Documente Academic
Documente Profesional
Documente Cultură
t/2010
1. Person Reporting (last name, first, middle initial) COHN, AVERN L. 4. Title (A.rticle lIl judges indicate active or senior status; magistrate judges indicate full- or pard-time) U.S. DISTRICTJUDGE-SENIOR
|
,~o ~0
7. Chambers or Office Address 219 FEDERAL BUILDING AND U.S. COURTHOUSE DETROIT, MICHIGAN 48226
5b. [] Amended Report 8. On the basis of the Information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable lawn and regulations. Reviewing Officer Date
IMPORTANT NO TES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box far each part where you have no reportable informatio~ Sign on last page.
NAME OF ORGANIZATION~TITY
II. AG~EMENTS. (~eporang i.~ia~at onty; see e~. 14.16 ef ~a~ ins~uctio~.)
NONE (No reportable agreements.) DATE
1.
PARSES A~ TE~S
Cohn, Avern L.
N ....
f Pe~on Reporting
Da,e of Report
Page 2 of 20
COHN, AVERN L.
04/30/2010
IIl. NON-INVESTMENT INCOME. tR~orti,g indtvid, al and ,poose: ~ee r~ 17.24 o/:u,~#
A. Filers Non-Investment Income
NONE (No reportable non-investment income.)
instruction~.)
DATE
1. 2. 3. 4.
INCOME
B. Spouses Non-Investment Income - tf j,ou were married during any partion of the reporting ),ear, complete this
(Dollar amount not required except for honoraria.)
[~
I. 2. 3. 4.
SO~CE
1. 2. 3. 4. 5.
DATES
PURPOSE
Date of Report
Page 3 of 20
C0HN, AVERN L.
04/30/2010
V. GIFTS. a~tud~ those to s, ...... ~ dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
1. 2. 3. 4. 5.
VI. LIABILITIES. (intrudes r~ose of sp ..... nd dependent children; see pp. 32-33 of filing Instructions.)
[~] NONE (No reportable liabilities.) ~REDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
Date of Report
o~/3o/2olo
VII. INVESTMENTS and TRUSTS - moore,, ~alue, t ...... lions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[--] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including ~ust assets) Place "(X)" after each asset cxemp, from prior disd .... ............ I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. INTEL CORP FROCTER & GAMBLE {FORMERLY GILLETTE) ROYAL DUTCH PETROLEUM SCHLUMBERGER, LTD. SIGMA ALDRICH CORP. KIMBERLY CLARK WALT DISNEY CO. QUALCOMM INC GE ORACLE CORP TIME WARNER INC BOEING ARCHER DANIELS MIDLAND RAYTHEON NEW JOtlNSON & JOHNSON EMC CORP MA PEPSICO B D B D B B D B B B A A C B B B Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend L T M L M L T T T T Sold 4/9/09 L E Sold (part) 4/9/09 K E M K L M L L L M B. Income during reporting period Type (e.g., . Code 1 ] dlv., r~nt,or int.) i (A-H) ] C. i Gross value at end of reporting period Value C(~!;)2 -D. Transactions during reporting period
(,) ^mo .t
(:)
o)
Type (eg., buy, sell, mm/dd/yy Code3Methd rcdcmption) (Q-W) T T T T T T T T Donated Sold Sold Sold 6/10/09 4/9/09 6/10/09 Donated Donated (par0 Donated (part) Donated (part) Donated Donated
Value
(2)
(i) ....
,dent. .o
buycdseiler (if private transaction)
K L K
A E A
I.IncomeGainCodes: (See Columns BI and D4) 2. Value Codes (See Culumns CI and D3) ! ! 3. Value Method Codes (See Column C2)
A*$1,0O0orless F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25,000,001 - $50,000,000 Q -Appraisal U *Book Value
B~$1,001-$2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O -$500.001 - $1,000,000 R ~Cost (Real Estate Only) V ~Other
C=$2,501-$5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,DO0 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D=$5,001-$15,000 H2 =More than $5,000,000 M ~$100,001 - $250,000 P2 =$5,000,~)1 . $25,0~3,000 T*=Cash Market
E=$1S,~J01.$50,O00
Dale of Report
Page 5 of 20
cons, AVERN L.
IM/30/2010
VII. INVESTMENTS and TRUSTS - ~come, ~,t,e, ~, .... ,*o~ a,~t~ ,~o,-~ oy ,p .... d dop,.ze,~ chu~,,~; a~, ~r. ~-*o o~.~t~.g ~,.,,.~
[---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place(XJ"aftercachassel exempt from prior disclosure { { B. Income during reporting period Type(e.g., div., rent, orint.) C. Gross value at end of reporting period Value Code 2 (J-P) I Value [ Method Code3 , ~(Q-W) 18. 19. 20. LOCKHEED MARTIN ROVI CORP JPMORGAN HIGtI YIELD BOND FUND D B Dividend None Dividend L J T T Sold 6/10109 M A FORMEILLY GEMSTAR INTL Typo(e.g., buy, sell, redemption) D. Transactions during reporting period
Gain Code I
(JP) i (A-}I) ,l
21. 22.
23. 24. 25. 26.
ISHARES TR RUSSELL 2000 VALUE INDEX FUND ISHARES TR MSCI EAFE IN-X FD
ISHARES TR S&P MIDCAP 400/BARRA VAL ISHARES S&P MIDCAP 400iBARRA GR IDX BAXTER INTL MICROSOFT CORP
A C
D B C A
Dividend Dividend
Dividend Dividend Dividend Dividend
L N
N M M
T T
T T T
Sold (pan)
04109/09
Sold (part)
04/09/09
Sold
6/10/09
27.
28. 29. 30. 31. 32. 33.
CUMMINS INC
EMCOR GROUP iNC. PRAXAIR INC YAHOO INC ISHARES TR MSCI EMERGINGMKTS INDX FUND ISttARES RUSSELL 2000 GROWqH INDX FUND CHUBB CORP
Dividend
None L L T T
Sold
419/09
Dividend None
6/10/09
D A B B
4/9/09
6/10/09
I. lr, come Gain Codes: (See Columns B I and D4) 2. Value Code* (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F -$50,001 - $100,000 J =$ l $.0O0 o~ lets N =$250,001 - $500,000 P3 -$25,000.001 - $50,000.000 Q =Appraisal 12 =Bo~Jk Value
8 =$1,001. $2,500 G =$100,001 - $1,000,000 K -$15.001 - $5D,000 O =$50t/,001 - $1,000.000 R =Cost (Real E/tale Only} V =Other
C -$2.501 - $5,000 HI =$1,000,001 . S5,000,000 L -$50.001 - $10~,O00 PI =$1,000,001 . $5,000.000 P4 =More than S -A~se~sm~m W =Estimated
D =$5,001 - /15,000 I42 -More than M =$100,001 . $250,000 P2 =$5,000,001 T =Cash Market
N*,.eorPer,on Reporting
DateofReport
co[~, AVERN L.
04/30/2010
VII. INVESTMENTS and TRUSTS - i.co,,,,, ~ot.e,, ..... ao.s (Inlud~ those of spouse and depe~en, children; ~ee pp. 34-60 of ~dlng ~,~u~ion$.)
NONE ~o reportable income, ~sets, or transactions.)
A. ~scrip~on of A~~ (including ~st assets) B. Income d~ng ~ng period (~) [ (2) exempt from prior disclos~e ...... ~-W) : 35. 36. 37. 38. 39. ~-0. 41. 42. 43. 44. 45. 146. 47. 48. 49. 50. 51. IBM ISHARES MSCI E.X-JAPAN INDEX FD DODGE & COX INTL FUND JP MORGAN TAX AWARE REAL RET FD ISHARES TR RUSSELL 1000 GROWTH INDX FD ISHARES TR RUSSELL 1000 VALUE INDEX FD HARBOR. INTL FD JPMORGAN US LARGE CAP CORE SEL JPMORGAN INTREPID EUROPEAN FUND JPMORGAN MI MUN MONEY MKT FUND EATON VANCE MUT FDS TR MANNING & NAPIER FD [NC M,MNNING & NAPIER FD INC JP MORGAN ASIA EQUITY FUND ARTIO GLOBAL INVT INTL EQ FD TROWE PRICE N~W ASIA FD PAYDEN & RYGEL INV GRP A B B D A D C B A C D A C Dividend Dividend Dividend Dividend Dividend Dividend None None None Dividend Dividend Dividend None Dividend Dividend Dividend Dividend M M N M T T T T M N T T M T Sold Sold Sold Sold Buy Buy Buy (addl) Buy Buy Buy Buy 3/5/09 6/10/09 2/20/09 1/15109 4/13/09 ,4/130109 6/11/09 6/11109 6/11/09 6/11/09 6/11/09 M N M O M M M M L M M A A A A M M N N T T T T Sold Sold Buy (addl) Sold 2/23/09 6/10/09 4/13/09 6/10/09 K L L M A B A ~A-H) div., ren~ or ~t.) C. Gro~s value at end of repoSing ~ (I) [2) -" C~e 2 (J-P) Me~M C~e 3 D. T~ctions d~ng reining ~ (I) buy, sell, =demptlon) / -.-(~ ~ (3) (4) C~c 2 {J-P) I C~e 1 (A-It} (5) ~ycr/seller {if private ~n~tion)
1. Inco~ne G~Jn Codes: (See Columns BI and D4) 2. Value Codes ~ [See Coltumns CI and D3) i [ 3. Val~e Method Codes I (See Column C2)
A ~$1,00~ or hrss F ~$50,001 - $ 100.000 J ~$1 ~,000 or less N =$250,001 $500,O00 P3 =$25.000,001 - $50,000,000 Q ~Appralsal U =Book V~lue
B-$1,O01 - $2.500 G =$100,001 - $1,00~,000 K -$1 $,D0l - $50.000 O =$500,001 - $1,000.000 R =Ca~st (Real Estal~ OnlyJ V =Other
C =$2,501 - $5,000 H I =$1,0OO,001 - $5,00~,~)0 L =$50,001 - $100,000 PI =$1,(YJO,001 . $5.~r90.000 P4 =MoI than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 ~More t~an $5.000.000 M ~100.1)01 -$250.0~0 P2 =$5.000,001 - S25,000,000 T --Cash Market
I COHN, AVERN L~
VII. INVESTMENTS and TRUSTS - into ..... lu,, tr~nsacaons (Includes those of sp ...... d dependent childrtn; ,11~,#. 34-60 of filing lnstructlong)
NONE (No reportable income, assets, or transactions.)
A. Descrption of Assets (including trust assc~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of rcpoz~ing period D. Transacfion~ during rcponlng period
~--] ~2)
Amount--[ Type (e.g., Code 1I div.. rent, (A-H)| or int.)
O~
Value Code 2 (J-P)
12~
Value blethod Code 3 (Q-W)
O)
T)T~e (e.g., buy, sell, redemplion)
~2) - (3) ~) I
Date Value mmddd}yy Code 2 (J-P) GainI Code I (A-It)
(5)
Identity of buyer!seller (if private transaction)
/
52. GOLDMAN SACHS TR E Dividend N
Buy
2/25/09
53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67.
XSPKADA CORP SER B CONV PFD BELLEVILLE NORTH VENTURE-BELLEVILLE, MI HUNTINGTON GARDEN APTS.OAK PARK, MI HUNTINGTON GARDEN APTS. HUNTINGTON GARDEN APTS. LANCASTER HILLS APTS. CO.-SOUTHFIELD, MI LANCASTER HILLS APTS. CO. FRANKEL-NODLEHS- BLOOMFIELD HILLS, M1 BLOOMFIELD VILLAGE SQUARE-BLMFLD HILLS, MI BLOOMFIELD VILLAGE SQUARE-MI FERRIS PARK TOWERS-LANSLNG, MI FEt~RIS PARK TOWERS FEILRIS PARK TOWERS BELLEVILLE NORTH MARSH VENTURE-BELLEVILLE, MI DIXIE PROPER.TIES A G E A E B A E E A F G G
None None Rent Interest Distribution Rent ~ Distribution None Dividend Re~t Rent Dividend Distribution Rent Interest Rent
L L L
T U U
Buy
1/15/09
K J
U U
L M
U U
N =S250,~1 $500,000
O =$500,001 - $1 ,~,~
Pl =$1,~0,~1 - $5,~0,~
P2 ~$5.~,~1 - ~5,~,000
Date of Report
COUN, AVER~ L.
0~/30/2010
VII. INVESTMENTS and TRUSTS - ~ ....... ~ue, t ...... ao., a.ct~es ,ho,e o[,~s ~ d~,~t ~;t~,.: ~,~ ~ ~4~o
NONE ~o reportable income, assets, or transactions.)
A. Description of As~ (inclu~ng ~st ~sets) Place "(X)" after each t .... exempt from prior diselos~e B. ] Income dur~g [ ~i~ ~fi~ , Amount I T)~ (e.g., ~ C~c 1 I div., ~n~ or int.) I(~t) C. Gross value at end of reporting ~ Value Code 2 (J-P) .-[ Value Meth~ Code 3 (2..W) T~ (.g., buy, sell, redemption) D. T~s~ons during ~ing
69.
DIXIE PROPERTIES
Dis~bulion
BLOOMFIELD PLAZA, LLC-BLOOMFIELD HILLS, MI BLOOMFIELD PLAZA, LLC BLOOMFIELD PLAZA, LLC
GGP LIMITED PARTNERSHIP-MULTI STATE GGP L1MITED PARTNERSHIP
G C G
E C
75. 76.
77. 78, 79. 80. 81. 82. 83. 84.
F E
E C B E A A A F E
Dividend Rent
Distribution Rent ~ Distribution Rent Dividend Interest Interest Rent Distribution J U N U K U
($c~ Columns BI and D4} (see Columns CI ar, d D3) (See Column C2)
V =Other
Page 9 of 20
exemptfmmpriordisclogur
~odel ~
div.,renh orint.)
Codel
86. 87. 88. 89. 90. 91. 92. 93. 94. 95.
YPSILANTI, MI BOND MANISTEE MI SCHOOLS BOND MICHIGAN MUN BOND AUTH GENESEEE COUNTY MI BOND KING COUNTY WA BOND SAN ANTONIO TX BOND INDIANA STATE FIN AUTH BOND REGIONAL TRANS DIST COLORADO BOND ANCHORAGE ALASKA BOND RUTtlERFORD CNTY TN BOND
D D D D C D D D D D
Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest N N N M M M M M M T T T T T T T T T
~tured
11~0/~
96.
97. 98. 99.
D
D D D D
Interest
Interest Interest Interest Interest
M
M M M M
T
T T T T
Interest
None
M
M
T
T Buy 12/17/09
N =$250.001 - $500,00~
Pl =$1,000,001 - $5,(X)0,000
P2 =$5,000.0~1 - $25.000,000
U -Book Value
W =Estimated
Date of Report
c01r~, AVERN L
04/30/2010
I
.._
VII. INVESTMENTS and TRUSTS - moo.,., v.l.e, t ...... lions (includes those o/sp ..... d dependent children; see pp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" aider each asset exempt from prior disclosure B. Income during reporting period ~.mount [ Type (e.g., Code 1 [ div., rent, (A-H) or int.) C. Gross value at end [ of reporting period Value Value Code 2 1Method (J-P) 3 D. Transactions during reporting period
/ /Code
None None Dividend Dividend Div Dividend Dividend Dividend None A A Dividend Dividend None A Dividend None
105. EXXON/MOBIL CORP 106. GE 107. SCIIERING PLOUGIt 108. PFIZER 109. PROCTER.& GAMBLE 110. CATERPILLAR 111. CATERPILLAR 112. FEDEX 113. AMERICAN EXPRESS CO 114. APPLE 115. COSTCO WHOLESALE 116. GENENTECH INC
K J
T T
2/25/09 2/23/09 6125/09 6/25/09 2/23/09 10/22/09 2/23/09 5/8/09 2/2/09 2/23/09 2/23/09 2/23/09
J J J J $
D A A A A
K K K K
T T T T
(pa~}
(oan)
Sold Sold
117. GOOGLE INC-CL A 118. GGOGLE INC-CL A 119. OSKOSH TRUCK CORP CL B
K .1 J A A
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F -$50,001 - $100,000 ] -$15,000 or less N -$250,001 - $500,000 P3 -$25,000,00I - $50,0~),000 Q =Appraisal U -Book Value
B -$1,001 - $2.500 G =$10~,00l - $1,00O,000 K - $15,1)01 - $50,000 O =$500,001 - S1,909,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H1 =$1,000,O0l - $5,000,000 L =$5 O,001 - $ 100,000 PI =$1,00~,0~ 1 - $5,000,000 P4 =More than $50.000,000 S iAssessment W =Estimated
D =$5,001 - $15,000 H2 ~More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T --<:ash Market
VII. INVESTMENTS and TRUSTS -~ ..... i,~., ..... cao~a.ct~d~rho.o/~ ..... ddependentchildrtn; aeepp. $4~Ooffil~g inxtruct~ns.)
N0~ ~o repo~able income, ~sets, or transactions.)
A. D~iption of Assets (including t~t assets) Place "(X)" ~tcr ~ch ~set exempt from p~or discl~urc B. I~come d~g ~aing ~fiod Amour ~ T~e (e.g., C~ I ~ div., real (AH) I+ orint.) C. Gross value at end of ~aing ped~ V~lue C~ 2 (J-P) D. Tr~sactions during r~pon~g pc~od
-~ (=)
u)
(=) ~) 1(4)
(~)
Idcnti~ of buyer/seller (ifprivat
120. B~ING~N NO S~A FE 121. NESTLE 122. SSGA US GOV M/M FUND 123, MC:DONALDS CORP 124. MONSANTO 125. MONSANTO 126. GILEAD SCIENCE 127. AMAZON.COM 128. SCHLUMBERGER. 129. SCHLUMBERGER 130. ABBOTT LABS 131. DEERE & CO. 132. VODAFONEGRP 133. NEWS CORP 134. SHERWIN WILLIAMS 135. TARGET CORP 136. WALT DISNEY
A A B A A
~23/09 2/23/09
J J
A A
2/23/09 6/25/09 10/9/09 2/23/09 I0/16/09 3/2/09 8/2/09 2/23/09 2/2/09 2/23109 2/4/09 2/5/09 2/25/09 2/19/09
J J J J K J J J J J J J J J
B A
A A A
Sold Sold
C A A
Sold (part) Buy (addl) Sold Sold Sold Sold Sold Sold Sold
A A A A A A A
A A A A A A A
Date olReport
co~, Avrm~ t.
(~/3o/2oi0
VII. INVESTMENTS and TRUSTS -~co~.~ .~t.~. tr~oc~o~a.~t.a~.ho~o/~ .... ~.aa,~.~,.,~iU, o~:,~r~ 34-60 of filing lnstruct~n~)
NONE (No reportable income, assets, or tra~actio~.) A. D~cfiption of As~s (~luding ~st ms.s) PI~e"(X)" after ~ch ~sc~ exert from prior discl~ur B. ~come during rc~ng period ~t [ T~ (.g., C~1 [ div., ~nt, C. G~ss value at end of reporting pefi~ Value Code2 ,.P) Value M~M T~ (e.g., buy, ~ell, ,~mption) D. Transacli~s d~ing ~ponlng peri~
I
137. KELLOGG CO~ 138. RA]LCORP HOLDINGS 139. ANDARKO PETROLEUM 140. ANDARKO PETROLEUM 141. PEABODY ENERGY 142. WELLS FARGO 143. TEVA PHAR2clACEUTICALS 144. 3M 145. BOEING 146. JACOBS ENGINEER!NG 147. UNITED TECHNOLOGIES 148. IBM 149. IBM 150. AIR PROD & CHEMICALS 151. ADOBE SYSTEMS 152. Blip BILLITON LTD 153. DOW CHEMICAL A A A" A A A A A A A A A A A A Dividend Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend Dividend Dividend
.j .c~e3 ]~-w)
Sold Sold K T Buy (addIt 3~/09 4129/09 12FI109 6/25/09
,~ ....
J J J J
A A
(part)
J T Sold J T Sold (paa) Sold J T Sold (pan) Sold Sold K T Buy (addIt
Sold
2/23/09 2/23/09 2/2.3/09 2/23/09 7/21/09 2/23/09 8/6/09 2123/09 2/23/09 2/2/09 2/23/09 2/23/09
J J J J J J J J J J J J
A A A A A A
(part)
Sold Sold Sold Sold
Sold
A A A A A
I. Income Giin Codes: (Sc Colurnr~s BI ~ D4) 2. Value ~odes (See Colurn~ CI and D3) ~. Value Method Codes (See Column C2)
A =$1,000 o tess F ~$50,001 - $100.000 J -S15,{~O or less N -$250,001 - $500,000 P3 -$25,000.001 - ~50,000,000 Q ~Apprnisal U ~Book Val~e
13 -$1,001 - $2,500 G -$100,001 - $l,O00,00~ K -$15,001 - $50.000 O -$500,001 - $1.000,0O0 R =Cost (Real Esta~ Only) V ...Other
C ~$2,50 [ $5.0(~1 HI -$1,000,001 - $ 5.000,000 L -$50,001 - $ 100.O00 PI -$ |,000,001 - $5,000,000 P4 -More than $50,000,000 $ -Asseysm~I W *Estimated
D =$5,001 - S I 5,000 H2 "MoI than $5,000.000 M -$100.001 - $250,000 P2 =$5,1Rt0,001 . $25,000,000 T ---Cash Market
E =$1S.001 - S 50,000
o4/30/2010
VII. INVESTMENTS and TRUSTS-~nco,~e,,atue, t ..... ~o~ a.aud~$ ,hose oI$~, .....
NONE ~o reportable income, a~sets, or transactions.)
Description of Asse~ (incl~g ~ asse~) Pta++"(X)"aa .... oh,mr exempt from prior di~los~ Gross vaIue at ~d of ~ning period Value Cod~ 2 (J-P) + Value I Method Code3 (Q-W) T T T T T~e(e.g., buy, sell, redmp~on) T~sactions during re~ing period Date Ivmlue + (4) ain G ~d~ I Code 2 Code I (J-P) (A-It)
~ reining ~ri~
IAmount/
~
]
154. WEYE~IAUSER CORP 155. PE~I~ INC, 156. ANHEUSHR-BUSCH 157. ARCHER DANIELS MIDLAND 158. AP.CHER DANIELS MIDLAND 159. CLOROX 160. CLOROX 161. COCA COLA
7/29/09 ~3/09
K J A
K J K J K A A
Buy
162. COCA COLA 163. FMC TECHNOLOGIES 164. FMC TECHNOLOGIES 165, HLSS GROUP
166. ROYAL BANK-CANADA 167. VISA INC. 168. ALCON 1NC 169. ALCON INC. 170. BRISTOL MYERS SQUIBB A
J K "J K
K K K J K
A"
Dividend
Dividend Dividend None None Dividend
T
T T T
Buy
Buy Buy Buy Sold
(part)
K T Buy
N =$250,001 - $500,000
O =$500,001 - $1,000,000
F I =$1,000,001 - 55,000,000
P2 -$5,00(I,001 - S25,000,000
Page 14 of 20
VH. INVESTMENTS and TRUSTS - ~co.~,, v=l.,, tea~,,ctto.~ a.ct.des ,ho, e oZ,~ ..... ~ dependent children; tte p~ 34.60 of flllng ~swu~n~)
NO~ ~o reportable income. ~sets, or transactions.)
D~crip~on of As~ (including ~st assels) Pl~e "(X)~ aEcr each asset except ~om prior di~clcsu~ ~comc during rc~aing ~ri~ ~um T~c (.g., C~ ] [ div.,~nL T~ns~tion$ d~ng reposing ~fi~ of ~ning pc~od Value Code 2 Value Method (Q-W) 171. CELGENE CO~ 172. JOHNSON & JOttNSON 173. ROCHE HOLDINGS LTD 174. CUMMINS INC. 175. CUMMINS INC. 176. STANLEY WORKS 177. UNION PACIFIC 178. APPLIED MATERIALS 179. CORNING INC. 180. ORACLE CORP 181. FREEPORT-MCMORAN 182. FREEPORT-MCMORAN 183. NUCOR CORP 184. VALE SA 185. GOODYEAR 186. GOODYEAR 187. C1VRIX SYSTEMS A A A A A A A A None Dividend None Dividend None Dividend None Dividend Dividend None None None Dividend Dividend Dividend None None K K J T T T K K L L K L T T T T T T K K K K T T T T Buy Buy Buy Buy Sold (part) Buy Buy Buy Buy Buy Buy Sold Buy Buy Buy Sold 3/4/09 5121/09 3/4109 5/28/09 6/25/09 3/21/09 3/4/09 5/12/09 5/28/09 3/4/09 3/4/09 6/25109 6/26/09 11/6/09 3/4/09 10/29/09 4/7/09 K K K K J K K L K K L J K K J J J A A A T~ (e.g., b~,seIl, Dine Va]uc m~d~/~ Codc 2 Gain ~ C~ I] ldcntiW o~ ~yer/scllcr
uansa~tion)
(part)
(p~)
Buy
F ~550,~1 - $100,~
G ~$ I~,~1 - $1,~,~
P3 ~$25,000,00] - $50,~.~0
P4 =Mo~ ~
VII. INVESTMENTS and TRUSTS -i~co,~ ,~luo, ........ tio.s (Includes those of spo ..... d dependent children; see pp. 34-60 of fding
NOHE ~o reportable income, assets, or transactions.)
A. Description of As~ (including t~st ~se~) B. Income du~ng reposing pcfi~ C. Gross value at ~d of ~poning ~ D. T~nsactions dud~g r~ag
cx~p~frompfiotdi~l~
(A-H)
I div.,ren~ or inL)
buy, sell, ~dempllon) , Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold
~d~
188. C~X SYSTEMS 189. DEVON ENERGY 190. DEVON ENERGY 191. KIMBERLY CLARK 192. KIMBERLY CLARK 193. MARATHON OIL 194. MARATHON OIL 195. MARTIN MARRIETTA 196. MARTIN MARRIETTA 197. RESEARCH IN MOTION 198. RESEARCH IN MOTION 199. VALERO ENERGY 200. VALERO ENERGY 201. INTEL 202. INTEL 203. BECKTON DICKINSON 204. BECKTON DICKINSON A A A A A A A
None Dividend None Dividend None Dividend None Dividend None None None Dividend None Dividend None Dividend None
8/17/09 4/3/09 7128/09 3/26/09 10/16/09 3/24/09 5/12/09 4/2/09 7/8/09 3/26/09 10!30/09 2/5109 10/14/09 4/2/09 7/15109 4/2/09 7/31/09
PI =$1,~,~1 - $5,~0,0~
P2 =$5.~,~1 - $25,~,0~
COnN, AVrR~ L.
~"~~PO"
04/30/~010
I
~
VII. INVESTMENTS and TRUSTS - i ........ l~,, t ..... t~ ancludes those of s~ ..... d d~p~ndent children; see p~ 34-60 of fillng ~,ruct~.)
NONE ~o reportable income, assets, or transactions.)
A. Description of Assels (inclu~ng t~t assets) Place "(X)" afl~ each ~set exempt frompHor disclosure ~u~ng I .... ~~fi~ [A .... t [ Cod~ I C. Gross value at end of repoSing pefod w,~ C~e 2 D. Tmnsactlons during ~fling pcfi~
I div..rent, I
Interest Interest Interest Interest Interest Interest Interest Interest Interest None None None None
<,> v,~
Method
o>
buy. sell,
l/ /
205. HONEYWELL INC BOND 206. TARGET CORP BOND 207. GENERAL DYNAMICS BOND 208. EIDUPONTBOND 209. WALGREEN CO BOND 210. GE BOND 211. BP PLC BOND 212. NORTH CAROLINA GO 213. NORTH CAROLINA STATE BOND 214. GEORGIA STATE BOND 215. PA STATE BOND 216. SOUTH CAROLINA STATE BOND 217. MAINE STATE BOND 218. DELAWARE STATE BOND 219. SOUTII CAROLINA STATE BOND 220. TENESSEEE STATE BOND 221. NORTH CAROLINA STATE BOND
B B A A A A A A D
Sold Sold Sold Sold Sold Sold Sold Sold M T Sold Sold Matured Matured Matured Matured Matured L T
M M M M M L M L
A A A A A A A A
M M N L L M M
A A A A A A A
B C D C
I. Income Gain Codes: (See Columns B I and D~) 2. Value Codes (See Columns C1 and D3) 3, Value Method Codes (See Coktmn C2)
A =5 I,OO0 or less F =$ 50,001 - $ # 00,000 J =515,000 or less N ~$250,001 - $500,000 P3 =525,000,001 - 550,000,000 Q EAppmisal U =Book Value
B -$1,001 - $2,500 G =$ 100,001 - $ 1,000,000 K =515,0111 - 550,000 O =$500.001 - $1,000,000 R ~COSl (Real Estate Only) V =Other
C =S2,501 - $5,000 H I =$ 1,000,IX) I - $5,000,000 L =550,001 - 5100.000 PI =51,000.001 - $5,000,000 P4 =More than 550,000,000 S =Assessment W =E~imated
D =$5.001 - $15,000 H2 ~More than $ 5,000,00~ M =$100,001 - $250,000 P2 =$5,000.001 - S25,000,00~ T =Cash Market
E =$15.001 - $50,000
Date of Reporl:
cons, AVERN L.
04/30/2010
V II. INVESTMENTS and T R U STS - ~co~,e. ,~tu,. t .... aiona a~t~, tho,e o~~po~, a.a a~.~t ,S~d~; ~ ~. ~4~0 offding lnstruc,~m.)
NONE (No reportable income, ~sets, or transactions.)
A. ~pfi~ of Asse~ (incl~i~g ~ m~ts) Pl~ "(X)" aflc .... h ~set exempt ~om prior disclos~e B. In.me dur~g ~ng ~ri~ Amount [ T)~ (e.g., Code 1 [ die.. ~nt, C. ~oss v~u at end of repofling V~u Code 2 ] Value I Mclk~d (Q-W) 222. V~G~ STATEBOND 223. T~SEE STATE BOND 224. US ~URY BILLS 225. US T~URY NO~S 226. US ~ASURY NO~S 227. US ~ASURYNO~S 228. AKTSPACE, INC. 229. ARTSPACE, INC 230. WASIITENAW CO 231. WASHTENAW CO.-~ 232. COERCE ~NTERBL~ 233. N~RCURY PLA~ SBOPP~G C~ER 234. CG&A C~L MALL 235. CG&a C~T~L ~LL 236. LPC INVES~ENTS, LLC 237. LPC EN~SES 238. ~ BRO~ ST ASSOC-MI A A B A F A D B C D C C E Interest Interest lnt~est ln~t None None Dis~bufion Di~dend Dis~bution Rent None : D~ibulion D~bution Interest Intc~st None Rent PI 2 U U I K K U U U J U M U M M M PI T T T T Buy (addJ) Buy (addl) Sold (pro) 8/28109 10/20/09 9/30/09 PI PI N A T~e (e.g., buy, sell, D. Tmasaclions du~ng re~ing ~
Identi~y of ~yerlscller
transaction)
(5e C~}urnns BI and D~) 2 Value Co6~ (St Columns C] and O3) 3. VaI~e Method Codes (See C~lurnn C2)
F *S50,001 - $ 100,~00 J -$15,000 or }ess N -$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal O ~Oook Vatu
G =$ i00,001 - S1,0~,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R ~C~t (Real E~tat~ Only) V ,Other
HI =$1.000,001 - $5,000,000 L =$50,001 - $100,000 P] =$l,O0O,001 - $5,000,000 P4 =More tha~ $50,000,000 $ =Assessment W -Estimated
Date of Report
Page 18 of 20
conr~, AVERN L.
04/30/2o10
~
. , ,
C~e 1 (A-H)
Co~ 2 (J-P)
Dis~bution
240. TWENTY TWO TWENTY TWO, LLC 241. CGA&A CROSSROADS CENTER LP 242. CG&.A CROSSROADS CENTER LLP 243. PACIFIC FL,ND LP
A A A A
K K
U U
T --Cash Market
Date of Report
OHN, AV~.~~ L.
04/30/2010
conN, AVERN L.
04/30/2010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory. provisions permitting non-dlsclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have bccn reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY" INDIVIDUAL WHO KI~OWINGLY A~D ~LFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CML AND CRIIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Adrninisrcative Office of the United States Courts Suite 2-301 One Columbus Circle; N.E. Washington, D.C. 20544