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Peculiarities of Distributed Passive Intermodulation Generation in Coplanar Waveguide

Transmission Lines

Alexey Shitvov and Alexander Schuchinsky

The Institute of Electronics, Communications and Information Technology (ECIT)
Queens University of Belfast
Northern Ireland Science Park, Queens Road, Queens Island, Belfast BT3 9DT
United Kingdom
Email: a.shitvov@qub.ac.uk


INTRODUCTION

Distributed nonlinear mixing constitutes a primary mechanism of passive intermodulation (PIM) distortion of multi-
carrier signals in printed transmission lines. The recent studies of the phenomenology of PIM generation have revealed
the fundamental properties of the distributed PIM production in stand-alone microstrip lines. Cumulative intensification
of the forward propagating PIM products, generation of reverse propagating PIM products in matched lines, geometrical
effects, etc. have been predicted theoretically and confirmed experimentally. However, an important case of distributed
PIM generation in coupled and multi-conductor transmission lines has not been addressed yet.

It has been suggested elsewhere that fringing fields can noticeably contribute to PIM generation, so that the adjacent
transmission lines can be susceptible to crosstalk interference at the PIM frequency, even though they are well isolated
at the carrier frequencies. Moreover, the distributed PIM sources may additionally cause excitation of all guided modes
permissible in the multi-conductor transmission lines at harmonic frequencies even without discontinuities. These
spurious modes can have far reaching effects on signal integrity in the printed circuits.

This paper presents the results of the theoretical and experimental studies of distributed PIM generation in coplanar
waveguide (CPW) transmission lines with weak nonlinearity. Near-field probing has been used for mapping the field
distributions at the fundamental and PIM frequencies on a length of straight uniform CPW fabricated from a
commercial microwave laminate. It has been shown that the PIM product distribution in the CPW cross-section may
have asymmetric pattern which varies along the line. This phenomenon is attributed to excitation of both even and odd
modes of PIM products generated by the fundamental even modes with the symmetric field distribution of the carriers
in CPW with finite ground conductors.

The physics of distributed PIM production in CPW and the conditions for unimodal frequency conversion will be
discussed. The theoretical analysis is based on a nonlinear transmission line (NTL) model with weak distributed
nonlinearity. The first-order perturbation solution for the third-order PIM products generated by two CW carriers is
sought as a generalisation of the NTL phenomenology to the case of coupled odd and even modes of PIM products in
CPW. The implications of this effect for design of low-PIM printed circuit components will be briefly discussed.

MECHANISM OF DISTRIBUTED PIM GENERATION IN PRINTED LINES

In order to explore the effects of distributed PIM generation in printed lines, a microstrip (MS) and a coplanar
waveguide (CPW) samples were fabricated on Taconic TLG-30-0310-CL1/CL1 laminate of thickness 0.76 mm with
low profile 35 um copper cladding and 1 um immersion tin finishing. Preliminary experimental study performed by the
authors proved that the PIM products in this material are mostly generated by the nonlinear dielectric substrate, [1], thus
a significant difference between the MS and CPW was anticipated due to dissimilarity in the field distributions. The
50 samples have been designed with similar dimensions, so that both lines comprise 1.9 mm wide and 914 mm long
straight uniform signal strips. The ground electrodes of the CPW were 40 mm wide, and the slots are 0.09 mm. Both
MS and CPW samples have been fitted with the direct cable launchers carefully designed to ensure return loss better
than -25 dB in the measurement band 890-960 MHz without affecting PIM response, [2].

The experimental characteristics of the MS and CPW specimens presented in Fig. 1 show a similar increase of the PIM
level towards the line output. The PIM product distributions are offset for about 24 dB from each other, provided equal
probe-to-line coupling for MS and CPW, and also a horizontal shift of their minima can be observed. The difference
between the PIM levels on the two lines has been simulated using the earlier developed NTL-model of distributed PIM3
generation in printed lines, [1] and [3]. Taking into account a realistic charge distribution on the printed traces [4] and
the geometrical factor of the nonlinear capacitance for the specified dimensions of the test specimens, the third-order
PIM level on the CPW was obtained 22 dB higher than on the MS, which is in good agreement with the experimental
mean value of 24 dB. The horizontal offset of the troughs and humps can be attributed to the difference in the specimen
port matching due to dissimilarity of the feeder cables in the two sets of measurements.



Fig. 1. Comparison of PIM product distributions along the microstrip and coplanar waveguide
as measured at third-order PIM frequency 910 MHz and carrier power 244 dBm


A general trend of increasing PIM3 level towards the line output and ripples on the experimental characteristics in
Fig. 1 enable consistent physical interpretation in terms of the phase synchronism in a four-wave mixing process, [3].
Such a description is founded upon the representation of the distributed response as the superposition of the individual
contributions from similar lumped PIM sources located at each point along the line. A fundamental assumption of such
a mechanism of PIM production is the omni-directional generation by each elementary PIM source, which has been
experimentally demonstrated in [5]. The simulation curve for PIM on MS in Fig. 1 has been obtained using the model
developed in [1].

One of the major limitations of the models developed in [1] and [3] is that they are not suitable for analysis of mode
conversion in CPW. Next section outlines the phenomenology of PIM generation in CPW.

DISTRIBUTED PASSIVE INTERMODULATION IN COPLANAR WAVEGUIDE

The phenomenology presented in this section is based upon the theory of distributed PIM generation developed in [1]
and [3]. It is aimed to illustrate the mechanism of multi-mode PIM generation in CPW by a single-mode excitation of
the carrier frequencies. We express the wave propagation on a CPW in terms of the slot voltages and currents, which
can be related to the quasi-TEM even and odd modes of CPW [6]. Accordingly, the wave propagation on a CPW
transmission line with weakly nonlinear substrate can be described in terms of the vector functions of the slot voltages
and currents: ( )
( )
( )
1
2
,
,
,
U x t
x t
U x t
| |
|
|
\
U = and ( )
( )
( )
1
2
,
,
,
I x t
x t
I x t
| |
|
|
\
I = . The corresponding generalised telegrapher equations read:


( )


x t
x t

=


U I
RI L
I U
C U GU
(1)

where we formally introduce the symmetrical matrices of per-unit-length resistance

R , inductance

L and conductance,

G, whose components are expressed in terms of the respective modal values. Let us assume the substrate has the third-
order nonlinearity, which leads to the third-order intermodulation processes. The corresponding matrix of per-unit-
length capacitance has the from


2
1 2
0 2 0 2
2
0


0
U
C C
U
| |
= + = +
|
\
C C C U (2)

-145
-135
-125
-115
-105
-95
-85
0 20 40 60 80
P
r
o
b
e

P
I
M

r
e
a
d
i
n
g

(
d
B
m
)
Distance from input (cm)
Coplanar waveguide
Microstrip (Measurement)
Microstrip (Simulations)
Coplanar waveguide
Microstrip
where
1
2
0

0
U
U
| |
=
|
\
U ,
0 0
0
0 0

a
a
C C
C C
| |
| =
|
\
C is the matrix of linear per-unit-length capacitance and
2
C is a small
perturbation parameter. The matrix
11 12
21 22



| |
|
\
= defines the properties of the substrate nonlinearity. Notably,
11 22
when the nonlinearity is different for the two slots. For the non-gyrotropic substrate
2
0
12 21
0
a
C
C

| |
= =
|
\
.

Equations (1) and (2) lead to the following nonlinear matrix differential equation for the vector-voltage:


( )
2 2 2 2
2 2
0 0 2 2 2
2 2 2


C C C
t t t t x t t

+ = + +

U U U U U U U
LC RC LG RGU R U L L U (3)

The solution of this equation for any intermodulation frequency of two-tone carrier excitation (carrier frequencies
1

and
2
) can be obtained by perturbations using the small parameter
2
C and the Fourier expansion of the slot-voltage
amplitudes over the spectrum of mixing frequencies:

( ) ( )
,
2 , ,
0
,
q p
i t
k
q p k
k p q
x t C x e

+ + +
= = =
=


U U (4a)
( ) ( )
,
2 , ,
0

,
q p
i t
k
q p k
k p q
x t C x e

+ + +
= = =
=


U U (4b)

where the mixing frequencies
, 1 2 q p
q p + = . Substituting (4) into (3) and collecting the terms with the same powers
of
2
C , one can obtain the following system of linear differential equations for each mixing frequency:

( )
2
2 , , ,0
2

0 : 0 I U
q p q p
d
k x
dx
(
= =
(
(



(5a)
( )
( ) ( ) ( )
2
2 , , ,
2
1
, , , , , , , , , 1
0 0

1:

q p q p k
k v
q r p s q r p s q p m n j r m s n v j q r p s k v
v j m n r s
d
k x
dx
j x x x


= = = = = =
(

(
(

(
=





I U
R L U U U
(5b)

where the wave-number matrix
( )( ) , , , 0

q p q p q p
i i = + + R L G C and
2

I is the identity matrix. Equation (5a) implies


that zero-order perturbation solution contains only the terms at the fundamental frequencies, whereas the combinatorial
frequency terms result from the solution of the inhomogeneous equations (5b) with the known RHS terms. Indeed, for
k=1 the RHS of (5b) contains only the terms with indices (1,0,0) and (0,1,0) obtained from the solution of (5a).

The respective boundary conditions follow from Kirchhoffs voltage law and (1), which results in the following
relations:


( ) ( )
( )
( )
( )
, 0, , ,
, , , , ,
2
0

0
q p k q p k
q p S q p q p q p k
k
x
d x
j Z j
dx C


=
+ + = +

V U
R L R L U (6a)

( )
( )
( )
( )
, ,
, , , ,

q p k
L q p q p q p k
x l
d x
Z j l
dx

=
= +

U
R L U
(6b)

Let us examine qualitatively the case of symmetrical excitation of CPW at fundamental frequencies. Given that the odd
and even modes are not coupled in the case of geometrically symmetrical uniform transmission line with the boundary
conditions (6a-b), one can expect that the even mode dominates at fundamental frequencies, whilst the conversion to the
odd mode may occur only through the weak nonlinearity. Thus, in the first order of perturbation, the odd mode would
make a negligible contribution to the propagating carrier waves. The symmetrical two-tone excitation of the carrier
waves has the following form:


( )
1 2 1 2
0 0 0 0
i t i t i t i t
t e e V e V e

= + = +

+ +
V V V u u

(7)

so that the general solution of (5a) can be expressed as follows

( )
( ) ( )
, , , ,
, ,0 , ,0 , ,0 , ,0 , ,0
q p q p q p q p
x l x x l x
q p q p q p q p q p
x A e B e A e B e

+ +

+ + + | | | |
= + + +
| |
\ \

U u u (8)

where introduced are the following modal vectors:
1
1
+
| |
=
|
\
u and
1
1

| |
=
|

\
u . Substituting (7) and (8) into (6a) and (6b)
and using the orthogonality relations
( ) ( ) ,

0
T
q p
j

+ =

u R L u , one can obtain coefficients


, ,0 , ,0
,
q p q p
A B
+ +
and find that
, ,0 , ,0
0
q p q p
A B

= = . Therefore, in the zero order of perturbation the symmetrical excitation results in the even
propagating modes of carriers.

Next we substitute the calculated amplitudes of the zero-order even modes into (5b) (which are the only terms in the
right-hand side of the equation) and note that the symmetry of the solution for the PIM voltage depends entirely upon
the properties of matrix . Namely, non-reciprocal PIM generation could result in generation of both even and odd
modes of PIM solution, as also unequal nonlinearity of the slots. In general, both
11
and
22
are uncorrelated random
functions of x (due to the stochastic distribution of microscopic PIM sources) and thus
11 22
. In this model, we
assume that
11
1 = , thus the perturbation parameter
2
C and value
22
are to be derived from experiment.

To validate our conjecture, the near-field PIM probing on a long uniform CPW transmission line has been employed
[5]. The test sample was the 914 mm long 50 CPW transmission line with the matched direct cable launchers at the
ends. The line was fabricated on Taconic TLG-30-0310-CL1/CL1 laminate, which features dominating substrate
(voltage-driven) nonlinearity, as proved by our earlier measurements on a set of microstrip lines of different width [7].
The CPW dimensions are similar to those in the preceding section. The probe was represented by an open-ended coaxial
cable similar to one used in [2]. An appropriate normalisation of the PIM probing results is described in [8].

The near-field probing in linear regime was carried out at 910 MHz frequency with the aid of a PNA. The probe
readings for the cross-sectional electric field distribution at several positions along the transmission line are shown in
Fig. 2a. The field patterns are fairly symmetrical, which allows us to assume that the high-power carriers in PIM
measurements are represented by the even mode. Slight asymmetry of the distributions in Fig. 2a is related to the PCB
panel warping. The effect of warping in PIM probing was caused by pressing the probe against the PCB surface.


a) b)

Fig. 2. Cross-sectional distributions of linear transmission coefficient |S
21
| and third-order PIM
product at several positions along the 914 mm long uniform CPW transmission line

-85
-75
-65
-55
-45
-35
-50 -40 -30 -20 -10 0 10 20 30 40 50
P
r
o
b
e

r
e
a
d
i
n
g

|
S
2
1
|

(
d
B
m
)
Coordinate from the centre of CPW strip (mm)
210 mm
265 mm
315 mm
380 mm
793 mm
-145
-135
-125
-115
-105
-95
-50 -40 -30 -20 -10 0 10 20 30 40 50
P
r
o
b
e

P
I
M

r
e
a
d
i
n
g

(
d
B
m
)
Coordinate from the centre of CPW strip (mm)
210 mm
265 mm
315 mm
380 mm
793 mm
The near-field PIM probing was carried out at 910 MHz - third-order PIM frequency, with 244 dBm CW carriers
(f
1
= 935 MHz and f
2
= 960 MHz). The cross-sectional distributions in Fig. 2b show an overall growth of the PIM level
towards the line output, which is compatible with the proposed model
1
. Moreover, the existence and considerable
contribution by the odd mode in PIM product can be easily inferred and consistently interpreted within the proposed
model. Because the phase velocities and amplitudes of even and odd modes are different, the amplitudes of slot voltages
of PIM products change out of phase along the transmission line (see Fig. 2b). Also, because the ground conductors are
connected at the CPW terminals, the odd mode is trapped within the transmission line section and its longitudinal
distribution features a standing-wave pattern.

According to the proposed model, the results in Fig. 2 can be qualitatively interpreted in terms of unequal slot
nonlinearity, i.e.,
11 22
. The model embraces all major features of distributed PIM generation in a weakly nonlinear
CPW transmission line, such as the cumulative PIM growth in the propagation direction and out-of-phase variations of
the slot voltages along the transmission line. The detailed quantitative analysis of the problem, including an
experimental extraction of the empirical nonlinearity parameters, will be discussed elsewhere.

DISCUSSION AND CONCLUSION

In the absence of conclusive experimental evidence, we can only speculate on the microscopic mechanisms of the
substrate nonlinearity discussed and the inequality of the latter in two CPW slots. Although we consider here the
nonlinear capacitance as the primary source of distributed PIM generation, which by the way is consistent with our
earlier observations summarised in [1], it is noteworthy that the voltage-driven nonlinearity could manifest itself
through the nonlinear conductance. It has been noted in [9] that silica filled polymers exhibit much greater conductivity,
at least in the low field region, as compared with either silica or polymer, which also appear to be nonlinear. Notably,
spherical silica inclusions are commonly used as filler in the PCB laminates. Moreover, the dielectric relaxation of the
interfaces between glass fabric and base PTFE, as also between PTFE and epoxy layers, could further contribute to the
nonlinear conductance. Whatever the nature of the substrate nonlinearity is, the modelling approach developed in this
paper requires only minor modification to provide adequate treatment of the problem of distributed third-order PIM
generation in transmission lines with nonlinear substrates.

The explanation of the nonlinearity dissimilarity, viz.
11 22
, is even more speculative and needs further
experimental investigation. One may suggest that non-uniform panel warping might contribute to such dissimilarity
[10]. On the other hand, this may be the result of uneven plating or contamination of the slots during the fabrication
and/or cleaning. In any case, within the limits of the proposed model this dissimilarity seems to be essential for
consistent interpretation of the results in Fig. 2.

This study has revealed that, due to the stronger field confinement within the gaps, the CPW is characterised by
considerably higher PIM generation rate, as compared with the MS transmission line of the same width. Moreover,
distributed PIM products in CPW feature mixed-mode generation. The odd PIM mode is difficult to eliminate and it can
affect the performance of CPW and slotline circuits. The proposed phenomenology can provide accurate analysis of the
major features of distributed PIM generation in CPW transmission lines and help to understand the mechanisms of
nonlinear mode conversion and the ways of PIM mitigation.

ACKNOWLEDGEMENTS

This work has been supported by the Royal Academy of Engineering/EPSRC Research Fellowship. Authors are grateful
to Taconic ADD and Trackwise Designs Ltd for the printed line samples and material specifications, and to Castle
Microwave Ltd for providing access to the PIM test equipment.

REFERENCES

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sources on microstrip lines, in Proc. MULCOPIM08, Valencia, Spain, 24-26 September 2008.
[2] A. Shitvov, T. Olsson, D. Zelenchuk, A. Schuchinsky, Characterisation of Passive Intermodulation in Printed
Lines, in Proc. LAPC08, Loughborough, UK, 2008, pp. 277-280.
[3] D. E. Zelenchuk, A. P. Shitvov, A. G. Schuchinsky, and V. F. Fusco, Passive intermodulation in finite lengths of
printed microstrip lines, IEEE Trans. MTT, vol. 56, no. 11, pp. 2426-2434, November 2008.

1
Despite the closed-form equations for PIM distribution along the transmission line are not presented in this paper, they
are similar to the corresponding equations in [3].
[4] A. S. Ilynsky, G. Ya. Slepyan, and A. Ya. Slepyan, Propagation, Scattering and Dissipation of Electromagnetic
Waves. London: Peter Peregrinus Ltd., 1993.
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lines: near-field probing and observations, IEEE Trans. MTT, vol. 56, no. 12, pp. 3121-3128, December 2008.
[6] K. C. Gupta, R. Garg, I. Bahl, and P. Bhartia, Microstrip lines and Slotlines, 2
nd
ed., Artech House, pp. 458-466,
1996.
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of trace dimensions and substrate, IET Microwaves, Antennas & Propagation, vol. 3, no. 2, pp. 260-268, March
2009.
[8] A. Shitvov, A. Schuchinsky, and D. Zelenchuk, Near-field mapping of passive intermodulation in printed
circuits, in Proc. EuCAP10, Barcelona, Spain, 12-16 April 2010, pp. 1-4.
[9] J. Y. Zhou and S. A. Boggs, Measurement of nonlinear dielectric properties - effect of dielectric dispersion, in
Proc. 2001 IEEE Conference on Electrical Insulation and Dielectric Phenomena, Kitchener, Ont., Canada, 14-17
October 2001, pp. 1-4.
[10] A. P. Shitvov, T. Olsson; J. Francey, D.E. Zelenchuk, A.G. Schuchinsky, and B. El Banna, Effects of interface
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