FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) BREEN, J. DANIEL

4. Title (Article 1II judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. lOl-lll)

2. Court or Organization WESTERN DISTRICT OF TENNESSEE

5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

3. Date of Report 04/25/2011 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. DISTRICT JUDGE/ACTIVE

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Date

444 UNITED STATES COURTHOUSE 111 SOUTH HIGHLAND AVENUE JACKSON, TN 38301

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. ~qlgn on last page.

I. POSITIONS. (Reporting individual only; seepS. 9-13 of filing instructions.)

~ NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Executive Committee Board of Directors Trustee

NAME OF ORGANIZATION/ENTITY
National Conference of Federal Trial Judges

Federal Judges Association Trust #1

II. AGREEMENTS. (R~porting individual only; seepp. 14-16 of filing instructions.)

~ NONE (No reportable agreements.)

DATE

PART1ES AND TERMS

Breen, J. Daniel

FINANCIAL DISCLOSURE REPORT Page 2 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

IlI. NON-INVESTMENT INCOME. (Repo.ing individaal andspouse; see pp. 17-24 of f!ling instructions.)
A. Filers Non-Investment Income
~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS --transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

~]
1.

NONE (No reportable reimbursements.)

SOURCE American Bar Association DATES 2/4/2010-2/7/2010 LOCATION Orlando, FL PURPOSE National Conference of Federal Trial Judges Meeting Meeting ITEMS PAID OR PROVIDED travel, lodging and meals

2. 3. 4. 5.

Federa! Judges Association American Bar Association

5/22/2010-5/24/2010 9/22/10-9/26/2010

Washington, DC Chicago

travel, lodging and meals travel, lodging and meals

FINANCIAL DISCLOSURE REPORT Page 3 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of fillng instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anaudes those olspouse und dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 13

I
(2)

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

VII. INVESTMENTS and TRU S TS - i.come, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period

(1)

of reporting period
(1) (2) (1) (2) (3)

Amount Code 1 (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W) T T

Type (e:g.~ buy, selI~ : redemption)

Date,, Value Gain mm/dd/yy Code2 Code 1 (A-H)

Identity of : buyer/seller (if private transaction)

1. Bancorp South 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. IRA- Fidelity Mag. CMA ACCT. - MERRILL LYNCH Idaho Power Co. CS (now known as Idacorp, Inc.) Procter & Gamble CS Chicago, IL Brd. Ed. Bonds AT&TCS Coca-Cola CS E.I. Dupont CS Johnson&Johnson CS Waddell & Reed Acct Waddell & Reed Strategy Port Waddell & Reed Balanced Port Waddell & Reed Bond Port Waddell & Reed Core Equity Waddell & Reed Growth Port Ivy V1P Mny Mkt

A B

Interest Dividend

K L

A A A A A A A

Dividend Dividend Interest Dividend Dividend Dividend Dividend

J K

T T Sold 06/03/10 J A

J J J J

T T T T

A A A A A A

Dividend Dividend Dividend Dividend Dividend Interest

J J J J J

T T T T T Sold 12/10/10 K A

i : In~0~e Gain CodeSi (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =Sl,000 0r less F =$50,001 - $100,000 J =$t5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 -$2,500 G =$100~001 2 $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

D =$5,001- $15,000 C ~$2,501: $5i000 HI =$1 000 001-- $5 000 000 .... H2 --More than $5~000,000 L =$50,001 : $100~000 M =$100,001 - $250,000 p 1 =$i;000~00 i ~ $5;000 000 P2 =$5,000,001 - $25;000,000 P4 =M0re than $50 000 000 : T =Cash Market s =Asseasm~n[ W =Estimated

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS - income, v,tue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" afiereach asset exempt from prior disclosure B. Income during reporting period ~1) (2) Amount Type (e.g., Code I div., rent, (A-H) orint.) C. Gross value at end of reporting period (1) Value Code2 (J-P) (2) Value Method Code 3 (Q-W) T T T T T T T T T D. Transactions during reporting period ~1) (2) (3) Date Value Type (e.g., buy~ sell~ ..... mm/dd/yy Code2 redemption) (J-P)
(4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Waddell & Reed High Income Port Waddell & Reed Science & Tech Port Waddell & Reed Small Cap Growth Port Waddell & Reed Trgt. Fd. Intl. Growth Port Waddell & Reed Value Port Waddell & Reed Global Ntrl. Res. Port Waddell & Reed Mid Cap Gwth Port Waddell & Reed Target Microcap Gwth Waddell & Reed Target Energy Port ING Acct. 1NG Am. Fds. Gwth-Inc. Port Fidelity Contrafund ING FMR SM Diversified Mideap ING JP Morgan Small Cap Cove Eq. Port 1NG An. Fds. Intl Port IRA ACCOUNT- MERRILL LYNCH American Capital Income

A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J J J J

A A A A A

Dividend Dividend Dividend Dividend Dividend

J J J J J

T T T T T

Dividend

Sold

06/03/10

t. Income Gain Codcs: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 ~r less ....... F =$50,001 - $100,000 J =$15,000 or less N =$250~001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001. $2,500 O =$100,001 - $1,000,000 K=$15~001 - $50~000 O =$500,00i- $1i000,000 R =Cost (Real Estate Only) V Olher

C =$2,501 - $5,000 H 1 =$1,000,001 - $5;000,000 L =$50;001 - S l00;000 P1 --$t,000,001 z $5;000 000 P4 =More than $50,000;000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 --More than $5,000,000 M y$100,001 = $250,000 P2 =$5,000,001 - $25,000,000 T --Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of sp ....
~

and dependent children; see pp. 34-60 of filing instructions.)

NONE

(No reportable

income, assets, or transactions.)

Transactions during report ng period

(including trust assets)

reporting period (1) Amou~.t Code 1: (A-H) (2) Type (e.g., div.. rent, or int.)

of reporting period (1) (2)

Place "(X)" after each asset exempt from prior.disel0sur

Value
Code 2 (J-P)

ValUe

(1) Type (e.g.,

(2) Date

(3) Value

Method Code 3 (Q-W) T T T T T T T T T T T T T T T T T

buy;sell, redemption)

mm/dd/yy Code2 O-P)

(4) Gain Code 1

(5) Identity of buyer/seller transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Allianz NFJ Intl Value Fund American New Perspective American Fundamental Investors American Short Term Bond Coca Cola - CS Blackrock Low Duration Bd. Fd. Fidelity Advisor New Insights Fd. Duke Energy-CS Exxon Mobil - CS General Electric - CS Home Depot - CS Household Intl - CS Johnson & Johnson - CS J.P. Morgan Chase & Co. McDonalds - CS Loomis Sayles Strategic Inc. Fd. Microsoft Corp. - CS

A A A A A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J K J J J J J J J J J J J

Buy

06/03/10

Buy

06/03/10

Buy

10/25/10

1 lnco~e Gain C0des: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000~000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$i~000,001 - $5,000,000 L =$50;001 - $ 100,000 P 1 =$1,000,001 - $5i000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,00 t - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" aider each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Meflaod (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

52. 53.

Fidelity Advisor Mid-Cap Fd. Spectra Energy Corp. CS

A A A A A

Dividend Dividend Dividend Dividend Dividend

J J J

T T T Sold 10/25/10 J A

54. Wal-Mart Stores - CS 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Pimco Total Return Fd. Blackroek Global Alloc. Fd. IRA- MERRILL LYNCH Sallie Mac Bank - CD DN Southside Bank - CD EKSPORT STARS SPX Allianz NFJ Intl Value Fd. American New Perspective Fd. American Fundamental Investors American Capital Income American Short Term Bond Fd. Blackrock Low Duration Bond Fd. Fidelity Advisor Eaton Vance Low Duration Fd.

A A A A A A A A A A A

Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

T
Redeemed 10/15/10 10/28/10 06/03/10 J J J

J J J J

T T T T

Buy Buy

Buy Sold

06/03/10 06/03/10

J J A

J l J

T T T
Sold 10/28/10 J A

L Income Gain C0deS} (See Columns BI and D4) 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001-$2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -Other

C =$2,501 - $5,000 H 1 =$1.000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S -Assessment W =Estimated

D =$5,001 - $15,000 H2 =More titan $5,000~000 M =$100,001 - $250,000 P2 =$5,000,001 - $25;000,000 T =Cash Market

E =$I 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/201 l

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets

(including trust assetsl

Place "(X)! after each asset exempt from prior disclosure

B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e,g., div., rent, or int.)

C. Gross value m end of reporting period (1) (2) (1) Type (e.g., Value Value buy, sell, Code 2 Method Code 3 redemption) (J-P) (Q-W)

D. Transactions during reporting period (2) (3) (4) Date Value ~ Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Blackrock Global Alloc. Fd.

Dividend

Buy Franklin Income Fd. Sallie Mae Bank CD John Hancock Balanced DN Southside Bank CD Am. Short Term Bd. Fd. Primco Total Return Fd. Blackrock Low Duration Bd. Fd. Fidelity Advisor New Insights Fd. Goldman Sachs Grwth Fd. Eaton Vance Large Cap Value Fd. Hartford Cap Apprec. Fd Loomis Sayles Global Mkts Fd. Loomis Sayles Strag. Inc. Fd. Merrill Lynch Money Market Fd. Merrill Lynch Retirement Reserves A A A A A A A A A A A A A A A Dividend Interest Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest J K J J
T T T T

10/28/10

J A

Sold J J T T

06/03/10 K

Redeemed 06/03/10 J Sold J J J

T T T

10/25/10 J

Buy

10/25/10

Sold Sold Buy

10/28/10 10/28/10 10/28/10

J J J

A A

1. income Gain Codes: (See Columns BI and 134) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1;001 - $2,500 G =$100,00l - $1,0001000 K =$15,001 - $50,000 O =$500,001 - $1,000~000 R =Cost (Real Estate Only) V =Other

C =$2,501- $5~000 H 1 =$1,0001001 - $5,000,000 L --$50,001 - $100;000 PI =$1,000,001 , $5~000;000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $I 5,000 H2 --M0re than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,~,00,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

VII. INVESTMENTS and TRU S TS - income, vatue, transactions (lneludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~-~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (1) (2~ Amount Type (e.g., Code I div., rent, (A-H) or int.)

(1) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W)

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Gai~ Date mm/dd/yy, Code 2 Code t. (J-P) (A-H)

"

(5) Identlty of buyer/seller (if pri~ate transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98.
99.

Procter & Gamble CS Waddell & Reed Advisors Small Cap Waddell & Reed Accumlative Waddell & Reed Core Investment

A A A A

Dividend Dividend Dividend Dividend Dividend Interest

Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J
K J J K J J

Waddell & Reed Advisors Cash Managment A BanCorp South CD

Ivy VIP Asset Strategy Ivy VIP Balanced Fd. Ivy Energy Fd. Ivy Global Natl Res. Fd. Ivy Intl Grwth Fd. Ivy Sci NC Tech Fd.

A
A A A A A A

T T T T T T

Sold (part) Sold (part)

01/20/10 01/20/t0 01/20/10 01/20/10 01/20/10 01/20/10

J J J J J J

A A A A A A

(part) (part) (pan)

Sold (part) Sold Sold

Sold

TRUST#1 (lines 101-128) (x) A A A Interest Interest Dividend

100. - ML Bank Deposit Program 101. - CD GE Capital Financial 102. - RBC ARN SPX

T Redeemed Sold 06/25/10 J A B

07/27/10 K

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A=$ 000 0iie~

F =$50,001 - $100,000 J =$15,000 or less N =$250,001 $500,000 P3 =$25,000,001 - $50,000,000

B =$1 001 -$2 500

G =$100,001 - $1,000,000 K =$15,001 - $50,000 O=$500,00I - $1,000,000

c =$2,501 - $5;000 0 =$5,00t - $15,000 H1 =$1,000,00i ~ $5;000,000:H2 =M~re thah $5 000 000
L =$50,001 - $100,000 M --$100i00l ~ $250i000
P1 =$1,0"00,001 ~ $5,0001000

z =st 5,001 - $50,000

P2 =ssi000~00i - $25~000,000
T =Cash Market

Q =Appraisal U =Book Value

R =Cost (Real Estate Only) V =Other

P4 =More than $50,000,000 S =Assessmcnt W =Estimated

FINANCIAL DISCLOSURE REPORT Page 10 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (l) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)

Transactions dating reporting period Gross value at end of reporting period (4) (1) (2) (i) (2) (3) Date: Value Gain Value Value Type (e.g:, Method ,,.: buy, sell~ ..: ....:mmidd/~ : Code 2 Code 1 Code 2 (J-P) (A-H) (J-P) Code 3 r~d~mpti0n)
(Q-W)

(5) Identity of buyei-/seller (if private transaction)

103. MUTUAL FUNDS 104. - Blackrock Cap &Inc. Strat 105. Columbia Acom Fd. 106. - Eaton Vance Large Cap 107. - First Eagle Global Fd. 108. - Hartford Mid Cap FC CL C 109. - Ivy Asset Strategy 110. - Janus Forty Fd 111. John Hancock Strategic lucre. 112. - Loomis Sayles Strategic 113. - Lord Abbett National T/F 114. - Nuveen High Yield Muni Bd. Fd. 115. - Nuveen Trdwinds Value Fd. I 16. Oppenheimer Developing Mkts. Fd. 117. Pimco Global Multi Asset Fd. 118. - Principal High Yield 119. Templeton Global Bond Fd. A A A A A A A A A B B A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K T K K J J J T T T T T K K K T T T Buy Sold Sold (part) Sold (part) Sold Buy Buy Sold Buy 07/27/10 07/27/10 07/27/10 07/27/10 07/27/10 07/27/10 07/27/10 07/27/10 07/27/10 K K K J J J J J K A A A A A J K K T T T Sold Sold 07/27/10 07/27/10 J K A A Sold Buy 07/27/10 07/27/10 J J A

(part)

(part)

1. Income Gain Codes: (See Colttrrms BI and IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1 ;000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,00t - $2~500

C =$2;501 -$5,000

D =$5,001 -$!5,000

E =$15,001 - $50,000

=$1oo,0ol ~ ~11o0o,ooo
K =$15,001 - $50~000 =$500,001 - $1,000,000 =Cost (Real Estate Only) =Other

HI =$1,000~00i ~ ~;0oo;ooo
L =$50,001- $1001000 PI =$1~000,001 - $5i000,000 P,1 =More ihan $50;000;000 S =As~e~smeni W =Estimated

H2 --r~0~e oaan SS,000,0o0

M =$100;001 - $250~000 =$51000;00i-$25,000,000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 11 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of ~ling instructions.)

NONE(No reportable income, assets, or transactions.)

A, Description of Assets ...... (including trust assets) Place "(X)" after each asset exempt from prior disclosure B .... : : Income during reporting period " (I) (2) ~mount Type (e.g.,
Code l (A-H) div., rent, or int.)

C. Gross value at end of reporting period (1) (2) Value Value

Code 2 (J-P) Method Code 3

D Transactions during reporting period (1) Type (e.g.~

buy, sell, redemption)

(2) (3) (4) Date ..... Value Gain mm/dd/~ Code 2 Code 1 (A-H) (J~P)

(Q-W)
120. - Bac ARn Rogrer 121. Eksport ARN Gold Spot 122. SEK ARN RICIGLER A A A Dividend Dividend Dividend J J T T Redeemed Buy Buy 09/07/10 07/29/10 08/27/10
J J J

(5) Identity of buyer/seller (if private transaction)

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 0t iess F =$50,00J 2 ~ J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $501000,000 Q =Appraisal U =Book Value

B ~$1100i 2 $2,500 : ~ ~160100i 2 $ii000i000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V --01her

C =$2,501 - $5,000 Hi =$ii000,001 - $5,000,000 L =$50~001 ~ $100,000 PI =$1;000;001 - $5;000,000 P4 =More than $50,0001000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 aM0re than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)

FINANCIAL DISCLOSURE REPORT Page 13 of 13

Name of Person Reporting BREEN, J. DANIEL

Date of Report 04/25/201 !

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/J.

DANIEL BREEN

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544