly valuable. Language and local customs also
be released, there is also the risk of adopting tech- can play an important role here. For these reasons,
nology that is likely to be surpassed by better capa- efforts by parliament to foster the development of
bilities in the near future. In deciding the optimal the information society in general and a national ICT
time to move forward with a technology acquisi- industry in particular can be especially important.
tion, learning the views of others about new devel-
opments through information exchange networks If parliamentary ICT staff have already been trained in
can be extremely useful in reaching a final decision. the use of specific software or hardware, this needs
to be taken into account. Assuming the technology
It is also important for a parliament to consider what adequately fulfils the identified requirements, it can
technical support is available for particular hardware be cost effective to use knowledge that already exists
and software and how accessible it is to the parlia- in-house. However, this situation should not limit the

52
EUROPEAN PARLIAMENT

choice, particularly if other software appears more individuals and organisations even if they use
appropriate. An effective director of ICT should be different software for editing and managing
able to weigh up these variables to make the appro- documents. This can facilitate the exchange of
priate decision that is both cost-effective and best documents between departments within the
serves the parliament’s needs. parliament, with another house, between parlia-
ment and the government, with citizens and civil
Open standards society and with legislative bodies and organisa-
A final consideration is the importance of using tions in other countries.
open standards for documents. It is vital that
parliaments adopt open standards, especially - Search. Search engines can provide more accurate
for tagging the elements of records so that results and users can formulate more precise queries
they can be interpreted properly by computers if data is tagged for its specific content. Open stand-
for purposes of editing, rendering, searching, ards permit documents to be used with a variety of
exchanging and preservation. Documents pre- search engines, thereby giving legislatures choices
pared in proprietary formats, that is, formats that in the selection of a search engine.
can only be used with particular software or specific
hardware constrain the options available for man- - Linking among documents. Legislative docu-
aging them, limit the capacity for meeting future ments are highly interrelated. Open standards allow
requirements and ultimately cost more money links among documents to be created automati-
to maintain. However, it must be recognised that cally and even have the potential, depending on
implementing open standards such as the eXten- the depth of tagging, to support linking between
sible Markup Language (XML) can be difficult for elements within documents. For example, a section
parliaments, especially because these standards of a proposed bill could be automatically linked to
tend to be complex to develop and require knowl- the portion of an existing law that it would amend.
edgeable staff trained in their use. Collaborative
efforts among parliaments can offer a number of - Multiple forms of output. A source document
benefits in addressing these challenges. tagged with an open standard could be used to
produce different appearances of a bill such as
Despites such issues, the advantages of XML are for an online website, a paper copy, or a version
substantial. As summarised in the World e-Parlia- modified to be incorporated into another docu-
ment Reports of 2008 and 2010, they include:20 ment. XML can also be used to produce versions
which could be easier for people with disabilities
- Exchange of documents. Open standards to access by supporting, for example, large type
make it easier to exchange documents between fonts or audio output.

20. World e-Parliament Report, 2010, Chapter 5.

53
- Consistency in formatting. Tagging stand- vation of documents. Proprietary systems change
ards can be used to encourage or even enforce constantly in response to market pressures for
proper formatting so that members and others new capabilities. As these systems are enhanced,
who prepare texts do not have to know the exact they often reach a point where they cannot be
conventions used when they draft bills or amend- used to access documents prepared using older
ments. versions of the same software because the docu-
ments use tags that are not understood by the
- Ease of preparation. Open standards can be newer software. Over time this has the potential
demanding to use but once understood they to make it difficult, if not impossible, to read the
can ease the effort required to prepare a bill or digital version of documents prepared earlier. It
amendment by guiding the drafter through the becomes a more complex version of the kind of
required formatting steps. problem faced by programmers at the beginning
of the year 2000 when many systems could not
- Preservation. One of the most important uses of properly read dates because they used only two
open standards is to ensure the long-term preser- digits to represent the year.

54
EUROPEAN PARLIAMENT

The importance of partnerships and


cooperative endeavours

T
hroughout this report there has been a strong In addition, implementing ICT requires a substan-
emphasis on cooperative approaches to tial investment of funds and staff resources that
addressing ICT development in parliaments. need to be effectively deployed given the limited
The value of establishing partnerships and partici- budgets of most legislative assemblies. With the
pating in collaborative approaches to enhance ICT fast pace of technological change, keeping up with
in parliaments is now well established. Parliaments what new developments might be most useful for
have come to recognise the benefits of engaging in parliaments can be daunting. Knowing what has
a variety of cooperative efforts, including formally worked well in other parliaments can be extremely
established regional and international organisations. helpful in making technology choices that have a
These associations have been shown to be highly greater likelihood of success.
useful for sharing experiences among parliamen-
tarians and promoting common approaches to the Thus, participation in regional and international
issues they face. In addition, many bilateral cooper- activities that focus on ICT in parliaments, engage-
ative efforts have been undertaken in recent years ment in bilateral assistance programmes aimed
and there has been a growth in the development at strengthening ICT in NEDs, and ensuring the
of informal networks, including at staff level. Parlia- full integration of an ICT component in broader
ments in NEDs can derive considerable assistance parliamentary assistance efforts can significantly
through their active engagement in these efforts improve the potential to enhance the role of leg-
that can be instrumental in helping them bridge islatures in democratic societies. Capacity building
the digital divide and establishing strong legisla- programmes for parliaments in NEDs can benefit
tive bodies with effective ICT capacity. significantly from incorporating assistance efforts
to establish a viable and effective ICT strategy.
Technical and political benefits
In the arena of ICT development, a coherent Collaborative efforts on specific ICT applications
and sustained effort at cooperation and mutual respond to an important need as well. Highly
assistance is especially valuable and can con- productive examples that have been previously
tribute greatly to promoting democratic par- described include the preparation of parliamen-
liamentary bodies around the world. Because tary website guidelines under the auspices of the
the legislative environment is unique, adopting Inter-Parliamentary Union21 and the development
ICT within this setting poses special challenges. of Bungeni to support the application of XML and

21. Website Guidelines, IPU

55
the use of open standards for parliamentary docu- from bilateral assistance programmes, through to
ments.22 These examples also demonstrate the value regional networks to global initiatives. A growing
to parliaments in developed countries of actively number of parliaments in developed countries
engaging legislative bodies in NEDs in these efforts. have begun programmes to work with parliaments
Parliaments that have more advanced systems will in NEDs to support their efforts to adopt ICT. The
gain insights into challenges faced by parliaments World e-Parliament Report 2010 provides extensive
in NEDs and can learn from efforts they have made. data on the number of parliaments that participate
For instance, the work on developing XML open in formal networks for exchanging ICT information
document standards by a coalition of African par- and experiences24, as well as the number of parlia-
liaments is now being applied to efforts in South ments currently engaged in or planning coopera-
America and Europe to adopt XML tagging for par- tive endeavours, in addition to the kind of efforts
liamentary documents.23 underway.25

Aside from the technical benefits to be derived At the level of regional parliaments, the European
from multilateral cooperation, there are important Parliament has been active in supporting both
political benefits as well. The growth of parliamen- bilateral and multinational efforts to strengthen ICT
tary democracies with effective ICT infrastructures in NEDs. Its Office for Promotion of Parliamentary
will contribute to global approaches to information Democracy has identified ICT as a key component
society issues and the creation of an interoper- of its long-term cooperation programmes, including
able knowledge base of parliamentary informa- its partnership with the Pan-African Parliament or
tion. Strong parliamentary institutions empowered support to the Global Centre for ICT in Parliament.
through the use of ICT can contribute to expanding Through a variety of study missions and technical
democratic principles around the globe, developing assistance activities it provides assistance to NEDs
broader based support for advancing common in building ICT capacity.26
solutions to societal problems and helping those
in the developing world achieve success. The European Parliament, in collaboration with
UNDESA organised in April 2010 a technical workshop
Bilateral, regional and global initiatives on XML and parliaments and, in July 2010, together
Initiatives that serve the goal of promoting interna- with the Global Centre for ICT in Parliament, an inter-
tional cooperation in parliamentary ICT develop- national workshop on technological options for cap-
ment are underway on numerous fronts, ranging turing and reporting parliamentary proceedings.

22. http://www.bungeni.org
23. International Workshop at the European Parliament (OPPD), Brussels, April 2010
24. Chapter 9, World e-Parliament Report 2010, Figure 9.1, Source: Survey 2009, Section 1, Question 18: 134 respondents
25. Chapter 9, World e-Parliament Report 2010, Figure 9.2, Source: 2009 Survey, Section 1, Questions 20, 26, 23, 28; 134 respondents.
26. Strengthening Parliaments Worldwide: The European Parliament and the Promotion of Democracy. Office for Promotion of
Parliamentary Democracy, European Parliament, 2009.

56
EUROPEAN PARLIAMENT

Does the parliament participate in any formal networks of parliaments


for the exchange of information and experiences regarding ICT?

All respondents 59% 19% 22%

High income 76% 9% 15%

Upper middle income 45% 18% 36%

Lower middle income 39% 39% 21%

Low income 70% 15% 15%

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
percent of respondents

Yes Planning or considering No, and not planning or considering

Does the parliament:


Provide support to other parliaments to
help it strengthen their legislative, oversight, 28% 20% 51%
representational, or administrative capacities (Q20)

Provide support to other parliaments


28% 19% 52%
to help develop their use of ICT (Q23)

Receive support from other parliaments to


help it strengthen its legislative, oversight, 16% 27% 57%
representational, or administrative capacities (Q26)

Receive support from other parliaments


or outside organizations to help develop 46% 18% 36%
or enhance its use of ICT (Q28)

0% 20% 40% 60% 80% 100%


percent of respondents

Yes Planning or considering No, and not planning or considering

57
Regional networks that enable ICT specialists to parliaments from around the world to promote the
exchange information have proven to be highly development of e-parliament. It is also widely rec-
successful in both Europe (through the European ognised for the major reports on the status of ICT
Centre for Parliamentary Research and Docu- in parliaments that it has issued. The initial publi-
mentation) and the United States (through the cation of the World e-Parliament Report 2008 and
National Conference of State Legislatures). Emerging the subsequent World e-Parliament Report 2010
regional networks in other parts of the world hold provide a substantive assessment of the state of ICT
great promise for providing similar opportunities around the world and highlight examples of suc-
for sharing knowledge and resources with neigh- cessful ICT projects in key application areas.28 The
bouring parliaments. For example, in 2008 the reports document the extent of the digital divide
African Parliamentary Knowledge Network (APKN) in ICT in parliaments and offer recommendations
was formally established and by 2009, the Charter for improving the state of ICT nationally and glob-
was officially endorsed by 14 parliamentary assem- ally. Many of the findings from these reports have
blies in the region.27 ICT is among the key areas been described in earlier sections of this report.
where the APKN plans to support cooperation.
Additional regional activity is being initiated in Beginning in 2007, the World e-Parliament Confer-
Asia, where the first Secretaries-General Forum of ences have become major events for assembling
Asia-Pacific Parliaments (SGFAPP) was convened in parliamentarians and staff from all regions of the
Korea in 2009. At this Forum, representatives com- world to consider the range of technical and policy
mitted to the ongoing sharing of ICT experiences issues relating to legislative ICT. The European Par-
and supporting the exchange of expertise among liament partnered the United Nations, the Inter-
parliaments. Representatives of Latin American Parliamentary Union and the Global Centre for ICT
and Caribbean national assemblies participated in Parliament, in hosting the 2008 conference in
in a November 2009 workshop sponsored by the Brussels. In 2009 the Conference was hosted at the
Inter-American Development Bank in collaboration U.S. House of Representatives in Washington, D.C.
with the Global Centre for ICT in Parliament that while in 2010 it will be held at the Pan-African Par-
has similarly set the stage for increasing regional liament in Midrand, Johannesburg, South Africa.29
dialogue in that part of the world. These conferences have created opportunities to
assemble parliaments from across the globe to
In the last several years the Global Centre for ICT share their experiences in deploying ICT and to
in Parliament has become highly regarded as a participate in a substantive dialogue on how effec-
respected convening body that brings together tively to harness ICT to promote their common

27. National Assembly of Cameroon, National Assembly of Congo, People’s Assembly of Egypt, Parliament of Ghana, National
Assembly of Kenya, National Assembly of Nigeria, National Assembly of the Seychelles, National Assembly of South Africa,
House of Assembly of Swaziland, National Assembly of Togo, Parliament of Uganda, National Assembly of Zambia, East African
Legislative Assembly (EALA) and Southern African Development Community Parliamentary Forum (SADCPF).
28. World e-Parliament Report 2008, World e-Parliament Report 2010
29. www.ictparliament.org

58
EUROPEAN PARLIAMENT

goals. These gatherings also serve as a platform through established associations, networking at
for the assembled parliamentary representatives, regional and international levels, and collaboration
including members, officers and staff to commu- on the development of common approaches to
nicate good practices and exchange ideas among solving ICT problems are all extremely cost-effec-
peers. In addition, the Global Centre has joined tive and highly valuable. For parliaments in NEDs,
forces with other organisations and various parlia- participation in these efforts provides an important
ments to convene workshops and assist with ICT way to leverage limited resources and to capitalise
assessments in developing countries. on the experience and expertise in other parlia-
ments. Learning from others who face similar chal-
All these activities demonstrate the value of inter- lenges contributes to the ability of parliaments
national collaboration and focus attention on the in the early stages of ICT development to create
benefits for members, officers and staff in NEDs sound and sustainable strategies for harnessing
to participate. Inter-parliamentary cooperation ICT in the service of democratic goals.

59
ANNEX 1: Organisation of a basic ICT department 30

Introduction: This is a description of a basic ICT This description assumes that the Secretary General
department. The term “ICT” (Information and Com- (or the senior administrative officer) would be
munication Technologies) is used here instead of “IT” responsible for establishing priorities, resolving con-
because it encompasses both information technolo- flicts, and allocating resources. These decisions would
gies and also communication technologies, such as be based on the goals of the parliament embodied
networks, and is considered to be broader in scope in its vision for ICT and confirmed by the President/
than IT alone. The department is described as con- Speaker. It further assumes that in exercising his or
sisting of the office of the Director supported by her authority, the Secretary General would seek the
two subordinate offices. The terms “department” advice of an Advisory Group for ICT Planning and
and “office” are intended to be generic; parliaments Coordination (see Annex 2).
would decide on the appropriate names based on
their own organisational practices and procedures. Below is a typical organisational scheme of an ICT
In addition, “office” is used as a convenient way to Department.
group related functions. Again, parliaments would
decide on their preferred way to structure an organi-
sation to carry out these related activities.

ICT Director Office

Budgeting,
Accounting and
Acquisitions Unit

ICT Service ICT Service


Development Management
Office Office

ICT Help Desk, Workstation Networking and Data Centre


Provisioning and Communications Operations
Maintenance Unit Unit Unit

30. Developed by the Global Centre for ICT in Parliament, 2009.

60
EUROPEAN PARLIAMENT

ICT Director Office: the Director of the Office ability of information managed throughout
reports to the Secretary General (or the senior the ICT services provided by the Department.
administrative officer of the parliament) and is a Security policies are approved by the Secretary
member of the Advisory Group for ICT Planning General with the advice of the Advisory Group.
and Coordination.
• Determining and developing the composition
The Directorate is responsible for all the activities and the architecture of the ICT infrastructure
of the department, such as: in terms of technologies, architecture, internal
organisation, processes and necessary skills.
• Planning, budgeting and accounting for the finan- For this purpose, the Director is assisted by
cial expenses of the department, according to the Offices for ICT Service Development and
the decisions made by the Secretary General in ICT Service Management that work together
consultation with the Advisory Group. For these to guarantee a coordinated approach to the
purposes, the Director is assisted by a unit respon- development of the infrastructure and to avoid
sible for maintaining information about expenses, the implementation of services that cannot be
contracts, licences, professional services, etc. deployed in the ICT production environment.

• Requests for ICT equipment (e.g. PC, printers, scan- ICT Service Development Office: This Office is
ners, etc.) and services (email, internet browsing, responsible for the timely planning and imple-
etc.). The Directorate evaluates these requests mentation of new ICT Services approved by the
according to policies established by the Secretary Secretary General in consultation with the Advi-
General. If warranted, it initiates the procedures sory Group. The Office has the necessary skills and
for fulfilling the request, collaborating with the competencies to create project management plans
heads of the two Offices of the Department. and to implement them. It also supervises imple-
mentation when development is outsourced. For
• The timely development and delivery of new ICT these reasons, the staff of this office have project
services. For this purpose, the Director is assisted by management and analysis capabilities, together
the head of the ICT Service Development Office. with the necessary technological skills to develop
ICT solutions.
• Ensuring the continuity and availability of all ICT
Services, equipment and information. For these Upon the approval of a new project initiative by the
purposes, the Director is assisted by the head of Secretary General in consultation with the Advisory
the Service Management Office. Group, the Office drafts a project implementation
plan including all the required activities, respon-
• The implementation of security policies con- sibilities, deliverables, necessary acquisitions and
cerning the confidentiality, integrity and avail- dependencies. The project plan is subject to the

61
approval of the Director of the Department. Major • ICT Help desk and Workstation Provisioning and
project plans in terms of expenses, time, involved Maintenance Unit. This unit provides users with
offices, security of managed information and so ICT equipment, including workstations such as
on should be reviewed by the Advisory Group and PCs, printers and scanners in accordance with the
approved by the Secretary General. policies and decisions approved by the Director.
The unit manages the logistics of ICT assets,
During planning, the head of this Office coordi- maintains updated registries and provides the
nates with the head of the ICT Service Manage- Director with updated reports about the state
ment Office to guarantee a feasible, well-timed of the equipment.
and effective deployment of the necessary service
components in the ICT production environment. Moreover, this unit is responsible for communi-
For this purpose, project activities and deliverables cations with users in case of problems with ICT
are planned together with the ICT Service Manage- equipment and ICT services. Thus it receives all
ment Office. As a result, during the project imple- communications about problems with ICT. For
mentation phases, the ICT Service Management this purpose, the unit establishes and staffs a help
Office provides assistance to ensure timely service desk telephone number, an email address and
delivery and support. The two offices together also any other channel available for receiving notifica-
guarantee that project design and specifications tions about problems that have been approved
are consistent with the security policies of the ICT by the Director.
Department.
The unit is responsible for responding to assis-
This Office also manages education and training of tance requests in a short time, for solving problems
users on new and existing services and manages (workstation configuration/proper functioning), or
the service portfolio, especially in terms of service- for forwarding the matter to one of the two other
related documentation. To fulfil these duties, this units (either network or data centre problems). For
Office is provided with documentalists who par- these purposes, unit staff are trained in worksta-
ticipate in service analysis and rollout, and support tion maintenance and service troubleshooting.
the help desk activities performed within the ICT It is advisable that for each new service, piece
Service Management Office. of equipment and software that comes into the
house, a brief note on troubleshooting be pro-
ICT Service Management Office: This Office is vided to help desk workers to help them deter-
responsible for guaranteeing the continuity (avail- mine the source of a problem and a contact list
ability) and robustness of all the services provided should they be unable to resolve it .
by the ICT Department in addition to managing all
maintained ICT assets. To achieve this objective, the • Networking and Communications Unit. This unit
Office is organised into three units: is responsible for the provisioning and proper

62
EUROPEAN PARLIAMENT

functioning of the local area network and for ation with the ICT Service Development Office
internet connectivity so that every authorised during service design, development and imple-
user can access intranet services and browse the mentation activities.
internet according to well defined authentication
and authorisation policies. This unit is respon- The unit is also responsible for the recoverability
sible for configuring and maintaining network of the information managed through services,
appliances (switches, routers, firewall, etc.), for such as email or application-specific information.
implementing correct routing and security pol- For this purpose, the unit performs regular and
icies and for verifying their proper functioning planned server and storage maintenance activi-
using the most appropriate tools. It also main- ties, in addition to regular checks and backups,
tains and develops the internet Proxy Server and whose frequency depends on the service and
its content filtering rules, guaranteeing access which has to be agreed among service stake-
to authorised content according to the policies holders during service design.
approved by the Director.
The unit is thus also responsible for the correct
In case of problems involving the network, the and coordinated patching and upgrading of
unit is responsible with the Help Desk and Main- operating systems, on both workstations – by
tenance Unit for solving them. The unit manages cooperating with the Workstation Maintenance
the logistics of network and communication Unit – and on servers. Upon receiving service
assets, maintains updated registries and pro- requests consistent with ICT Department policies,
vides the Director with updated reports about it authorises services by updating user registries
the state of this equipment. For these purposes, and directories and guarantees that only author-
the unit is provided with skills on the configura- ised users access workstations and services. The
tion, administration and management of network unit manages the logistics of ICT assets and main-
appliances, together with network-level trouble- tains updated registries as well as service authori-
shooting competencies and knowledge about sations and provides the Director with updated
network security threats and countermeasures. reports about the condition of equipment and
authorisations. In the event of problems possibly
• Data Centre Operations Unit. This unit is respon- involving servers, storage appliances and service
sible for the deployment and proper functioning authorisations, the unit works with the Help Desk
of all servers and storage devices which are nec- and Maintenance Unit to solve them.
essary for ensuring an agreed level of availability
of services provided by the ICT Department. This
unit defines, designs, implements and maintains
the infrastructure necessary for deploying serv-
ices in the production environment, in cooper-

63
ANNEX 2: Advisory Group for
ICT Planning and Coordination31
Purpose Speaker and chaired by the Secretary General. It
The purpose of the Advisory Group for ICT Plan- should be composed of the heads of all depart-
ning and Coordination (the Advisory Group) is to ments of the Secretariat, or their representatives,
ensure a high level of communication, coordination and other major stakeholders as determined by the
and consultative decision making in the manage- Secretary General.
ment of ICT. The implementation of ICT in parliaments
is often subject to conflicting mandates and poorly Because of the responsibility of the Secretary General
understood priorities, which can lead to fragmenta- for the efficient operations of the whole parliament’s
tion of effort, inefficient practices, poor allocation of administration, it is vital for this official to play a major
resources and ultimately to user dissatisfaction. The role in the management of ICT. The various depart-
role of the Advisory Group is to address these prob- ments under the supervision of the Secretary General
lems through its organisation and activities. may have diverging objectives, and the Secretary
General must ensure coherence, cooperation and the
The Secretary General (or the senior administrative resolution of competing goals. The Secretary General
officer of the parliament) has final responsibility for also bears special responsibility for communicating
decisions regarding ICT, with the concurrence of the ICT plans and activities to the leaders and members
political leadership of the parliament, but those deci- of parliament and for ensuring that their most impor-
sions should be based on a consultative process. The tant requirements for technology are met.
values of openness and transparency, as well as the
principles of good management, require procedures The Advisory Group is supported by the Director of
that encourage stakeholders and users to be engaged ICT, who recommends the agenda and records its
in this process. The Advisory Group can support these decisions. The Director of ICT must ensure that the
goals by enabling users and stakeholders to propose technical work that is undertaken is fully responsive
ideas for the use of ICT and to be informed as decisions to the needs of the parliament and that it complies
are made and as plans and schedules are established. with the objectives of the strategic framework of the
National Assembly. The Director drafts the goals and
Organisation the accompanying action plans for ICT for review
The Advisory Group for ICT carries out its mandate by the Advisory Group. The Director must also be
partly as a result of being effectively organised. It able to translate technical concepts into proposals
should be formally established by the President / that can be understood by members.

31. Developed by the Global Centre for ICT in Parliament, 2009.

64
EUROPEAN PARLIAMENT

The work of the Advisory Group should be overseen • Carry out other activities deemed appropriate by
by the President of the house or by an official des- the Secretary General.
ignated by the President. Members of Parliament
who have an interest in ICT should be invited by Topics/Issues
the President to participate in the Advisory Group The following topics and issues are appropriate for
and should be encouraged to submit agenda items. the Advisory Group to consider:

Activities • ICT goals and action plans


The Advisory Group should accomplish its objec- • ICT priorities and resources
tives through the following activities: • ICT policies
• Status of projects
• Meet once a quarter or as necessary when con- • Evaluation and recommendation of solutions
vened by the Secretary General. when problems arise
• Meet more often at the beginning of its establish- • Services and content to be available on the
ment so that all members can become familiar intranet
with the current state and future plans for ICT. • Services, content and design of internal websites
This should be completed within the first three • Services, content and design of the public
months of the creation of the Advisory Group. website
• Review the goals and action plans for ICT. • Cooperation and coordination required among
• Review and approve, if merited, proposed projects. departments for the successful completion and
• Discuss and advise the Secretary General on ICT operation of ICT supported projects and activities
issues and priorities, with each member repre- • Sharing of plans and experiences with the other
senting both the perspective and interests of his house
or her own department as well as the perspective • Other topics and issues deemed appropriate by
and interests of the house as a whole. the Secretary General.
• Share information about ICT plans with staff in each
department; solicit the views of staff and present Reports
them as appropriate at Advisory Group meetings. The Advisory Group should publish the following
• Establish a means for staff to submit ideas and reports:
suggestions anonymously directly to the Advi-
sory Group. • Goals and action plans for ICT, reviewed and
• Give the Secretary General its best advice on ICT updated every year
matters. • Progress report on the action plans for ICT, every
• Publish a summary of its decisions and recom- six months
mendations so that all members and staff can be • Other reports deemed appropriate by the Secre-
informed. tary General.

65
Notes

66
EUROPEAN PARLIAMENT

Notes

67
FOR MORE INFORMATION, PLEASE CONTAC T:

OPPD – O ffice for Promotion


of Parliamentar y Democrac y

DG EXPO – European Parliament


Rue Wiertz 60 (Willy Brandt Building 04M061)
B-1047 Brussels, BELGIUM
e-mail oppd@europarl.europa.eu
tel. +32 (0)2 284 42 29
fax +32 (0)2 284 90 05
HT TP://W W W.EUR OPARL.EUR OPA.EU/OPPD

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