FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

I. Pcrso~ R~por~in~ Oast nnm~ fi~sl, nfiddl iniIial) Lipez, Kermil V. 4. Title (Arfidc III judges indicate active or ~cnior staltlg; U.Sr Circuit Judge- Active L ~mr| or Organization Firsl Circufl Court of Appeals 5a. l{cport "l),pe (cl~cck appropriate type) ~ momi,ntt,~m, ~ lniliat Date E~] Annual ~ Final

in Goveroment Act ~?/ 1978

~ u.s.c, app. ~q, 1Ol-1ll)

05/I 2/2010 6, Rcporling Period 01 t0112009 to 12/31/2009

5b. ~ Amended Report 7. Chambers or Office Address U.S. Court of Appeals-]sl Ch 156 Federal Porlland, M E 04101 8, On the hasis of the information contained in Otis Repor! l~lld Dilly with applicable laws and regulalions. Reviewing Officer D~tc

IMPORTANT NOTES: lhe instruct!arts accompanyi,tg this]brm must bejbllowed. Coatplete all parts,
checking the NONE box f!)r each part where you ha I,e no reportable i~[brmationo Sign on last page.

I. POS IT i ON S. ~,,,.i.~, ~.a ;,,~a,,.t ,,.z.,,; ,.~,, ;v- 9- ~ s ,~/~i,,~ i,,,~.,,,.,i,,..,..)

[_~ NONE (No rc7)orlabh;positions.) POSITION
1. Chairman

NAME OF ORGANIZATION/ENTITY
Maine Statc-l"cdcral Judicial Council

2. 3. 4. 5.

Member of Board of Directors (ex officio)

Cleaves Law Librm3,

NONE (No reportable a~reemenls.)

_DATE

PARTIES AND TERMS

2.

Lipez, Kermit V.

FINANCIAL DISCLOSURE REPORT

I;~me,,fPerson Rep0rting
Lipez, Kermit V.

Date of Reoorl
05/12/20

Page 2 of 6

III. NON-INVESTMENT INCOME. :#,.t,,,.,i,,~.i,,,.,,i,J,,./,,.u.,p ..........

A. Filers Non-Investment Income NONE (No reportable non-investment i~come.) DATE 1. 2009 2, 3. 4. ~OURCE AND TYPE Mai;~e State Retirement System INCOME
(yours, Ig)t Spl)LIS~S)

$25.855.00

B. Spouses Non-Investment I ncome - tly,,u were muffled dttring any portiot~ o.Fthe feportitg year, ~,m/,lete this section, ~
NON E (No reportable non-it~vestment i~Tcotne.) DATE I. 2009 2. 2009 3. 4 SOURCE AND TYPE Mab~e t3oard of Envirom3~enta[ Pr{~tcction Maine State Bar Association

NONE ~No rcT~ortable r~imbursementx.) SOUR~ DATE~ 1/23/09 LOCATION Phi~ade!phia, PA PURPOSE Panel Discussion 1TEMS PAID OR PROVIDED transportation, lodging meals

1.

Universily of Pem~sylvania School of Law Cardozo School of l.aw New York University School of

2. 3.

3/7-8/09 3/28/09

New York, NY New York, NY

Moot Co~r~ Scholarsh}p Selection

trar~sportafion, lodging, mealg transportation, lodging, meal~

4. 5.

IFINANCIAL DISCLOSURE REPORT Page 3 of 6

~ .....
Lipez, Kermit V. 05/12/2010

a dependent ~-ttildren; .~ee pp. 28-3! o~/ili,tg

NONE (No reportabte g~fis.) SOURCE DESCRIPTION VALU~

2. 3. 4. 5.

VI. LIABILITIES. a.,.t.a,,, o, ......

,y,,~ .......... a a..~..a,,,.

~
1. 2. 3. 4. 5.

N ON E (tV~ reportable liabilities.) CREDITOR ACS ACS Chase Card Services Citiba~k Student Loan Student [x~art Credit Card Smdem l.oan None K DESCRIPTION VALUE ~ODE

FINANCIAL DISCLOSURE REPORT

N ....

fPc ..... Reporling

Page 4 of 6
VII. INVESTMENTS and TRUSTS--i .............

Dalcofaeport 05/12/2010

Lipez. Ke.rmit V,

~,,~, , ........,i,.,~ a,,,:~.a.~ ,~, ...... . sp,,,se ana aepe,aem c~itare,,; see ~p. .~-6O oy~ti,,g h,s,~,c,io,.~.)

NONE (,,~ re~orfahle income, a.~sets, or transactions.)

Dcscr{plion of Assets (incJuding llu~I asscls) Place "(X)" after each as~tt ...... pt from pri~r discl ..... lncomc du~ing ~cporgng period ]Amount Type (e.g., Code Idiv ;cnt (A-It) o~nl.) Gross vak~c a* end of rcpon.ing pcri~ Value Code2 (J-P) Vahl Method Code3 Tr~lllsacliolls during rcporling period

l)pc (c.g., Dale Value ~ Gain ; buy, sell ..... wd~yY I Code2 Coder i redemption) I i (J-P) (A-H)

Identity of bu)cr,scllcr (if private

l.

Key ~m]k AccotllHs

Interest

2.
3. 4. 5. 6. 7 8

Merrill L yl3Ch.
--AIM Constellalion Fund CI A --Oppenhemaer Main Street Growth & Income CI A --Seligman Communications & h}formation Fund CI A --FIA Card Se~wices NA RAS (see VIII tbr explanation) --ML Re6rem~nt Rese~we Ct I Lipez Br~}~,dcasting Corp.

lnt.IDiv.

Dividend

11. 12 13 14. 15.

16.

FINANCIAL DISCLOSURE REPORT Page 5 of 6

N~,.~ ~,[ P ...... Rcpor~i,,g

~ipe~., Kern, it V.

05/12/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.,~i~.,,~

VII. I:IA Card Services is simply a new name, effective July t, 2009, tbr the money market accotmt identified as ML[? Bank USA on my 2008 report.

N~me of Person Rcporth~

D~(c of" Report

FINANCIALpage 6 of 6 DISCLOSURE REPORT IX. CERTIFICATION.

L pe,. ~ermit v.

o5/~2/2o~o

I cerlify lhat all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurale, lrt~e, and cumptete to the best of my knn~viedge and belief, and that any information not reported was withheld because il lTIct applicable statutory provish)ns i)ermi{ting non-disch~ss.~re. ~ " I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S,C. 7353, and Jndicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILSro FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SAN(2TI(.)NS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United Slales Courls Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544