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FINAN CIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Western District of Texas 5a. Report Type ~check appropriale lype)

R~po,.~ Required ~V 1he Ethics

in Govermnent Act of 1978

(~ u.s.c, app. ,+y 1o1-ii!)

3. Daire of Report 05/11/2010 6. Reporting Perind (11/01/2009 to 12/31/2009

I. Person l~teporting (last name, first, middle milial) Lud!unt, Alia/vl. 4. Title (Article ]Ii judges indicalc active ~r senior ~ttus; magistrate judges indicate fialt- or part-time) IJ.S. District Judge - Active

Nomination.

Date ~ Anm,at ~ Final .,

~ Initial

5b. ~ Amended Report 7. Chambers or Office Address I 11 E Broadway, R~)m A-202 Del ~io, TX 78840 8. {)~ the basis of the inforlnallo~ cm~tained io thi~ Report and a~y modifications pertaining tl~ereto, it is. in my i}pinion, in conlpliaace wi{h applicable tax~s and regulations. Reviewing Officer Date

1MPOR TANT NOTES: 7"he instructions acconq~atoing this form must be followed. Complete all parts,
checking the NONE box for each part where yv u have no reportable it~formation. S~gn on last p~ge.

I. POSITIONS. ~,.oo,~,g individual only; see pp. 9-13 ,qfiling instructions.)

NONE (No reportable positions.)

POSITION
I. 2.

NAME OF ORGANIZAT1ONiENTITY

,,_. ~~";,
_C7

--,-.,

~
l.

NONE (No reportable agreements.) DATE PARTIES AND TERMS

Ludlum, Alia M.

FINANCIAL DISCLOSURE REPORT

Page 2 of 7

L,,a~,.,, AJi~ ~.

0S.J ~.~0~0

1II. NON-INVESTMENT INCOME. r~v..i.~

A. Filers Non-Investment Income
NONE (No reportable non-im,estmem income.) DATE
I. 2.

SOURCE AND TYPE

INCOME
{yollrg, ilot SpouseS)

4.

B. Spouses Non-Investment Income - lj),ou wt, re mttrried during an!, portion of the reporting year, complete this s*,ction.
[~] NONE (No reportable non-investment income.) DATE
|. 2009 2. 3. 4.

SOURCE AND TYPE

Self-Employed: Public Relations.~Markcting/Writing Income

tin I dc~ f ~" ~ V)o~~ t d&7)e~[c tchti, tr~.n: s,~epF. 25-2717{liling itestructitms)

NONE (No reportable reimbursementsO .~[QURCE_

1. 2. 3. 4. 5.

DATES_

LOCATION

PURPOSE

ITEMS PAIl) OR PROVIDED

PageFINANCIAL3 of 7 DISCLOSURE REPORT [ Lndlum.. Alia M.

05/11/2010

V. GIFTS. a~,-;,,~,~ ,1,o.~,,,,, ,~, ......... d ael~,,,,aent childre.: ~ ~,~. 2S-3 Z filing i,,structio,,~.)
NONE (No reportable g~s.,) ~/RCE
1.

DESCRIPTION

VALUE

3. 4. 5.

VI. LIABILITIES. ,,..:~,,a~, a ...... .........a &.pendent ch,dr~,,,; s,epl,. 32-~.~ oj)ili,,g i ....... ,l.p
~ NONE (No reporlable liabililies.)
CREDITOR I. 2. 3. 4. 5. Bank or America Credi~ Card ~SCR1PTION

"tion~ )

VALUE CODE K

FINANCIAL DISCLOSURE REPORT

Page 4 of 7

Name tff Pe .... Reporting

Date of Report

[,ud~,m, Alia 1~I.

05/I 1/2010

VII. INVESTMENTS and TRUSTS -- i,,. .......... ~,,,,, t ........ tlons (Includes ,h ...... VSl .......... d depetulem child ......... pp. 34-60 ,~liling inrtructiotts.)
NONE (No reportable income, c~sets, or transactions.)
~ Description of Assets (includh~g trust assets) Place "(X)" after each asset exempt from prior disclosure lncomc during ~ ~ " reponingpcriod Amount Code I (A-II) Type (e.g., div.~ rent, or int.) Gross ~a]tm at end ofreporling period Value Code 2 (.I-P) Value Method Code 3 [ ~ ~ T~.pc (e.g., ? btty, ~cll. ~ rcdcmptiun) Tran~zctim~s durh~g reporting periled

~ Date ~ Value Gain ~: mm."dd."s,y ; Code 2 ; Code I I (J-P~ (A-II)

~dcntity of buyc~.~sclle~(if private

it.
2. 3. 4.

Westar Energy Inc Direct Stuck Reinv Plan Wcstar Energy lnc Common Stock

Divideud Dividend

J J

A A

T T

The Bank aud Trust Accounts NckTar [herapttticss Commor, Stock

Interest

K .!

None A ]nterest

T "1

5.

[.insco Premier M Mkt Pc, ft. Accotmts

6.

Nuvcct~ High Yield Mon Bd Fd CI C

Int.iDiv.

1.

Sold (part) Sold (part) Sold (part)

02106/01)

7. 8. 9. Opi:,cuhein~er Rochester NatI Muni Fd CI C

05/1 L.09

K J

t)9i[ Ii09

D E

hu.:Div. ]merest

T 10.q3./09

10. 11.

First Trust Muni C/E Port Ser 23

Sold (part) Sokt (part)

12z!7~09

12. 13.

Kyliptix Solotions Inc Common Stock Champio~ship Bul! Riding lnc. Common Stock

None None

L K

T "1

15.

16.

FINANCIAL DISCLOSURE REPORT Page 5 of 7

N~e of Perso. Reporting Ludlum, Alia M.

Date of Report 05111/2010

VII. INVESTMENTS and TRUSTS - i.co ...... ;.2, t ........ "tions (lnehzdes those of .wouse and dependent children; see ply. 34-60 of filing
NONE OVo reportable income, assets, or tratTsactions.)

A. " ..................
Dcscriptio~ of Assets (includiog tn~st assets) Place "(X}" after each assgl exempt from prior disclosure .................... 18.

7~ ........ ~ ................... ~~? ....... ] ................. + ,

[nco]ue during reporting period (1) ~ 12} Amount : Type {e.g., [ (2:,c I [ div., renL {A-H} ~ or inl,) ~ _ . Gross value at end ~ ofrcportir~g period ~ I) . ~2} [ {I) Valtte I VaR*e I).pe {eg.~ Code 2 Melhod bray, sell. {J-P) Code 3 [ rede~*~ption} {Q-W~

%. - ......................
Transaclioos during repor{ing period (5} Identily of bt~)erseller {ifprivatc tra~tsaction)

] (2) (3) (4) Date Value mm!ddiyy Code 2 {J-P} [

Gain Code I IA-H)

19. 20.

FINANCIAL DISCLOSURE REPORT Page 6 of 7

N .... f ~r~o. r~opo~,i.g ~,,alu.,, Alia M.

aa,~ o~ R~o,~ 05/i 1/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,ai,..,,.~,..

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

N ....... fP ....... I~.etmrting I

Date olRt-parl

Ludl.n,. A~a ~t. I

0.S/i l/2m0

I certify that all infiwmation given above (including information pertaining to my spouse aud minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief~ and that an) information not reported was withheld because it~ mei applicable slatutory provisions permitting non-discl~sure. 1 fi~rther certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance wifl~ the provisions ~f5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353~ and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WItO KNOWINGLY AND \VILFULLY FAI.SIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS 15 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Cotumbvs Circle, N.E. Washington, D.C. 20544