KEVIN COLELLI 32 Almond Street Cell: (718) 702-0423 Staten Island, NY 10312 kc12f5590@westpost.

net PRODUCT / PROJECT MANAGER - TRADING SYSTEMS SUPPORT Detail-oriented, results-driven professional with 13 years of progressive experi ence in the financial services / equities trading arena. This includes 9 years p roviding high-level technology support for widely-deployed trading systems and t echnologies such as OMS, Millennium ATS, Smart Order Router, Algorithms and Anti -Gaming Logic. Highly skilled at analyzing client system requirements and implementing comprehe nsive enhancements that improve system functionality and support evolving busine ss needs. Proven track record of managing the on-time completion of major projects with de manding requirements and challenging deadlines involving the coordination of int ernal development teams and third-party vendors. Expert understanding of vendor software products and applications. TRADING SOFTWARE PROFICIENCY Brass OMS, UMA and U2 DMA Platforms, B-Net, LAVA Colormaker, Fidessa OMS, DMA, IOI and Middle Office Platforms, NASDAQ Web Workstation, NYFIX FIX Trader Platfo rm, Bloomberg, INET GUI, BRUT, RediPlus, Real Tick, Pink Link, Thompson One, Re uters Plus, Patrina Data Storage, Briefing.com, Microsoft Office, Microsoft Offi ce Project, Clear Quest, Sales Force, Collabnet, FIX Protocol PROFESSIONAL EXPERIENCE CONVERGEX GROUP, New York, NY 01/2010 to 01/2011 A leading provider of brokerage and investment technology solutions for asset ma nagers and financial intermediaries that enable them to connect and trade on exc hanges throughout the world. VICE PRESIDENT, STRATEGY AND TECHNOLOGY PLANNING GROUP Manage the overall platform strategy for the Millennium ATS, which includes defi ning business requirements for system enhancements and collaborating on market i nitiatives for driving revenue growth. In addition, manage diverse projects and the on-boarding of revenue-generating clients. Run project meetings and keep cli ents updated on project status. * Directed the successful migration of 85 NYFIX Millennium clients from legacy N YFIX algorithm platform to ConvergEx Algorithm / Smart Routing platforms. * captured more than $1 million in cost savings by completing project ahead of a ggressive 6-month schedule, eliminating need for extending service agreement wit h legacy algorithm developer. * Managed the on-boarding of a top-tier trading firm, for clearing and execution business, projected to generate $2-3 million in annual revenue. NYFIX, INC., New York, NY 07/2007 to 01/2010 A developer and marketer of technology based products and services for professio nal financial services organizations utilized for asset management activities, p roprietary trading, and handling client orders in the U.S. and global securities markets. VICE PRESIDENT / PRODUCT MANAGER / BUSINESS ANALYST Reviewed and analyzed business requirements and specifications for Transaction S ervices Division. Worked with in-house development staff and third-party provide rs to develop and refine products including Millennium ATS, Smart Order Router, Algorithms, and Anti-Gaming Logic. Managed vendor relationships to ensure the ti mely adoption of new algorithmic strategies. * Managed client and vendor expectations, from user acceptance testing through p roduction, in the reengineering of client Millennium infrastructure to a low-lat

ency ATS, which provided greater scalability, increased capacity, and greater po tential for attracting and retaining clients. NYFIX (Continued) * Guided multiple vendors through the seamless integration of NYFIX algorithm st rategies into client order management systems; tracked all business requirements and ensured that projects progressed along established timelines. * Directed initiative for developing and implementing Reg NMS reports for FIX Tr ader OMS users. * Met weekly with Product and Technology committee to review new business concep ts and track system progress throughout development lifecycle. FIDESSA CORP., New York, NY 04/2006 to 06/2007 A provider of equity trading systems, algorithmic trading strategies, and option s trading platforms for clients in the U.S. and Europe. BUSINESS TRAINING SPECIALIST Trained and supported existing users on Fidessa Trading Platform in addition to providing continuous support for new clients, including Cantor Fitzgerald and Je fferies Co. Took on lead role as point person for tracking new client system enh ancements and issues, working proactively with client account managers to ensure that enhancements were implemented on schedule and issues were resolved in a ti mely fashion. Troubleshot trading system issues on a daily basis and maintained detailed documentation. * Led the installation and implementation of 7 new Fidessa Trading Platforms nat ionwide. * Provided on-site training and support for 40 hosted customers nationwide tradi ng NASDAQ OTC, NYSE, Bulletin Board/Pink Sheet, and institutional order flow. * Conducted detailed business analysis of trading requirements for Bank of Ameri ca. Collaborated with development team and QA to implement system enhancements t hat provided client with enhanced trading strategies to maximize their competiti ve position in the market. PERSHING LLC, Jersey City, NJ 07/1997 to 04/2006 A leading provider of trading services, clearing, and online trading platforms f or financial services clients. PRODUCT MANAGER, OMS SYSTEM / HEAD OF TRADE SUPPORT (01/2001-04/2006) Managed OTC support desk and 5 support specialists. In addition, served as produ ct manager for trading software supporting multiple trading desks. Also served a s project manager for major system implementations and technology enhancements. Managed software vendor relationships, tested and approved software applications before implementation, and troubleshot and rectified diverse software problems. * Managed major projects involving the implementation of Brass OMS and U2 / UMA DMA Trading Platforms servicing multiple trading desks, resulting in annual savi ng of as much as $850,000. * Decommissioned underutilized NASDAQ SDP servers and streamlined NASDAQ NW2 wor kstations over a 7-month period, resulting in cost savings of $345,000. * Converted all principal trading desks from CTCI to QIX protocol for NASDAQ-rel ated workstations including U2, UMA, DMA platforms and LAVA Colormaker. * Received LLC Award for outstanding individual initiative and contribution. TRADER ASSISTANT (07/1999-01/2001) Utilized complex trading and algorithms to buy and sell securities on a propriet ary basis across various ECNs, in order to provide customers with the best marke t prices. Maintained fair and orderly market prices by providing liquidity at va rious market prices. SUPPORT SPECIALIST / MANAGER (07/1997-07/1999) Calculated daily P&L reports for trading desk in addition to troubleshooting and

resolving trading software problems as they arose. Rectified trade breaks betwe en in-house clients and multiple brokers. LICENSES NASD Licenses: Series 7, 24, 55, 63 (Current)