AO 10 Roy.

1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010
2. Court or Organization US DISTRICT COURT
Report Type (check appropriate type) ] Nominalion, [] Ini,ial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 &.S.C. app. ,~i,~" /0/-11/)

1. Person Reporting (last name, first, middle initial) BATTAGLIA, ANTHONY

4. Title (Article ill judges indicate active or senior status; magistrale judges iodicatc ful!- or parttime)

3. Date of Report 05/04/2011

6. Reporting Period 0if01/2010 to 1213112010

DISTRICT JUDGE - ACTIVE

5b. [] Amended Report

7. Chambers or Office Address

United States District Court 940 Front Street, Room 2125 San Diego, CA 92101-8927

8. On the basl~ of the information contained in thh Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Revle.wing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts; checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tR,~n~.~ ~.divid=t o.t~; ~ee n~ 9.13 of filtng instruetionsJ ~ NONE (No reportablepositions.)
POSITION
I. 2. 3. 4. Trustee Trustee Trustee Director, Immediate Past President

NAME OF ORGANIZATION/ENTITY
Pension & Profit Sharing Trust Trust I (has no reportable assets) Trust 2 Federal Magistrate Judges Association -.

NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Batta_ lia, Anthony

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting BATTAGLIA, ANTHONY

Date of Report 05/04/201 I

111. NON-INVESTMENT INCOME. ~po.i,,g individual and spouse; see pp. 17-24 o, ffiling instructionsO
A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE

INCOME (yours, not spouses)

B. Spouses Non-I nvestment Income - If you were raarricd during any portlon of the reportlng year, complete this seetiog
(Dollar amount not ~equired except for honoraria.)

NONE (No reportable non-investment income.) DATE 1.2010 2. 3. 4.

Self employed, Attorney

SOURCE AND TYPE

IV. REIMBURSEMENTS -~u.~po.anon, Ioagi.g./ood,

(Includes those to spouse ond d~pendent children; see pp. 25-27 of f!lfng instructions.)

[~

NONE (No reportable reimbursements,) SOURCE

Federal Magistrate Judges Assoc.

DATES
02/27-03/02

LOCATION
Washington, D.C.

PURPOSE
Board Meeting

ITEMS PAID OR PROVIDED Food & Lodging

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting BATTAGLI As ANTHONY

Date of Report 05/04/20 ! !

V. GIFTS. a,~udes ~hose to sponse and dependent children; seepp. 28-3 i of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

V I. LI A BI LIT IE S. (~nludes those of spa use and dependent children; see pp. 32-3 J offdfng instruetions.)
[----] NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5. Sallie Mae Great Lakes Cifibank Student Loan Student Loan Student Loan

DESCRI PTION

VALUE COD.E J J J

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting BATTAGLIA, ANTHONY

Date of Report 05/04/2011

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust asse~s) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or in(,)

C. Gross value at end of reporting period it) (2) Value Value

Code 2 Method

D+

Transactions during reporting period

(I) Type (e.g., boy, sell, redemption) (2) {3) (4) Value Gain Date mmldd]yy Code 2 Code I (J-P) (A-H) (5) ]dentity of buyer/seller (if private transaction)

(J-P)

Code 3 (Q-W) T T T T T T T T T W T T

T Rowe Price Equity lnc Fund (Pension Plan) 2. 3. 4. 5. 6, 7. 8. 9, IO. II. 12, 13. 14. 15. 16. 17. T~ Row Price Prime Fund (Pension Plan) Vanguard GNMA Fund (Pension Plan) Vanguard High Yield Fund (Pension Plan) Vanguard Star Fund (Profit Sharing Plan) Vanguard Prime Fund (Profit Sharing) T. Rowe Price High Yield Fund (Profit Sharing) Vanguard GNMA Fund (Profit Sharing) T. Rowe Price Spectrum Growth Fund (Profit Sharing) Law Office Close Corp, Stock Hennessy Fund (Tamarack Babson Value FundXPension Fund) Proctor & Gamble Common Stock T, Rowe Price Equity lnc, Fund Vanguard Index 500 Fund (Profit Sharing Plan) Vanguard Money Market

C A B B B A A B A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

M J K K M K J L L J K J

Redeemed

08/09

A See VIII

Redeemed Buy Buy

03/09 08/09 01/I 1

J J K

See VIII See VIII See Vlll

A A
A

Dividend Dividend
Dividend

A A

Dividend Dividend
Dividend Dividend

K J
K M

T T T T Redeemed (paul Buy 10/18 03/09 J J

See VIII Transfer from 7

T. Rowe Price Equity Income Fund (Trust #2)

Vanguard Health Care Fund (Profit Sharing) D

I. Income G~tin Codes: 2.Value CMes (s~ Colum~ C I 3. Value Meth~ Codes (~ Column C2/

A =SI J~,)O or less J =S 15,~ 0r

B =$1,001 - $2,5fl0

C =$2.501 - $5,0~

D =S5,~)1 - S!5,~

E =$15.001 - S50,0(}0

Q =Apparel U =B~ V~l~e

R ~ost (Real ~mte ~ly) V ~her

S =~ssm~t W ~Eslim~

T ~h Market

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting BATTAGLIA, ANTHONY

Date of Report 05/04/2011

VII. INVESTMENTS and TRUSTS - i,,.o,,,, v.~.,. ,,,,,,cao,, a,~,d,,, tho,, o/,~,,, ,,~ d,p,,de.t children; see pp. 34-60 of filing instrmlions.)
NONE (No reportable income, assets, or transactions.)
Deseripdo~ of Assets (incLuding trust assets) Place "iX)" a~r each ~t exempt f~m prior di~los~c lncomc during reporting period Gross value at end of reporting period O) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) Transactions during reporting period

(I)
Amoum C~c t (A-H)

(2)
Ty~ div., rent, or int.)

(~)
Type (e.g., buy, sell, redemption)

(2)

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date Value mm!dd/yy Code 2 (J-P)

18. 19. 20. 21. 22.

23.

Artisan Mid Cap Fund (Profit Sharing Plan) Vanguard Inflation Protected Securities Vanguard GNMA Fund-IRA Sempra Energy Vanguard 500 Index IRA
Vanguard Midap IRA

A D A A A A B A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J M K J K

T T T T T

J L J K

T T T T

24. i25. 26.

Vanguard Total Bond Vanguard Small Cap IRA Vanguard International

l, Income Gain Codes: (See Columns BI and D4) 2. Value codes (S~ Columns C! and D3) 3. Value Method Codes (See Column C2)

=$ 1.000 or lass =$50.001 - $100.000 =$15,000 or less =$250.001 - $500.00~ P3 =S25,000,001 =Appraisal =B~ok Vatu~

B =$1,001 - $2,500 13 =$100,001 - $1 K =$15,001 O=$500,001 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI ++$1.000.001 L =$50,001 - $ I P I =$ I,(~0,00 I P4 =More th=~ S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5 f~O,000 M =$t00D0t - $250,000 P2 =$5,000.001 - $25,1100,000 T =(.ash Market

E---~IS,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting BATTAGLIA, ANTHONY

Da|e of Reporl 05/04/20 | 1

Vlll. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part Vii. #7 08/09/10 transfer to #19 #9 Pension plan contribution~ #18 Partial redemption for benefit of beneficiary #l 9 Transfer from #7 #3 Redeem and transfer to #8 #8 Transfer all from #3

FINANCIAL DISCLOSURE .REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting BATTAGLIA, ANTHONY

Date of Report 05/04/201 I

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544