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IMPOR TANT NOTES: The instracaona accompanying thls form must be follawcd. Complete all parts, checking the NONE bax for each part where you have no repartable Information. Sign on lasl page.
I. POSITIONS.
~ NONE ~o reportable positions.) POSITION l, 2. Cust~ian Se~ot~. Tr~urer Cust~ial Accost N~E QF ORGANIZA~ON~NTI~
5.
NONE ~o repo~able ~greements.) ~ I. N/A PARTIES A~ ~S Oklahoma Public Employees Retirement System - vest~. Eligibl, at age 62
II
Heaton, Joe L.
o.,~ofR~po.
05/05/2010
I11. NON-INVESTMENT INCOME. ~R~,o~a,~ t~dl~d~t ~,~ ~W~,~; ~, ~ t Z-U o/:l~,, ~,,~o~,.~
A. Filers Non-lnvestment Income
NONE (No reportable non-investment income,)
DATE
I. 2. 3. 4.
INCOME
(yours, not spouses)
B. Spouses Non-Investment Income - if you wcr married during uny porllon of the repotttng ycar, coraplcte this
(Dollar amount not required eJcept for honoraria.)
[~
I.
2. 3. 4.
lie,,ton, Joe L.
05/05f2010
3. 4.
5.
VI. LIABILITIES. ~na~d,, t*os~ ol,po~,r a.~ ~d~, ~,,~: so r~. ~.~ oI, ti,s ~,,,.t~
~-] NONE (No reportable liabilities.)
CREDITOR
DESCRIPTION
2. 3.
4.
5.
I
~
~,.otr.~,.
0~/05~010
/ ~ing ~i~
of ~o~ing ~fi~ ~
J ............... L.. .
I. 2. 3. ,4. 5. 6. 7. 8. 9. 10. I I. 12. 13. 14. 1.5. ~ke Enc~y co--on st~k Spcctr,, Energy common stock Xcel Energy common stock Oil & gas working interest Smith Barney money fund (Citibank NA Bk Deposit Program) Investment Company of America Europacifie Growth Fund Okla. Dev. Finance Auth. bonds (St. Johns Health Systcm) Bank of Oklahoma accounts 323 East Mosicr Lid Pannership ltd. part. interest Masterpiece Propcrtics LP - lid. part. interest Meadowood II LP ltd. part. int. real est. dcv. Cleveland, OK Hollywood Shopping Center LLC, Norman, OK West Oaks Rentals, gen. Part, Norman, OK office bldg. Norrnan Construction & Pnving common stock C A E D B C B B B B D A C A A Dividend Dividend Dividend Royalty Dividend Dividend Dividend Interest None Rent Rent Rent Rent Rent None Rent Dividend K K K K J M K .t J M L M J J J M M T T T V T T T T T O U U U U 13 U T Redeemed 02/I 7/09 ! J
i6. DDB Limited Partnership, ltd. part. interest 17. Growth Fund America
Date of Report
Page 5 of 8
Heaton, J~e L.
05/05/2010
d dtt~ndent
VII. INVESTMENTS and TRUSTS - ~.co,.,0 ~1.,. ,,~,~c#o^. c1.,~, those of ~7 ....
NONE (No repomable income, assets, or transactions.)
A. ~cnption of As~ts (including t~st ~cts) Pl~c,~(X)"afler~h~t ~x*mpt~mpfiordi~lo~ ~ , B. Income dunng ~ing pefi~ : ~ C. Gro~ value at ofr~o~ing Value Met~ ~
~[---~2~
~ ~,)
T)~(e.g., buy.~etl,
L ...........
18. ~N6 - USA gi[~ In~. Ca. ~o~ally F~ui~bk of lowa) Individual R~i~mcnt Account #I - Amcap Fund .Investmnt Com~ny - Smith B~ Money Fun~ - case ~folio - A - Growth FundofAmcfica Accounl - EuroPacifie Growth Fund Individual Retirement Account #2 o Amcap Fund - Investment Company of America - Smith Barney Money Fund~ ponlblio - A - Growth Fund of America - EuroPacific Growth Fund Custodial Account #2 - Smith B~ney money fund (Citibnnk NA Bank D~,osit program) - Bank ofOklahoma account - Smith B~m;y Large Cap Value Fund (now Legg Mason) Sold 02/23/09 D N Buy 0~114/09 A C Dividend Dividend J N T 19. ] 20.
2 I. 22. 23.
Buy C Dividend M T
04/14109
33. 34.
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VII. INVESTMENTS and TRUSTS - i,o~,. ~t,,. ~,,~#o~ a,t.a, ~o,, qwo~,,,~
~ NONE ~o repo~able income, ~sets, or tra~actions.)
~scdpfion of As~ts {inrl~instmst assc~) Gr~s value a~ ~ zr~ning~i~ , of~o~ing ~6~ { ] T~n~tions during
(A-H) [ orint.)
~O-P)
C~]
~mption)
(p~)
Sold
07127109
37. 3~.
Mcadowood II LP. ltd. pa~t. int~cst - DDB Limit~ Part. ltd. part. int.
39.
os/ost~oto
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) Is accurate, tr~e, and complete to the b~t of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisio~t permitting non.-discloture. I further certify that earned income from outside employment and honoraria and the acceptaace of gifts which have been reported are in compliance with the provls[ons of 5 U.S.C. app. 501 et. Jeq., 5 U.S.C. 7353, and Judicial Conference regulations.
I
NOTE: ANY INDIVIDUAL WltO KNOWINGLY AND WILFULLY FALSIFI! ....... AND CRIMINAL SANCTIONS (S U.S.C. app. 104) T MAY BE SUBJECT TO CIVIL
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544