Documente Academic
Documente Profesional
Documente Cultură
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
~ 1. Person Reporting (last name, first, middle initial) Besosa, Francisco A. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) ACTIVE U.S. DISTRICT JUDGE
[] Initial
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Revie~ving Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
FILIAL AMOR CORPORATION (CLOSELY HELD)
2. 3. 4. 5.
EXECUTOR
II. AGREEMENTS. ~Reponi.g individuut onty; see pp. 14-16 of filing instructions)
~] NONE (No reportable agreements.)
DATE PARTIES AND TERMS
Besosa, Francisco A.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~]
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
3. 4.
~]
NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
2. 3. 4.
5.
V. GIFTS. anciudes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. DESCRIPTION
VALUE
VI. LIABILITIES. ancl~des those olspo~se a.d depe.de.t children; see pp. 32-33 of filing instructions.) D NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5. UBS INVESTMENT ACCOUNT CARIBE FEDERAL CREDIT UNION MARGIN LOAN AUTO LOAN
DESCRIPTION
VALUECODE K K
VII. INVESTMENTS and TRUSTS - income, vutue, transactions (Includes those of spouse and dependent children; see pp. 34-60 )filling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 d.v., rent, (A-H) or int.)
C. Gross value at end of reporting period (1) Value Code 2 (2) Value Method (1) Type (e.g., buy, sell,
D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11.
12.
Oriental Group - Diversified Growth IRA Oriental Group - Diversified Growth IRA Filial Amor Corp - common stock Share in FAHBU, S.E. Doctor Juris, Inc. - common stock ESTATES #1, #2, and #4 (see lines 7 - 14) -GNMA unit 094 -GNMA unit 093 -GNMA unit 083 -GNMA unit 084 -GNMA unit 081
-GNMAunit 082
None None None None None None None None None None None None None None lnt./Div. None None
M M L K K N K K K K K K K L L K K
T T U U T see note in part VIII T T T T T T T T T Redeemed K see note in part VIII see note in part VIII
13.
14. 15. 16. 17.
1.1 ncome Gain Codes: (See Columns B 1 and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 2 $2,500 G =$i 00,001 - $1,0001000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L -$50,001 - $100;000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVES TMENTS and TRU S TS - income, valne, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A, Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code 1 (A-H) (2) Type (e.g., C. Gross value at end of reporting period (1) (2) Value Value
Transact ons during t.epo~iag.pcriod
(2) Date
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28.
BROKERAGE ACCOUNT #1 -GNMA unit 052 (Y) -GNMA unit 053 (Y) -GNMA unit 054 (Y) -GNMA unit 055 (Y) -GNMA unit 058 -GNMA unit 059 -GNMA unit 00 -StocksofPRAAA Scotia Bank - cash in bank
None None None None None None None None None None
K K K N J
T T T U T
1. Income Gain Codes: (See Columns BI and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$i;000 or less
=$1,001 - $2,500 =$100~001 - $ 1,000,000 K =$]5,001-$50,000 =$500,001 - $ 1,000,000 =Cost (Real Estate Only) =Other
F =$501ooi - $ lOO,OOO
J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
C =$2,501 - $5,000 H l =$1,000,00 i ~ $5,000;000 L =$50,001-$100,000 P 1 =$ I~000,001 - $5,000,000 P4 =More than $50,000~000 S =Assessment W =Estimated
D =$5,001 - $15.000 H2 =More than $5 000 000 M =$!00,001 4 $250,000 P2 =$5,000~001 = $25~000,000 T =Cash Market
E =$15,001 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
S/Francisco A. Besosa
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544