August 16, 2011

Judge Bobby R. Baldock, Chair Judicial Conference of the United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544
RE: Calendar Year 2010 Filing

Dear Ju.dge Baldock: I At your request, I have enclosed my Amended Report. have provided all+.the information I have regarding the assets in Part VII, lines 38, 39, 78 and 81. With respect to the accounts described on lines 51 and 52, I have provided additional detail in Column A, along with additional information in Part VIII on page 14.

United States District Judge DAP:dmw

Enclosure

Polster, Dan A.

AO 10 Roy. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. Dist. Ct., ND Ohio
Report Type (check appropriate type) ] Nomination, [] Initial [] A .... Date 1 [] Final

Report Required by the Ethics in Government Ac! qf 1978 (5 U.~:C. app. ,~,ff" 101-111)

I. Person Reporting (last name, first, middle initial) Polstcr, Dan A.

4. Title (Article Ill judges indicate active or senior status; raagistrate judges indicate full- or part-time)

3. Date of Report 08/15/201 6. Repor[ing Period 0110112010 12/31/2010

U.S. District Judge--Active

5b. [] Amended Report 7. Chamhers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in m~ opiniou, iu compliance with applicable laws and regulations.

United States District Judge 18B Carl B. Slokcs U.S. Court Clcvehmd, Ohio 44113

Reviewing Officer

Date

1MPOR TANT NOTES: The instructions accompanyb,g th~form mast be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting indivldnalonly; seepp, 9-13 of filing instructions.)

~
I. 2. 3. 4. 5. 6. 7. I~.

NONE (No reportablepositions.)

POSITION
Lifetime Trustee Lifetime Trustee Trustee Trustee "lrustce Trustee Board of Directors Board of Directors Agnon School

NAME OF ORGANIZATION/ENTITY

Siegal College of Jewish Studies Jewish Education Center of Cleveland ..... Jewish Federation of Cleveland Bellefaire Jewish Childrens Bureau ~ trust Federal Bar Assn (Cleveland chapter) Mt. Sinai Health Foundation " ,

II. AGREEMENTS. (Repot,lag i.di~id,,~t o,,ly; ~ee pp. , 4-~ 6 o~ing instructions.)
--] NONE (No reportable agreements.)

DATE
1.1998

PARTIES AND TERMS

U.S. Civil Service Retirement System (CSRS) vested pension for Dept. of Justice service (1976-1998); to be paid upon retirement from judicial service

2.

FINANCIAL DISCLOSURE REPORT Page 2 of 15

Name of Person Reporting Polster, Dan A.

FINANCIAL DISCLOSURE REPORT Page 3 of 15

Name of Person Reporting Polster, Dan A. 081151201

III. NON-INVESTMENT INCOME. (Reporting indi,,idualandxp .......

A. Fliers Non-lnvestment Income

; seepp. 17-24 of filing i~truetion.~)

~
I. 201(/ 2.2010 3. 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME
(yours, not spouses) $2,663.00 $2,000.00

Park Synagogue (Stipend for teaching 10th grade Confirmation class) Cleveland-Marshall School of Law (taught class on mediation)

B. Spouses Non-Investment Income - tf yo,, were married during any portion of the reporting yeor, complete thv section.
(DolhJr tm)ount trot required t, xcept.fi~r honoraria.)

NONE (No reportable

non=investment income.)

DATE
I. 2010 2. 3. 4.

SOURCE AND TYPE

Hahn, Loeser & Parks (law firm)

IV. REIMBURSEMENTS .......

~_~

.,~,o~,.,ion. l,,aU~,,U,~,,,,d. .... ..in ...... ,.

(1 c/ de~" t] me to ~Tm tse amt dependent children; sec pp. 25-27 o filling instructions.) NON E(No reportable reimbursements.)

SOURCE
1. American Conference Institute American Bar Assn.

DATES October 20-21

October i3-14

LOCATION New York, N.Y.

Chicago, I11.

PURPOSE Participate in CLE

Participate in CLE

ITEMS PAID OR PROVIDED Airfare, one night hotel, meals

Aiffare, one night hotel, meals

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 15

Name of Person Reporting Polster, Dan A. 08/I 5/201 I

V. GIFTS. a,,,.~,,,~,,,. ,~, ......... .,~, .......... d aep,,,ae,,t ehildren: see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) S.__O_U_R__C.I,;.
I. 2.

DESCRIPTION

V_A_KU_E.

3.
4.

5.

V I. LIAB ILl T IES. anet,de.," a,o~e ,.,~o ....... d dependent children; see pp. 32-33 of filing instruction.)

I~---~
I.

NONE (No reportable liabilities.) CREDITOR DESCRIPTION

y_ N ._ _U_E_C_O_D_ .F_...

2. 3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 6 of 15

Name of Person Reporting Polster, Dan A.

Date nf P.epor! 0g/I 5/201 I

V I I. IN V ESTME N TS an d TRUSTS - i. ......... t.e,t ..... [~ NONE (No reportable income, assets, or transactions.)
Doscriptinn nf Assets (it|eluding trust assets) Place "(X)" after each asset exempt from prior diselnsure Income during reporting period (1) (2) Type (e.g., Amount Code I div., rent. (A-H) or int.)

actions (Itzclttdes those of spouse

and dependent childrett; see pp. 34-60 of filing in .......... ions.)

Gross value at end of reporting period (1) (2) Valuo Value Code 2 Method (J-P) Code 3 (Q-W) K K T T

D. Transactions during reporting period (]) Type (e.g., buy, sell, redemption) (2) Date mmidd/yy (3) Value Code 2 (J-P)

Gain Code 1 (A-It)

Identi!y of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 3 I. 32.

Chevron!Texaco wayne Cry Ohio Munic, Bonds Hamilton County Sewer Bonds DWS High Inc. Trust (formerly Kemper High Inc. Trus! lntel Parker Hannifin Rydell Rusell Top 50 Goldman Sachs Money Mkt Henderson Intl Opp Fd Costed Wholesale Corp Vanguard Mid-Cap Fd MicrosoFt Corp. Deere & Co. FedEx Corp.

A B A A A A A A A A A A A A

Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Buy

01105/10

J
J J

T
T T

Sold J
K

1!/10/10

T
T

Sold J J K
K K

05/25110

T T T
T T Buy 05/25/10 K

Buy

11/10/10

33. Tenneco common 34. Embarq (spinofD

A A

Dividend Dividend

J J

T T

Income Gain Codes:

A -$ I ,(XR) or less

B ,=$ 1,001 - $2,500

C =$2.501 - $5.000

D =$5,1)01 - 515,000 112 =More thau $5,000,000 M =$ 100.001 - $250,t~)0 P2 =S5,000,001 - 525,(XI0,00tI T =Cash Market

(See Cohtmns (1 and D3)

N ::S250,01) 1 - S500,000 P3 ~S25,000,onl - ssn,oo0,000

0 =$5~.001 - $1,000,000

Pl =~ 1,000,00l - $5,000,000 P4 =More than $50,000,0~

FINANCIAL DISCLOSURE REPORT Page 8 of 1 5

Name of Person Reporting Polster, Dan A. ()8!15/201 I

VII. INVESTMENTS and TRUSTS - i .......... t,,., t ........ ao.s OnL.t.&s n, ose of .s~ ....... ,1 dependent children; see pp. 34-60 of fillnl."

[~.]

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "iX)" after each ussct exempt from prior disclosure Income during reporting pcriod (2) O) Amount Type (e.g., Code I div., rent, (A-It) or int.) Gross value at end of reporting period O) (2) Value - Value Code 2 Method Code 3 (J-P) (Q-w)
Transactions during reporting period

O)
Type (e.g., buy, sell, redemption)

(2) (3) (~) Date Value Gain mnddd/yy Code2 Code I (J-P) (A-t0

(5) Idcnti~y of buyer/seller (if private transactior0

52. 53. 54. 55. 56. 57. 58. 59.

FIR I~tawflrm (ABA Ret. Fd) managed

Dividend

Money Market (MLynch) Transistor Devices common Gabelli Utilities Fd American Gr. Fd of America Cohen & Steers REIT Eaton Vance Inc. Fd

A A A A A A A A A A A A A

Interest Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend

J L

T W
Sold 04/13/10 04/13/10 104/13/10 04/13/10 04/13/10 J J J J J

J j

Buy Buy

J J

T T

Buy Buy

60. Templeton Global Bd Fd 61. State of Israel Bond

Redeemed 09115110
K

62. Ford common 63. Vislcon (Ford spinoft)

J J J J

T T

64. Citigroup (acq. Ford spinofl) 65. 66. 67. 68. Trust** (lines 69-133) Unicorn (form. Comm. Ed) Warburg Pincus Growth

T T

Int./Div.

Pl

A : .$1,000 or less l -$15,0(tO or less (See (ohunns (J and I)31 N $250,001 - SSO0,O00 Q ~Appraisal

-~S 1,001 - $2,500 =$ 100,001 - ~; 13)00,000 =$ I 5,001 - S50.000 ~$500,001 - $ 1,000,000 ,.Cost (Real Estate Only)

c :~$2.501 - $5,000 L ~-$50,001 - S 100,000 P I ~S 1,000,001. S5,000,000 P4 ":More thall SSD,O00,O00 S =Asscssmenl
H2 =More than S5,000,000 M ~S 100,001 - 5250,000 P2 =:SS,00I},00 t - $25,000,0LI0

FINANCIAL DISCLOSURE REPORT Page 9 of 15

VII. INVESTMENTS and TRUSTS - i. .....

Name of Person Reporting Polster, Dan A.

Date of Report 08/15/2011

., ,,alue, t ..........ions (lnchtde.," those of sp ........ d depct~denr children; seel~p. 34-60 of fillng i ............io.s.)

NONE (No reportable income, assets, or transactions.)

I)cscriptioh of Assets Income during Gross value at end

Transactions during reporting period

(I) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Code 2 (J-P)

(inc~udiag trust assets)

ltacc "(X)" after each asset exempt from prior disclosnrc

reporting period

6f reporting period

0)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent. or int.)

(l)
Value
Code 2 (J-P)

(2)
Value
Method Code 3

(5)
Gain Code I (A-H) Identity of buyer/seller (if private transaction)

(Q-W)
69.
70.

--State of Israel Bond

--Tenneco common

71. 72. ~3.

74. 75. 76. 77. 78.

--PactivCorp --JPMorgan Chase --Sprint Corp

--M.Lynch Money Market --U.S. GNM bonds -- Israel Preferred --. Dev. Bank of Israel Pref. -- Amer.Fds New Persp Fd

Sold

12/14/10

Sold (part)

5/28/10

79. 80.
81.

--Amer Inc. Fd of Amer. --American Washington Mut Fd

-- Oakmark Intl Fund Buy (addl) Buy (addI) 11/22/10 11/22/10 ,I

! 82. ~8-~.
g4. ;85.

--Baron Growth Fd --Hartford Floating Rt Pd

--GNM Bonds --Georgia Power Co~

Redeemed 09127110

(See Columns I31 2. Value (!odes (See (.01umI~ CI and D3)

D =$5,001 - S 15,0t)O H2 ~More than K =S 15,001 - S50.000 L ~$50.001 - S 100.000 P I =~S 1,000,00 } - $5,000,000 M ~S 100.001 - $250.000

N ":S250,(101 - $5(10,000

0 =$500,001 - SI,O00,O00
R ~,Cosl (Real Estate Only)

P2 =$5,000,001 - S25.(~10,1100

(See Column (2)

FINANCIAL DISCLOSURE REPORT Pagell of 15

Name of Person Reporting Polster, Dan A.

Date of Report 08/I 5/201 I

VII. INVESTMENTS and TRUSTS - i ............

t,,e, r .........,ions (lnchtdes those of spo .....nd dependent children; seepp. 34-60 ,filing instr,ctionx.)
transactions.)
C. [3. Transactions during reporting period Gross value at end

[]

NONE

(No reportable income, assets, or

Description of Assets (including tntst assets)

Income during reporting period

of reporting period

(1)
Place "(X)" after each asset exempt from prior disclosure Amount Code I (A-H)

(2)
Type (e.g.,

O)
Value Code 2
(J-P)

(2)
Value Method
Code 3

(l)
Type (e.g,, buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2 (J-P)

O)
Gain Code I
(A-H)

(5)
Identity of buyer/seller
(if private

div., rent,
or int.)

(Q-W) 103. --Bolt Technologies 104. --Bolt Technologies 105. --Culp Inc. 106. --Durect Corp. 107. --Durect Corp. 108. 109. --Money Market (Wachovii0 I I0. --Laclcde Gas common t 1 I. --Nuvcen Ohio Munic. Fd I 12. --Davis NY Venture Fd 113. --Eaton Vance Tax Managed G.r. Fd (formerly E.V. Marath) 114. --Cedar Fair 115. --American Express Co. 116. --Chevron/Texaco tiT. --TO Energy (now Exxon Mobil after 2010 merger) 118. --Enterprise I~roducts 119. --Franklin, Ohio Munic. Bond Buy Buy (addl) Buy Buy Buy (addl) 08/02/10 09/13/10 11/30/10 05/24/!0 09/08/10

transaction)

K K K

Sold

(part)

1 1/10110

1. hacome (Jain Uodcs: (See Columns B I ;rod 04) 2. V alue Codes (See Column~ (1 :mtl 03) 3. V;ilue Method (odes

A ::S 1,000 or Ies,~ F ~-550,001 - S 100.0O0 J :~S m 5,000 or less N :,S250,001 - S500,000 P3 -~S2$,l)0O,i)lll - SSO,I)t)D,l)OO Q =Jpprai~tl

B =$1.001 - $2,500 (i =S 100,001 - $1,000,000 K =S 15.001 - S50,~0 O =SS00,00I - SI,0(}0.000 R ,~Cosl (Real Estate Only)

C =S2,501 - S5.000 H I ~$1,000,001 - S5,000,000 L =550.001 - S 10O,O00 PI ~SI,000,001 - S5,000,000 Pl ~-More than S .:Assessment

D =$5,001 - SI5,000 H2 =Morc than M ~S I ~,001 - S250,000 P2 ~$5.000,~1 - $25.000.000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 13 of]5

Name of Person Reportiug Polster, Dan A.

|)ate of Reporl 0811512011

NONE (No reportable income, assets, or transactions.)

Description of Assets (inclnding trust ~ssets) Place "(X)" after each asset exempt l?om prior tfisclosurc Income during reporting period (t) (2) Affmunt Type (e.g., Code I div.. rent, {A-H) or int.}
Gross value at end

Transactions during reporting period

of reporting period
(1) (2) Value Code 2

(2)
Value Method

(3)
Valuc
Code 2 (J-P)

(4)
Gain
Code I (A-H)

(5)
Identity of
buyer/seller (if priwac trltnsacIion)

Type (e.g.,
buy. sell.

Date
mm/dd/yy

(J-P)

Code 3

redemption.)

(Q-W)

137. 138. 139. 140. 141. 142. 143. ~44.

(See (ohtm,s B I ;rod 1)4) 2 V~flue Ctxk.s

F "=:$50.001 - S 100J)00 J : SI 5.000 or less P3 .$25.000.001 - SSO.0UO.000

(i :::$ 100.001 - $1.000.000 K =Sl 5.001 - SSO.000

}! l =S 1.000.001 - $5.000.(}~ L =SS0.0Ol - Sl00.000 p4 ~-More tlm{l SSO.000.O00

H2 =More than SS.000.(~0 M =SI00.001 - $250.000

3 Value Me~hod (nde~

O :" Appraisal

R =:Cost (Real Estate Only)

S =Assessment

T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 14 of 15

Name of Person Reporting Polster, Dan A.

Date of Rel)orl 08/I 5/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part VII (Investments and TrusLs), lines 51 and 52: These are 401(K) and IIR 10 accounts, maintained through~law firm. They are detenafines an allocation among generic funds (e.g. bond, large-cap, small-cap). both professionally managed by ABA Retirement Funds. ~has no knowledge or control of the selection of the specific funds themselves.

FINANCIAL DISCLOSURE REPORT Page 15 of 15

Name of Person Reporting Polster, Dan A.

Date of Repori"

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statulory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatur

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Polster, Dan A,
4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court Or Organization U.S. Dist. Ct., ND Ohio

5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

3. Date of Report 05/05/2011 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge--Active

[] Initia!

5b. [] Amended Report

7. Chambers or Office Address United States District Judge 18B Carl B. Stokes U.S. Court Cleveland, Ohio 44113

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followeeL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

~-~ NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. 6. 7. 8. Lifetime Trustee Lifetime Trustee Trustee Trustee Trustee Trustee Board of Directors Board of Directors Agnon School Siegal College of Jewish Studies Jewish Education Center of Cleveland Jewish Federation of Cleveland Bellefaire Jewish Childrens Bureau ~ trust Federal Bar Assn (Cleveland chapter) Mt. Sinai Health Foundation

NAME OF ORGANIZAtION/ENTITY

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of f!ling instructions.)

NONE (No reportable agreements.) DATE
1.1998

PARTIES AND TERMS

U.S. Civil Service Retirement System (CSRS) vested pension for Dept. of Justice service (1976-1998); to be paid upon retirement from judicial service

Polster, Dan A. A

FINANCIAL DISCLOSURE REPORT Page 2 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

FINANCIAL DISCLOSURE REPORT Page 3 of 15

Name of Person Reporting Polster,.Dan A.

Date of Report 05/05/2011

IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. I7-24 o/filing instructions.)
A. Filers Non-Investment Income

D
I. 2010 2. 2010 3. 4.

N ONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

$2,663.00 $2,000.00

Park Synagogue (Stipend for teaching 10th grade Confirmation class) Cleveland-Marshall School of Law (taught class on mediation)

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) [] NONE (No reportable non-investment income.)

DATE
1.2010 2. 3. 4.

SOURCE AND TYPE Hahn, Loeser & Parks (law firm)

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

~-~

NONE (No reportable reimbursements.)

SOURCE

DATES October 20-21

October 13-14

LOCATION New York, N.Y.

Chicago, Ill.

PURPOSE Participate in CLE

Participate in CLE

ITEMS PAID OR PROVIDED Airfare, one night hotel, meals

Airfare, one night hotel, meals

1.

Amedcan Conference Institute American Bar Assn.

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

V. GIFTS. anelude~ those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anclndes those of spouse and dependent children; seepp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 5 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS -inco .....

lue, t ......ions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions) t

NONE (No reportable income, assets, or transactions.)

Transactions during reporting period

(including trust assets) Place "(x)" aider each asset exempt from prior disclosure

reporting period O) (2) ~ Amount Type (e.g., Code I div., rent, (A-H) or int.)

of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J J J
J

(i) Type (e.g., buy, sell, redemption)

(4) (2) (3), Date Value Gain mm/dd/yy Code 2 Code 1 (A-H) (J-P)

(5)
Identity of

buyer/seller (if private transaction)

1. 2. 3.
4.

Money Market Funds (MLynch) Oakmark Intl Fund Baron Growth Fd

Munder Midcap Core Fd.

A A A
A

Interest Dividend Dividend

Dividend

T T T
T

5.
6. 7. 8. 9.

Alger Small Cap Growth

Eaton Vance Large Cap Fd Alabama Power Co. Pref. GNM P41107 bonds Blackrock Pfd Inc. Fd

A
A B B A

Dividend
Dividend Dividend Dividend Dividend

J
J K K J

T
T T T T Redeemed (part) 11/22/10 J A

10. Templeton Global Bd Fd

11. Blackrock Inflation Fd

A
A

Dividend
Dividend

K
K

T
T

12. 13. 14. 15.

Hartford Floating Rate Fd Putnam Floating Rate Fd Lord Abbett Value Fd

A A A

Dividend Dividend Dividend

J J J

T T T Buy 11/22/10 J

16. Dreyfus Prem. Mun. Bd Fund 17. Liberty Acorn Tr Fd

C A

Dividend Dividend

K K

T T

(See Columns BI and D4) ..... 2. Value Codes J =$15~000 Or less (See Columns C 1 and D3) N =$250~001 r $500,000 P3 =$25~000,001 - $50,000,000 3. Value Method Codes Q =Appraisal (See Column C2) U =Bo0k ValUe

G =$100,001 - SL000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) v =Olher

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50~001 -$100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001- $15,000 H2 =More than $5i000,000 M=$100,001 -$250,000 P2 $5,000,001- $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS -i .... e, value, t ......tlons (Includes those of sp ......d dependent children; seepp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1 ! (2) Amount Type (e.g., Code I div., rent, (A-H) or int,) Gross value at end of reporting period (1) (2) Value Value Code 2 (J-p) Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value I Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

18. 19. 20. 21.

Chevron/Texaco Wayne Cry Ohio Munic. Bonds Hamilton County Sewer Bonds DWS High Inc. Trust (formerly Kemper High Inc. Trust

A B
A

Dividend Interest
Dividend Dividend Dividend Dividend

K K
J J J

T T
T T T

Buy

01/05/10 K

A A
A

22. Intel 23. 24. 25. 26. 27. 28. 29. Parker Hannifin Rydell Rusell Top 50 Goldman Sachs Money Mkt Henderson Intl Opp Fd Costco Wholesale Corp Vanguard Mid-Cap Fd Microsoft Corp.

Sold

11/I0/10 K

A A A A
A A

Dividend Dividend Dividend Dividend

Dividend Dividend

J K

T T Sold 05/25/101 K A

J
J K

T
T T

30. Deere & Co. 31. FedEx Corp. 32.

33. Tenneco common

A
A

Dividend
Dividend

K
K

T
T

Buy
Buy

05/25/10 K
l 1/10/10 K

A A

Dividend Dividend

J J

T T

34.

Embarq (spinoff)

L ln~me ~ain Codes: 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1;000 or |ess J -$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,001 - $50;000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15;001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5~000,000 L =$50,001 - $100,000 P 1 =$1,000;001 - $51000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000

E =$15,001 - $50,000

H2 =More than $5;000,000 ...... ..... M =$100 00t-$250;000 P2 =$5,000;00 i ~ $25;000,000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 7 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

VII. INVESTMENTS and TRU STS -income,. v.l.e, tr.ns~ctlons anludes those oSspons~ ond dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (2) (1) Value Value Code 2 Method (J-P) Cbde3 D. Transactions during reporting period (l) .... (2) (3) Date Value Type (e.g. ,buy, sel!,:,: . mm/dd/yy Code redempti~) (J-P) (4) (5) Identity of Gain Code t buyer/seller (A-H) ..... (if private trausaction)

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. Windstream (spinoff) Transistor Devices common Transistor Devices common Japan Fund Vanguard Gund Unicorn (formerly Comm. Ed. Preferred) Roulston Growth Fd National City Bank-check. National City Bank-check National City Bank--CD National City Bank--CD Ohio Savings - savings IRA-Ohio Savings Bank (mut. fd.) IRA-Ohio Savings Bank (CD) IRA-Prudential Equity Fund IRA-Prudential Equity Fd. 401 (K) prof. managed A A A A A A A A A A A A B B C C A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest Interest Dividend Interest Dividend Dividend Dividend J L L J J J J J J J J J K K K K N T W W T T T T T T T T T T T T T T

L ifi~6~d Gain C~deS: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1 ;000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1 i001 - $2,500 G =$100,00:1- $1100Oi000 K =$15,001 - $50,000 O ---$500,001 - $1,00O,O00 R =Cost (Real Estate Only) V =Other

C =$2~501 - $5~000 Hi =$1 000 ~01 - $5 000 000 L ~$50s00i 2 $100;000 ....... PI a$1,000~001 - $5,000,000 P4 --More than $50,000~000 S=A ........ t W =Estimated

D =$5,001 - $15,000 H2 =More than $5;000,000 M =$!00,001- $250i000 P2 =$5,000,00i - $25,000,000 : T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)

exempt from prir~ ......... 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Trust** (lines 69-133) Money Market (MLynch) Transistor Devices common Gabelli Utilities Fd American Gr. Fd of America Cohen & Steers REIT Eaton Vance Inc. Fd Templeton Global Bd Fd State of Israel Bond Ford common Vistcon (Ford spinoff) Citigroup (acq. Ford spinoff) Unicorn (form. Comm. Ed) Warburg Pincus Growth HR 10 prof. managed

~0~ !

di~; ~

C~d~ (~ ~) ..... ............................. N T ~a~z~on) ........

Dividend

A A A A A A A A A A A A A

Interest Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend

J L

T W Sold 04/13/101 04/13/10 04/13/10 04/13/10 04/13/10 09/15/10 J

J

J J J J

T T T T

Buy Buy Buy Buy Redeemed

K J J J J

T T T T T

Int./Div.

PI

1. lncome Gain Codes: tSee Columns B 1 and/34) 2. Value C~des ~See Columns C t and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100.000 .I =$15,000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$10~,,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - $1.000.000 R -Cost (Real Estate Only) V ~Othcr

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50.001 - $100.000 P I =$1.000.001 - $5,000,000 P4 -More than $50.000,000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More than $5.000.000 M =$100,001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 15

Name of Person Reporting

Date of Report 05/05/2011

Polster, Dan Ao

VII. INVES TMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

--State of Israel Bond --Tenneco common --Pactiv Corp --JPMorgan Chase --Sprint Corp --M.Lynch Money Market --U.S. GNM bonds -- Israel Preferred --. Dev. Bank of Israel Pref. -- New Persp Fd --Amer Inc. Fd of Amer. --American Washington Mut Fd -- Intl Fund --Baron Growth Fd --Hartford Floating Rt Fd --GNM Bonds --Georgia Power Co. Redeemed 09/27/10 J A Buy (addl) Buy (addl) 11/22/t0 I 1/22/10 J J Sold 5/28/10 A Sold 12/14/10 J A

(part)

1 ~0fiieG:~i~dcs: ; 2. Value Codes (See Colu~s C I and D3) 3. Value Method Codes (See Column C2)

A~$1,0000r!ess J =$15,000 or tess N =$250,001 - $500,000 P3 =$25,~0,001 - $50 ~0,0~ Q =Appraisal U =Book Value

B--$ilOOl-$2;500 .... K =$!5,001 -SSOgO00 O =$500,001 - $1,000~000 R :Cost (Real Estate Only) V ~Other

C=$2,501 $5,000

D=$5,001-$15,000

E=$15,001-$50,000

L=$50 O0 O0 000 M ~$i00~00i 2 $250 000 PI =$i~000~06i $~000 000:000 P4 =Mo~e ~han $50 000 000 T :Cash Market S ~Asseggm~n( W =Estimated

FINANCIAL DISCLOSURE REPORT Page 10 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS -i .... e, value, t ...... tions (lndudes those of sp ...... d dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets: : : (including trust assets~ Place "(X)" after each asset exempt from prior disclosure : ....... InCome during reporting period (I) .. (2) Amount Type (e.g.L Gross value at end of reporting period (l) Value (2) Value (1) Type (e.g., (2) Date (3) (4) Value ~ Gain Code 1 (A-H) (Q-W) (5) Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

--Blackrock Inflation Fd -Templeton Global Bond Fd --Putnam Floating Rate Bond Fd --Pimco Total Ret Fd --Eaton Vance Tax-Ad Fd --Lord Abbett Value Fd Sold Buy Buy 11/22/10 09/28/10 11/22/10 K J J D

--Money Market (Janney Adv) --Epix Pharmaceuticals --Embridge Energy Mgt. LLC --Ibis Technologies Corp --Trailer Bridge Inc. --Accuray Corp. --Cogdell Spencer Inc. Sold 09/08/10 K A

100. --Nicholas Financial Inc. 101. --Nu Horizons Fleet Corp 102. --COM Devel. Intl Sold 05/21/10 K D

1. lnc0me Gain C~des:: : (See Columns BI and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

X~ii60~0rless

F ~$50;001 ~ $100;000 J =$15,000 or tess N =$250;001 - $500;000 P3 =$25,000,001 ~ $50~000;000 Q =Appmisa! U =Book:Value

B ~ii00i ~ $2;500 G --$100~001 - $I~000;000 K =$I5;001 - $50,000 O =$500~001 - $1,000,000 R =Cbs! (Real Estate Only) V :Other

C =$2,501 - $5,000 HI --$1i000;001 - $5,000~000 L =$50,004 ~ $100,000 PI =$1,000i001 ~ $5;0001000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 -$15,000 H2 =More thart $5,000;000 M --$100,001 2 $250,000 P2 ~$5,000;001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 1 1 of 1 5

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS - incom,, value, tra,sae,ions a, audes those oZspo~se and dependent children; see pp. 34-60 of f!ling instructions.)

[~]

NONE (No reportable income, assets, or transactions.)

103. --Bolt Technologies 104. --Bolt Technologies 105. --Culp Inc. 106. --Durect Corp. 107. --Durect Corp. 108. 109. --Money Market (Wachovia) 110. --Laclede Gas common 111. --Nuveen Ohio Mtmic. Fd 112. --Davis NY Venture Fd 113. --Eaton Vance Tax Managed Gr. Fd (formerly E.V. Marath) 114. --Cedar Fair
115. --American Express Co.

Buy Buy (addl) Buy Buy Buy (addl)

08/02/10 09/13/10 11/30/10 05/24/10 09/08/10

K K K K K

116. --Chevron/Texaco 117. --XTO Energy (now Exxon Mobil after 2010 merger) 118. --Enterprise Products 119. --Franklin, Ohio Munic. Bond Sold (part) 11/10/10 K D

2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

J =$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,00! z $50,000,000 Q =Appraisal U =Book Value

K =$15;001 - $50;000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H1 =$1 i000,001 - $5,000;000 L =$50;001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000;000 S =Assessment W =Estimated

D =$5,001 - $ 15,000 ~12 =More than $5;0~0,000 M =$ 100,001 - $2501000 P2 =$5,000,001 - $25,000,000 T -Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS - i .... e, value, t ......tlons (Includes those of spo .....d dependent children; seepp. 34-60 of filing instructlons.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Valoe Value Code 2 Method Code 3 (J-P) (Q-W) Transactions during reporting period (1) .(2) (3) (4) T3~pe~(~g.;i"~ ::: Date Vaine [ Gain buy, sell, mm/dd/yy ~0d~2 Code I redemption) (J:P) (A-H) (5) :: Identit~of buyer/seller (if private transaction)

(1)
Amount Code 1 (A:H)

(2)
Type (e.g., div.. rent, or int.)

120. --Hewlett-Packard 121. --Goldman Sachs Money Market 122. --Caterpillar Inc 123. --Henderson Intl Opp. 124. --IBM Corp. 125. --Nustar Energy LLP (formerly Valero LP) 126. --Petroleo Brasiliero (not sold in 2008) 127. --Emerson Electric Co. 128. --Costco Wholesale Corp 129. --Suncor Energy 130. --Vanguard Mid-Cap Fd 131. --Cuyahoga Cty Cap Impt Bond 132. --Embarq. (spinoff) 133. --Windstream (spinoff) 134. 135. 136.
Buy (addl) 01/11/I0 J

Buy (addl) Sold

05/25/10 J 05/25/10 K A

Sold

11/10110 J

Buy

11/10/10 K

I, lne0m Gai~ Codes: (S~ Cblumn~ Bi arid IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

g$i,000 Or tess F L$501001- $ I00,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,~00,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001- $2,500 G=$100,001 - $1,000,000 K =$15,001- $50,000 O-$500,001- $I,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1;000;001 $5;000;000 L =$50~001 - $ 100~000 PI =$1,000,001 - $5;000,000 P4 =More ~han $50,000;000 S =Assessment W =Estimated

D =$5;001 - $15,000

E =$15,001 - $50,000

H2 --M0re than $5;000,000 M ~$100~00] ~ $250~000 .... P2 =$5,000,001 - $25,000,000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 13 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

VII. INVESTMENTS and TRU STS - income, value, t ......

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)

,ions (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)

Place "(X)" after each asset exempt from prior disclosure

B. Income during reporting period (2) (1) Amount Type (e.g., Code 1 div., tent, (A-H) or int.)

C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J:P) Code 3 (Q-W)

D. Transactions during reporting period (t) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain rnm/dd!y~ Code 2 Code.1 . (J-P) (A-H) (5) Identity of .: .buyer/seller (if private transaction)

137.

138. 139. 140. 141. 142. 143. 144.

1, income Gain Codes: (See Columns BI and 2. Value Codes (See Columns CI and D3) 3, Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 ~ $2;500 G =$100;001 - $1,000,000 K =$15,001 - $50,000 O--$500,001-$1,000,000 R =Cost (Real Estate Only) V =Other

C =$2~501 -$5;000 HI =$1 000,00I ~ $5 000 000 L =$50i001 ~ $100;~00 P I =$1~000,001 7 $5,000;000 P4 =M0r~ ihan $50 000 000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =MOre thfin:$5;000,000 M =*100,O0i ~ $~50i000 P2 =$5,000;001 7 $25~000~000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 14 of 15

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)

FINANCIAL DISCLOSURE REPORT Page 15 of 15 IX. CERTIFICATION.

Name of Person Reporting Polster, Dan A.

Date of Report 05/05/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Dan A. Polster

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544