Documente Academic
Documente Profesional
Documente Cultură
Re,,. I/~010
I. Person Reporting (last name. first, middle ini.tal) BLAKE, CATHERINE C. ~.. Title (Article III judges it~dicate active or senior s:a,us; magistrate judges indicate full- or part-time) U S DISTPJCT JUDGE, ACTIVE
7, Chambers or Office Address 7310 U S COURTHOUSE 101 WEST LO,MBARD STREET BALTIMORE, MD 21201
5b. [] Amended Report 8. On the basis of the inlorm~tion contained in this Report and ~tny modilicalions pertaining thtreto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying thi.~ form must be followed. Complete all parts,
checking the NONE box far each part where you have no reportable information. Sign an last page.
3.
Blake, Catherine C.
Dale of Report
BLA~:~., CATHVm~E C. I
06,02/2010
INCOME
(yours, not spo~es)
B. Spouses Non-Investment Income - tf rou ,,~, married during an~ portion of the teporring year~ comp&te this .ectiog
(Dollar amount not requtrad e~cepl fbr honoraria)
NONE (No reportable non-investment income.} DATE SOURCE AND TYPE I, SALARY
[ SALARY
I. 2009
2. 2009 ............. 3.
[~
LOCATION
WASHINGTON. D C
PURPOSE
SPEAKER AT EDUCATIONAL PROGRAM BOARD OF DIILECTORS MEETING
I.
ABA
2.
5/2 - 5/4
WASHINGTON, D C
3. 4. 5.
V. GIFTS. a,~.a,s ,no,o ,o ~po.,o ..a a.po.d,., chitdren; ,~ee pp. ~8-M of fili,,g instructions.) NONE (No reportable g~s3 ~ 1. 2. 3. DESCRIPTION
5.
VI. LIABILITIES. a.ct~a~s ,ho, of ~po,,,~ ,,,a a,~,.a~,, ~,it,tr,,,: ~ pp. Jz-JJ of filing NONE (No reportable liabilities.) CREDITOR
1.
VALUE CODE
2. 3.
4, 5.
DateofRepart
I
Transsctlons during reporting period I Typo (e.g, buy, so 1, Date Value I Gain mm/dd:yy Code 2 Code 1 [
06.02/2010
BLAKE
~,,,., ...... tlon$ (Includes th .... ~p ....... d dependen! children; seepp. 34-60 o/filing instructions.)
!--~ii-l ..... i~i ..... ---~i3- .......i~i- ....... qiy ............~>-]-6T[-t,-V-- ......--~W ........
Amount/ Type (e.g.. Code I / d v.,reaL Vah~e Code 2 Idcnli~y of buyer/seller (Q-W) .......
IRA-Delaware Core Plus Bond Fund A Class IRA-Delaware Delchester Fund A Class IRA-T Rowe Price-Equity Income IRA-T Rowe Price-Growth Stock IRA-q" P, owe Price-New Asia [RA-I" Rowe Price-New Era IRA-q" R.owe Price-Science & Technology IRA-T Rowe Price-Spectrum Income Sta~e o1" Maryland Deferred Compensation Plan Wachovia/Wlls Fargo Bank-accounts T Rowe Pace Growth Stock USSavings Bonds IRA-First Financial Credit Union Tcmpleton Growth Fund IRA-Putnam Growth & Income CI-A IRA-JPMorgan Funds Growth and Income A IRA - MetLife
B A A A A A
J K J K K K L L K J J K J J J
B B A A A A A .A A A
Dividend Dividend Int./Div. Dividend Interest Dividend Dividend Dividend Dividend Dividend
2. ~alue C~dcs
K ~ I $,~I - $50.0~
]
]
On,, ot R.po~t
06~02/2010
VII. INVESTMENTS an d TRUSTS - u~o... ,,o~,,.., ...... ,;o~, (Include, those of rp ........ d depend .... hildrtn; ,,pp. 34-60 of filing inxtructlon~.)
N~NE (No reportable income, assets, or transactions.)
A. Description of Assets (including tarot asse~) Place "(X)"fromafter each asset cx~pt prior disclusure B. Income during reporting period C, Gross value at end of reposing period T~e (c g buy. sell. redemption) D. Transactions during rc~i~g period
I
18. 19. 20. 21. 22. 23. i. 24. "25. 26. 27. 28. 29. 30. 31. 32. 33. 34. TSA - MetLife Guardian Whole life MetLife Whole Life MetLi~ Whole Li~ i:]: : I Ret. Plan & Trust
Amount Tv~(e.g.. Value ~ Value I Code I " . Code 2 j Me,hod ~ div., rent, (A-H) orint.) (JP)l Code3
C B A A A
L L J l
Maryland College lnveslment Plan T Rowe Price Md Tax-Free Bond Fund Trust #1 --Ferris Baker Watts Reserve Primary Fund --DWS Municipal Managed Municipal Bond Fund Class A --Frederick County Md Edl Rv FCS .Vlount St b.~ao,s CLG Bond --Carroll County Md Rfdg & Cons Public hnplovement Bond --Maryland HIIh & HEFA Rev SR Fred Mere Hosp Bond --AT&T common stock --BB&.:T Corp common stock --Exxon Mobil Corp common stock --Grainger WW lnc common stock A E
Dividend lnt./Div.
J PI
Page 6 of 9
I BLAKE, CATIIERINE C.
06:02/2010
................... ~T .........................
Description of Assets (including m~st assets) Piace"(X)"af! .... e~, .... t .... pt.ompriordisclosure
~.
Income during reposing period ~moont Code I (A-H)
c.
Gross value al cod of reporting period Transactio~ during reining period
...... ........
Ty~(e.g., div.,rcnk or int)
(,)
Value Code2 (J-P) I Value { Method ] Code 3 Type(cO., buy, sell, redemption) / Date I Value I Gain [ Imm,"d~w ~ Code2 [ Code I[ [(J-p) ~ (A-It) ] ! ldentityof buyer,sellcr (,fprivate
35, --Heinz HJ Co common stock 36. --ldearc lnc common stock 37. 38. 39. 40. 41. 42. 43, 44. 45, 46. 47. 48. 49. --Illinois Tool Works Inc common stock --JPMorgan Chase & Co common stock --Johnson & Johnson common stock --Lilly Eli & Co common stock --Merck & Co lnc common stock --PPG Industries lnc common stock --3M Co common stock --Urstadt 1diddle Properties Inc Class A --Verizon Communications Inc common stock --Fairpoint Communications Inc common stock --Federated Treasury Cash Trust --Frederick Cnty Md B:E Ret Comnty Rev Bukinghams Choice --US Govt Money Market Fund R~C Reserve Class Dividend M T Open Buy 07/01/09 M 03/03/09 K Sold 03/] 7/09 K see note Pt VIII see note Pt VIII
N =$250 ~1 - $500 0~
O =$500,001 - $1,000,(~
Pl =$1,~0,00~ - $5,~,~
P2 ~S,000,~I - $25,000,~
o.,..~ Re~o,~
06/02t2010
~po~ing pcriod
Type (e.g.,
of r~orting period
Value [ Value rcdemption) / I (JP) ~ (A-II) (ifprivale
Delaware High Yield Opp Fund A Class T R_owe Price MdTax-Free Money M&.-I" Bank account
B A A
~ J K
T T T
J J J
58.
60.
61. 62. 63.
Page 8 of 9
BLAKE, CATHERINE C.
06,02,2010
lines I and 52 - This Delaware Delchester Fund was merged into the Iligh Yield Fund without any action on our part, line 10 -- Wachovia was acquired by Wells Fargo, Our accounts remained the same. lines 22 and 50 -- This retirement account was transferred to a 401 (k) by the employer with no action on our part and was invested in the Vanguard Wellesley Income Fund. line 26 -- A small amount remains in this fund pending settlement. line 46 -- This is a minimal amount of stock inadvertently not included in last years report, lines 47 and 49 -- The Federated account was transferred to the RBC money market fund without any action on our part.
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and thai any Information nut reported was withbeld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544