Rev.

~/20t0

.40 J0

]
]

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2, Court or Organization U.S.D.C. S,D. OHIO W.D. 5a. Report Type (check appropriate D, pe) [] Nonlinatlon, Date [] Ammal [] Final

Report Required by the Ethics

in Government Acl of] 978

C5 u.s.c, app..~ 101-111)

3. Date of Reporl 05/3/2010 6. Reporting Period 01/01/2009 to 12/31/2009

I. Person Reporting (last name. first, middtc initial) WEBER, HERMAN J. ~ Title (Article. 151 judges indicate active or senior status; magistrale judges indicate full- or part-time) DISTRICT JUDGE SENIOR STATUS

[] laitiat

5b. [] Amended Reporl 7. Chambers or Office Address Suite 801, 100 E. Filth St. Potter ~tewarl US Courlhouse Cincinnati, OI4 45~02 8. On the basi~ of the information contained in this Report and any modifications pe~taioing thereto, it is, in my opinion, in compliance with applicable lav,.s and regulations. Reviewing Officer Date

IMPORTANT NOTES: The in.~tructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

1. POSITIONS. ~g~,or,i,~ ~.~i,,~aant o~#.; ,~e ,p. 943 o/,~i.g instruction,s.)

[~ NONE (No reportable positions.) POSITION
I. Trustee Emeritus

NAME OF ORGANIZATION/ENTITY
American Legion Buckeye Boys State Inc. Estate # I

2. Executor

<:3 ==.

frl

! i. AGREEMENTS. (Reporting individual only; seepp. 14-16 o/f!ling instraclions.)

~ NON E (No reportable agreements.) I)ATE
/. 5/1/85 2.5/I/85

PARTIES AND TERMS

Nationwide Life Ins. Co. I.if Annuity - 10 yrs. Cenaflx Ohio Deferred Compensation, IRC Sec. 457 ("Nationwide") P.E.R,S, OF OHIO - JOINT SURVIVORSHIP LIFE ANNUITY

Name of Person Reporting

FINANCIALpage 2 of 7 DISCLOSURE REPORT

s~ EBER, HERMAN J"

I
I

Dale nf Report

05/3/2010

A. Fliers Non-Investment Income

---] NONE

(No reportable non-investment income.)

DATE SOURCE AND TYPE
Nationwide-Life annuity - monlhly inslallments (yours, not spouses) $5,561 $68.250.20

l. 2009 2. 2009 3. 4.

P.E.R.S. of Ohio - monflfly installments

B. Spouses Non-Investment Income - ?f you mere married during an) portion of the reporting year, complete this section~
(Dtdl~r ar~oum no~ required exc~pt for honoraria.)

----] NONE {No reportable non-investment income.) DATE

1. 2009 2,

SOURCE AND TYPE

Stale "reachers Relirement Pension Systems Life Annuity paid in monthly installments

3.

IV. REIMBURSEMENTS --,...,~or~ao., *od~i.s, ood, ~.,..,.i .... ~.

tln~iudex those to .W,u.se and dependent ehiMren." set, pp. 25.27 Q~f!lmg m~trt~.tions )

NONE (No reportable reimbut:~ements.) ~

I.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

3. 4, 5.

FINANCIAL DISCLOSURE REPORT Page 3 of.7

~ame of Person Reporting

Date of Report

WEBER, HERMAN J.

0513/21310

NONE (No reportable gifts.)

~
I, 2. 3, 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a,,c~.d,~ ,ho.,~ o/~ ....... ~ dependent children;.see pp. 32-33 o/filing instructions.)
NONE (No reportable liabilities.) CREDITOR I. 2. 3. 4. DESCRIPTION VALUE CODE

FINAN C1AL DISCLOSURE REPORT

N,me af ~e,so~ Repor,~g

Dat~

VII. INVESTMENTS an d TRUSTS - ~o .....

:~, t ...... dons (Include~ thee of s~ ..... d de~ndent children; see pp. 34-60 of filing instructUns.)

NONE (N~ reportable income, assets, or transactions.) ~scripliou of Assels (including t~sI assets) Place "(X)" after each asset exemp~ from prior disclosure Income during reposing period Amount Code 1 (A-H) T~e (e.g.. div., rent, or inl.) Gros~ value at end of reposing period Value Code 2 [J-P) Value Me~hod C~c 3 (Q-W) T U U Expired Redeemed K T Closed Closed Closed Open Closed - CD - CD - CD - CD New York Life Ins. Co. - Fully Paid Lip Life Polic.v -Sec VIII 5th.3rd Bank Accounts A A A A A A Interest lnteres! Interest Interest Int.tDiv. Interest M T J J J J T T "I" T Open Open Open Open Mahared 03/09/09 06/11/09 12/09/09 03/09/09 09/09/09 IJ6/09/09 10/29;09 ] 2102/09 12/09/09 10128109 J J .) J J J J J J K 08/22/09 12/01;09 L T~ (e.g., buy, sell, redemption) Transactions during re~ing period

Date ~ Vatue Gain ~ t m~ddi~ : Code 2 C~e 1 [ ~ (J-P) ] (A-H} [ ;:

Idc~xti~, of buver!seller (if private tran~ction)

I. 2. 3. 4. 5. 6. I 7. i 8. 9. 10. l i. 12. 13. 14. 15. 16. 17.

Lincoln Natl Li~ Ins. Co. OrdinaD, Life P.E.R.$. OF OHIO - See IliA Nationwide Life Ins. Co. - See IliA State Teachers Retiremenl System of Ohio See IIIB Seligman Natl Muni Fund-formerly Seligman Ohio Fund-See Vlll Cinfed Employees Credit Union Accounts See VIII - CD - CD - CI) - CD

B F D E B A A A A A

Int./Div. Distribution Distribution Distribution Dividend Interest Interest Interest Interest Interest

K L K

FINANCIAL DISCLOSURE REPORT

Page 5 of 7 V !I. INVESTMENTS and TRU STS - ~ ....

[ ,~an, e of
I

[ w~, ~ ~.

o~/3/~o~0

~,,

NON E (No reportable income, assets, or transactions.)

.~.
~scription of As~ts (including tn~sl assels) PIace "(X)" after each asset exempl from prior disclosure

~7 ......
Income during r~ofling period :Amount Code l (A-H) T~ (e.g., div., rent, or ira.)

c. --- ~ ...................... 6: ..............................

Gross value al end of reposing period Value Code 2 Meth~ (J-P) Code 3 Transactions during re~rting ~rioti

buy, sell, redemption)

~ (Q-W) ~ _ ~ ......................... i ....... ~ ........ ; ............................... 18, 19. 20~ 21. 22. 23.
24.

[mmiddi)~ i Code 2 , Code I buyerlseller (if private (J-P) ~: (A-H) [ transaction)

5t~3rd BanCo~ Common St(~k - See VIII ,IP Morgan Chase Account AIG SunAmerica Life Assurance Co, Adjustable Life Policy Metlife Account Estate #1 X - 5th/3rd Bank Accounts -Checking, Money Marke~

B A A A A

Dividend Interest -Dividend Interest Interest

T Closed 12/07/09 L

J .I M

T T T Open 12i01,/09 J

25.

N .... f P .... Reporting

PageFINANCIAL6 of 7 DISCLOSURE REPORT

\VEBER, HERMAN ~

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

VII. Line 18 - Markel Value as reported in Cincinnati Enquirer Janua~ ], 2010. This investment is an asset of Estate #1. VI1. Line 6 - Transferred savings Io certificate accounts and reinvested CDs. VII. Line 5 - This investment was an asset of Estate # I. VII. Line 16 - Death benefits paid.

Name of Person Reporting

Date of Report

PageFINANCIAL7 of 7 DISCLOSURE REPORT

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best Of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signal

NOTE: ANY INDIVIDUAl, WHO KNOWINGLY AND WILFULLY FALSil AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed origina! and 3 additional copies to: Committee on Financial Disclosure Administrative Office oflhe United States Courts Suite 2-301 One Columbus Circle, N.E Washington, D.C. 20544