Documente Academic
Documente Profesional
Documente Cultură
1/2011
Report Required by the Ethics in Go vernment Act of 1978 (5 U.S.C. app..~ I01-111)
I. Person Reporting (last name, first, middle initial) Silver, Roslyn O. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or part-time)
Reviewing Officer
Date
IMPOR TANT NO TES: The instructions accompanying this form must be fotlowecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
POSITION
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
II. AGREEMENTS. mepora.g individual only; see pp. 14-16 of filing instructions.)
NONE (No reportable agreements.)
DATE
I. 2. 3.
Silver, Roslvn O.
III. NON-INVESTMENT INCOME. tRopo~ng indiviauat and sp ....: see r,. ~ 7-~ ~ o/~ling instru,lon~
A. Filers Non-Investment Income
--]
I. 02/2010 2.06/2010 3. 4.
B. Spouses Non-Investment Income - i/you were married during any portion of the reporting ),ear, complete this sectlon~
(Dollar amount not required except for honoraria.)
2. 3.
CLE seminar panelist Attend justice & society seminar CLE seminar panelist
4.
New York, NY
5.
V. GIFTS. ancludos,hose,o spouse an~ dependen, ch,~ren: see ~,~- 2S-3 t o/S~l~ng ~nstruction~S NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.
DESCR|PTION
VALUE
VI. LIABILITIES. a~l~des ,hose oy~,o~e ~nd de~,e,~en, children; see pp. 32-33 of f!llng instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
V I I. I N V E S T M E N T S a n d T r U S T S -i ........ lue, ,,a~a~,io,~ a nclua,~ ,hose o/sp ......~ Zepen~en, c hU~,en: see ~ ~4-60 o/rU~ ~,,~o~
~
(5)
Gain Code I (A-H) Identity of buyer/seller (if private transaction)
Allianz NACM Global FD-A (Y) Allianz NACM Global FD-B (Y) Amer Century Ultra Fund Fid Adv Diver Intl Fd - I Lord Abbt Affiliated A Lord Abbt Affiliated B (Y) MFS Value CI A (Y) MFS Value Cl B (Y) Transamer SM Cap Value A (Y) Dreyfus Enterprise FD CI A (Y) Goldman Sachs GEMAX Goldman Sachs GSSDX Goldman Sachs GGRAX Goldman SachsGSLAX Goldman Sachs GSMAX Goldman Sachs GBRAX MonsantoCo New Mon (X) A A A A A
Dividend Dividend Dividend Dividend None None Dividend
A A A
J J J
T T T
J J J J
J
T T T T T T T
I. Income Gain Codes: (5 Columns BI and IM) 2. Value Codc~ (See Columns CI and D3) 3. Value Mc~hod Codes (See Column C2)
A =$1.000 or less F =$50,0~1. $100,000 J =$15.O00 or less N =$250.001 - $500.000 P3 =$25.000.0OI - $50.0~0.000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100.00l - $1,000.000 K =$15.0OI - $50.0(IO O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Olher
C -$2,501 - $5,000 Ill =$1.000.001 -$5.000,000 L =$50.0OI - $100.0OO PI =$1.000.001 - $5.000.000 P4 =More t~n $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15,000 112 =Mort:than $5.000.000 M =$100.0OI - $250.0~O P2 =$5.000.0OI - $25.000.000 T =Cash Markel
E =$15,001 - $50.000
,io.~ (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd,~y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
(i)
Value Code 2
(.I-P)
(2)
Value Method
Code 3
(Q-W)
Dividend Dividend Dividend Dividend Dividend Dividend None None
Pfizer Inc PFE (X) Principal FDS Inc CPHYX (X) Goldman Sachs GEMAX (X) Goldman Sachs GSSDX (X) Goldman Sachs GGRAX Goldman Sachs GSLAX Goldman Sachs GSMAX (X) Goldman Sachs GBRAX Rental Property, Phoenix, AZ (X)
A A A A A A
J
J
T
T
J J J J J L
T T T T T V
Rent
I. Income Gain Codes: ($c Columns BI and D4) 2. Value Co&s (Sc Columns CI and D3) 3. Value Method Codes [.See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =S250,001 - $500.000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value
B =$I ,001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =S500,001 - SI.000.000 R Cos! (Real Eslate Only) V =O~hcr
C =$2,501 - $5,000 III --$1.000.001 - $5.000.000 L =$50.001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More tl~n S =Asscssmcn! W =Estimated
D =$5.001 112 =More than $5.000.000 M =$100.001 - $250.0~0 P2 =$5.000,001 - $25.000.000 T :,=Cash Markc~
E =$15.001 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544