.

40 w
gev. 1/2010

FINANCIAL DISCLOS URE REPORT

FOR CAI,ENDAR YEAR 2009

Repot, Re,lai,edby a,e E~hi,.s

in Government Act of l978 (~ c~s.c. ,~;. .~ tO~-H~)

l. Person Reporting (last name. lirst, middle initial) Rogers. Judith W. 4. Title (Arlicle I11 judges indica~e active or senior status; magistrate judges indicate full- or part-timc} Circuit judge.active

2. Court or Organization DC. Circuit 5a. Report Type (check appropriate type| [] Nomh~ation. [] Imtial Date [] A ..... I [] Final

3. Dale of Report 04/I 9/2010 6. Reporling Period 01!01/2000 to

5b. [] Amended Report 7. Chaml:.ers or Oflic~ Atldres~ U.S. Cou~ of Appcals 333 Constilutmn Av.. N.W. Washington, D.C. 20001 8. On Ih~ bali,, .Irlhe information onlain~d in chi~. Repotl modifi:~tions pertaining thereto, il is, in my opinion, in compliance wi~h applicablt laws and rtgulalion~. Reviewing Officer Da~c

]MPORTANT NO TES: The instructions accompatging this f!~rm must be folh, wed. Complete airports,
checking the NONE box for each par! where you have no reportable information. Sign on last page.

I. POSITIONS. ~,~,,,,,,,~ individual on~: see pp. 9-1J oJ~ling i ........ ions.)
NON E (No reportable positiom.) POSITION
1. 2.

NAME OF ORgANIZATION!ENTITY

I 1. AG R E E M ENTS. IR,~,,,,,;,,~ ind,,iduM ,rob: ~ce IW- 14-16 ,,[fiting i ........

NONE (No reportal, lc agree,lcnt.~.)
DAT~
I.

it, ha:)

_ 2:

,r 7~
PARTIES AND T~RMS ~:~ ""

".~

Rogers, Judith W.

FINANCIAL DISCLOSURE REPORT

Page 2 of 6

Narne of Person Reporting

Date of Rcpor~

04/19/2o10

[ Rogers, Judith W.

A. Filers Non-Investment Income NONE (No reportable non-investment income.) DATE 1. 2009 2. 3. 4. SOI_~CE AND TYPE INCOME (you~ s, ~mt spouses~ $96.141.00

De. Judges Rctircmcnt Fund

B. Spouses Non-Investment IlleOnle - i]you s,ere raurried during any portion of the reporting year, complete this seclio~
(Dollar omount not requir~d excefft for honoraria )

NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURC~ AND TYPE

REIMBU

~
I. 2. 3. 4. 5.

N ONE (No r~7)ortable reimbursements.)

~
Harvard Univemily

DATE~
03:05 & 06i2009

LQ.~
Cambridgc, MA

P~POSE
Visiting Cte. Mlg.

ITEMS PAID OR PROVIDED

transporation, lodging.

FINANCIAL DISCLOSURE REPORT

N ....

fP .....Reporliag

Page 3 of 6

~ogers, Judith W.

04/19/2010

V. GIFTS. a, ct.a,, ,~,,~-, ,,, w ...... a del~endent children; Jet pp. 2g-31 vf fiting instru,tion~.)
[---] NONE (No reportable g(fts) S_S_~URCE
1. 2. 3. 4. 5. C. Marvilx earrings

DESCRIPTION

VALUE
$1,200.00

\I1. LIABILITIES. a,~t~u,,,ho~, ~, ...... d depend .... hildren; see IP. 32-33 offiling ins ..... ions.)
NONE (No reportable liabilities.)

CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

r~ ....of P ..... Rep,,tting

Date of Report

VI 1. IN VESTMENTS an d TRUSTS - i .......... ;~,, tr ...... ions (Includes th .... ,f ,pouse and dependent children; ,ee pp. 34-60 of filing instru,tionx.)
NONE (7[0 re.portable income, c~rsets, or transactions.)
l)e~cript~on of Assets Income durin~ reponin~ period [Amount [ "Iy~ (c.g. [Code, : div.. rent. orint) ] (A-I!) (;ro~s value at end _~.~,~?~ ~o~ ................................ Value Code2 (J-P) Value ~f.c (e g. bu). sell. j Method [ C,~dc3 tcdcmplion) (Q-W~ ~ ........ T T transactions during ~pomng period ] __ . Date ~ Value Gsin / d&,w Code2 Code, ~ I ....... ; ~ O-P) ~ {A-II) ~ [ ~ ~ .... ~ htcntitv of huyer[se,lcr llfpri~ate ~ransaction ~

Iqace "IX)" after each asset ..... pt ,ore prior dtscl ........ ....................................... I ...... I. 2. 3. 4 SunT~sl Bk. Am Fds: Inv. Co. of Amer. Am Fds.: \Vash Mut. Inv. Fd. Am Fds.: New Persp. Fd.

A D D

Interest Di~.idend

M N

Dividend Dividend Dividend Dividend Dividend

N M N L K

T T T T

D C C A

5. 6. 7. 8.

;\m.Fds : Growth Fd. Amer. AmFds.:Cap.Wrld.Gwth & Inc. Fd Am.Fds.: Sm Cap.WrldFd

T T

Inc. Fd. Amcr. AreS\d: E.Rowe Price Lg Cap Growth

Dividend None

9.

10. I I. 12.
13.

Am. Skd: DeAm.Lg Cap.Value Am Skd: Marisico Cap Growth Am.Skd. Evergreen VA Growth
Am.Skd: Goldman Sachs; Sm Cap Vnl

None None Nonc

None

K L K
M

1
"1

14. 15.
16.

Am.Skd: lmernatl (;rowth Am.Fds U.S. Govt Sec Fd-A A

None Dividend

1, L T

t7.

FINANCIAL DISCLOSURE REPORT Page 5 of 6

N ..... IP ..... Rep,,rtlnt,

Ro~r~, Judith W.

04il 9,201f)

VI I I. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,~,-~,,~,,,,~

111. Net incon~e reported. VII. Lincs c~. 14 Amcroc~n Skandia ("Am.Skd.") buys and sells funds during the year. V~duations rcflect year-end stalement of currently held funds.

PageFINANCIAL6 of 6 DISCLOSURE REPORT

IX. CERTIFICATION.

Rogers, Judith W.

I certify that all information given above (irtcluding information pertaining to my spouse and minor or rdependenI children, if any) is accurate, true, and complete to the best of my knowledge and belief., and that any information not reported was v~ithheld because it met applicable statutory provisions permitling non-disclosure. ! further certify that earned income from outside employment and honoraria aod the acctptance of gifts which have beeu reported al{~ iu compliance svith the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatnre~

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WIllFULLY FALSIFIES OR FAII,S TO FII.E ]Ills REPORT MAY BE SUBJECITO (IVIL AND CRIMINAl, SANCTIONS ~5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United Slalcs Courts Suite 2-30 ! One Columbus Circle, N.E. Washington, D.C. 20544