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Summary
Author for correspondence: • Baobab trees (Adansonia, Bombacaceae) are widely thought to store water in
Saharah Moon Chapotin their stems for use when water availability is low. We tested this hypothesis by
Tel: +1 617 496 3580 assessing the role of stored water during the dry season in three baobab species in
Fax: +1 617 496 5854
Email: chapotin@post.harvard.edu
Madagascar.
• In the dry season, leaves are present only during and after leaf flush. We quantified
Received: 11 August 2005
the relative contributions of stem and soil water during this period through measures
Accepted: 10 October 2005
of stem water content, sap flow and stomatal conductance.
• Rates of sap flow at the base of the trunk were near zero, indicating that leaf flushing
was almost entirely dependent on stem water. Stem water content declined by up
to 12% during this period, yet stomatal conductance and branch sap flow rates
remained very low.
• Stem water reserves were used to support new leaf growth and cuticular transpi-
ration, but not to support stomatal opening before the rainy season. Stomatal opening
coincided with the onset of sap flow at the base of the trunk and occurred only after
significant rainfall.
Key words: Adansonia, Bombacaceae, leaf flushing, phenology, sap flow, stomatal
conductance, tropical dry forest, water storage.
www.newphytologist.org 549
550 Research
1992), as can large, transpiring conifers (Waring & Running, Madagascar and Australia (Armstrong, 1983). The six Malagasy
1978; Waring et al., 1979) and Andean rosette species species, which probably form a monophyletic group (Baum,
(Goldstein et al., 1984), while some tropical forest trees use 1998), are restricted to the drier regions in the north, west and
stored water on a daily basis (Goldstein et al., 1998). Fewer south of the island, where they are found in deciduous forests,
studies have examined the role of water storage in deciduous spiny forests, scrublands and savannas. Baobabs range in
trees (Nilsen et al., 1990; Borchert, 1994a, 1994b; Machado height from 5 to 30 m, and all have huge, swollen, cylindrical
& Tyree, 1994; Stratton et al., 2000; Cedeño, 2001). Many or tapered trunks (Baum, 1995). Rooting depth is generally
deciduous, dry forest trees have large, swollen stems with a shallow, and roots can access a large area around the tree, with
high water content (Holbrook et al., 1995), and the propor- individual roots traveling along the surface for up to 70 m
tion of species with this growth form increases in drier areas (Guy, 1971; Fenner, 1980). Their low-density wood has large
(Medina, 1995). Contrary to expectation from their high vessels, few fibers, and abundant parenchyma throughout the
water-storage capacity, stem-succulent trees shed their leaves stem (Fisher, 1981; Newton, 1974).
earlier than co-occurring, nonsucculent trees, often before or The three species of baobab examined in this study were
at the onset of the dry season, a pattern suggestive of a ‘drought- Adansonia rubrostipa Jum. & H. Perrier; Adansonia za Baill.;
avoidance’ strategy (Owen, 1974; Fenner, 1980; Holbrook, and Adansonia grandidieri Baill. (the latter was included only
1995; Borchert & Rivera, 2001; Lobo et al., 2003). Additionally, for measures of water content and phenology). Adansonia
during short periods of drought, stem succulents may close rubrostipa and A. za are found over a large range of habitat
their stomata to prevent transpiration and turgor loss (Nilsen types in western and southern Madagascar, and exhibit a wide
et al., 1990). variety in overall morphology, while A. grandidieri has a
Baobab trees, like many stem succulents, flush new leaves narrower range and a more consistent morphology (Baum,
before the rainy season. (Daubenmire, 1972; Frankie et al., 1996). Study trees ranged from 1 to 3.5 m in diameter and
1974; Holbrook et al., 1995; Baum, 1996; Borchert & 15–25 m in height. Additional trees smaller than 1 m in
Rivera, 2001; Rivera et al., 2002). The end of the dry season diameter were included for phenological observations. Access
is when soil water availability is lowest, and as baobab trees are to the crown of the tree for installation of sap flow probes and
thought to be shallow-rooted (Fenner, 1980; Guy, 1971), any stomatal conductance measurements was through use of the
growth during this time should be dependent on stored water. single-rope technique (Laman, 1995).
Our major objective in this study was to learn to what extent
stored water is relied on during the dry season and for leaf
Phenology
flushing. A second goal was to learn whether the use of stored
water allows baobab trees to extend their growing season, Vegetative phenology was assessed during several seasons
either by initiating stomatal opening before the onset of the between September 2001 and January 2003. Leaf bud break
rainy season, or simply by having the leaves present when the and crown flush during the 2001 and 2003 leaf-flushing
rainy season begins. periods, and extent of leaf drop during the 2002 leaf-shedding
period, were monitored on a weekly basis. Observations were
made on 45 trees of A. rubrostipa, 28 A. za and nine A.
Materials and Methods grandidieri.
Field site
Soil water content
This study was conducted at the Kirindy Forestry Reserve,
one of the largest remaining tracts of tropical dry forest in Soil cores were taken from a depth of 10–30 cm below the
western Madagascar (longitude 44°49′ E, latitude 20°27′ S) leaf-litter layer at four representative sites in the Kirindy
(Rakotonirina, 1996). The majority of precipitation occurs Forest to quantify soil water content during the dry-to-rainy-
during the rainy season (December–March) and rainfall is season transition. The soil cores were placed in sealed plastic
absent during the main part of the dry season (April–October). bags in the field, then brought to the laboratory, weighed,
Mean annual rainfall is 770 mm, but can be highly variable dried at 75°C and reweighed. Water content was calculated as
and ranges from 300 to 1400 mm yr−1 (Ganzhorn et al., 1990). a percentage of dry weight. Three cores were taken per site
Soils are sandy with low water retention, except near seasonal every 7–14 d from September to December 2003.
watercourses where increased clay content confers a higher
water-retaining capacity (Sorg & Rohner, 1996).
Stem water content
Cores 12 mm in diameter and 50 cm in length were extracted
Study species
from the stem, between 0.5 and 1.5 m from the ground, using
The eight species in the genus Adansonia, commonly referred an increment borer. Three sections 5 cm in length and centered
to as baobabs, have a disjunct distribution across Africa, at 2.5, 15 and 30 cm beneath the bark were immediately
New Phytologist (2006) 169: 549– 559 www.newphytologist.org © The Authors (2005). Journal compilation © New Phytologist (2005)
Research 551
sealed into preweighed plastic bags. Fresh weight and volume Table 1 Dimensions of main stem and small branches at the location
were determined before drying the cores at 75°C to a constant of probe insertion for each tree on which sap flow measurements
weight (24 h). Water content was calculated as percentage of were made
fresh volume (Domec & Gartner, 2002). Cores were extracted
Parameter AR1 AR2 AR3 AZ1 AZ2 AZ3
from five trees each of A. rubrostipa, A. za and A. grandidieri
four times between October 2001 and February 2002, then Diameter at base (cm) 127 147 110 119 128 112
again in January, February and March 2003. Two more Diameter at top (cm) 80 92 116 82 94 87
measurements were made in September and December 2003. Diameter of branch 1 (cm) 10 11 8 11 10 11
Five additional trees of A. rubrostipa and A. za were included Diameter of branch 2 (cm) 13 11 8 9 11 13
Height to main branches (m) 13 12 11 13 13 17
to increase the sample size for these last two measurements.
Stem diameter at breast height was measured monthly with a Adansonia rubrostipa (AR); Adansonia za (AZ).
dbh tape to assess stem shrinkage and swelling in response to Sap flow measurements on AR1, AR2, AZ1 and AZ2 were made
uptake or use of stem water. Permanent guides were used to during the leaf-flushing period; measurements on AR3 and AZ3 during
ensure repeated measurements with the dbh tape were made the transitional period between leaf-flushing period and rainy season.
at the same height each time. Total water content in the
stems of several representative trees at different times of year is known. In the absence of accurate sapwood depth estima-
was estimated by taking the diameter of the tree at several tions, we focus on the relative timing and overall pattern of
points along the stem and the height at the point of branch sap flow at the different points in the tree, and we present our
divergence, and using the above stem water content values. data as sap flux densities.
© The Authors (2005). Journal compilation © New Phytologist (2005) www.newphytologist.org New Phytologist (2006) 169: 549– 559
552 Research
mid-December, and were completely leafless by mid-April and through water extraction with little size change for A.
(Fig. 1). rubrostipa, the total volume of water for similarly sized trees of
each species was approximately the same (1000 l). Measurements
of total stem volume were not available for A. grandidieri,
Soil water content
which generally has a larger diameter, a greater height, and less
Soil water content varied between the different sites at the taper than A. rubrostipa. Stem shrinkage in A. grandidieri
Kirindy Forest, but remained constantly low within each site would correspond on average to a four- to fivefold greater
from September to December, and did not begin to increase volume of water loss for each meter of stem height than in
until after significant rainfall had occurred. During the leaf- A. rubrostipa.
flushing period, water content values ranged from 3.8 ± 0.1
to 8.8 ± 0.4 at the sites measured (percentage of dry weight,
Sap flow rates
mean ± SE). Note that the last measurements (28 December
2003) were made at the beginning of the rainy season and do During the leaf-flushing period, sap flow rates at the bottom
not reflect the maximal water content values that are expected of the stem were low, indicating little to no water entry from
once the surface soil water has replenished fully. the roots and soil into the stem during this time. The probes
at the top of the stem had the highest sap flow rates of the
three positions, and those in the small branches had moderate
Stem water content
rates. Positive sap flow rates through the upper stem and
In A. rubrostipa, stem volumetric water content did not change branches while rates at the base of the tree were close to zero
significantly during the dry season ( March–September), but confirmed that water reserves in the stem were used to support
decreases in stem water content of 10.4 and 12.2% were leaf flushing (Fig. 4). Water-use rates in the branches and the
measured during the leaf-flushing period (September– top of the stem increased as leaf flushing progressed, then
December) in two separate years (Fig. 2). There was a slight gradually decreased after the leaves were expanded. Occasional
decrease in stem water content in A. za and A. grandidieri, but rainfall events after the leaves had expanded caused sap flow
the difference was not significant. All species experienced a rates at all points in the tree (base, top and branches) to
very small decrease in diameter during the dry season, but increase, although sap flow rates decreased quickly as soil
A. za, and to a lesser extent A. grandidieri, shrank considerably water was depleted (Fig. 5). Sap flow rates were highest in the
during the leaf-flushing period compared with the dry season morning, when ASD of the air was lowest, and declined to
(Fig. 3). The total volume of water lost was calculated for lower values over the course of the day. After the onset of the
representative A. rubrostipa and A. za trees. Despite the fact rainy season, coincident with greater soil water availability,
that the majority of water lost was through shrinkage for A. za sap flow rates at all points in the tree reached higher values and
New Phytologist (2006) 169: 549– 559 www.newphytologist.org © The Authors (2005). Journal compilation © New Phytologist (2005)
Research 553
Stomatal conductance
Stomatal conductance during the leaf-flushing period was close
to zero and remained low until after the rainy season began
(Fig. 6). Some trees exhibited a small amount of stomatal
opening shortly after sunrise, although the degree of stomatal
opening was lower than during the rainy season by over an
order of magnitude, but stomata closed as the morning progressed
and air-saturation deficit increased (Fig. 7). However, not all
trees exhibited early morning stomatal opening, and in some
cases values of stomatal conductance were zero even during
the morning after leaves were fully flushed (data not shown).
Fig. 3 Diameter decrease at breast height during the dry season and
leaf-flushing period for Adansonia rubrostipa (AR); Adansonia za (AZ);
Discussion Adansonia grandidieri (AG). Values are mean diameter decrease ± 1
SE. A paired t-test (P < 0.05) indicated significant differences in stem
Phenological patterns in African tropical dry forests vary diameter before and after each time period for AR and AZ during the
considerably from site to site. Leaf flushing in certain forests dry season, and for all species during the leaf-flushing period.
© The Authors (2005). Journal compilation © New Phytologist (2005) www.newphytologist.org New Phytologist (2006) 169: 549– 559
554 Research
Fig. 4 Sap flow rates in (a) two Adansonia rubrostipa (AR) trees; (b) two Adansonia za (AZ) trees during the leaf-flushing period. Leaves are
fully flushed by the times indicated by arrows. Each line is the average of values from two individual probes in similar locations (except one probe
only for the top probe on the first AZ tree; data are not available for any top probe on the second AZ tree).
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Research 555
Fig. 5 Sap flow rates in (a) one Adansonia rubrostipa (AR) tree; (b) one Adansonia za (AZ) tree during the transitional period between dry and
rainy seasons. Leaves were fully flushed by the time measurements were initiated. Sap flow rates responded quickly to small rainfall events
(arrows) ranging from 1.5 to 8.5 mm total precipitation. Rainfall amount (mm) given next to each arrow. Each line is the average of values from
two individual probes in similar locations (except one probe only for top of AZ).
can be entirely opportunistic with respect to water availability increasing depth into the stem. When expressed as a percentage
(Lieberman, 1982), while in others, such as the Kirindy Forest, of dry weight, water-content values in baobab trees (500–
many trees flush new leaves before the rainy season (Sorg & 800%) are much higher than published values for other
Rohner, 1996). The leaf-flushing period in baobab trees at tree species (30–300%, Tsoumis, 1991) as well as other
Kirindy occurs towards the end of the dry season, and a full stem-succulent trees (120–410%, Borchert, 1994a); although
crown of mature leaves is often maintained for several weeks it should be noted that these values are high also because
before the onset of the rainy season. The end of the dry season the solid fraction in baobab stems is quite low (Chapotin,
is generally when soil water content is at its lowest and 2005).
evaporative demand at its highest, and we therefore hypothesized The measured sap flow patterns were consistent with
that the water required for early leaf flushing and transpiration the hypothesis that the water necessary for leaf flushing was
in baobab trees derives from stored reserves in the tree. derived almost entirely from the stem and branches, and not
Furthermore, relying on stored water might allow baobab trees from the soil. The presence of sap flow at the top of the stem
to maintain stomatal opening even when soil water is unavailable, indicated substantial amounts of water moving from the stem
thereby increasing the length of the growing season. into the branches, and moderate flow rates in smaller branches
reflect water moving into the leaves to support leaf expansion
and cuticular water loss. Increasing water use during leaf
Stem water usage
flushing and decreasing water use thereafter probably reflect
Stem water content was high in all species (71–75% by changing leaf area and cuticular properties of the leaves during
volume in the outer sapwood), and generally decreased with maturation (Fig. 4).
© The Authors (2005). Journal compilation © New Phytologist (2005) www.newphytologist.org New Phytologist (2006) 169: 549– 559
556 Research
New Phytologist (2006) 169: 549– 559 www.newphytologist.org © The Authors (2005). Journal compilation © New Phytologist (2005)
Research 557
hydration, as they were in another dry forest site (Kummerow Even very small rainfall events occurring before the full onset
et al., 1990). These increased rates of water use were not sus- of the rainy season were accompanied by immediate increases
tained, however, and rates of sap flow in the branches and in sap flow, not only at the base of the tree, indicating water
stem declined gradually over the several days following the uptake from the soil, but also in the branches, indicating
rainfall event, in response to declining soil water availability. transpirational water loss caused by stomatal opening. In an
Sap flow rates then remained low until the next rainfall event. environment where the rainy season is short and its length can
It was not until after the onset of the rainy season, when rainfall vary by several months, maximizing photosynthesis in this
events were frequent enough to prevent soil drying, that sap way would be advantageous.
flow and stomatal conductance reached their maximal values With regard to the second question, as to why more exten-
and remained consistently high (Chapotin et al., 2006). sive use of stored water does not occur, results from two
related studies indicate that stored water may be unavailable
because of tissue water relations, transport limitations and
Limited use of stem water despite early flushing
biomechanical considerations. Baobab stem wood is highly
Early leaf flushing in baobab trees does not appear to allow vulnerable to cavitation and has a turgor-loss point near actual
stomata to open before the rainy season when soil water field water potentials (Chapotin et al., 2006). In addition, the
availability is still low. This raises two main questions: why conductive portion of the sapwood is restricted to the 1–2 cm
does leaf flushing in baobab trees precede the onset of the just beneath the bark, so that radial transport of water in the
rainy season; and why is stored water not drawn upon more stem to the transpiration stream is through a relatively high
extensively to maximize carbon assimilation? The first question resistance pathway, and is likely to occur very slowly. This rate
is pertinent because the use of stored water for leaf flushing of water movement may be sufficient for the needs of growing
appears to necessitate some investment in water-storage tissues, but is unlikely to meet the demand of actively tran-
tissue. Furthermore, daily temperatures reach their yearly spiring leaves. Furthermore, the wood is soft and weak, and
maximum during this time, and the inability to reduce leaf comprised primarily of living tissues which may exhibit
temperatures through evaporative cooling exposes the leaves decreased mechanical stability under excessive water withdrawal
to potentially damaging temperatures. Nontranspiring canopy (Niklas, 1988; Chapotin, 2005).
leaves frequently reached 40°C, a temperature that induces Water use in baobab trees before the onset of the rainy season
heat-stress responses in many plants ( Jones, 1992). appears surprisingly conservative, given the vast amounts of
It has been suggested that a physiological advantage of early water in the trunk. However, the constraints described above,
leaf flushing is that leaves are ready to begin photosynthesiz- and the highly unpredictable climate to which baobab trees
ing when the rainy season begins (Rivera et al., 2002). Having are subject, may require that use of stored water be limited in
the leaves present by the end of the dry season allowed baobab this way. The timing of the rainy season can vary by several
trees to open their stomata as soon as soil water became avail- months, and the total amount of precipitation in any given
able, and eliminated the time lag that would otherwise have rainy season is similarly variable (Fenner, 1980). By restricting
existed between the onset of the rainy season and the onset of water use to leaf flushing rather than stomatal opening, the
photosynthetic activity. Additionally, early leaf flushing allows baobab tree is able to maintain leaf turgor until the onset
baobab trees to take advantage of scattered or early rainfall of the rainy season, and to produce a new crop of leaves the
events, although they may be of limited duration or intensity. following year if current-year precipitation levels were not
© The Authors (2005). Journal compilation © New Phytologist (2005) www.newphytologist.org New Phytologist (2006) 169: 549– 559
558 Research
sufficient to replenish the water content in the wood. The buffer daily water deficits? Plant, Cell & Environment. (In press.)
results of this study appear to contradict general ideas about doi:10.1111/j.1365-3040.2005.01456.x
Clearwater MJ, Meinzer FC, Andrade JL, Goldstein G, Holbrook NM.
water use in baobab trees by indicating a limited role for 1999. Potential errors in measurement of nonuniform sap flow using heat
stored water. To our knowledge there are no similar studies on dissipation probes. Tree Physiology 19: 681–687.
stem-succulent trees that focus specifically on water use dur- Daubenmire R. 1972. Phenology and other characteristics of tropical
ing the period between leaf flushing and the onset of the rainy semi-deciduous forest in north-western Costa Rica. Journal of Ecology 60:
season. Stem-succulent trees occur in many distantly related 147–170.
Do F, Rocheteau A. 2002a. Influence of natural temperature gradients
plant taxa, yet exhibit striking convergence in physiog- on measurements of xylem sap flow with thermal dissipation probes.
nomy, ecology and habitat. Although this study focuses on 1. Field observations and possible remedies. Tree Physiology 22:
just one genus, the results suggest that water-use patterns in 641–648.
stem-succulent trees may need further study. Do F, Rocheteau A. 2002b. Influence of natural temperature gradients on
measurements of xylem sap flow with thermal dissipation probes. 2.
Advantages and calibration of a noncontinuous heating system.
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