ao s0

1/2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

2. Court or Organization U.S. DISTRICT COURT - N,H. 5a. Report Type (check appropriate type) [] Nomination, Date 0 [/0 t !2009 12131i2009 5b, [] Amended Repo~ 3. Dale of Report 05/12t2010

1. Person Reporting (tast name, first, middle initial) MCAULIFFE, STEVEN J. 4~ Title (Article IIl judges i~ldicate active or senior status; magistrate judges indicate lull- or part-time)

U.S. DISTRICT JUDGE (ACTIVE)

7. Chambers or Office Address WAPLKEN B. RUDMAN COURTHOUSE 55 PLEASANT STREET, ROOM 416 CONCORD, N.H. 03301

[] ~n~t~al

~ ~nn~a~

8. On the basis of the information contained in this Report and any modifications pertaining lhereto, it is, in my opinion, in compliance with applicable laws and rtgulafions. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this.form must be.followed. Complete all parts,
checkirtg the NONE box for each part where you have no reportable information. Si$,t~ on last page.

I. POSITIONS. nepo,,i.g i.ai~i,~.,.~ o.~y ; ~e. pp. 9-13 ~l~ f!ling instr,,etions.)
~ NONE (No reportable positions.) POSITION
1. Fellow

NAME OF ORGANIZAT[ON/ENTITY
New Hampshire Bar Fotmdation

2. 3. 4. 5.

Director Trustee Shareholder (50 percent) Partner

Challenger Center for Space Science Education Trust #1 Pleasant Lake Air, Inc.. LI.C Pinehers Investment Group (Neighborhood Investment Club}

II. AGREEMENTS. ~a~po,,i,,g individuM ,,.ly; seepp. 1~-.16 offtling ins,ru,rions.)

~ NONE ~Vo rwortable agreements.) DATE

~.__~

,..~_.~ ,.
PARTIES AND TERMS

7.~
?": i ~2

; .... . r: ~ "

2,
3.

"~ ~
i;

I~INA1NCIAL DISCLOSURE REPORT Page 2 of 15

Ill. N ON-INVESTMENT IN COME. meporti,,~

A. Filers Non-Investment Income
NONE (2~o reportable non-investment income.)

J~ATE
1.
2. 3. 4.

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spouses rson-Investment Income - g.vou were married d#~ring any portion of the reporting ycar c,,,nplete rids .,ection.
~Dollar amount nol required except for honoraria.)

~
1. 2. 3 4.

NONE ~Vo reportable non-investment income.)

DATE

SOURCE AND TYPE

(tnch~des those to aJmu.~e and dependent chffaren; see pl~ 25.27

NONE (No r~portable reimbursements.) SOURCE

1,

DATES

LOCATION

PURPOSE

IIEMS PAID ()R PROVIDED

3. 4. 5.

~INA_NCIAL DISCLOSURE REPORT Page 3 of 15

Name of Person Reporting

Date hi" Report

V. GIFTS. a~, ~ho~, to ,~o,,~ ,~ ~., ~,~,; ,~ ~.

NONE (No reportable g~s.) SOURCE
I.
2.

DESCRIPTION

VAI..U E

3.
4.

5.

VI. LIABILITIES. a,~t,,u,,, ~,o,~ 4~p ........ a ~p,,,,t~,,, ~,~,~,,;.~ ~.

NONE (No reportable liabilities.) CREDITOR
1.

DESCRIPTION

VA LUE CODE

2. 3.
4.

5.

F~NANCIAL DISCLOSURE REPORT

Name of Person Reporting

I)atc o1" Rtl)nrI

Page 4 of 15

NONE 1~)~ reportable income, assets, or transactions.)

.......................................... ~ ................
D~cription of Assets (including trust as~ts) Place "(X)" after each asset exempt from prior discI~ure

~.

Income during ~ reposing period ]Amounl T~e (e.g.) Code I , div., rent, . (A-H) ], print.)

~ Gross value at end ~: of reposing period . Value Code 2 (J-P) Va~ue Method Co6e3 Type (e g. buy, sell, redemption)

c.

~
Transactions during rcpomn ~ period

~ Date ~ Value Gain ~mm&tdiyy ~ Code 2 :. Code I ] (.MQ (A-ll) [

Identity

1. 2. ,3. 4. [ 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17,

NOW Aect Me~imack CD. Savings Ba~ IRA American Funds: Inv Co of America IRA American Funds: Wash Mut. Inv Fund Exxon Mobil Corp. UBS Retirement Money Fund IRA Franklin Templelon For. Fund Pinchers Investment Group l)mshp Share (See Part VIII) -MSFT -Dentsply Int. Inc. -Air Products & Chem. -Oceaneering lntnl Inc. -Whiting Petroleum Corp. -Diageo (DEO) -Tata Mtrs. (TTM) -BtlP Billilon Ltd ADR -Gilead Sciences Inc. -Quest Diagnostics

A B A A A 13 A

Interest Dividend Dividend Dividend Interest Dividend Dividend

J L J .l J L J

T T T T T T T Sotd 04:20/09 .1 A ,vt kt

Sold

09/15i09

,I

13

Mkt

Sold

01/19/09!

Mkt

F~NANCIAL DISCLOSURE REPORT

Page 5 of 15
MCAULIFFE, STEVEN ] N f|erso,, Report~og J. 0.., I .... ~1 )

VII. INVESTMENTS and TRUSTS -i ..... ~,

~ NONE ~ro reportable income, assets, or transactions.) . Gross value at end of reporting ~ ~ . D. Transactions during repoaing period ............................ ~ .............. ..... ft." lneome during Description of Assets OncJuding ~ust ~sse~s) ~ reporting peri~ Place "(X)" after each asse~ ~ Amount ~ Ty~ (e~.~ : (A-If) ] or into ~ (J-P) [ Code 3 ~t redemption) (,I-P) (A-H) ~ 0fprivatc

18. 19. 20. 2 l. 22. 23. 24.

-Sunlech Power Hldgs. -Unilever NV -Zebra Tectmologics -CDN Nail Rv,y Co. -CIT Group New -Comp. De Saneo Mento Basico Estado DeSao Pauloads -El Paso Corp. -Harleysville Natl Co. PA -Vestas Wind Syst. -3M Co. -Apple (AAPL)
-Ford Motor Co.

So!d Sold

03/28/09 .I 04/21;09 J

A A

Mkt Mkt

Sold Sold

04/21/09 0,l/21/09 .I A

25 26. 27. 28.

29.

Sold Sold

04121 ,09 04/21t09

J J

Mkt

Euy
13lty

11/13/09
05/I 5/09

J
J

Mkt
Mkt

30. 31. 32. 33.

34.

-FLIR Syslcms -FSUMF -Terrcx Corp. CVS Caremark Corp.

Praxair, Inc.

Buy Buy Buy A

A

I !.1309 05/15/09 01 ,:09/09

J J J

Mkt Ivlkt

Dividend
Dividend

J
K

T
T Buy 07/31109 J Mkt

FINANCIAL DISCLOSURE REPORT Page 6 of 15

Name of Person Reporting

Date of Report

o5/~2,2010

[ MCAUL1FFE, STEVEN J,

VII. INVESTMENTS and TRUSTS -- i ........

~

/.~, ,r..s.~,~o.~ ~.a,,,~e. .,ose q.v-,,~" .... ~ ,~,,~,,, ,.~,u,~,,: .,.,.~ ~,p..~-~o ,~/7"~,,.~ i,,.,",,,,,~,,,,.,.~
" c,
(~) Type e.g. buy, sell, . redemption)

NONE ~o reportable income, assets, or transactions.)

........... ~ L-- ............! ........~.

Description of A~ets 0ncluding ~ust assets) Place "(x)" after each asset " exempt from prior disclosure ] Income dnring [ _ reporting period (2) ~ (I) Amount Type (e.g., Code I div., rent. (A H) or int.)

O.
Transactions during rcpoaing period ~a) (2) (3) (5) Date Vclue Gain Idenmy of ~m~dd;yy Code" Code I ~ ~ buyer!seller (J-P) [ (A-H) (ifprivam ~ [ , transaction) i . ............... ~ .......

Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 (Q-~ ................................ ~ ...........

35. 36. 37. 38. 39. 40. 4I. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

IRA I Shares Russell Fund IRA Midcap SPDR TR Fed. Prime MM Fund Merrimack Cry. Sav. Bk. NOW Acct (2) Cemex S A Diageo (DEO) Thermo Fisher Sci. (TMO) Enterprise Prods. Ptnrs. MFS Intnl Divers. FD Chesapeake Energy Corp. Kinder Morgan Energy LP Penn VA Resource Pt. LP Cisco Systems, Inc. Myriad Pharmaceuticals, Inc. (Spin Off of Myriad Genetics) Williams Cos., Inc, lshares TR Russell 2000 Index Fund lshares TR Russell Midcap Val. Index Fund

A A A B A

Dividend Dividend Dividend Interest Dividend None Nonc

J K J M

T T T T Sold .Sold 05;11/09 04/20/09 J J A B Mkt Mkt

J K

T T Buy Sold 07.31/09 07/23i09 K .I A vlkt Mkt

A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J

T T Sold 12/15/09 J A Mkt

J d

T T Sold (part) Sold 06/29/09 I t;30/09 J J A A Mkl Mkt

J J

T T

FINANCIAL DISCLOSURE REPORT Page 7 of 15 VII. INVESTMENTS and TRUSTS -i,co ....... &e, transactions (htcl,ulg~ thoae of spouse and depemle,,t chihhe,,: seel,p. 34-60
NONE (N~ reportable income, assets, or transactions.)
A. Descriptioo dragnets (including ~ust assets) Place "(X)" after each asset exempt frompdor disclosure Income during reporting period ;Amomnt [ Type (e.g,. [ Code I [ div,. rent, (A-H) [ or int) C. Gross ~a[ue at end of reporting period Value Code 2 {..l-P) Value Method Code 3 (Q-W) T T Sold .K .I T T Buy Sold Sold J K K .1 K J .1 .I J T T T T T T T T T Buy 01/14/09 K Mkt Bny Sold (part) 0!/14/09 04/20109 K .I A Mkt ,Mkt 07/31/09 1/30/09 1/30;(19 J .1 A A Mkt v~kl 07/23/09 ] A M kt T?De (e.g., buy. sell, redemption) D, Trat~sactions during reporting 0eriod

: (3)

~a)
Idcnmv {d pri~atc transacfim~)

Date Vakm Gain mm/dd/yy Code 2 Code i {J-I) IA-H) ,. { ~

~-~2. 53. 54. 55, 56. 57. 58. 59. 60. 61, 62. 63. 64. 65. 66. 67. 68.

Norfolk Soulh. Co~. Nicholas-Applegate Intnl & Prom. Blackrock Real Asset Tr IRA lshares Russell Mid-cap IRA Saytcm Comp. Svcs. Mindray Medical Intnl Ltd. Mindray bledical Intnl Lut Royal Bank of Canada lsharesTmst Rttssell Midcap Growth Index Fund McDolmlds Corp. McDonalds Carp. Apple, lnc. .Iohnson & Johnson. Inc. Deore & Co. Praxair (M) Express Scripts, Inc. CR Bard, Inc.

A A A A A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

I J

FINANCIAL DISCLOSURE REPORT

Page 8 of !5 VII. INVESTMENTS and TRUSTS -

Name of Person Reporting

MCAt~LWVE, sr~vEN

NONE (~% reportable income, assets, or transactions,)

A. B, C D.

Description of Asse~s (including ~st assets) Place "(X)" after each nsset exempt ~om p6or disclosure

[ i

Income during reposing period

[ Gross v~l~e at end ~ of reporting period ] Value Code 2 (J-Pj Vzlue Method Code 3 T~e(e.g., buy, sell, redemption)

Transactions duri~g repoai~g period

Amount[ T~e(e.g., :: Code I [ div., rent or int.) [i (A-H) [

Date ~ Value mm/dd!yy Code 2 ; (J-P)

Gzin ~ Code ~ ~ (A;H)

ldcnti~,of N~ycr~seller ~iepriva~c

69. 70, 71. 72. 73. 74. 75. 76. 77. 78. 79, 80. 81. 82, 83. 84. 85.

Colgate-Palmolive Co. General glectric IBM Corp. Powershares QQQ Trust U~it Northern Trust Prime Obligation Fund 9/1 (See Part VIII) Simon PPTY Group, Inc. Bank of NY Mellon Corp. Bartk of NY Mellon Corp. tntel Corp. AT&T; Inc. AT&T, Inc, Beclon Dickinson Domimon Resources, Inc. Dominion Resources, Inc. ~b.,1 Co, STH.N Cmnty B&T NC US Fla. St, Brd Ed. Pub. Ed. Cap. ..

A A A A A A A A A A A B A A B A A

Dividend Dividend Dividetld Divideud Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest

T Sold 12/I 5/09 0,1120/09 2/t50o J K j A A Mkt ,Mkt .,,i~,;t

Buy Sold

J l

T T Buy Buy Sold 06:29/09 04/20/09 1t..30/(19 04/20/09 0t/14109 07/31/09 01/14~09 01/14:09 04/20/09 01/14/09 01/14/09 01/14/09 K K K L L L K K K L K : A Mkt Mkt ,Mkl Mkt Mkt B A Mkt Mkt :vlk~ Ml<t Mkt

Buy Buy Sold

I.

13uy Buy Sold

L L K

T T T

|]uy Buy Buy

2. Vahm Codes

FINANCIAL DISCLOSURE REPORT Page 9 of 1 5

n ...... I" Person Reporting

I)ate o~" l,tepn,t

r,~CAU LWFr, srEv~- .).

0s,"~.~,20 ~0

VII. INVESTMENTS and TRUSTS - J ............ ~.~, ~ ...... ,~,,.~. a,a,a~, ~h ...... .~ ....... a a,,~,,~ ..... .~,i~d~,.,: .,.,, p,. ~-~O,,yyz~i,,~ ~,,,,~.~,~,,,,.,.)
NONE ~Vo reportable income, assets, or trar~sactions.) D~cripfion of Assets (including ~st asse~g) Place "(X)" after each asset exempt from prior disc]osure Income durillg reporting period Gross value at et~d of reporting period [ Va ue ] Code2 ~ (J-P) Vat e [ [ Method Code 3 Type (e g, buy sell redemption) Transaction~ d:~6ng repon~g period

~ ~

~ Amount Type (e.g., :: C~e 1 [ div.,rent, [ (A-H) or int.)

Da c V~ uc m~:ddYyv C~dc2 ~ " ~ (.l-P)

G~i~ Code I (A-II~

k!~:nl~y of buyct::scller (ifpr, x;~te

86. 87. 88. 89, 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Toyota Fin. Sve. Bk NV US Huntington NAR Bk. OH US IShares IBoxx Invt Gra, DE Corp. Bond Fund Tenn. St. Set. A Fairfax Cry. VA Pub. Ser. A Autotiv, Inc. Smucker JM Co. New First Colebrook Bank AFLAC, h~c. Danaher Corp. Goldman Sachs Group, Inc. Google, Tnc. J.P. Morgan Chase Co. Oracle Corp.

A B A A A

Interest Dividend Dividend Interest In,crest None None

L L K K K K K J J .1 ,t J .I J J J J

3" T T T T T I T T T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy 13uv Buy Buy

01!14/09

Mk

01/14.,09 01!16/09 01/14/09 11/30/09 I 1!30!09 0211&09 12/15/09 12115.09 12/I 5!09 12!15/09 ~VI ~:0 12/!5i09 12/15/09

K K K K K J J .t J J

Mk~ Mkt

Mkt Mkt ~,..lkt Mkf N, lk: M kt Mkt

Dividend No~e None None None None Nol~e None None None

J J

NIkt Mkt

100. Starbucks Corp. 10I. S.gsco Corp. 102. BHP Bill/ton Ltd.

Bty

12/15..,09 J

FINANCIAL DISCLOSURE REPORT

Name orPerson Reporting

MCAUI.,IFFE, STEVENJ. 05/12/2010

Page 10 of 15

VII. INVESTMENTS and TRUSTS - ~ .... ~ ,,.~,,~,, ........,,.~..,,~,.~ ~,,~-~

~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including ~st .... ts) Income during [ [ -(~ ...... period _ reporting ~J .... Amount Type (e.g_, ~ C~e I div.,rent, (A-H) Gross value at end ofreporting period Trans~ctmns during repn~ng permd

Place "(X)" aff~ each asset exempt from prior disclosure

(2)
Value Code 3 (Q-W) J J T T

(~)
Type (e.g., buy, sell, redem~uonJ

~2~

(.~

{4~

(5)
Identity uuyer~sclter ,ram;ac~ on

Date Value Gai:~ mm;ddiy- Code 2 Code I

103, IShare MSCI EAFE Index Fund 104. IShare Trust MSCI Emerging Mkts 105. Bank of Am. Corp. [C] 106. Lowcs Cos., Inc. [C] 107. BP PLC ADR [C] 108. Northern Trust Prime Obligation Fund 9/I [C] (See Parl VIII) 109. Kinder Morgan Energy Pmrs..LP [C] 110. CVS Caremark Corp. [C] I 11. 1 t2. 113. 114. 115. Cemex S.A. [C] NFJ Dvd Int & PR FD [C] Enterprise Prod Pt [C] MFS lntnl Div FD [C] Chesapeake Energy [C]

A A A A A A A A A A A A A A A A A

Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Buy Buy Sold Sold

07~28,:09 07."28/09 I 1/24/09 11:24/09

J J J J A A

Mkt M kt Mkt Mkt

,1 J

T T ~

Sold J Y Sold Sold Sold Sold .I T Sold SoM Sold

11124.,"09

13

Mkt

11/24/09 12/12/09 I I/2..."*L) ( v.2,1.09

J K K ,l

A 13 B A

Mkt M kt NIkt Mkt

116. Citizens Commo [C] Name Change: Frontier Comm. Corp. 117. Penn VA Res. Ptnrs. [C]

I 1~24,09 ! 1/24K)9 11124-"09

K J K

B A f3

Mkt Mkt Mkt

1t8. Alliance Resource Ptnrs [C] 119. Btackrock Real Asset [C]

I~INANCIAL DISCLOSURE REPORT

N.,-e of~ ..... Repnrting

Page 1 1 of 15 [ MCAULIFFE, STEVEN J.

VII. INVESTMENTS and TRUSTS - i, ........ z.., t ...... tions (Inch,des those of sp .....
~ml dependent children; see pp 34-60 o]filing it str, ccions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including ~st assets) - P]ace "(X)" after each asset exempt from prior disclostlm Income during reporting period ~Amount ~ ~ Code I [ (A-H) { Gross value at end [ of reporting pc" od ~ [ : : Value Type(e g. buy. sel!, Method Code 3 redcmptiou (QW) ......... Sold Sold Sold Transactions during repomng period

T~e (e.% ~ Value div.. renl. Code 2 or int.) (J-P) [ "" "

:, Date ~ Value }mmidd~vv Code 2 ~ ~ (J-p)

Gain ~ Code I (A-it) ~

ldent w of buyer/seller (if private

120. Blackrock Cap k lnc Str [Cj 121. Eaton Vance Tax Mng Buywritc Inc. [C] 122. Eaton Stance Tax Mng [C]

A A A

Dividend Dividend. Dividend

11124109 07127/09 07,;27/09

,I K K

A B 13

M It Mkt Mkt

123. Nicholas-Applegatc lnml. & Prem. Str. [C] 124. Johnson & Johnson [C]
125, Deere & Co. [C] 126. Aflac, lnc. [C] 127. General Electric [C] 128. Apple, Inc. [C] 129. IBM Corp. [] 130. Merrill Lynch Depository, Sh. Rap. [C] 131. Stm~.dard & Poors 50) Depositor Receipt 132. Powcrsharcs QQQ Trust Un[I [C] 133. McDonalds Corp. [C] 134. Abbott Labs [C] 135. Chevron Corp. [C] 136, Colgate-Palmolive Co. [C]

A A
A A A A A A A A A

Dividend Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividced Dividend Di,,idend None None None

J J
K K

T T
T T

Sold (pan)

11/24/09

Mkt

Sold J J "r T Soid Sold Sold J J J J T T T "g Buy Buy ]~uy

11124109

Mkt

11/24109 11!24/09 I 1!24/09

J .; J

A A A

Mkt hlkI Mkt

11!24/09 11!2,I!09 11/24/09

J J J

Mkt Mkt Mkt

FINANCIAL DISCLOSURE REPORT Page 12 of 15

N ...... f Person Reporting

Date af Report

MCAULIFFE, STEVEN J.

05/I2/20t0 ,

VII. IN-VESTMENTS and TRUSTS --i.co.,., ,,.t,,e, ~ ..... ti,,,,,

[] NONE (No reportable income, assets, or transactions.) A. Description of Assets including trust assets) Place "(X)" after each a~set exempt from prior disclosttre

(lttchtll~sthose of .~p ...... a dependent ~.hildren;

.,ec pp. 34-60 ,f./ili~.g

B. C. D. Income 6uring Gross value a! end Transactions during repordn., permd reporlmg period of reporting period (]) (2) (t) ] (2) (t) ~ (2) (3) t4) Value Value Type (e.g,. Date Value Gain [Amount , Type (e.g., " sell, ~ Code 1 div., rent, Code 2 Method buy. mm~dd..".,,~ (_,ode 2 Code l I (A-H) or in:.) (J-P) Code 3 redemption) : .(J-P) i (A-Ill (QW) ............. [ [ ............................ "..- _~ __ i ....

l
I37. Danahcr Corp. [C] 13& Dupont E.I. Dem. Co. [C] 139, Express Scripts Inc. [C] 140. Goldman Sachs GP inc. [C] 141. J.P. Morgan Chase Co. [C] 142. Nike.. Inc. [C] 143. Oracle Corp. [C] 144. Procter & Gamble Co. [C] 145. Spectra Energy Corp. [C] 146. Starbucks Corp. [C] 147. Sysco Corp. [C] 148. United Health Group Inc. IC] 149. United Technologies Corp. [C] 150. Wells Fargo & Co. [C] 151. Buffalo Small Cap Fd [C] 152. B}IP BiIliton Ltd. [C] 153. Tra.nsoceatl Ltd. [C]

Identity of buyer!seller (if private transaction)

None A Dividend None None None None None None None None None None None None A Interest None None

J J J J J J J J J J J J .I .I J J J

T T T T T T T T T T T T T T T T T

Buy Buy Buy Buy Buy Buy. Buy Buy Bt y Buy Buy Buy Buy Buy Buy Buy Buy

11/2,1/09 05/12/09 I 1/24i09 I I,.24~09 11/24,:09 11/2.~,i~."o I 1/2,U09 1 I;24/09 I t.,24/09

.1 J J J J .i J J J

Mk~ Mkt Mk! Mkt Mkt Mkt

Mki Mkt Mkt Mkt

11/24,09 . J 11[24/09 I 1/24~09 11/24/09 11/24/09 05/06:(9 11 24i09 11!24/09 J ,I J J J j J

Mkt Mkt iVlkt Mkt Mkt

2. Value Ct~de~

J -$15.000 t,r less

K ~$15,001 - ~5~,000

L =$50,001 - $100.000

M =$100.00i - $250.000

I~INA1NCIAL DISCLOS URE REPORT

Page 13 of 15 VII. INVESTMENTS and TRUSTS - i .........

N .... f Pe .... Reporting

Date of Reporl

[ ,~ICALL.WVE, ST~V~N j.

0~2/zo~0

t,,,, tramactions (Incl,ul,~ tlwse t(W ......... I depe,,d ...... hlhlrcn; .,~e pp. 34-60 ,t:/~li,,.~, i,,st,, cti,,, ,

NONE ~ r~ortable income, assets, or transactions.) A. D~scription of Asse~ (i~cluding ~st asse~s) Place "(X)" afle~ each asset exempt from prior disclosure ~ i B. Income during reposing period Type (e.g., div., rent, or in~.) c. Gross value af end of reporting-period Value Code 2 (.I-P) Value Method " " o. Transactions during repo~in.g period

~ Amount ~ Code I (A-H)

............................... 154. IShares T~sl MSCI EAFE Index Fund [C] 155. IShares T~st MSC1 Emerging Mkts [C] 156. ~iA Tax-Free Fund [K] ~157. UBS Pace MM lnv Fund Class P [K] 158. Am Funds Growth Fund of Am Class F [K] 159. John Hancock Classic Val Fund Class A [K] 160. Oppenheimer Main St. Small Cap Fd A [K] 161. P-.S Value Fund Class A [K] 162. Thornburg lnttd Valne Fund Class A [K] 163. DWS Core Fixed Income Ftmd Class A [KJ 164. FT Tcmplelon Global Bond ArK] 165. Managers Bond Fund [K] A A A A A A A A A A A A in[crest Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J .~ J J J J .1 J j

T)~e (e.g., Date V~lue Gain buy, sell, ~mmlddivv- ~ Code 2 Code I redempt on) (A-H) Code(Q_W)3 ~ : ........ ~ ...................... ~.~ ....... : ~ (J-P) ~ . _ :,~ ........ [ ...... T T T T T T T T T T T T Buy Buy 07~2g/09 J 07~2g/09 J Mk{ Mkt

Identity buyrise I let. ~ffprivale transaction)

I~INANCIAL DISCLOSURE REPORT Page 14 of 15

Name of Porson Rep~rfing

05:12/2010 [ N[CAULIFFE, STEVEN J. [

VIIL ADDITIONAL INFOR1VIATION OR EXPLANATIONS. a.a~.,,~

PART I. POSITIONS. Pleasant Lake Air, Inc., LLC, is a corporatiun formed to own a Cessna 182 Skylane single engine private airplane. I own a one-t~alt" imcrcst in the corporation (and thtts the airplane). PART VI. LIABILITIES. I own a summer cottage with a former law partner, Edward E. Shumaker. III, as tenants in common, which prol,.erty is mortgaged m par disclosed since it is secured by real property, v,,hich s PAR[" VII. INVESTMENTS AND TRUSTS. Trust #1 assets are listed in Part VII, identified by thc dcsiguation [cl." PART VII. IN~/ESTMENTS AND TRUSTS. Line 7. Piachers Investment Group Ptnshp Share (specific holdings noted by " - " below) (invcstmclat club - t%grc__,~:tcd [~er suggcstio*a ,.~" Ct~w:znitlcc on Financial Disclosure 6.,"11/08). PART VII. INVESTMENTS AND TRUSTS. Line 73. Column A. Additional description of this asset is: [Northern Trt*st Prime Obligation Fund. 5/I Excba*wcd for Federated Prime Obliga~.ion Fd (Mo~cy Market Fund)] ~ PART VII. INVESTMENTS AN[) TRUSTS. Line 108. Cohlmn A. Additional description of this asset is: [Northern Trusl Prime Obligation Fund 9/I Exchanged [or :ed. )rilnc. ()bliigalicm MM Ftlnd [C]!

Tlan~ li~bility is n(~

Name of Person Reporting

i~INANCIALpage I 5 of ] 5 DISCLOSURE REPORT IX. CERTIFICATION.

MCAULIFFE, STEVEN

J"

D~,te tO,12,

] certify that all information given above (includiug information pertaining to my spouse and minor or dependcot children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld becansc it provisions permitting non-disclosure. " I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are comp|iance with the provisions of 5 U.S.C. app. 501 et. seq.; 5 U.S.C. 7353, and Judicial Conference regolations.

NOTE: AN)5 INDIVIDUAL WHO KNOVINGLY AND WILFULLY AND CRI!vlINAL SANCTIONS (5 U.S.C. app. 104)

TO CIV1L,

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Cour:s Sufle 2-.301 One Columbus Circle, N.E. Washington, D.C, 20544