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Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 57 101-111)
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where yon have no reportable information. Sign on last page.
D
I. 2. 3. 4. 5.
NAME OF ORGANIZATION/ENTITY
Member Qualified Trust
Chasanow, Deborah K.
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filiog instructions.)
A. Filers N0n-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during anyportion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)
1. various 2. various 3. 4.
DATES
LOCATION
PURPOSE
V. GIFTS. anctudes those ,o spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anctudes those o/spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
rollover IRA, Delaware Charter Trustee 2. 3. 4. 5. 6. 7. --Daily Income Fund --Rayonier Inc. Reit --Conoco Phillips --Washington REIT SBI UNIMPROVED AGRICULTURAL LAND IN ST. MARYS COUNTY, MD. Ameriprise Financial CONSOLIDATED CAPITAL GROWTH FUND 9. 10. Bank of America SAVINGS Bank of America CHECKING Bank of America checking Bank of America SAVINGS A A A A A B A A A A Dividend Dividend Dividend Dividend None Dividend Interest Interest Interest Interest Interest Rent Dividend J K K K L J J K L O M M J T T T T W T T T T T T S T Sold A A Distribution Interest J J T T 12/30/10 J D otc
RENTAL PROPERTY, GREENBELT, MD. E 1/4 INTEREST 14. TELEFONOS MEX COMMON STOCK Telmex Intl Series A T.ROWE PRICE MD. TAX FREE BOND MARYLAND STATE EMPLOYEES CREDIT UNION A
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or less F =$50,001 - $ 100,000 J = $15,000 or less N =$250,001 - $500,000 P3 =$25.000,01) I - $50.0011.000 Q =Appraisal U =Book Value
B =$1,001 . $2,500 G =$100.001 - $1.000,000 K - $15,001 - $ 50,000 O = $500.00 [. $ 1,000.000 R =Cost (Real Estate Only) V : Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L -$ 50.001 - $100,000 P I =$1.000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5.000,001 - $25,000,000 T =Cash Market
E =$15.001- $50,000
VII. INVESTMENTS an d TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
B. Income during reporting period (t) (2) Amount Type (e.g., Code 1 div.. rent,
(A-H) or int.)
C. Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W~ K K L N T T T T
18. 19. 20. 2 i. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
Daily Income Fund America Movil SA Equitable Life Insurance Policy Hartford Life Insurance Policy SEP IRA --Daily Income fund (formerly Courtland General Money Fund) --Plum Creek Timber Co. --Encana Corp. --Cenovus Energy Inc. --Weyerhaeuser Company --ChevronTexaco Corp --MDU Resources Group Inc. --Washington REITSBI --Regions FinancialCorp. --Duke Energy Corp --Spectra Energy Corp. --Johnson and Johnson
A A B D
A A A A A A B B A B B B
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
M K K K K K K K J K K K
I, Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Colunms C I and D3) 3, Value Method Codes ISce Column (2)
A =$ 1,000 or less F =$50,001 - $ 100.000 J =$15,000 or less N =$250.001 . $500,000 P3 -$25.000.001 - $50.000.000 Q = Appraisal U =Book Value
B =$1,001 - $2.500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500.001 - $1.000,000 R =Cost IRcal Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100.000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M $100,001-$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS -income, valae, transactions (lnctudes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period
(t)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(1)
Value Code 2 (J-P)
(2)
Value Method Code 3
(Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. --Quest Diagnostics --Caterpillar Inc. --Coca Cola Company --General Mills Inc. --Vanguard Intermediate Bond Fund -oiShares Barclays 1-3 year credit bond Regions Financial Corp. Duke Energy Corp SpectraEnegy Corp. New York Life Insurance and Annuity Corporation Anadarko Petroleum Corp. HewlettPackard Co. Apache Corp. Bank ofAmerica Time Deposits Ensco International PLC Nabors Industries Ltd BHP Billiton Ldt ADR B A B A A A A A A A A A A A C A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Interest Dividend None Dividend J L K K J K J J J J K K K M J J K T T T T T T T T T T T T T T T T T
I. Income Gain Codes: I See Columns B I and D4 ) 2. Value Codes IScc ColumnsCI and D3) 3. Value Method Codes (See Column (2)
A =$ 1,000 or less F =$50.001 - $ 100,000 J =$15,000 or less N =$250.001 . $500,01)0 P3 =$25.000,001 o $50,000,000 Q =Appraisal U =Book Value
B =$1,001 o $2,500 G = $ 100.001 - $ 1,000,000 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V :Other
C =$2,501 - $5,000 H 1 = $ 1,000,001 - $5,000,000 L =$50,001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50.000,000 S-Assessment W ~Estimated
D =$5,001 - $15.000 H2 =More than $ 5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMEN TS and TRU STS - inco=e, vor.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period
(1) (2)
C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J K M J K K L J N L J J K J K J J T T T T T T T T T T T T T T T T T
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
Central Europe and Russia Fund Conoco Phillips Freeport-McMoRan Copper & Gold Inc. iShares MSCI Germany Index Chesapeake Energy Corp. John Deere & Co. National Oil Well Vareo Inc. Transocean Ltd. Northern Trust Co. checking account Bane of Am. Fund Strat Mngd Acct (Merrill Lynch)(no control) AGL Resourceslnc. NextEra Energy, Inc. formerly FPL Group iShares Barclays TIPS bond Vanguard Intermediate Bond Fund iShares Barclays I-3 Credit Bond iShares MSCI Brazil Index iShares MSCI Emerging Market Index Fund
A B B A A A A
C A A A A A A A A
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D31 3. Value Method Codes (Scc Colunln C2)
A =$1,000 or less F =$50.001 - $ I 0O,000 J =$15.000 or less N =$250,001 - $500,000 P3 = $25.000.001 - $50.000.000 Q =Apprai~,al U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $ 1.000,000 K =$15,001 - $50,000 O =$500,001 - $1.000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L -$50,001 - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - i.eome, vat.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
(2) (3) (4) Date Value Gain mm/dd/yy Code2 Code 1 (J-P) (A-~)
(5)
Identity of buyer/seller
(if private transaction)
(Q-W)
69. Capital One Bank, formerly Chevy Chase Bank accounts A I Interest M T
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or Jess F =$50,001 - $100.000 J =$15.000 or Jess N =$250,001 - $500,000 P3 =$25.000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $ 1,000,000 K =$15.001 - $50.000 O =$500,001 - $1.000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000.000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S -Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250.000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001 - $50,000
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
5b. [] AmendedReport 7. Chambers or Office Address RM 245A U.S. COURTHOUSE 6500 CHERRYWOOD LANE GREENBELT, MARYLAND 20770 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPOR TANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information~ Sign on last page.
POSITION
1. 2. 3. 4. 5. Trustee
NAME OF ORGANIZATION/ENTITY
7/~Member Qualified~ ~ Trust
PARTIES AND TERMS ST. OF MD. - DEFERRED RETIREMENT for 11 years of service
Chasanow, Deborah K. A
II1. NON-INVESTMENT IN COME. (Repo.ing indivldua~ a.d spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME (yours, not spouses)
2. 3. 4.
B. Spouses Non-lnvestment Income - tf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
1. various 2. various 3. 4.
DATES
LOCATION
PURPOSE
FINANCIAL DISCLOSURE REPORT Page 3 of 10 V. GIFTS. ancludes ,hose to spouse a.d ~e, enden~
NONE (No reportable g~s.)
SOURCE
1. 2. 3. 4. 5.
children;
DESCRIPTION
VALUE
VI. LIABILITIES. anct.aes ,hose o/sro~se and ae, e.d, nt chltd, en; s,, rp. 3:-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS -inco,,e, value, transuc,ions anelades those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period C1) Value Code 2 (J-P) C2) Value Method Code 3 (Q-W)
rollover IRA, Delaware Charter Trustee 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. --Daily Income Fund --Rayonier Inc. Reit --Conoco Phillips --Washington REIT SBI UNIMPROVED AGRICULTURAL LAND IN ST. MARYS COUNTY, MD. Ameriprise Financial CONSOLIDATED CAPITAL GROWTH FUND Bank of America SAVINGS Bank of America CHECKING Bank of America checking Bank of America SAVINGS RENTAL PROPERTY, GREENBELT, MD 1/4 INTEREST TELEFONOS MEX COMMON STOCK Telmex lntl Series A T.ROWE PRICE MD. TAX FREE BOND MARYLAND STATE EMPLOYEES CREDIT UNION A A A A A A A B E A A A A A Dividend Dividend Dividend Dividend None Dividend Interest Interest Interest Interest Interest Rent Dividend None Distribution Interest J J T T J K K K L J J K L O M M J T T T T W T T T T T T S T Sold 12/30/10 J D otc
I. Income Gain Codes: (see Colunms BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2~
A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U ~Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15.001 - $50,000 O =$500,001 o $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5.000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M $ 100,001 - $250.000 1~2 -$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
Vll. INVESTMENTS and TRUSTS - i, eome, vatue, transactions (lnclude~ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
C. D. Gross value at end Transactions during reporting period of reporting period (2) (I) (2) (3) I (4) (5) Value Value Type (e.g., Date Value Gain Code 2 Method buy, sell, mm/dd/yy Code 2 I Code 1 redemption) (J-P) Code 3 (J-P) (A-H) (Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
Daily Income Fund America Movil SA Equitable Life Insurance Policy Hartford Life Insurance Policy SEP IRA --Daily Income fund (formerly Courtland General Money Fund) --Plum Creek Timber Co. --Encana Corp. --Cenovus Energy Inc. --Weyerhaeuser Company --ChevronTexaco Corp --MDU Resources Group Inc. --Washington REIT SB! --Regions FinancialCorp. --Duke Energy Corp --Spectra Energy Corp. --Johnson and Johnson
A A B D
K K L N
T T T T
A A A A A A B B A B B B
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
M K K K K K K K J K K K
I. Income Gain Codcs: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or less F =$50.001 o $100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1.000,000 K =$15,001 - $50.000 O =$500,001 - $1,000.000 R ~ Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000~000 L =$50,001 - $100,000 PI =$1,000,001 - $5.000,000 P4 =More than $50,000.000 S -Asscssmcnt W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 o $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust assets) Place "(x)" after each asset exempt from prior disclosure
reporting period (l) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J L K K J K J J J J K K K M J J K T T T T T T T T T T T T T T T T T
Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
--Quest Diagnostics --Caterpillar Inc. --Coca Cola Company --General Mills Inc. --Vanguardlntermediate BondFund -iShares Barclays 1-3 year credit bond Regions Financial Corp. Duke Energy Corp Spectra Enegy Corp. New York Life Insurance and Annuity Corporation Anadarko Petroleum Corp. Hewlett Packard Co. Apache Corp. Bank of America Time Deposits Ensco International PLC Nabors Industries Ltd BHP Billiton Ldt ADR
A B A A A A A A A A A A A C A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Interest Dividend None
Dividend
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A = $1.000 or less F =$50.001 - $ 100.000 J ~$15.000 or less N =$250,001 - $500,000 P3 =$25.000.001 - $50,000.000 Q =Appraisal U =Book Value
B = $1.001 - $2,500 G =$ 100.001 - $ 1.000,000 K =$15,001 - $50.000 O -$500.001 - $1,000.000 R -Cost (Real Estate Only) V Olhcr
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L $50,001-$100,000 PI ~$1,000,001 - $5,000,000 P4 ~More than $50,000,000 S =Assessment W =Eslimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50.000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
Income during reporting period (l) Amount Code I (A-H) (2) Type (e.g~, div., rent, or int.)
Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P)
(Q-W)
52. 53.
54.
A B
B
Dividend Dividend
Dividend
J K M J K K L J N L J J K J K J J
T T T T T T T T T T T T T T T T T
55.
Dividend
56.
Dividend
57.
Dividend
58.
Dividend
59.
Transocean Ltd.
None
60.
Northern Trust Co. checking account Banc of Am. Fund Strat Mngd Acct (Merrill
Interest
61.
Dividend
Lynch)(no control)
62. AGL Resources Inc. A Dividend
63.
Dividend
64,
iShares
Dividend
65.
Dividend
66,
Dividend
67.
iShares MSCI Brazil Index iShares MSCI Emerging Market Index Fund
Dividend
68.
Dividend
I. Income G ain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (S Column C2)
A =$ 1,000 or less F ~$50,001 - $ 100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25.000,001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V = Other
C =$2.501 - $5,000 H 1 ~$1,000,001 - $5,000,000 L =$50.001 - $ 100,000 PI =$1,000.001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated
D =$ 5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,O01 - $50,000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. lncome during reporting period (1) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J -P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
Interest
I. Income Gain Codes: ( See Column s B 1 and D4 ) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F = $50,001 - $ 100,000 J =$15,000 or less N =$250.001 - $500,000 P3 ~$25,000.001 - $50,000,000 Q =Appraisal U =13ook Value
B =$1,001 - $2,500 G =$ 100.001 - $1.000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
Part VII, page 7, line 61, Banc of Am. Fund Strat Mngd (Merrill Lynch) is an account over which I have no power to select investment assets or categories of assets.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U,S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544