DENNIS E.

LIU
3401 Lee Parkway # 2001 * Dallas, Texas 75219
(214) 585-1802 * dl629a8c@westpost.net
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ASSOCIATE LEVEL INVESTMENT BANKER:
Securitization, Specialty Finance, Commercial Real Estate Finance
* Highly skilled investment banker with 8 years of experience in the structured
finance market with broad expertise in multiple products including term and cond
uit securitizations, CMBS, and CDOs.
* Possesses a hands-on approach to the business and is adept in all aspects of t
ransactions, including client marketing, due diligence, collateral and bond anal
ytics, rating agency and investor presentations, and negotiating terms and legal
documents.
* Developed proficiency in Bloomberg, Intex, Argus, and Microsoft Office with ex
ceptional financial modeling skills.

Capital Markets * Origination * Structuring * Marketing * Client Management * Co

llateral Analysis
Financial Modeling * Financial Statement Analysis * Commercial Loan Underwritin
g
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PROFESSIONAL EXPERIENCE
INDEPENDENT OPTIONS TRADER, Dallas, Texas * 2008-Present
Developed options strategy to trade the volatile U.S. equity markets. Monitored
positions daily and made changes to option parameters according to market condi
tions and outstanding positions. Conducted company specific research and gathere
d industry market data to be used in security analysis.
DOUBLE EAGLE ADVISORS, LLC, Dallas, Texas * 2008-Present
Consultant (Part Time)
Provide financial advisory, consulting, and private placements for finance compa
nies and financial institutions. Prepare corporate cash flow analysis and coll
ateral/bond analytics. Assist clients in credit facility negotiations and in bu
ying and selling whole loans.
BMO CAPITAL MARKETS CORP., Dallas, Texas * 2007-2008
Associate in Investment Banking/US Securitization Group
Junior banker focused on the origination and structuring of asset-backed securit
izations for middle market finance companies within the specialty finance sector
.
* Lead associate on $130M+ ABS for home improvement finance company. Responsible
for due diligence, structuring and bond
cash flow modeling, collateral analysis/stratifications, market research,
investor reporting, and leading the bond rating process.
* Contributed to negotiation, analysis, structuring and closing of $420M of term
securitizations consisting of residential and small
commercial loans and $400M of ABCP, including $150M in church loans and $
250M in equipment leases.
* Prepared and presented memorandums totaling $6.7B+, including $4.9B in auto lo
ans; $1.1B in middle market loans; $0.7B in
credit card receivables, to BMO CM internal credit committee in support o
f BMO CM acting as a Co-Manager in public and
private /144A transactions.
* Asset classes included Performing and Non Performing Residential Mortgage Loan
s, Home Improvement Loans, Church Loans,
Auto Loans, Equipment Leases, Timeshare Receivables, and Small Balance Co
mmercial Mortgage Loans.
Career Note: Involuntary termination (laid off) due to Dallas office closure.
GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, L.P., Dallas, Texas * 2004-2007
Senior Associate in Securitization Group/Real Estate Investment Banking * 2005-2
007
Served as lead associate within conduit securitization group. Directed analysis
and due diligence of underlying collateral within CMBS and CRE CDO pools. Perf
ormed re-underwriting of commercial real estate loans prior to securitization.
Orchestrated preparation of top 10 large loan ($50M+) summaries included in CMBS
pool. Coordinated due diligence process of the securitized CMBS pools between
the securitization group, conduit lending group, B-Buyer, and rating agencies, a
nd accountants.
* Contributed to analysis, marketing, and closing of 10 CMBS totaling $40B+ and
5 CRE CDOs totaling $5B+.
* Prepared asset summaries and performed re-underwriting of Mervyn's Portfolio o
f 162 properties ($400M), Hyatt Regency Dallas
($90M), Destin Commons ($84M) -- a few key notables.
* Experience underwriting 6 types of property: hospitality, multifamily, retail
, mixed use, industrial, and office.
* Supervised 2 analysts within the securitization group.
*
DENNIS E. LIU * Page Two * dl629a8c@westpost.net
Analyst in Securitization Group * 2004-2005
Key member of team to provide analytical support to the investment banking group
, fixed income group, and sales desk of Goldman Sachs & Co. Performed analysis
of commercial real estate loans at property level, including real estate and cre
dit risk analysis.
* Maintained hedge tape for commercial real estate loan exposure on Goldman Sach
s' balance sheet.
* Forecasted cash flow statements based on analysis of leases, rent rolls, histo
rical financials, and benchmark expenses and ratios.
* Created and maintained collateral data tapes for CMBS securitizations totaling
$15M+.
Career note: Founded and operated FinancialHeadhunter.com from 2003-2004.
Completed rigorous MS Finance program from
2000 to 2002.
WACHOVIA SECURITIES, INC. - STRUCTURED FINANCE SERVICES, Charlotte, North Caroli
na * 1999 to 2000
Transaction Manager, Assistant Vice President
Recruited to perform collateral administration on multi-million dollar offshore
financial structures secured by high yield securities, emerging market debt inst
ruments, and bank loans (aka CDOs).
* Managed 5 client accounts with investment managers.
* Performed collateral administration on 10 CDOs totaling $4B+.
* Established international business development into Singapore, India, and Sout
h Africa.
J. P. MORGAN CHASE - STRUCTURED FINANCE SERVICES, Houston, Texas *1998 to 1999
Senior Administrator for Asset Backed Securities Group
Performed collateral administration on CLOs.
* Managed 5 CLOs totaling $8B, including daily cash flow reporting, payment dist
ribution, and investor services.
EDUCATION
Master of Science in Finance
University of Texas at Dallas, Richardson, Texas
Bachelor of Business Administration in Finance
Baylor University, Waco, Texas