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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201)9
2. Court or Organizaticm US Court of Appeals, 9th Cir. Sa. Rep~rt "[yp Icheck appropriate typel ~ N~m~ination, f-"} lmt/a! [)ate [] A .... 1 [] Final

~ep,,rt Required by the Elhicl

in Govermnent Act oJ" 1978

(.s u.s.c, app. 1o1-111)

3. Date of Report 0311712010 6. Reporting Period 0110112009 to l~l_ 1~009

1. Person Reporting (I,x*t name. first, middle inidaD Silverman, Ban3 G. 4. Title (Article Ill judges inchoate active or senior ,~latu~: magistrate judges indicate full- or part-time) US Circuit Judge (active)

51). [] Amended Repots. 7. Chambers or Office Addr~.~ U.~ Cotlrlhotlse 401 W Washington St, SPC 78 Phoenix AZ 85003 8. Dn the basis of the information contained in this Report and any mociil]catiort~ pertaining thereto, It ~, in my opinion, in compliance with applicable laws and regulations. Re.iec, ing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be fifflowed. Complete all parts. checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~,~o,i.~ indiridunl onl.v; se~ pl,. 9.13 of.filing i ........ tionx.)
NONE (No reportable positions.)
POSfIION
1.

~O1t: ORGANIZATIQN/ENTITY

:7

~
1984

NONE (No r~,portable ag~eeme~ts.)

..
CO

DATE
Mmcopa County Deferred C~mpensatxon Plan

PARTIES A~ TERMS

2. 0111512009

Elected Officials Retirement plan; settlement agreement re: calculation of benefits

Silverman, Barry G.

FINANCIAL DISCLOSURE REPORT

Page 2 of 7

N .... fP ..... Reporting [ Silverman, Barry" G. [

Dateof Rep,,r! 03/I 712010

III. NON-INVESTMENT INCOME. tRwo,~,,g indiridual ana ,p ....

A. Filers Non-Investment Income
NONE (No reportable non investme.t income.) ~

; se t~p. 17-24 of filing instruction,.)

SOURCE AN~_~

]N~()ME (yours. not 544,g29

1.2@
2

AZ E[cc~ed Otfici:ds Retirement Plan; pension

~. SpoilSeS NOII-hlYeSIIIlPII[ |llCOIile " ~[ )-ou wtte ma,riLd during any portion of the reporting year. camphte this section.

~ NONE (No reI)ortable not -inve.~tmenl inconte.)

[)ATE !. 2009 2. 3. self-employed courl SOUR~F~. AND TYPE

ion, I V. RE! M B U RS E M E NTS .........~ ....... lodging, food ...... rtai ........
NONE (No rept~rtable reitnbtcr.~ement.~. )

~
1. 2. 3. 4. 5.

DATES

I~OCATION

PURPOSE

ITEMS PAll) OR PROVIDED

Name of Person Rep~rting

Date of Report

PageFINANCIAI3 of 7 DISCLOSURE REPORT / SiJ,~rm,.. ~,~.~ ~.

o3~7~o~o.

V. GIFTS. a~,~ t~o,, ~o wo~, ~,d,~,~d,~t ~d,~; ~ pp. 28-31 of f!fing instruction~.) NONE (No reportable gifts.) ~
1 2. 3.
4.

DESCRI PTI ON

kZALUE

5.

~]

NONE (No reportable liabilities.) CREDITQR DE.,q ,CRJPTION VAIJUE CODE

1.

2
3
4.

5.

FINANCIAL DISCLOSURE REPORT

[ Name of PerSDn Reporting

I Silverrnaa, l~:arry G. aons (Includes lh .... ~f sp ....... d dependent children: see pp. 34-60 o] filing

Date o[ Report 03/17~010

Page 4 of 7
VII. INVESTMENTS and TRUSTS -- i .........

t,,,, t ......

NONE (No reportable incvnw, assets, or transactions.) Description tff Assgls {including talsl agsel3) P ace "tX)"afte~ each asset exempt from pfiut disclosure Income during reposing period c. i Gross ~alue at end I of reposing pc~od - ........... D.
Transactions cluing reporting period

Amou1 "IyF(c.g., Value [ V~ue Type {e.g., Code I buy, ~ell. tliv., renl. ] Cede 2 [ Method ~A II) or int ) ; (J-P) I Code 3 redemption)

Date ValueI Gain mn~dtU~y Ct~e 2 ~ Code I (j_p) r (A-H~ tif private

buyer/seiler

~I. 2. 3. 4 5. 6. 7. ! S. 9. 10 1 I. 12 13 14. 15 16. 17

Well:; Fargo Bank accounts Ba, k of America accounts I_!S Sa~ings Bonds Fidclit) Asset Manager 50% mutual fund FMelity GNMA mmual fund "Fax Free Trust *~f AZ mutual fnnd Israel Bond due 9/I/2015 Israel Bond due 51112011 l.~rael Bond due 3/t12013 Israel Bond due 9/112013 Israel Bt)nd (Jut: 1t11112014 M:u-icopa County Deferred Compensatttm Plan G~eat Western Life Ins I:ilst t75edit Union accounts Federal Reseo.e Bank "lreasurv Direct Acct Fidelity AZ Mum Inc Fund Minnesota Life Whole l~fe [

A A

Interest lntercst None

M L L K J

T T T T T Closed 03~0/09 M

C ,,\ A A A A A A 1")

l)ividend Di;idend Di vidend Interest lnterest Interest Interest lnte~cst Interest None

J J J J J N J K 0 O J

T T T T T T T T T T T

A E E A

Interest Interest Dividend Dividend

FINANCIAL DISCLOSURE REPORT

N
Silverman, Barry G. ~ 03/17~010

Page 5 of 7 VII. INVESTMENTS and TRUSTS -- ~ .....

,, value, t ...... tionx ([nclude~ those of spouse and d,pendent children; see pp. 34-60 of filing in~trucffons.)

NONE

(No reportable

income, asxets, or transactions.)

Deschplion of Assets 6ncluding tmsl assets)

I [

Income during reporting period

Gross value al end of rep~ng period

Fr~nsacfions danng rep,~rting period

~ Code 1

v tenk

C~Me 2 / Melhod

buy, ~cll.

mn~MtUyy ICodc 2

Coae I

buye~/scller

18.

ttorace M~n Whole Life Fidelity Balanced mutual ftnld accoun[s

A D

Dividend

19.

I)i~.i,tc~d

20.

Vangu~d T~get Retiremem 2015 mutu~ fund

Dividend

Open ~21 Cha.,e Bank acct __ _ [nteres~ ~

2. V:du C~.,de~

I =$15.1~J0 o! le~

K -.=,$ [ 5.{K}I - $5t).0~~3

1. =l.St).~0 t - $1(l).00(I

N1 ~$Rx) 001 - $~_st)~[~0

FINANCIAL DISCLOSURE REPORT Page 6 of 7

[ ~ .... ~~n R~pof,ing

I Silverman, Barry G.

D~t,,,f a~por,
03/17~010

Vlll. ADDITIONAL INFORMATION OR EXPLANATIONS.

Pm~ VII, line 5: Fidelity Ginnie Mac mutual fund changed i,s name to Fidelity GNMA Fund on 1~15/20(~?.

FINANCIAL DISCLOSURE REPORT

Page 7 of 7

~,meoCV~r..o. Rtpor|ing Silverman, Barry G.

Da,e of Report

0311712010

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of nay knowledge and belief, and that any inh~rmation not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance x~ith the pro~,~isions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, aml Judicial ConDrence regulations.

Signatnre

NOTE: ANY INDIVIDUAL WtlO KNO\VINGLY AND \V1LFULI,Y FALSIFIES OR FAIloS TO FILE "fills REPORT 5lAY BE S|JBJECT TO UIVIL AND CRII~IINAL SANCTIONS (5 U.S.C. app. 1041

FILING INSTRUCTIONS Mail signed original and 3 addilional copies Committee on Financial Disclosure Administrative Office of the United Stales Courls Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544