Documente Academic
Documente Profesional
Documente Cultură
1/2008
1. Person Reporting (last name, first, middle initial) VRATIL, KATHRYN H.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) DISTRICT JUDGE-ACTIVE
AO 10
[] Final
5b. [] Amended Report 7. Chambers or Office Address U-NITED STATES DISTRICT COURT 500 STATE AVENUE, SUITE 529 KANSAS CITY, KANSAS 66101-2435 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME oF ORGANIZAT.~!~N/ENTITN
(77" ":77 ..~,,;; . - ,,
5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
~ NONE(No reportable agreements.) DATE PARTIES AND TERMS
Vratil, Kathryn H.
Date of Report
VRATIL, KATHRYN H.
03/05/2010
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income
]
[
1. 2. 3.
4.
NONE (TVo reportable non-investment income.) DATE SOURCE AND TYPE INcoME
(yours, not spouses)
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
--]
1. 2009 2. 3. 4.
NONE (No reportable reimbursements.). SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
2. 3.
4.
5.
Date of Report
03/05/2010
V. GIFTS. Cl, clude~ those ,o spouse u.d dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. a.cludes those oy spou~e a.d dep~nde.t children; see pp. 32-33 of filing instructions.)
~] NONE (No reportable liabilities.) CREDITOR
1. Citibank 2. National Education 3. ISAC/CORUS 4. Student Loans Student Loans Student Loans
DESCRIPTION
VALUE CODE
K K J
5.
Date of Report
VRATIL, KATHRYN H.
03/05/2010
d dependent children; see pp. 34-60 of filing instructions.)
(4)
Gain Code 1 (A-H) i-
(5)
Identity of buyer/seller (if private transaction)
1. 2.
3.
4.
B C
A
A
Dividend Dividend
Dividend
Dividend
J L
K
T T
T Buy
Sold
12-09
05-05
J
J
5.
Interest
Matured
02-17
6. 7.
GNMA PL
Interest
Repayment Repayment
01 - 15 02-17
J J
8.
9. 10. I 1. 12. 13. t 4.
Repayment
Repayment Repayment Repayment Repayment Repayment Repayment
03-16
04-15 05-15 06-15 07-15 08-15 09-15
J
J J J J J J
15. 16.
17.
Repayment Repayment
Repayment
10-15 t 1-16
12-15
J J
J
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D 3 ) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$I,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$ 500,001 - $1,000,000 R =Cost (Ken[ Estate Only) V =Other
C =$2,501 - $5,000 HI =St,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,00 t - $ 5.000,000 p4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$ 5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
Date of Report
VRATIL, KATHRYN H.
03/05/2010
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt flora prior disclosure [ [ B. Income during reporting period C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) Date MonthDay (3) Value Code 2 (J-P) (4) [ Gain[ Code I (A-H) (5) Identity o f buyer/seller (if private transaction)
I (1)
B A
K J J
J
T T T
T
22.
23. 24.
Dividend
None None
T
Sold Sold 06-04 05-06 J J
25.
26. 27. 28. 29. 30.
A
A
Dividend
Dividend K T
Sold
Buy Buy Sold (part) Buy Buy
02-02
04-02 07-01 09-04 09-30 12-30
J
J K J J J
Dividend
J J J
J
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =St ,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $ 1,000,000 K =$15,001 - $ 50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V ----Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P[ =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,00l - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
Date of Report
VRATIL, KATHRYN H.
03/05/2010
VII. INVESTMENTS and TRUSTS - i ........ l.e, transactions (Includes those of spo.se and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
i
[ [
B.
Income during reporting period
C.
Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) I (I) Type (e.g., buy, sell, redemption)
D.
Transactions during reporting period _ (2) (3) (4) Value Date Month Code 2 (J-P) Day [ Buy 12-08 J Gain Code I (A-H) I (5) Identity of buyer/seller (if private transaction)
(1) (2) / ]Amount I Type (e.g., | Code I div., rent, (A-H) or int.)
35.
36. 37. 38. 39. 40. 41. 42. 43. 44. 45.
46.
iShares MSCI Emrg Mkt Fd Emerging Ma rkets Indx (IRA) Janus Growth &. Income Fd (IRA)
A A
Dividend Dividend
J L
T T
J J J J J J J J J
Dividend
William Blair Small Cap Growth Fund Class N (IRA) Schwab Cash Reserves
Blackrock Health Sciences Fund Inv CL A
None A Dividend
None
Sold J
K
T
T
.(IRA)
47. Schwab Cash Reserves (IRA) A Dividend J T
48.
None
Sold
03-1"7
(IRA)
49. American Century Equity Income Fund lnv
(IR~)
Dividend
Buy
03-17
50.
Buy
06-16
51.
Buy
09-15
1. Income Gain Codes: (See ColumnS BI and D4) 2. Value Code.~ (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$ 1.000 o r less F =$50,001 - $100.000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 O =$100,001 - $1.000.000 K =$15,001 - $50,000 O =$500,001 - $1.000,000 R =Cost (Real Estate Only) V =Other
C =$2,50 l - $5,000 FII =$1.000,001 - $5.000,000 L =$50.001 - $ 100,000 P! =$1,000,00t - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250.000 P2 =$5,000,00l - $25.000,000 T =Cash Market
E =$15,001 - $50,000
Date of Report
VRATIL, KATHRYN H.
03/05/2010
VII. INVESTMENTS and TRUSTS - ineo ..... I.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions,)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including toast assets) Place "(X)" after each asset exempt from prior disclosure [ I B. Income during reporting period Type (e.g., div., rent, or int.) C. Gross value at end of reporting period Value Code 2 (J-P) Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption) I Buy 12-29 J D. Transactions during reporting period
52,
53.
54.
Dividend
K.
Buy
Buy
06-24
12-22
J
J
55. 56.
57.
B A
A
Dividend Interest
Dividend
K J
J
T T
T
Buy
12-29
58.
59. 60.
A
A
Interest
Dividend J T
Sold
Sold (part) Buy
09-30
01-08 04-02
K
J J
J J .1"
J
65. 66. 67. 68. Schwab Cash Reserves Sweep Shares (Trust #1) Schwab Yield Plus Inv Shares A A Dividend Dividend J J T T
Buy
12-30
Buy Buy
01-30 02-27
J J
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and I)3) 3. Value Method Codes (See Column C2)
A =$1,000 or tess F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,00l - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated
D =$5.001 - $15,000 1-12 =More than $5.000,000 M =$100,001 - $250,000 P2 =55,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
Date of Report
VRATIL, KATHRYN H.
03/0512010
VII. INVESTMENTS and TRUSTS - i ........ ~.e, tr ..... tions (Includes those of spouse aqd dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
[ i
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
-~-~) [ (2)
(!)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
(1)
Type (e.g., buy. sell, redemption)
i
. 69.
I (2) Date
(3)
(4)
Identity of buyer/seller (if private
Buy
03-31
J J J J J J J
J
78.
Buy
12-31
Gabelli Asset Fund AAA (IRA) Alger Smallcap and Midcap A (IRA) Schwab Value Advantage
Dividend None
J K J
Dividend
82.
83.
Dividend
Buy
Buy
01-30
02-27
J
J
84.
85.
Buy
Buy
03-31
04-30
J
J
[ I. Income Gain Codes: (See Columns B l and D4) 2. Value Codes [ (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$ 1.000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$100,001 - $1.000,000 K =$15.001 - $50,000 O =$500.001 - $I.000.000 R =Cost (Real Estate Only) V --Other
C =$2,501 - $5,000 HI =$1.000,001 - $5.000.000 L =$50.00l - $100.000 PI =$1.0~0.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15.000 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5.000.001 - $25.000,000 T =Cash Market
E =$15.001 - $50.000
Date of Report
v~,XnL, KArHRYN n. [
03/05/2010
VII. INVESTMENTS and TRUSTS -inco ..... l.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during repotting period (2) (3) i (4) ] Value Gain[ Date Month - Code 2 Code I Day (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
86.
87. 88. 89. 90.
Buy
Buy Buy Buy Buy
05-29
06-30 07-31 08-31 09-30
J
J J J J
91.
92. 93. 94. 95. 96. 97. 98. 99. 100. iShares TR Lehman Bd Fd Technology Select Sector SPDS a&/a Sector SPDR Tech Select Technology Select Sector SPDA a/k/a Sec tor SPDA Fincl Select A A A Dividend Dividend Dividend K K K T T T
Buy
Buy Buy Buy
10-31
11-30 12-09 12-31
J
J J J
J J J J
I01. 102. Perkins Mid Cap ffn/a Janus Mid Cap Value Investor (IRA) A Dividend K T
Buy Buy
12-3I 06-24
J J
I. Income Gain Codes: (See Columns B I and D4) 2. Value Coda (See Columns CI a~d D3) 3. Value Method Codes (See Column C2)
A =$1,0~0 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H [ =$1,000,00 t - $5,000,000 L =$ 50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 I-t2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,00I - $25,000,000 T =C~sh Market
E =$15,001 - $50,000
Date of Report
Vr~T~L, KATHaYN ~.
03/05/20L 0
d dependent children; see pp. 34-60 of filing instructions.)
VII. INVESTMENTS and TRUSTS - i.co,.e, v.~.e, tr..s.ctio.s Ct.ct.aes those oS,po ....
~-~ NONE (No reportable income, assets, or transactions.)
A, Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period
(1)
Amount Code 1 (A-H)
(Z)
Type (e.g., div., rent, or int.)
(1)
Yalue Code 2 (J-P)
<2)
Value Method Code3 (Q-W)
(l)
Type (e.g., buy, sell, redemption)
(5)
Identity of buyer/seller (if private transaction)
Buy
12-18
Buy Sold
02-17 08-12
J J
I. income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100.000 J =$ l 5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =lMore than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 t12 =More than $5,1300,000 M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =C~h Market
E =$15,001 - $50,000
Date of Report
03/05/2010
Data of Report
03/05/2010 ..
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true~ and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signa~
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544