SMC Group, founded in 1990, is Indias best Equity Broking House and the Largest Distribution Network, providing

a wide range of financial services and investment solutions. A blend of extensive experience, diverse talent and client focus has made us achieve this landmark. Over the years, SMC has expanded its operations domestically as well as internationally. Existing network includes regional offices at Mumbai, Kolkata, Chennai, Cochin, Ahmedabad, Jaipur, Hyderabad, Bangalore plus a growing network of 2300+ offices spread across 425 cities/towns in India. We offer a diverse range of financial services which includes institutional and retail brokerage of equity, currency, commodities, derivatives, online trading, depository services, fixed Deposits, IPOs and mutual funds distribution, dedicated desk for NRI and institutional clients, insurance broking, clearing services, margin funding, investment banking, portfolio management, wealth advisory & research. We have a highly efficient workforce of over 6000 employees and over 7500 financial advisors serving the financial needs of more than 6,00,000 satisfied investors. We are also amongst the first financial firms in India to expand operations in the lucrative gulf market, by acquiring license for broking and clearing member with Dubai Gold and Commodities exchange (DGCX. The SMC Advantage:

Large avenues of investment solutions and financial services under one roof Personalized solution and attention offered to each investors Research support and timely advice by our high-tech research wing An extensive network of branch offices A perfect blend of latest technology and rich experience of over 20 years Honesty, transparency and fairness imbibed in all our dealings

Providers of one of the best trading platforms in terms of speed, convenience and risk management to trade in NSE, BSE, F&O, NCDEX, MCX,, MCX-SX, NMCE, ICEX, ACE & DGCX Founders & Promoters Subhash C. Aggarwal Chairman & Managing Director: SMC Global Securities Ltd Mr. Aggarwal is co-founder and promoter of SMC Group. He has vast experience, in-depth knowledge and strong understanding of various intricacies of the Securities Market and Financial Services. He has exhaustive and rich experience of securities business of more than 20 years. His exceptional leadership skills and outstanding commitment have made this group one of the leading brokerage and distribution houses of the country. Under his leadership, SMC has diversified its business from stock broking and arbitrage to Commodities Broking, Distribution of Mutual Funds, IPOs, Insurance products, Wealth Management and Advisory Services. Mr. Aggarwal is a Fellow member of ICAI. Mahesh C. Gupta Vice-Chairman & Managing Director: SMC Global Securities Ltd. Mr. Gupta has co-founded and promoted the SMC Group. He has rich experience of more than 20 years in the securities market. His exceptional leadership skills and outstanding commitment has made SMC as one of the leading investment solutions and services provider. He possesses expertise in managing and controlling the finance needs, risk management and surveillance. His disciplined style of working is an inspiration to the workforce of SMC. Mr. Mahesh C. Gupta is a fellow member of ICAI Corporate Ethos Our Vision To be a global major in providing complete investment solutions, with relentless focus on investor care, through superior efficiency and complete transparency. Core Values Ethical deals: Honesty is the only policy.

Experience and trust: Over 20 years of experience has made SMC earn the trust of more than 6,00,000 Investors Expertise: Know-how and skills to provide investors an edge. Personalised Solutions: Every investor is unique. Every solution is unique. Our Approach Value for investors trust:SMC values the trust reposed in by the clients and is committed to uphold it at all cost. Integrity and honesty: Integrity, honesty and transparency are the underlying principles in all our dealings. Personaliszed attention:The most valued asset is our relationship with the clients, which has been built over years by giving personalized attention. Network which works: SMC has a vast network extending to 425+cities and towns ensuring easy accessibility, convenience and hassle free trading experience. Research based advisory services:SMC offers proactive and timely world class research based advice and guidance to its clients to enable them to take informed decisions. Our Credentials

Best Equity Broking House (Source: BSE-Dun and Bradstreet, 2010) Largest distribution network in the country (Source: BSE-Dun and Bradstreet, 2010) Awarded the Fastest Growing Retail Distribution Network in financial services (Source: Business Sphere, 2010) Received Major Volume Driver award from BSE for 3 years consecutively(2004-05, 2005-06 and 2006-07) Nominated amongst the top 3, in the CNBC Optimix Financial Services Award 2008 under "National Level Retail Category" Amongst the First Financial Firms in India to expand operations in the lucrative gulf market, by acquiring license for broking and clearing member with Dubai Gold and Commodities exchange (DGCX)

One of the largest proprietary desk for doing near risk-free arbitrage in equities and commodities

Institute of Economic Studies (IES) has honored our Chairman with the Pride of India and Udyog Rattan awards. Also, IIFS has conferred him with Glory of India award recently Memberships & Registrations Trading Member of NSE, BSE, NCDEX, MCX, DGCX, NMCE, ICEX, ACE, MCX-SX ,National Spot Exchange Ltd.(NSEL) & NCDEX Spot Exchange Ltd.( NSPOT).

Clearing Member in NSE (F&O, Currency), BSE (F&O, Currency), MCX (Commodities), NCDEX, MCX-SX, ICEX, ACE & DGCX Depository Participant with CDSL & NSDL Category 1 Merchant banker Corporate Insurance Broker for Life & General Insurance (Registered with IRDA) Distributor of IPOs & Mutual Funds (Registered with AMFI) Portfolio Management Services (PMS) registered with SEBI Non Banking Financial Company (NBFC) registered with RBI Association with London based ICON Capital, (Registered under FSA & NSA ,London)

ACE Derivatives and commodities Exchange (ACE) Register With more than 2300 offices across 425 cities and a substantial client base of over 6,00,000 satisfied investors, SMC is known for its life-long and steady relationships with all its Business Partners/Associates. We believe in long-term commitment and association that plays a vital role in the growth of any business. SMC believes in growing with its Business Partners/Associates. Our dedicated efforts and continuous improvement in our services has made us one of the most respected and largest broking houses with a huge network of Business Partners/Associates across India. SMC provides its sub-broker with the right tools and support. Association

with SMC means a strong bond with one of the largest broking firms of India. SMC invites you to become a Business Partners/Associates Offerings SMC facilitates trading activities in all the major market segments including; equity, derivatives, commodities, interest derivatives and currency futures. Its robust and user-friendly trading platform enables to execute trades simultaneously across all Segments. We also have whole bucket of other services like online trading, depository, IPO, mutual funds, insurance broking, institution broking, margin funding, NRI services, clearing services, investment banking, PMS

A broking house having perfect blend of latest technology and rich experience of over 20 years. Technological tools include VPN network of HCL Comnet, HECL, Aircel & Tulip. Best Equity Broking House (Source: BSE-Dun and Bradstreet, 2010) Largest distribution network in the country (Source: BSE-Dun and Bradstreet, 2010) Received Major Volume Driver award from BSE for 3years consecutively Awarded fastest growing Retail Distribution Network in financial services (source: Business sphere, 2010) Large avenues of investment solutions and financial services under one roof. Overall support in start-up, training, marketing, advertising, client acquisition and recruiting etc. Perfect back office support which helps you to make their dealing with company as well as clients in very efficient manner Strong research support backed by high end technology One of the best trading platforms in terms of speed, convenience and risk management Marketing support though TV, Newspapers, Website, Brochures, Posters, Personalized solution and attention offered to each investor

Clearing Services
Overview SMC is one of the leading clearing members, which currently manages the clearing services for more than 134 trading members in different segments of different exchanges. Our offerings We are Clearing Member of NSE (F&O, Currency), BSE (F&O, Currency), MCX (Commodities), MCX-SX, NCDEX, ICEX, ACE & DGCX Our edge

Trusted name in Broking Industry One of the leading Clearing member of NSE Incredible track record of timely delivery of Commitments Concern about timely need of Trading Members being, in the same fraternity Attitude to follow the best practices in the Industry Committed approach to business Technologically sound to cope with the growing needs of Trading Members Senior Professional personnel for every service need

Currency
Overview Currently in India, there are 3 major exchanges offering Currency future trading NSE, BSE & MCX-SX. SMC Global Securities is a trading cum clearing member of all these exchanges for the currency segment. We believe in the tremendous potential of currency future to become a dominant force of the Indian financial market with a turnover which can outperform even equity and commodity segment. We firmly believe that wider market participation will bring more strength to the

market & this can be achieved through disseminating education & information among various market participants. For us, currency is not just any other segment of business; it is "the business of future". Our Offerings Offline trading: This is the most traditional way of carrying out trading in financial markets. Clients can place their orders with our nearest branch by visiting them personally or on the phone. Online trading: Online trading offers the convenience to trade from the comfort of your home / office. We provide trading software which can be downloaded by the client on any system. Through their user ID & password, clients can start trading online. Alternatively, we also provide the facility to trade through our browser based application. Corporate advisory: We believe that corporate participation is the key to growth of this segment. We understand that corporates have a very special set of requirements for hedging as well as investment. Every business needs customized solutions to its requirements and that is what we deliver - hedging / investment solutions based on what is bestsuited to the business dynamics. Our dedicated team of Relationship Managers ensures that our deliverables exceed the expectations & a long-lasting relationship is built

Commodities
Overview SMC Comtrade Limited, a key constituent of SMC Group of Companies, came into existence at the very start of Commodity Exchanges in India. With nationwide presence, it enables the retail & corporate investors to diversify their portfolio and enjoy the benefits of commodity trading in MCX, NCDEX, NMCE & ICEX. Our highly appreciated research team guides the investors to make wise investment decisions for agricommodity market as well as international commodities trading. SMC Comex International DMCC (part of SMC Group) is one of the

initial, leading & experienced clearing and broking members of Dubai Gold and Commodities Exchange (DGCX). It offers commodity trading in Gold, Silver, Crude (WTI & Brent), Forex (INR, Euro, Dollar & Sterling) and Steel Rebar Contracts. For more information, visit www.smccomex.com

Depository
Overview Depository Participants (DP) offers a safe & convenient way to hold securities in electronic form as compared to paper form. It offers freedom from delays, forgeries, settlement risk and paper work. SMC provides an integrated single platform for our clients ensuring a quick, risk free and efficient process. We are participants of Central Depository Services Limited (CDSL) and National Securities Depository Limited (NSDL). We believe in efficient, cost-effective and integrated fixed deposit services support to our brokerage business India. SMC, as a Depository Participant, offers depository accounts to individual investors as well as corporate houses, which enables them to trade in the dematerialized environment. We are one of the few Depository Participants offering depository facilities for commodities. We are empanelled with NCDEX, MCX and spot exchanges.

Institutional Broking
Overview Institutional Broking Services at SMC cater to the investment needs of leading domestic and foreign institutional investors. Backed by incisive research, this division is a one-stop investment gateway and knowledge repository for the clients, servicing their unique and sophisticated needs. Our offerings

Our efficient execution, quality research, top quality human resources and complete compliance with stock exchange regulations as well as business standard ethics lend towards our exemplary institutional services to investors through:

IPOs Equities Derivatives Mutual Funds

We also focus on identifying undiscovered value stocks to investors. Through our gamut of institutional services, this division is well suited to the investment side of all classes of institutional investors including Mutual Funds , Insurance Companies , Banks, and FIIs Our edge

A wide array of products and services, specifically aimed at serving unique needs of unique clients. A research division with a designated team for each asset class and sector to evaluate market trends and make unbiased and objective reports Specialized services for international investors Idea Generation and Stock Picks In-depth, detailed and insightful coverage across different sectors which comprise : o Initiating coverage reports o Result Previews o Result Updates o Sectoral Reports o India Strategy Reports

An international distribution network servicing the needs of institutions & corporate

Clearing Services

Overview SMC is one of the leading clearing members, which currently manages the clearing services for more than 134 trading members in different segments of different exchanges. Our offerings We are Clearing Member of NSE (F&O, Currency), BSE (F&O, Currency), MCX (Commodities), MCX-SX, NCDEX, ICEX, ACE & DGCX Our edge

Trusted name in Broking Industry One of the leading Clearing member of NSE Incredible track record of timely delivery of Commitments Concern about timely need of Trading Members being, in the same fraternity Attitude to follow the best practices in the Industry Committed approach to business Technologically sound to cope with the growing needs of Trading Members Senior Professional personnel for every service need

Distribution
Overview SMC offers distribution services of IPO, Mutual Funds, Public Issues, Company Fixed Deposits, Bonds, Acquisitions and Mergers through its mammoth network of branches across India. We assure you a hassle free and pleasant transaction experience through us. Our focus is to offer integrated solutions for your investment needs of our investors Our offerings

Mutual funds: The range of products includes liquid, gilt, debt, equity and balanced funds. Moreover, the setup of a legal structure safeguards investors interests & ensures that they are not cheated out of their hard-earned money. Click here to access complete information on Mutual Funds.

Public issues: It is the first sale of a company's common shares to public investors. This paves the way for listing and trading of their securities on the stock exchange. With expert analysis and timely advice, it can prove to be a highly profitable investment. Click here to know more about public issues.

Fixed deposits: Company Fixed Deposit is an attractive option for regular income with option to receive monthly, quarterly, half yearly & annual interest income. Fixed Deposits in companies earn a fixed rate of return for specified time period. Deposits mobilised are governed by the Companies Act under Section 58A. It may be noted that deposits are unsecured, and hence in of any default by of company, the investor cannot sell the documents to recover his capital, thus making it a risky investment option. Click here to access complete details of Company Fixed Deposits

Research
Overview With the EIC (Economy, Industry, Company) approach, our Research team offers timely Research reports covering investment summary, trend of world markets, sector trends, commodity trends. The same is covered in our esteemed weekly magazine Wise Money. We have a

team of highly experienced analysts, who cover stocks, commodity, currency, mutual funds and special reports. All our research reports, estimates and enhanced analytics are available on our website www.smctradeonline.com Our offerings Equity Reports:

Morning Mantra Evening Buzzer Derivatives IPO Reports Wise Money equity content.

Commodities Reports:

Morning Mantra- Agri Morning Mantra- metals & energy Afternoon Metals & Energy Evening Buzzer- Agri & Metals Special Commodities Updates Trading opportunity report DGCX Daily

Currency Reports:

Currency Daily Afternoon Currency Buzzer

Mutual fund Reports:

NFO Analysis Mutual Fund Tracker

Mutual Fund Weekly update Portfolio Monitor

Special reports:

Result Updates Pre-Budget Analysis Post-Budget Analysis

Newsletters:

Wise Money

Online Trading
Overview SMC Online is your single gateway for all your financial needs. Now, you can invest online in Equities, Commodities, IPOs, Mutual Fund Schemes and Currency Futures anywhere anytime. You can access a multitude of resources like live quotes, charts, research, advice and online assistance to help you take informed decisions. You can also access your account from anywhere using our Call-N-Trade services. So get empowered and enrich your experience of online trading, which opens the door to a whole new world of possibilities to get convenient & hassle-free online stock trading experience. Our offerings SMC Trading Platforms offer investors the ease and convenience of an uninterrupted trading experience. SMC offers seamless Online Trading experience with freedom to opt for a product that meets your needs:

SMC SELECT - Easy to use simple web-based trading platform for beginners SMC EXCLUSIVE - Advanced web-based trading platform with live streaming quotes SMC PRIVILEGE - Software-based trading platform for active traders. SMC Mobitrade - state-of-art mobile trading application.

Clients opting for above mentioned products get facility to invest in IPOs & Mutual Fund schemes at no extra cost Our edge

Convenience of integrating the Bank, Trading and Demat accounts with attractive brokerage options Designed for better speed for instant order & trade confirmation Lifetime free AMC option User friendly platforms 24 X 7 online back office access Pan-India presence Dedicated customer care Excellent research & advisory support A range of trading options

Wealth Management
Overview At SMC Wealth, we abide by one principle, Precious solutions for your Precious Wealth. We bring together a comprehensive knowledge base with over two decades of experience to design customized solutions. SMC Wealth Management Services Ltd. is a joint venture between Indias SMC Group and Sanlam Group of South Africa. Our dedicated Wealth Managers develop personalized wealth management

strategies for our clients by listening to them and understanding their financial needs and goals. Our investment solutions cater to the financial needs of high net-worth individuals, retail clients, corporate houses and financial institutions. Our offerings Our wealth management services include:

Portfolio Management Services Multi Manager Investment Solutions Portfolio Advisory Trading in Equity, Currency, Interest Rate Futures Depository Services Mutual Funds & IPOs Fixed Income Products Near Risk-free Arbitrage Products Structured Products

Investment Banking
Overview SMC Capitals Limited is the Investment Banking arm of SMC group and is a SEBI registered Category I Merchant Banker with strong management team; financial sponsors and corporate partners to help corporate clients and HNIs achieve their financial and strategic goals. We offer a wide spectrum of investment banking services covering Corporate Advisory, Public Issues Management, Capital Restructuring, Private Equity and Debt Syndication, Merger & Acquisition Advisory, Valuation Services and ESOP. SMC Capitals is associated with London-based ICON Capital. ICON is authorized and regulated by the Financial Services Authority (FSA), UK and is a member of the London Stock Exchange (LSE) which helps companies to raise money from foreign markets by issuing ADR, GDR and IDR. ICON is also an approved broker for the AIM segment of the LSE.

Our offerings SMC capitals offers a wide spectrum of services covering:

Corporate Advisory Public Issue Management Capital Restructuring Private Equity and Debt Syndication Buybacks Delisting ESOP QIPs FCCBs

Insurance
Overview SMC offers risk management services and a complete range of insurance solutions through its subsidiary company SMC Insurance Brokers Pvt. Ltd. The company holds a Direct Insurance Broker's license from Insurance Regulatory and Development Authority (IRDA) and provides a wide array of Life Insurance and General Insurance products under professional guidance of experts in the field. SMC provides customized solutions to individual clients, small and medium enterprises as well as to the leading corporate houses and institutions across the country. Our edge

Pan India presence with own branches in over 48 locations and 2300+ offices of group companies

3000+ strong team of employees 1,00,000+ customers 1500+ man years of General Insurance experience Robust IT Infrastructure with over 1 lac Sq. ft. office space Widest possible product range A team of passionate professionals with strong Domain knowledge and expertise Flexibility to choose product of any insurance company