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Report Required by the Ethics in Government Act of 1978 ~5 u.s.c, app. sos-~ ~ J~
3. Date of Report 9/10/2010 6. Reporting Period
L Person Reporting (last name, first, mid~i~initiali" Pooler, Rosemary S, 4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time)
activo
7. Chambers or Office Address P.O. Box 7395 100 So. Clinton Street Syracuse. NY 13261-7395
[] n ti.l
[] Aomtal
Date
[]
01/01/2009
,o
12/31/2009
Sb. I~ Amended Report g. On the b~sls of the information contained in this Report nnd any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer. Date ........
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (s,~o,n~
NONE (No reportable poMtions.)
POSITION
1. 2.
NAME OF ORGANIZATION/ENTITY
3.
,- ,,, ~-~.,
5.
II. AGREEMENTS. (s,~oni,~ individual only; s,, pp. 14.16 oyfiltng instructions.)
~ NONE (No reportable agreements.) DATE
1. 2009
Vooler, Rosemary S.
9/10/2010
III. NON-INVESTMENT IN COME. ~Repo, tin~ i~a~ a~d spouse; se, pp. 17-24 oy~liug iust,,,cnon,.~
A. Fliers Non-Investment Income ~] NONE(No reportable non-investment income.) D_A.T_E_
1. 2009 2,
INCOME
(yours. not spouses) $23,194.68
3.
4.
B. Spouses Non-lnvestment Income - tyyou were married during any portion of the reporting year, complete this section,
(Dollar amount not required except for honoraria,)
2. 3.
4.
LQ~ATION
PURPOSE
2. 3.
4. 5.
Date of Re~rt
9/10/2010
V. GIFTS. a,,cz,,dc~ a, osc to s~,o~. ~,,a d~,,ac,, c~,iuro,,; ~ ~,e. 2s-3~ of fding instructions.)
[] NONE (No reportable gifts.) ~
1. 2. 3. 4. 5.
DESertION
CREDITOR
1.
DESCRIPTION
VALUE CODE
2. 3.
5.
N~ ot ~er~. R~po~i.~
Peeler, R~ema~ S.
[
]
Date or
9/t0~010
assets, or transactions.) ~ Income du~ng ~.. ~--. --.- --repfling..~fid Amount [ Ty~ (e.g., C~e 1 t div., ~nt, [ (A-H) ~ orint.) Gro~ v~ue at ~nd of re~ing period Value Code 2 (J-P) [ Value Method ~ Co~3 ~ [ Ty~ (.g.. buy, sell. :, redemption) T~nsactions during re~ing ~od
._
1. 2. 3. ;. 5. 6. 7~ 8.
Onondaga County, Syracuse, NY Prope~y #1 Onondaga County, Syracu#e, NY Prope~y #2 Onondaga County, Syracuse, NY Pm~y #3 Onondag~County, Syr~iuse, ~Y ~o~"y #4 Onondaga County, Syracuse, NY Pro~ay #5 TIAA/CRFF Retirement T. Rowe Price-Mid-cap Growth Fund T. Rowe Price-NY Tax Free Fund TIAA Money M~ket Fund
C A B C A A C B A
l L L L L P1 M L L
W W W W W T T T T
. 10. 11. 12. 13. Morgan Stanley Account - Bank of America Corp. - Encana Corp. - Exxon Mobil Co~ - Microsoft Corp. t4 15. 6 17. - Newallianee Bancsh~es In~. Newmont Mining Co~ - NoHblk Southern Co~. A A A A A A A Dividend Dividend Dividend Dividend Oi~iden~ Dividend Dividend [ J J K J J J J T T T T T T T
Date of Report
Page 5 of 7
] Pooler, Rosemary S,
9/10/2010
VII. INVESTMENTS and TRUSTS - ~,,~o,~, ~ot,,o, ~,~no~ a~a~d~, ~ho,, oy ,,o~,~ ~d a~,,~t children; seo pp. 3~60 of filing in~truc6ons,)
NONE (No reportable income, assets, or transactions.)
A. ~iption of Assets (including ~s~ assets) Pl~e "(X)" after e~h as~t exempt from prior disci~ure B. ~ Income during i [ reporting ~fi~ ~ ........................ C~ ~ Gross valu~ at end ~ of ~ing pe~od ~ D. Transactions during re~ng ~fi~ . . .....
(~)
~)
............................................. ~ ...........................
A A
Dividend Divi~nd
J J
T T
Buy Buy
[05101t09 ~1221~
J J
Date of Report
. 1, Pooler, Rosemary S.
[
DaleofReport
Pooler, Rosemary S. I
9110/2010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income hom outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et, seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544