World Englishes, Vol. 28, No. 2, pp. 192199, 2009.

0883-2919

English as lingua franca and English in Europe

MARGIE BERNS
ABSTRACT: One of the objectives of English as Lingua Franca (ELF) researchers is an account of the unique features of English that they have found in the speech of European users of English. These features, it is argued, describe a variety of English which they label English as Lingua Franca. The choice of this particular term is problematic because, as a construct, lingua franca generally refers to an overarching function of language, not to any specific set of idiosyncratic forms themselves. However, ELF researchers do not make this distinction. This has resulted in considerable attention being given to a confusing use of linguistic terminology and to the assumptions and theoretical underpinnings guiding ELF research. This paper extends this discussion to an examination of the relationship of ELF studies to English in Europe and the adequacy of lingua franca to represent the sociolinguistic realities of world Englishes. It first looks at work written by prominent ELF researchers to determine what they mean by lingua franca, outlines the distinction between form and function with illustrations of the role and status of English in Europe, and discusses how the architects principle that form follows function is relevant to an understanding of the notion lingua franca.

INTRODUCTION

The focus of English as Lingua Franca studies associated with what has also been called the lingua franca movement (Elder and Davies 2006; Holliday 2008) is the identification of the formal features of English characteristic in the speech of non-native speakers when using this language for communication in international contexts (i.e. as a lingua franca). The research undertaken to identify these features of pronunciation, sentence structure, and lexis is based upon the assumption that lingua franca is the appropriate label not only for a sociolinguistic function of a language i.e. its use as a tool for interpersonal communication among speakers with no single language in common but also for the system of the forms that are peculiar to a specific variety of a language. Thus, for some (e.g. House 1999; Jenkins 2000 and after; Seidlhofer 2000; 2001; 2002a; 2002b; 2005; 2006; 2007), the variety of English used in international communication is called English as Lingua Franca (ELF) or Lingua Franca English (LFE) (Canagarajah 2007; Mauranen 2003; Meierkord 2004; Seidlhofer 2001). For a time EIL (English as an International Language) was used interchangeably with ELF (Jenkins 2000), but ultimately, according to Jenkins, it was rejected because, in addition to being a source of confusion and misleading, EIL includes native speakers. In fact, in its purest form, ELF is defined as a contact language used only among non-mother tongue speakers (2006a: 160). As a label ELF is intended to bestow recognition upon the English at the international level as used by non-native speakers as a legitimate variety alongside other more established world Englishes. As such, ELF/LFE is regarded as comparable in status to such institutionalized varieties as Nigerian

Department of English, Purdue University, 500 Oval Drive, West Lafayette, IN, 47907, USA. E-mail: berns@ purdue.edu
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English or Indian English, and its users are to be accorded the same rights as established varieties in determining norms and standards for its use. Efforts to gain recognition for the rights of all users of English to adapt the language to meet their communicative needs are both valid and valuable, and certainly are consonant with the principles of world Englishes as represented by the Kachruvian paradigm (Brown and Peterson 1997) that ELF researchers claim to ally with; however, the success of such an undertaking is, in my view, compromised by the Lingua Franca Movements denotation of both linguistic form and communicative function as constituting English as Lingua Franca. In the following, this problematic interpretation of lingua franca is considered vis-` -vis a ELF research inspired by Jenkins and Seidlhofers challenge to the established authority of English and how it has been traditionally perceived.

LINGUA FRANCA

Among most sociolinguists, lingua franca does not refer to a formal, linguistic phenomenon, but to contexts of use definable by extra linguistic factors (Ulrich Ammon, personal communication). Historically, such contexts have been colonial trading centers in which the use of the dominant language facilitated communication among speakers of diverse language backgrounds. Ultimately, simplified forms of languages both intelligible and functional developed. These mixed languages (or pidgins) comprised elements from several languages and were attitudinally viewed as non-standard forms. As the users of pidgins moved beyond the setting of harbors and ports, the pidgins formal and functional linguistic systems became more complex in response to the communicative needs of diverse users and expanding uses. The resulting systems were called creoles. The first systematic study of pidginization was done by Hugo Schuchardt (1894), a 19th- and 20thcentury German linguist who proposed that the source of the phenomenon was unique linguistic restructuring processes; these would differ from those responsible for what today are referred to as indigenized languages, such as those generally associated with the Outer Circle of world Englishes. More recently, another theory has been advanced by Mufwene (2006), who proposes that pidgin Englishes and indigenized Englishes are not the result of separate processes. Instead, and especially relevant for ELF researchers, it is the lack of prestige accorded to these Englishes which has more to do with the attitudes of Standard English users than with the inherent linguistic qualities of non-standard pidgin Englishes. Mufwenes proposal is consonant with the changing nature of international communication in the age of globalization and the reach of 21st-century technologies and access to them. Modern-day uses of a language through various media and social and professional networks at the local, national, regional, and international levels require new approaches toward understanding them and, as importantly, adequate terminology in describing them. As Kachru (1996: 9067) has noted:
The global uses of English . . . do not accord with the original connotations of lingua franca [a contact language or language of commerce or as stabilized without much individual variation or compared with Swahili in East Africa]: The current profile of English demands a redefinition of the term, its uses, and its implications. This is essential, since English continues to be referred to as a lingua franca of a country (e.g., India, Nigeria), or as an international lingua franca.
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FORM AND FUNCTION

As part of an examination of the adequacy of lingua franca as used by ELF researchers to describe English in international encounters among non-native speakers, it is helpful to go directly to ELF sources for examples of what they mean by lingua franca. The following excerpts are taken from the website of VOICE (the ViennaOxford International Corpus of English), a computer corpus project compiling instances of English as a lingua franca which is directed by Barbara Seidlhofer, a leading figure in ELF studies (www.univie.ac.at/voice/index.php, most recently accessed August 3, 2008). Excerpts A and B, below, refer to English as a lingua franca in functional terms.
A. The most wide-spread contemporary use of English throughout the world is that of English as a lingua franca (ELF), i.e. English used as a common means of communication between speakers from different first-language backgrounds. A Hungarian educationalist coming to Copenhagen to discuss qualification equivalences in European higher education with her Danish, Finnish and Portuguese colleagues; a Korean sales representative negotiating a contract with his German client in Luxembourg; a Spanish Erasmus student chatting with local colleagues in a student hall in Vienna: they all communicate in English as a lingua franca. B. ELF is currently the most common use of English world-wide. Millions of speakers from diverse cultural and linguistic backgrounds use ELF on a daily basis, routinely and successfully, in their professional, academic and personal lives.

Here English as a Lingua Franca is clearly identified in terms of use and means of communication. This clarity is clouded, however, by the statement of what ELF constitutes (as in excerpt C below) and the understanding of function (in excerpt D below).
C. English as a lingua franca (ELF) constitutes an additionally acquired language system which serves as a common means of communication for speakers of different first languages. D. It is the ultimate aim of the VOICE project to open the way for a large-scale and in-depth linguistic description of this most common contemporary use of English by providing a corpus of spoken ELF interactions which will be accessible to linguistic researchers all over the world. (emphasis original)

In excerpt C, English as a lingua franca refers to the system that is a lingua franca (a common means of communication for speakers of different first languages). In excerpt D, a way is being opened up for a description of a role, or function (most common contemporary use of English). Such formulations distinguish the ELF movements understanding of function from that of the world Englishes paradigm. In the latter approach, both function and form are considered and are recognized as interdependent, but not as interchangeable constructs; nor are they one and the same construct, which does appears to be the case in ELF studies.
ENGLISH IN EUROPE

Europe is an example par excellence of the Expanding Circle. Its history of contact with English, its uses of English, its goals for learners of English, and the range of users across social groups is unique and thus distinguishes it from exponents of either the Inner or Outer Circle. The recognition of such difference is a central tenet of the world Englishes
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paradigm. Thus, Expanding Circle Englishes are world Englishes and are so in the same way that American English or Singapore English are world Englishes. Curiously, Jenkins, who repeatedly identifies Europe with the Expanding Circle (2000; 2004; 2006a; 2006b) has operationally defined the term world Englishes as referring to the indigenized varieties of English in their local contexts of use (2006a: 157). She apparently bases this claim on a position taken by Seidlhofer (2002a), whom Jenkins (2006a) cites when she writes: Kachru ignores the fact that the three circle model is not designed to deal with the characteristic functioning of the language in the Expanding Circle, as a lingua franca (p. 202) (pp. 161162). Again, lingua franca is referred to as a function of language, while at the same time it is identified as the characteristic functioning of English in the Expanding Circle. From a world Englishes perspective, such a narrow interpretation of function ignores the range of uses served by English in Expanding Circle contexts. As a growing body of research demonstrates, the use of English continues to increase in Expanding Circle contexts. Numerous sociolinguistic profiles of English, drawn up following a framework introduced by Kachru (1983) and adapted by Berns (1990), document the extent to which English serves four broad functions for its users: the innovative, interpersonal, instrumental, and institutional (or administrative) (see e.g. Berns and Friedrich 2003; Berns, Claes, de Bot, Evers, Hasebrink, Huibregtse, Truchot, and van der Wijst 2007; Hasanova 2007; Michieka 2005; Proshina 2005). The sociolinguistic profiles of English in Europe, with their descriptions of the functional range of English in Europe, provide a view of the sociolinguistic reality of English in this context. Such a view is more nuanced than one that regards the lingua franca function as the primary one for Europeans. For 21st-century Europeans, English serves a wider range of purposes well beyond faceto-face contact through mass communication and media, including print, audio-visual, and electronic media than ever before in its history. Its functional range and societal depth are the result of expanding opportunities for contact with and use of English among Europeans within Europe as well as with English speakers outside Europe. These uses (functions) contribute to the identity of an English that is distinctly European in its formal manifestations and in its functional allocation (for more discussion see e.g. Berns, de Bot, and Hasebrink 2007; Hilgendorf 2007; Modiano 1996; 2003; Mollin, 2006). Existing sociolinguistic profiles of English in Europe as a region, and of English in individual countries referred to above, demonstrate that European uses of English encompass the four functions characteristic of a profile. As a medium of instruction, English is used across all levels of education and as such fulfills the instrumental function. This role has been expanding in part due to the internationalization of the student population in many universities, encouraged by European Union (EU) policies and by ever larger numbers of students from outside the EU attending universities in the Netherlands, Germany, or Sweden, to name just three popular study destinations. The interpersonal use of English is represented in social contacts between and among Europeans of all ages in various settings while travelling, socializing after work, participating in school or student exchanges as well as between and among Europeans and non-Europeans in these very settings. The status and the prestige that knowledge of English can bestow upon an individual or a group (as an indicator, for example, of the level and/or quality of their education) also illustrate its symbolic value in interpersonal encounters. Although the use of English for institutional purposes is less common within individual EU member states than it is, say, in India, where English is the language of the courts and public administration, English has nevertheless
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been designated one of the official EU languages and is frequently a default language in meetings both official and unofficial for any number of reasons (e.g. the unavailability of interpreters for languages represented at every meeting, late night ad hoc sessions, or spontaneous encounters outside official sessions). It is English in its innovative function that often garners the most attention because of the clever exploitation of the language in advertising. Numerous and varied creative uses of English appear through other media formats, for example, popular music, blogs, chat rooms, or instant messaging. At present, the focus of ELF studies is English as used by Europeans, or what has also for the last 25 years or so often been referred to as European English or EuroEnglish. Among the first users of these terms were Broder Carstensen (1980) and Norman Denison (1971; 1981); more current adopters are Berns (1987; 1990; 1994; 1995; 2001); Modiano (2003; 2006), and Yano (see his paper in this symposium), to name just three for whom English in Europe has distinctive properties, as English in Great Britain or the United States does. For reasons that are unclear, ELF-involved researchers have adopted neither European English nor Euro-English as the term for the English they are investigating (see, however, Jenkins, Seidlhofer, and Modiano 2001). A benefit of adopting either European English or its variant Euro-English would be recognition of the sociolinguistic realities of English in Europe realities that militate against characterizing its use among Europeans exclusively as for the purposes of international communication. These realities are evident at present in no small part due to the establishment of the European Union and the roles, outlined above, that Europeans subsequently have allocated to English. English is used locally, as an additional language, for intra-regional communication in the multilingual community that constitutes the European Union. In this respect, European English is not unlike South Asian English, or the other world Englishes used in multilingual linguistic areas. Thus, it follows that English in Europe is an Expanding Circle English; it is European English. The construct function as just illustrated is central to a world Englishes perspective. Directly related to the socially realistic linguistics of Firth, function is fundamental to understanding the concept not only of lingua franca but also of international language and language of wider communication, all of which represent contemporary uses and roles of English. Critical to this conceptualization of function is its reference to what English does in the service of a particular community, or speech fellowship, of users, not the form (or forms) it takes in fulfilling its purposes. Or, to put it another way, a basic assumption of world Englishes is that lingua franca is an abstraction, a concept; it is not a language (or variety) per se; to use Ammons words cited above, lingua franca refers to contexts of use definable by extra linguistic factors.
FORM FOLLOWS FUNCTION

Form follows function is a modernist principle in architecture and design. The phrase, coined by the American architect Louis Sullivan, is a propos to this discussion because ` of the distinction it makes between the two: form and function, while interdependent, are not one and the same. An English-using situation that illustrates this principle is when representatives of member states of the European Union (EU) meet in Brussels for official purposes. Examples of the use of English during such meetings were provided in an interview I conducted with a German lawyer, who gave a first-hand account of English functioning as the common language among the 30 or so lawyers who come together to
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conduct EU business (Berns 2001). At these sessions, he pointed out that simultaneous interpreters for three different languages, as a rule, are on hand as long as the meeting does not extend beyond their scheduled workday. If it extends after hours, the representatives all of different language backgrounds and also proficient to varying degrees in one, perhaps two or three of the others languages are left to manage linguistically on their own. One particular meeting without interpreters he recalled as having an atmosphere like that of a bazaar: It was just shouting and shouting. English and French, and then theres an Ay, caramba! in Spanish, although more or less for mutual understanding everybody tried to shout in English or French as far as possible. While some may consider the dynamics of this interaction at least as characterized to be somewhat dysfunctional, mutual understanding was negotiated and was reached on the participants own terms. The purpose of reaching some understanding through the use of English (along with French in this case) took precedence over not only linguistic correctness but apparently over discourse conventions as well. A second instance of form following function provided by my informant was an occasion with quite different dynamics but with the same goal of mutual understanding, but through a written text. This time just three lawyers were involved one from Austria, one from Portugal, and the third my German interviewee. They had come together to write a statement for a press release. Although none was a native speaker of English, all considered themselves and each other accomplished users of European English. The German described the situation thus:
We three sat together, and within minutes we were clear it was an English conversation, just an English conversation, and we would have to find the text. In any case, the primary concern is the content what should we do, what can we do? The questions are: Is the content correct? Is it OK for the press? Will the public accept it? Are the vocabulary, syntax, and punctuation correct?

He added that given time and opportunity they would have consulted an Irish or British colleague on language issues, but that generally such consultations are informal and often enough there is no one, and then it is our text (Berns 2001). These two anecdotes illustrate that it is when a language is used in interactions among users with diverse linguistic backgrounds that it can be called a lingua franca. And although it might be interesting to see a transcript of the meeting with the clamorous end or the press release that was written, neither would tell us about English as a lingua franca. Rather, what they would show is how each particular group came to terms with negotiating meaning in a particular situation for a particular audience and with a particular goal in mind. The formal features these negotiations take would reflect each of these elements, and might or might not reoccur with other configurations of participants, of situation, of audience, of goal. Of even further significance with respect to these two occasions, I would argue, is how they address the question of ownership of the text spoken or written and of the way the interactions, however outwardly dysfunctional, unfolded. By focusing on their responsibility, the scope of their task, the accuracy of the content, conforming to the norms of the genre, acceptance by the intended audience, and eventually the correctness of formal features as well as (all issues relevant to the negotiation of meaning), they demonstrated their primary concern: composing a text their text in English that would suit their purposes, their audience, and relevant official constraints and, at the same time, be in their voice.
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CONCLUSION

The foregoing has considered the Lingua Franca Movements understanding of the notion lingua franca and found that this understanding falls short as a means of shedding light on how English is used around the world. By taking the construct lingua franca and adopting it as the name for a variety of language with unique formal properties, rather than a use, its theoretical validity is called into question. This weakness is highlighted in the language contextualizing the Lingua Franca English corpus project, language that identifies LFE as form and as function. The discussion of pidgins and creoles illustrated the essential difference between the two. The development of a new linguistic system derives from the need for a common means of communication that will enable intelligibility, comprehensibility, and interpretability among speakers of mutually unintelligible languages. That is, form follows function. The overview of functional allocation demonstrates how English in the linguistic area of Europe (Berns 1995) functions as more than an international lingua franca, serving interpersonal, instrumental, creative, and administrative functions as well. The range and complexity of its uses among Europeans, who are not exceptional in the variation they represent, point to the inadequacy of the term Lingua Franca English to capture such complexity not only within individual world Englishes (i.e. Inner, Outer, and Expanding Circles) but across them as well. Adding another dimension to the complexity are the accounts of official interactions among representatives of European Union member states, which illustrate that, in the negotiation of meaning, formal accuracy may neither be the primary concern nor be all that relevant given the realities of the communicative process and the context of situation.

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