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AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization United States District Court - District of Arizona
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual ] Final

Report Required by the Ethics in Go vernment Act of 1978 (5 U.S.C. app..~ I01-111)

I. Person Reporting (last name, first, middle initial) Silver, Roslyn O. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 06/13/2011


6. Reporting Period 01/01/2010 to 12/31/2010

United States District Judge - active status

5b. [] Amended Report 7. Chamber~ or Office Address


8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

401 West Washington Street SPC 59 Phoenix, AZ 85003-2158

Reviewing Officer

Date

IMPOR TANT NO TES: The instructions accompanying this form must be fotlowecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. eR,~,ora,,g i.aivia.at onty ; see rp. 9-13 of firing instruction~)


[~] NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. mepora.g individual only; see pp. 14-16 of filing instructions.)
NONE (No reportable agreements.)

DATE
I. 2. 3.

PARTIES AND TERMS

Silver, Roslvn O.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Siher, Roslyn O.

Date of Report 06/13/201 I

III. NON-INVESTMENT INCOME. tRopo~ng indiviauat and sp ....: see r,. ~ 7-~ ~ o/~ling instru,lon~
A. Filers Non-Investment Income
--]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


The Rutter Group - editing compensation The Rutter Group - faculty compensation INCOME (yours, not spouses) $5,000.00 $500.00

I. 02/2010 2.06/2010 3. 4.

B. Spouses Non-Investment Income - i/you were married during any portion of the reporting ),ear, complete this sectlon~
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)


DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS -transporta~on, Iodging,/ood, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) ~] NONE (No reportable reimbursements.) SOURCE 1. American Conference Institute Thomson Reuters The Aspen Institute DATES Feb 25-26, 2010 LOCATION New York, NY PURPOSE CLE seminar panelist ITEMS PAID OR PROVIDED travel, lodging and food

2. 3.

June 8, 2010 June 11-13, 2010

Los Angeles, CA Greentree, NY

CLE seminar panelist Attend justice & society seminar CLE seminar panelist

travel, lodging and food travel, lodging and food

4.

American Conference Institute

Sept 30, 2010

New York, NY

travel, lodging and food

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Siher, Roslyn O.

Dale of Report 06/13/2011

V. GIFTS. ancludos,hose,o spouse an~ dependen, ch,~ren: see ~,~- 2S-3 t o/S~l~ng ~nstruction~S NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCR|PTION

VALUE

VI. LIABILITIES. a~l~des ,hose oy~,o~e ~nd de~,e,~en, children; see pp. 32-33 of f!llng instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Silver, Roslyn O.

Date of Report 06/13/201 I

V I I. I N V E S T M E N T S a n d T r U S T S -i ........ lue, ,,a~a~,io,~ a nclua,~ ,hose o/sp ......~ Zepen~en, c hU~,en: see ~ ~4-60 o/rU~ ~,,~o~
~

NONE (No reportable income. assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) l Amount i Code I i (A-H) (2) Type (e.g., div., rent, orint.) C. Gross value at end of reporting period (i) (2) Value Value Method Code 2 Code 3 (J-P) (Q-w)
Transactions during ~porting period (I) Type (e.g., buy, sell. redemption) (2) (3) (4) Value Date mm/dcl~,y Code 2 (J-P)

(5)
Gain Code I (A-H) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

Allianz NACM Global FD-A (Y) Allianz NACM Global FD-B (Y) Amer Century Ultra Fund Fid Adv Diver Intl Fd - I Lord Abbt Affiliated A Lord Abbt Affiliated B (Y) MFS Value CI A (Y) MFS Value Cl B (Y) Transamer SM Cap Value A (Y) Dreyfus Enterprise FD CI A (Y) Goldman Sachs GEMAX Goldman Sachs GSSDX Goldman Sachs GGRAX Goldman SachsGSLAX Goldman Sachs GSMAX Goldman Sachs GBRAX MonsantoCo New Mon (X) A A A A A
Dividend Dividend Dividend Dividend None None Dividend

A A A

Dividend Dividend Dividend

J J J

T T T

J J J J
J

T T T T T T T

I. Income Gain Codes: (5 Columns BI and IM) 2. Value Codc~ (See Columns CI and D3) 3. Value Mc~hod Codes (See Column C2)

A =$1.000 or less F =$50,0~1. $100,000 J =$15.O00 or less N =$250.001 - $500.000 P3 =$25.000.0OI - $50.0~0.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.00l - $1,000.000 K =$15.0OI - $50.0(IO O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Olher

C -$2,501 - $5,000 Ill =$1.000.001 -$5.000,000 L =$50.0OI - $100.0OO PI =$1.000.001 - $5.000.000 P4 =More t~n $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15,000 112 =Mort:than $5.000.000 M =$100.0OI - $250.0~O P2 =$5.000.0OI - $25.000.000 T =Cash Markel

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Silver, Roslyn O.

Date of Report 06/13/201 I

VII. INVESTMENTS and TRU STS - i.come, voluo. ~ ....


[]

,io.~ (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd,~y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust asse~s) Place "CA)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount [ Code 1 i (A-H) i (2) Type (e.g., div., rent, or int.)

Gross value at end of reporting period

(i)
Value Code 2
(.I-P)

(2)
Value Method
Code 3

(Q-W)
Dividend Dividend Dividend Dividend Dividend Dividend None None

18. 19. 20. 21. 22. 23. 24. 25. 26.

Pfizer Inc PFE (X) Principal FDS Inc CPHYX (X) Goldman Sachs GEMAX (X) Goldman Sachs GSSDX (X) Goldman Sachs GGRAX Goldman Sachs GSLAX Goldman Sachs GSMAX (X) Goldman Sachs GBRAX Rental Property, Phoenix, AZ (X)

A A A A A A

J
J

T
T

J J J J J L

T T T T T V

Rent

I. Income Gain Codes: ($c Columns BI and D4) 2. Value Co&s (Sc Columns CI and D3) 3. Value Method Codes [.See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =S250,001 - $500.000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value

B =$I ,001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =S500,001 - SI.000.000 R Cos! (Real Eslate Only) V =O~hcr

C =$2,501 - $5,000 III --$1.000.001 - $5.000.000 L =$50.001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More tl~n S =Asscssmcn! W =Estimated

D =$5.001 112 =More than $5.000.000 M =$100.001 - $250.0~0 P2 =$5.000,001 - $25.000.000 T :,=Cash Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Siher, Roslyn O.

Date of Repor~ 06/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcatepartofrepor~)


1. Reporting error 2009 FDR Section VII, Line 5 - Lord Abbt Aff~liated A was not sold as previously indicated. Correct entry should have been B(I)=A; B(2)=dividend; C(I )=J; C(2)=T. 2. Reporting error 2009 FDR Section VII, Line 6 - Lord Abbt Affiliated B should have been reported as B(2)=none; D(1)=sold; D(2)=03/06/10; D(3)=J; D(4)=A. 3. Reporting error 2009 FDR Section VII, Line 8 - MFS Value FD CI B should have been reported as B(2)--none; D(I)=sold; D(2)=03/06/I0; D(3)=J; D(4)=A. 4. Reporting error 2009 FDR Section VII, Line 23 - Description of asset should have been reported as Goldman Sachs - GSSDX (not GSSRX). 5. Section VII, Line 26, 2010 FDR: Rental properly valued by current sales price of comparable homes.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Silver, Roslyn O.

Date of Report 06/I 3/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: s/Roslyn O. Silver

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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