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RUTH L. MUNDAY 4207 Colfax Avenue Unit B Studio City, CA 91604 (C) 310-600-8764 (H) 818-753-8750 Email: rm17c13e4@westpost.

net

OBJECTIVE Seeking a position with a financial firm which would leverage my securities lend ing and fixed income sales experience. SUMMARY A record of achievement and increasing responsibilities in investment management and sales with more than 20 years experience in the financial services industry . EXPERIENCE GREAT PACIFIC SECURITIES, Costa Mesa, CA Institutional Sales, Fixed Income 2011-present

CDR/Reliable Defeasance Los Angeles, CA 1998 to 2010 Senior Vice President/Investment Sales Responsible for marketing and sales of fixed income securities. Managed existing relationships and developed new business Structured customized investment products for money managers and other clients Assisted in developing an Asset Backed CP conduit program Consulted with debt issuers to determine optimal product pricing BANC ONE INVESTMENT ADVISORS, Columbus, OH 1996 to 1998 Vice President/Assistant Managing Director Responsible, together with the Managing Director, for overall management of the Securities Lending Department. Directed the investment in short-intermediate term debt instruments Analyzed market conditions and the term structure of interest rates to enhance and maximize portfolio spreads Oversaw and ensured compliance with investment and credit exposure guidelines Developed and applied strategies to optimize the dollar value of securities and loans outstanding UNION BANK OF CALIFORNIA, San Francisco, CA 1994 to 1996 Vice President Trading and Investment Manager Responsible for managing the securities lending trading and investment desks and related policies and procedures. Formulated day-to-day strategies to maximize loans outstanding and secure profi table trading opportunities Forecasted interest rate trends in order to create and take advantage of profit able spread opportunities Secured and maintained state-of-the-art trading, inventory control and record k eeping systems Established credit exposure/risk guidelines Solicited new trading accounts and broker relationships Designed and implemented administrative policies, procedures and training BANK OF AMERICA, San Francisco, CA 1993 to 1994 Portfolio Manager Responsible for the reinvestment of cash collateral for the Securities Lending D epartment. Analyzed and forecasted credit conditions and rate trends Developed trading ideas and made spread recommendations to securities lending t

raders

RUTH L. MUNDAY Page 2

GWR INVESTMENTS, INC., Omaha, NE 1992 to 1993 Registered Investment Representative Responsible for providing a wide range of financial services to affiliated bank customers. Worked with clients to achieve investment objectives MUTUAL OF OMAHA FUND MANAGEMENT CO., Omaha, NE 1987 to 1992 Assistant Vice President/Portfolio Manager Responsible for all money market portfolios, the securities lending program and all administrative support functions and staff. Managed money market mutual funds and the short-term corporate investment portf olio Analyzed credit markets and rate trends and developed effective trading strateg ies Created and managed the securities lending desk Developed securities position and credit risk guidelines for the funds and secu rities lending NORWEST BANK, Minneapolis, MN 1985 to 1987 Securities Lending Officer Responsible for hands-on management of the banks securities lending program incl uding account administration and control and record-keeping. Managed a securities lending program including cash reinvestment Analyzed economic and rate trends to ensure proper term and rate structure of t he portfolio Conducted spread analysis to ensure profitable trades Expanded loan volume through active account solicitation and upgrading client s ervice PRIOR RESPONSIBILITIES 1980 to 1985 Trader/Investment Assistant-Resource Bank and Trust-Minneapolis, MN Responsible for trading, research and related portfolio management support. Portfolio Assistant-C.H. Brown Company-Minneapolis, MN Responsible for identifyi ng and managing the excess cash flows of institutional and personal accounts EDUCATION/PROFESSIONAL 1975 - 1979 Augustana College, Sioux Falls, SD - B.A. Cum Laude 1979 NASD Registered Representative Licensed Life Insurance agent Speaker at Industry Conferences References Available Upon Request

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