.

~o ]0
1/2010

FINAN CIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court 5a. Report Type (check appropriate tTpe) ~] Nomination, Date [] Annual [] Final

Report Required by the Ethics

in Government Act of 1978

(.~ u.s.c, app. .~" 1o1-11I)

3. Date of Report 4i 19,2010 6. Reportiog Period 01/01/2009 to 12/31,2009

1. Person Reporting (last name. first, middle initial) Barrett, Michael R. 4. Title (Article 111 judges indicate active or senior slams: raagistrate judges indicate full- or part-time) U.S. District Judge - Active

[] Initial

7. Chambers or Office Address Potter Stewar~ US Courthouse 100 East 5th Street, Room 815 Cincinnati, Ohio 45202

5b. [] Amended Repo~ 8. On the basis of the information contained in this Report and modifications pertaining thereto, it is, in my opinion, in compliance ,e, itb applicable laws and regulations. Dat~"

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign ott last page.

I. POSITIONS. s,po,i,g individual only; seepp. 9-13 of filing i ....

lions.)

~
I.

N ONE (No reportablepositions.)

POSITION
Trustee

NAME OF ORGANIZATION/ENTITY
William M.R. Barrett Trust

Partner

Old Walnut Company

I1. AGREEMENTS. ~,~o~i~ i,~o~ ,,~y ..... vv. 14-16 o[filing i~.vtructions.)
NONE (~)) reportable agreements.)

C"

PARTIES AND ~ERMS

I.

Barrett, Michael R.

FINANCIALpage 2 of 13 DISCLOSURE REPORT

Name of Person Reporting

Dale of Report

lII. NON-INVESTMENT INCOME. ~Repora.g

A. Filers Non-Investment Income NONE (No reportable non4m,estment income.) DATE I. 6/2512009 SOURCE AND TYPE Attorney fees earned while in practice with Barrett & Weber, LPA but paid after appointment INCOME {.,,outs, not spouses) $25,00000

2. 3.
4.

B. Spouses N on-l~veslment Income - Oyou ~,ete married during an),portion of the reporting )e~r, complete thi~ sectior~
(Dol[,~r amount not required e~ct~tJbr honoraria.)

[~]

NONE (No reportable non-investment income.,) DATE SOURCE AND TYPE

3. 4

IV. REIMBURSEMENTS .....

Ilr~ iudeS those to spouse and dependent ~ hildrtn. see pp 25-27 of l~hng mstrvctttm~" )

NONE (No reportable reimbursements.) SOURCE 1, 2. 3. 4. 5. DATE~ I.OCAT1QN P~JR pOSE ITEM $ PAID OR PROVI OED

FINANCIAL DISCLOSURE REPORT Page 3 of 13

y .... f P ..... R,~.r Ba~-ett, Michae! R.

D,,, o~R,po~ 4/19;2010

V. GIFTS. a~t~,, ,h ...... ~ .......

~
1. 2. 3. 4. 5.

NONE (No reportable ~ D ESCRI PTION VAI.I

VI. LIABILITIES. rl,~t,a,,

NONE (No reportable liabilities.) CREDITOR 1. 2. 3.
4.

DE~(~RIPTION

VALUE CODE

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 13

n ....f~er~on Repo-~ B~re,, Michael R.

0,,o nr r~po,~ 419,2010

NONE (,Vo reportable income, a~sets, or transaclions.) l~scfiption of Assets (including t~l assets) 1,, Place cxcmpl from prior di~los~c Income during r~o~ing pcri~ Amour I T~e(eg., C~e 1 1, div., rent. (A-B) or inl.) Gross value at end of~oning period Value ] Value Code 2 : Method C~xle 3 IJ-P) (Q-W~ i N J J K K J J K J J J J J J J J J T T T T "1" T T [ T T T T T T T T~e (c.g., buy, sell, redemption} Traasaclion~ dunng reporting

Da~e ~ Val~e ; Gain [ imm:d~yy C~e 2 Code I IA-II) . LI-P) [ [

hlenuty of buyertscller (ilprivate transacnon)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10.

US Bmk I~& Account - Am. Cenm~ Sm. Cap (mutual fm~d) - ~. Cenm~ EquiW Income (mutual fired) - Blac~ock Basic Value F~md Inc. (mural ~nd) - Eaton Vance Large Cap CI A (mural fundl - Fidelity Ad International Discovery (nrutal fund) - First American Inflation Pro Sec (bond) - First American Core Bond Fd (bond) - First American Large Cap (mutaI fund) - First American Mid Cap (mutal fuud)

Dividend

I I. - First American Mid Cap Value (mural flmd) 12. 13. 14 15. 16. 17 - First American Real Estate Sec. F~md (nmlal lured) - First American Small Cap Select (mural fund) - First American Small Cap Value (mural flmd) - Laudus Rosen International (mural l~nd) - Laudus Rosen International Mktem~asters (mutual (~and) - T. Rowe Price Mid Cap Value (mural fund

FINANCIAL DISCLOSURE REPORT Page 5 of 13

.~ ..... [ Person Reporling

Da,e o[ Report

Barm~ t~Uchae~ R.

4, t9/2010

NONE (No reportable income, assets, or transactions.) Description of Assets (including t~st asse~) Place "(XF a~er ~ch as~t cxcmpt liom prior disclosure [ Income during re~ing peri~ T~ !eg, div., teAL Gross value at end of rcponin~ pefi~M Value Code 2 Value Method (Q-W) 18. I9. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31 32. 33. 34. - T. Rowe Price Value Fund (mutal fund) - T. Rowe Price Equity (mutual fund) - First American Treasttry (cash account) Fifth Third Bancorp (common stock) Procter & Gamble (common stock) Old Walnut Co. (Partnership) Columbus Lifc Ins. Co. Western Sonthern Life Ins. Co. J.M. Srnuckcr (Common stock) St. Martin Association Michael R. Barrett Foundation - Procter & Gamble (Common Stock) - Fifth Third Bancorp (Colnmon Stock) - First American Treasury (cash) US Bank Agency, :\ccount - First American Treasury (Cash) - First American Cord Bond (bonds) C Dividend Pl O J T T T B A A D D Dividend Dividend Dividend None None Dividend None Dividend K J J K K W T W T T Sold Buy (addl) 09,18.09 09/I 8;09 J J N N T "1" Sold 11118/09 J K J L T T T Sold 083 I,0o M "Ive (e.g.. buy. ~ell, Tramsacuons during re~mng

Amour ~ C~e I

Da e ~ Value ~ mm.d~yy ~ C~e 2

ori.t)

Gam Code I

Identity of buy~ seller

O-P) ~ c~c3

,edempt,on) ~

~ (l-Pl ~A-It) ~

Name Person Reporting FINANCIAL DISCLOSURE REPORT ] ~arre.,ofMichael R. Page 6 of 13

Date of Repor~

VII. INVESTMENTS and TRUSTS - i .......

....... ~. ~sc~ption of Assets (including trust ~se~) Place "(X)" after each asset exempt ~om prior disclosure ~. Income du~ng :epomug p~iml Amount ~ C~e I (A-H)

~,, ~ ..... dons (Includes those of spouse a.Z dependent children; .see pp. 34-60 of yding in.struction&)

~ NONE (No reportable income, assets, or transactions.) c Gross value at end of r~orting period Value Code 2 (J-P) Value Meihod Code 3 ~-Tr~lio~ during rc~rtiag perk~I J ~ T)~e e.g., I buy, sell. Date ~ Value Gain ~/dd/yy Code 2 Code I ldcnmy of buyeVseller

T~ te.g., div., reak or int.)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47 48. 49. 50. 51.

- First American Inflation (bon~) - Abbott Labs (Common stock) - Eaton Vance Lg Cap Value (mtirual fund) - Fidelity Ad. lntl Disc. (mutual fund) - FirstAm. Lg. Cap Value (mutual fund.) - FirstAm. Mid Cap Vahte (mutual fund - First Am. Real Estate Scc. Fund (mutual fund - First Am. Small Cap. Select (mutual fund) - Laudus Intl Maketmastcrs (mutual fund) - LaudusRosen Intl (mutual fund) - T. Rowe Price Mid Cap (mutual fund) - T. Rowe Price Value (mutual fund) Tn~sI # 1 - First American Treasury (cash) - First Am. Total Remm (bond) - Am. Inrl Growth (mutual fund) - Amgen, Inc. (Common stock) D Dividcnd

J L J J J J J J J .I J J N K K T T T T T T T T T T T T T T Sold J T 09/15/09; J Bu3 (addI) 09/15/09 J I

FINANCIAL DISCLOSURE REPORT

r< .... f P ..... Reporting Barrett, Michael R.

Dale of Report 4/19/2010

Page 7 of 13

NONE (No reportable income, assets, or transactions..) Description of Asse~s (including t~st assets) Place "(X)" a~e~ ~ch as~t exempl from prior di~losurc Income d~ng reining peri~ Amount ; C~e 1 ~ (A-H~ T~pe (e.g., div.. rent, ormt.) Gross ~alue at end of r~oni~g ~Ott Value C~e 2 (J-P) ~ Value ~ Me~ C~e 3 Type (eg, buy, sell. redemption) T~nsactions durine rCl~,rting

Da~e [ Vatue mm;d~}3 " Code 2 i J-P)

Gain Ct~c I ~A-}I)

Idcntlb of

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

- ApachcCo~. (Common seek) - Apple, Inc.(Common stock) -Bartk of America (Common stock) - Boeing Co. (Common stock) - Cintas Corp. (Common stock) - Cics0 Systems (Common stock) - DuPont E1 De Nemours (Common stock) - Exxon Mobil Corp. (Common Stock) - Hillenbrand Inds. nka Hillenbrand Inc. (Common stock) - Hill Rom Holdi~tgs fka Hillcnbrand Inds. ICommon stock) - IntclCorp. (Commott stock) - Morgan StaJtley (Commott stock) - Motorola, Inc. (Common ~:tock) - Oranicom Group (Common stock) - Pepsico, Inc. (Common stock) - Procter & Gamble (Common stock) - Starbucks (Common stock)

J K J J J J J J J J J J j J J J J

"1 T T T T T T T T T T T

T T T T

F1NANCL4~L DISCLOSURE REPORT

r~.,., of Per~oa Reporti.I I

Page 8 0f 1 3
VII. IN~STMENTS and TRUSTS - i. ......

~.~ Michael R. ]
t~,, ......
,io.~ ancIudes those of sp ....... a dependent children; see pp. 34-60 of f!ling

4119/2010

NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "~X}" after ~ch assel exempt from prior di~lost~e In~llae d~ing i r~aing period ~ (1) (2) Amount Ty~ (e.g.. : C~e I div.. rent, ~ (A-H) or inL) (3ross ~nlue at end i of reposing pcri~ (I) 12i Value [ Value Melh~l ~ C~e 2 : (J-P~ Code 3 (Q-W) J J J J J J J J J K T T T T T T T T T T
Tmnsalions dunng repoOmg period

(11 Type (.g, buy, sell, redemption}

(2) ~ 131 (4) i Date : Value [ Gain mm!d&)~ J (~le 2 [~te I (J-P) (A-Hi ~

15) Identity of bu)er~scller /if private ~ran~cuon)

69 70 7 I. 72. 73. 74, 75. 76. : 77. 78 79 80. ,~ I. 82. 83. 84. 85.

- Texas lns~mcnt (Co--on stock) - US Bancorp (Common stock) - United Health Group (Common stock) - Three M Co. (Common stock) - America Movel (Foreign stock) - Novanis AG ADR (Foreign stock) - Schlumbcrgcr Ltd. (Foreign stock) - American Century Sin. Cap (mutual fund) - Barclays lpath lka lpath Dow Jones AIG (mutual fund) - Blackrock Fundamental (mutual fund) - Eaton Vance Lg. Cap Value Imumal fund) - First Am. Mid Cap Growth (mutual fund) - First Am. Mid Cap Value (mutual fund) - First Am. R.E. Sc tund (mutual |imd - First Am. Sm Cap Select (mutual fund) - Ishares Msci Emerging Mkts Index (mutual fund) - Laudus Intl Markctmastcrs (mutual fund)

J J J J J K

T T T T T T

FINANCIAL DISCLOSURE REPORT Page 9 of 13 VII. INVESTMENTS and TRUSTS - i .........

~

~m, of Person Reporting

Date of Report

~)~rre,,, ~ichae)R. rue,, ......~o., a~a.ae, ,~o~ oZ,po.,, .~ a~p,.z~,, ~ud~.: ,~. r,. J~-~O

4/~9;20)0

NONE ~o reportable income, assets, or transactions.)

A.
Description of Assets (includ~g ~st ~sets)

n. ......
Income dunng reporting peri~

~ ................
Gross value al end of rcpomng ~do~ , I ransactions d~ng reposing period

exempt from prior disclos~e

[ C~ I , (A-H)

d v., rent. or in: )

Code 2 (.I-P)

Meth~ Code 3 (Q-W~

buy, ~II, redemption}

mmtd~ ~, "

Code 2 Code I (J-P) ~ (A-HI I :

buyer~sdler lifprivate transactionI

86.
87.

- Landus Rosen Inll (mulual ~md)

- T. Rowe Price hffl Gro~ah (mutual fund.)

l
l T

88. 89. 90. 91.

93. 94.

96. 97. 98. 99. 100. 101. 102.

FINANCIAL DISCLOSURE REPORT

Page 1 0 of 13

N .... f P, rson Reporting

D.te of Reporl:

Barrett. Michael R.

4/192010

VII. I NVESTMENTS and TRUSTS - ~ ........

~

rue. t ...... tions (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instrucdons.)

NONE (No reportable income, assets, or transactions.)

Description olAssets (including ~st asse~) Income du6ng reining period Gross value al end ofrepomng period ~ Transaclions dunng rcpo~ng period

(2)
Place "~X)" a~er each asset exempl l?om prior disclos~e ~ount I C~c I (A-H) Ty~ ~.g., div., ~em, or mt )

O)
Value C~de 2 (J-P)

(2~
Value Meth~ (~e 3

(0
T~ ~.g., buy, sell, redemption)

(2)

~4~
[denli~y of (if private

Da~ [ Value[ G~ta mm/d&)~ Code 2 (J-P) [ (A-HI

03. 104, 105. 106. 107. 108,

109.

110. Ill.
112

113

115
116.

117.

119.

FINANCIAL DISCLOSURE REPORT

l Name of P ....
I

R~porting

Date of Reporl

Page 11 of 13
Barrett, Michael R.

4..192010

VII. INVESTMENTS and TRUSTS - i. .......

,~. , .....

~ions (Include.~ those of ~p ...... dependen, children; see pp. 34-60 of filing instructions.) d

NONE (No reportable income, c~sets, or transactions.)

Description of Assets (inchtding Imsl ~scts) Place "(X)" at~ ..... ~ ..... , exempl from prior disclosure Income d~ng reining period :. Gross value at end Transactien~ during re~)rting period

A ..... t [ T)~ (g.. C~ I div.,[cnl, (A-H) , or int.} I

CMe2 : Me~od [ (Q-W)

buy, sell,

mm.d~>T (~x12 , (:Me I

buyer,seller

120.

121.

123.

FINANCIAL DISCLOSURE REPORT Page 12 of 13

Barrett, Michael R.

4~19.~2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 13 of 13 / IX. CERTIFICATION. Barrett, Michael IL

4.19,2010

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatur

NOTE: ANY INDIVIDUAL WHO KNO~VINGLY AND WILFULLY FALSIFIES OR FA]LS TO FILE THIS REPORT MAY BE SUBJE(Yl" TO CIViI. AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544