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A democratic leaders political posturing in the lead-up to the ICJs ruling can polari:e or tame a domestic electorate, greatlv insuencing a countrys abilitv to offer concessions toward dispute resolution. Theorv predicts higher rates of compliance with international law in democracies, studies of compliance with decisions of the International Court of Justice does not uphold such a correlation.
A democratic leaders political posturing in the lead-up to the ICJs ruling can polari:e or tame a domestic electorate, greatlv insuencing a countrys abilitv to offer concessions toward dispute resolution. Theorv predicts higher rates of compliance with international law in democracies, studies of compliance with decisions of the International Court of Justice does not uphold such a correlation.
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A democratic leaders political posturing in the lead-up to the ICJs ruling can polari:e or tame a domestic electorate, greatlv insuencing a countrys abilitv to offer concessions toward dispute resolution. Theorv predicts higher rates of compliance with international law in democracies, studies of compliance with decisions of the International Court of Justice does not uphold such a correlation.
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Attribution Non-Commercial (BY-NC)
Formate disponibile
Descărcați ca PDF, TXT sau citiți online pe Scribd
Court of Justice By Catherine Bratic* * Catherine Bratic is a hrst-vear law student at Columbia Law School. She graduated in Mav 2010 from Rice Universitv, where she mafored in political science and French studies. She plans to practice law in multiple international furisdictions, focusing on the European and American relationship and its implications for both governmental and private sector actors. Volume IV Autumn 2010 Issue 1 !"#$%&'( Although traditional compliance theorv predicts higher rates of compliance with international law in democracies, studies of compliance with decisions of the International Court of Justice does not uphold such a correlation. However, the two areas of studv can be reconciled bv considering how a democratic leaders political posturing in the lead-up to the ICJs ruling can polari:e or tame a domestic electorate, greatlv inuencing a countrvs abilitv to offer concessions required to complv with the hnal decision. While leaders who engage with and encourage a divisive political atmosphere appear unable to backtrack from this politici:ation without risking an electoral backlash, it is also observed that leaders who seem willing to offer concessions toward dispute resolution can prime their electorates to accept a third-partv resolution of a dispute. 2 WULR Jol JI, Issue I Autumn 2010 Table of Contents INTRODUCTION.................................................................................2 I: HISTORY OF THE ICJ AND COMPLIANCE WITH ITS JUDGMENTS...................4 II: CONTRIBUTIONS OF TRADITIONAL COMPLIANCE RESEARCH............6 III: COMPLIANCE SPECIFIC TO THE ICJ................................................11 IV: ARGUMENT..................................................................................13 V: HYPOTHESES.................................................................................14 VI: DESIGN.......................................................................................15 VII: DATA.........................................................................................16 VIII: ABBREVIATED CASE STUDIES...................................................20 CONCLUSION.........................................................................31 INTRODUCTION Trends oI compliance with the rulings oI the International Court oI Justice, the United Nations court with jurisdiction to resolve disputes among member states, pose a perplexing subject oI study. Although compliance patterns Ior this world court conIorm in many ways to traditional theories about state compliance with international law, compliance with the International Court oI Justice (ICJ) has also bucked trends on some issues, conIounding researchers and escaping a complete explanation. The gaps in comprehension that exist so Iar indicate that the current understanding oI why states choose to comply with or deIy ICJ judgments is limited. One area that is particularly puzzling in current research is the role oI democracy in infuencing compliance levels. Although traditional compliance research has consistently shown that democratic states are more likely to comply with international law, ICJ compliance histories have not refected this correlation. This 3 7&'()% paper puts Iorward a theory that could explain why democracies do not necessarily exhibit higher compliance levels than non- democracies. In short, the unique domestic pressures which democratic leaders are subject to under electoral patterns change the considerations that leaders make when deciding whether or not to comply with an ICJ judgment. A leader`s political posturing in either a hostile or Iavorable direction prior to the decision oI a case may irrevocably commit a leader to action beIore the fnal judgment is even issued. Traditional theories oI compliance with international law do not necessarily extend themselves to ICJ compliance issues. Other studies have Iound democracies to be more likely to comply with international law than autocracies are. In the case oI the ICJ, democratic predictors do not apply; a democratic regime does not predict higher levels oI compliance with ICJ rulings. However, other fndings oI traditional compliance theory can still be useIul as explanatory Iactors here. Due to the Iact that the relationship between these two felds is complex, it is important to frst understand the unique questions posed over ICJ compliance. Once laid out, this paper will consider the ways in which traditional compliance theory can contribute to the debate, and in what ways its fndings must be disregarded in o'rder to examine other criteria that impact ICJ compliance levels. It is Iound, in Iact, that basic theory oI compliance law continues to be able to oIIer much insight to behavior in response to ICJ judgments. Although initial democratic determinants do not hold true in this case, the behavior oI democratic leaders that weigh domestic electoral concerns when acting internationally oIIers an explanation oI why the behavior oI democratic states is not so easily predictable. Two hypotheses about disparate behavior oI democratic leaders will be examined. First, there are those democratic leaders who seek to engage with an electorate whose heated emotions have led them to solidly espouse a radicalized view oI the debate. In a second category are those democratic leaders who try to distance themselves Irom any such domestic groups by presenting and Iostering a Iavorable view oI the Court that lends itselI to the 4 WULR Jol JI, Issue I Autumn 2010 oIIering oI Iuture concessions that compliance might require. In this paper, it is hypothesized and Iound to be the case that leaders who fnd themselves in the Iormer situation are more likely to deIy the Court`s judgments, while leaders in the latter cases comply more oIten, more Iully, and more eagerly. Also encountered throughout this paper`s research was an unanticipated third set oI cases, which are marked by the absence oI a polarized electorate, and one in which a leader`s lack oI public political rhetoric imply a tacit acceptance oI the Court`s activity. Taken together, these three fndings allow reintegration oI ICJ compliance theory with traditional knowledge oI state compliance, and have the potential to inIorm measures intended to increase compliance with international law. PART I: HISTORY OF THE ICJ AND COMPLIANCE WITH ITS JUDGMENTS The International Court oI Justice at The Hague has developed an exceptional track record since its inception in 1945. The Court, which is charged with settling legal disputes between states and oIIering advisory opinions on legal matters, has boasted high levels oI compliance with its judgments, despite the contentious nature oI its subject matter. All United Nations member states are automatically under the jurisdiction oI the Court due to stipulations in the treaties they must sign to join the United Nations. Once party, states may call upon the Court to resolve disputes with other states through a number oI paths. There are three procedural paths by which an issue or case may be brought to the ICJ. Under the frst procedural path, two states willingly present themselves beIore the Court, seeking resolution oI a confict. This frst approach is typically considered to be most highly associated with compliance, as states voluntarily accept the Court`s jurisdiction. The second procedure through which cases can be put beIore the ICJ is clausal stipulation oI compulsory ICJ jurisdiction in international treaties. Although the inclusion oI such clauses is becoming less common as it is replaced by civil arbitration clauses that Iavor private civilian Iorums rather than governmental 5 Bratic ones, such cases still provide regular material Ior the ICJ. Lastly, the ICJ can be called upon by states to provide advisory opinions on legal issues. Although compliance with these opinions is not compulsory, their acceptance refects the states` view oI the wisdom and impartiality oI the Court. As is inevitable in all contentious issues, states may Irequently fnd themselves subject to ICJ decisions with which they disagree or which are in some way viewed as unIavorable to the state. Historically, states receiving such judgments Irom the ICJ have still exhibited relatively high compliance levels, suggesting the existence oI a more complex calculation on the part oI the state than simply immediate selI-interest. EnIorcement oI ICJ judgments is notably diIfcult. The United States withdrew Irom the ICJ`s compulsory jurisdiction in 1987. Rejection oI the Court`s authority by such a major world power has weakened the Court`s reputation and infuence. 1
Furthermore, the Court lacks robust, independent monitoring and enIorcement mechanisms to reinIorce its judgments, relying instead on the arguably weak and political United Nations Security Council Ior such ends. In cases oI binding judgments, Iailure to comply can result in reprimands and sanctions doled out by the UN Security Council. However, the Council is a non-neutral body, and one member`s veto can prevent enIorcement actions Irom proceeding. The reality is that most states have no reason to Iear that they will be subject to sanctions iI they Iail to comply immediately and Iully with an ICJ decision; the Council has not made it a practice to monitor compliance in the post-adjudication phase, much less to go about determining culpability and penalties. Given this background, it is surprising that the Court has enjoyed very high compliance levels in response to its judgments and even its non-binding advisory opinions. Most estimates place compliance levels with binding rulings above eighty percent. 2 Such a fgure should be unexpected, given that states Iace no negative (namely, punitive) incentives to abide by decisions. 1 Colter Paulson, Compliance with Final Judgments of the International Court of Justice Since 1987, 98 Am. J. Int`l L. 434-461 (2004). 2 Contanze Shulte, Compliance with Decisions of the International Court of Justice (2004). 6 WULR Jol JI, Issue I Autumn 2010 ICJ compliance poses two particular and complementary dilemmas. The frst is the question oI why states ever comply with ICJ judgments, considering the almost complete absence oI enIorcement mechanisms. The second question posed, which acts as the impetus Ior this paper`s research, is that oI why states ever deIy ICJ judgments, given that they have agreed in advance to be subject to the Court`s jurisdiction. Why would a state willingly reIer a case to the ICJ, only to deIy the decision once it is reached? Though it is around this second question that this paper is centered, it cannot be considered in absence oI its stated counterpart. PART II: CONTRIBUTIONS OF TRADITIONAL COMPLIANCE RESEARCH Traditional compliance theory has Iocused on a limited number oI reasons why states might be motivated to comply with international law. These explanations can be applied to both oI the previous questions: why states comply with judgments and why they deIy them. When the conditions oI compliance theory motives are met, states are presumed to have motives to comply, and when the conditions are not met, states are presumed to have motivation to deIect. Traditional compliance theory is useIul to frst consider here because it has proposed and presented consistent fndings that oIIer solid explanations oI when states comply with international law. Many oI these explanations also apply to the ICJ. However, in the realm oI correlations between democratic Iorms oI governance and compliance, there is a sharp divergence. The examination oI traditional compliance theory and the extent to which it can be applied to the ICJ oIIer suggestions Ior how the democratic paradox oI compliance can be understood. Markus Burgstaller, a scholar oI international law and a legal adviser to Austria, advances three reasons that might drive states to obey international law. Perhaps the most basic reason is out oI Iear oI punishment. 3 II defant behavior is subject to sanctions whose costs would exceed the immediate benefts oI deIecting Irom an agreement or fouting an international ruling, the state may still be 3Markus Burgstaller, Amenities and Pitfalls of a Reputational Theorv of Compliance with International Law, 76 Nordic J. Int`l L. 39-71 (2007). 7 7&'()% refecting its own selI-interest when it complies. However, this is not a likely motivation in the case oI the ICJ, as shown by the Iact that mechanisms Ior enIorcing its judgments are virtually nonexistent. Burgstaller`s second rationale Ior obedience is that a state may hold the belieI that compliance is in its best interest. Though this evaluation has many Iacets, it is essentially based around the realist perspective that states are rarely induced to behave in ways that do not correlate with their own best interests and those oI the most powerIul states. ProIessor George Downs oI New York University; ProIessor David Rocke oI the University oI CaliIornia Davis; and Peter Barsoom, a PhD student at Princeton University, take an extreme view oI this theory, suggesting that states only enter into shallow agreements with which they already have motivation to comply. 4 While this theory might explain why a state with a strong case would proceed to the ICJ, it is certainly not a compelling explanation oI compliance with all cases that are Iound beIore the ICJ. AIter all, by nature, every case must have a winner and a loser, so not all states can consistently receive Iavorable judgments. The very Iact that there are 'losers in ICJ rulings proves Downs, Rocke, and Barsoom`s assertions do not provide a complete explanation oI the behavior observed. Another variation, deeply rooted in the theory that states always act in their own rational interest, revolves around game theory. Although states may have material incentives to deIect Irom their obligations under international law, they may view that it is in the overall best interest oI themselves and the international community as a whole iI everyone abides by their commitments, even when the immediate eIIects oI this compliance are negative. Because the UN is the basis Ior the ICJ, states have a reasonable expectation that they will oIten interact with the international community aIter the case has concluded. This demonstrates what James Fearon, a political science proIessor at StanIord, would call a 'large shadow oI the Iuture. 5 The more likely a state`s Iuture interaction in a community 4 George W. Downs, David M. Rocke & Peter N Barsoom, Is the Good News About Compliance Good News About Cooperation? 50 Int`l Org. 379-406 (1996). 5 James D. Fearon, Bargaining, Enforcement, and International Cooperation, 52 Int`l Org. 269- 305 (1998). 8 WULR Jol JI, Issue I Autumn 2010 is, the greater the incentive that the state has to maintain a good standing in that organization. Since the enIorcement mechanisms oI international law are horizontal rather than vertical that is to say that punishments are doled out by other states more oIten than by supranational organizations reputational concerns are oI increased salience. Andrew Guzman, a proIessor at the University oI CaliIornia Berkeley School oI Law Iully develops a theory oI how reputational concerns impact the decision to abide by international commitments, concluding: 'II a country violates international law, other states may reIuse to enter into Iuture agreements, demand greater concessions when entering into such agreements, or lose Iaith in the strength oI existing agreements. 6
Reputational concerns are not a suIfcient motivating Iactor in all decisions, however, as evidenced by occasional deIections. Burgstaller fnds that these incentives only act at the margins oI the decision to deIect or not. When stakes are higher and states have signifcant inducements to deIect based on their own rational and material selI-interest, reputational concerns are simply not enough. But reputational concerns are always a Iactor to some degree. In a study oI the US`s historical decision-making processes, ProIessor Michael ScharI oI Case Western Reserve University School oI Law fnds a distinct reliance on international law as real legal doctrine, in a partial rejection oI realism. The United States has been historically defant toward the ICJ, so its motivations are particularly relevant. ScharI recounts how even in cases that terminated in noncompliance, reciprocity and reputational costs oI non-compliance were given great consideration. 7 The case may be then, as Guzman believes, that although reputational concerns are constantly in play, the stakes oI certain disputes may be too high to be aIIected by these considerations. 8 These high-stakes issues are the ones which most interest the study oI compliance with ICJ judgments. Low-stake and low- salience issues have no compelling reason to incite deIection. (As 6 Andrew Guzman, A Compliance-Based Theorv of International Law, 90 Cal. L. Rev. 1823- 1887 (2002). 7 Michael SharI, International Law in Crisis. A Qualitative Empirical Contribution to the Compliance Debate, 31 Cardozo L. Rev. 45-97 (2009). 8 Guzman, 14,&' note 6. 9 7&'()% illustrated by this very research, there are cases where the low domestic investment in the dispute made no compelling demands upon leaders to engage in any way other than the tacit expression oI complicity.) Researchers oI the Court fnd themselves examining, over and over, the cases in which the issue was just too important Ior a country to give in and comply with an unIavorable ICJ ruling. Lastly, Burgstaller says states may Iully ignore a calculation oI whether deIection would serve their interests because the norm oI conIorming to international law has become internalized within the state. When Iear oI sanctions or a damaged reputation are not enough to motivate compliance, states may nonetheless choose to comply with a ruling because the norms oI international law have been accepted and incorporated into the national psyche. International cooperation scholar Judith Kelley`s analysis oI states` responses to the US demand Ior a nonsurrender agreement attached to the International Criminal Court provides prooI that the jurisdiction oI international courts has been embraced as a norm in the international community. 9 In devising the implementation oI this agreement, the US approached other countries, pressuring them to sign an agreement to reIrain Irom surrendering American citizens to international courts without US consent. The debates within each country approached by the US over whether or not to sign are interesting because they were based almost entirely on principles; the nonsurrender agreement was unlikely to be enIorceable, so states would not hurt the Court`s power by signing on. However, the vast majority oI states reIused, valuing the norm oI international justice above their immediate selI-interests oI avoiding punishment Irom the US. Kelley shows that states valued adherence to commitments to the international court Ior their own sake, absent oI any tangible benefts. This value, given to adherence itselI, conIorms perIectly with the traditional defnition oI a norm.
10 11 While this is unquestionably a valid proposition that is likely 9 Judith Kelley, Who Keeps International Commitments and Whv? The International Criminal Court and Bilateral Nonsurrender Agreements, 101 Am. Pol. Sci. Rev. 573589 (2007). 10 Robert Axelrod, Robert Axelrod, An Evolutionarv Approach to Norms, 80 Am. Pol. Sci. Rev. 10951111 (1986). 11 Martha Finnemore & Kathryn Sikking, Martha Finnemore & Kathryn Sikking, International Norm Dvnamics and Political Change, 52 Int`l Org. 887-917 (1998). 10 WULR Jol JI, Issue I Autumn 2010 a Iactor in many ICJ compliance cases particularly the ones oI states who routinely and unhesitatingly comply with ICJ judgments it Iails to explain the cases oI deIection, where clearly norms are not internalized enough to ensure compliance. The cases oI defance that are examined are ones in which norms iI they even exist in the states were clearly overruled by other considerations. More generally, the Iundamental norm that governs states` actions in international law is pacta sunt severanda, meaning that commitments must be Iulflled. International legal scholars Antonia Chayes and Abram Chayes fnd that states value policy continuity above all as the most eIfcient strategy. 12 Any treaty that has been negotiated between states inherently represents each state`s national interests, as they are Iormed Iurther in the negotiating process. Demonstrating continuity with these interests is useIul both domestically in order to present an unwavering policy record as well as internationally, as states Ieel obligated to maintain good standing in international organizations by upholding their agreements. Assuming that these three infuences are constant within a system, there is still an observable diIIerence in compliance rates between democratic and non-democratic countries. Clearly there is something unique about a democratic state. These regimes are much more likely to cooperate with international law, and this correlation between cooperation and democratic governance has been Iound time and time again. 13 , 14 , 15 Scholars have identifed a handIul oI explanations Ior this correlation, namely the importance oI rule oI law, accountability, and domestic pressures within democracies. International legal scholar Brett Ashley Leeds has Iound that democracies are able to make more credible commitments in negotiation processes because they are held accountable by domestic interests that oppose any attempt to renege on past commitments. 16
12 Abram Chayes & Antonia Chayes, Abram Chayes & Antonia Chayes, 8.*+$#,-)'.%", 47 Int. Org. 175-205 (1993). 13 James D. Morrow, James D. Morrow, When Do States Follow the Laws of War?, 101 Am. Pol. Sci. Rev. 559589 (2007). 14 Todd L. Allee & Paul K Huth, Todd L. Allee & Paul K Huth, Legitimi:ing Dispute Settlement. International Legal Rulings as Domestic Political Cover, 100 Am. Pol. Sci. Rev. 219-234 (2006). 15 Brett Ashley Leeds, Brett Ashley Leeds, Alliance Reliabilitv in Times of War. Explaining State Decisions to Jiolate Treaties, 57 Int`l Org. 801-827 (2003). 16 Id. 11 Bratic Similarly, American political scholar James D. Morrow has Iound that domestic interests can also exert considerable political pressure on leaders to comply with international norms. Because oI their political structure, democracies tend to have a greater respect Ior the rule oI law, 17 and this domestically-established norm makes it politically costly Ior a leader to openly deIy international agreements. 18 International legal scholars Todd Allee and Paul Huth Iound this eIIect to oIten be overwhelming Ior a democratic leader, and suggested that there are cases in which a democratic leader would like to oIIer concessions but is constrained by the public`s investment in the issue. In order to shelter oneselI Irom domestic political backlash, a democratic leader may instead choose to oIIer the case up to an international court. 19 Through their research, Leeds, Morrow, Allee and Huth oIIer a very clear picture oI the diIIerent situations that democratic leaders Iace in the decision to comply. Yet like a Iew oI the other fndings oI general compliance theory, this democratic conclusion cannot be easily extended to compliance with ICJ rulings. PART III: COMPLIANCE SPECIFIC TO THE ICJ AIter being neglected by academics Ior many years, the study oI compliance with international court judgments has recently begun to receive increased attention. Previous studies have been able to identiIy certain conditions that make compliance more likely. However, these studies have Iocused primarily on the conditions oI the judgment rather than the conditions oI the state. For example, one study by Colter Paulson, who has studied the ICJ extensively, showed that land boundaries (as opposed to maritime boundaries), questions oI political strategy, and a history oI armed confict predict lower levels oI compliance. 20 Other research shows that joint reIerrals oI cases by both parties are more likely to be 17 Kelley, Kelley, supra note 9. 18 Morrow, Morrow, supra note 13. 19 Allee & Huth, Allee & Huth, supra note 14. 20 Paulson, Paulson, supra note 1. 12 WULR Jol JI, Issue I Autumn 2010 complied with than iI one state drags another beIore the Court. 21 22
While the procedural path that a case takes to the ICJ docket has little eIIect on compliance levels, 23 24 selI-removal Irom the process once it has begun an outright reIusal to participate in the proceedings is another early predictor oI defance. 25 While research specifc to the ICJ has delved more specifcally into the intricacies oI compliance particular to the Court, it has not oIIered a lot oI solid conclusions. Certainly none oI the fndings that have emerged Irom this feld are universally applicable. More importantly, none oI these fndings have even attempted to answer the question oI why the established theory oI higher levels oI democratic compliance cannot be extended to the ICJ. Constanze Schulte, a scholar oI the ICJ, has Iound that democratic states are no more likely to be receptive to unIavorable ICJ judgments. 26 These fndings are Iurther supported by the work oI Sarah McLaughlin Mitchell and Paul Hensel, two scholars oI international cooperation. 27 The lack oI correlations Iound by Schulte and Mitchell and Hensel occur despite the Iact that studies oI compliance in general have Iound the type oI government to greatly infuence responses to legal rulings, 28 and serve an important reminder oI the way that ICJ judgment compliance records diIIer Irom compliance records oI treaties and regulations. UnIortunately, the current analyses oI domestic conditions Iail to consider why a single state may comply with one ICJ judgment but not another, although its democratic status remains unchanged. Because a constant, democratic Iorm oI government is unable to explain this variation, other shiIting domestic considerations must be examined, and the type oI governance changes to a control variable. 21 Schulte, Schulte, 14,&'*note 2. 22 SHABTAI ROSENNE, THE LAW AND PRACTICE OF THE INTERNATIONAL COURT, 1920-2005: VOLUME I: THE COURT AND THE UNITED NATIONS (Martinus NijhoII Publishers 2006) (2006). 23 Paulson, supra note 1. Paulson, supra note 1. 24 Aloysius Llamzon, Aloysius Llamzon, Jurisdiction and Compliance in Recent Decisions of the International Court of Justice,18 Eur. J. Int`l. L. 815-853 (2008). 25 Schulte, Schulte, 14,&'*note 2. 26 Schulte, Schulte, 14,&'*note 2. 27 Sarah Mclaughlin Mitchell & Paul R. Hensel, Sarah Mclaughlin Mitchell & Paul R. Hensel, International Institutions and Compliance with Agreement, 51 Am. J. Pol. Sci. 721737 (2007). 28 Xinyuan Dai, Xinyuan Dai, The Conditional Nature of Democratic Compliance, 50 J. Conf. Resol. 1-24 (2006). 13 7&'()% Examining only the cases oI democracies, where no predicting eIIect has been observed, the cases must be separated to fnd what Iactors do indeed distinguish the democratic leaders who choose to comply Irom the democratic leaders who do not choose to comply. States accepting the ICJ`s jurisdiction do not have Iull inIormation about how their Iuture interests will aIIect their ability or desire to comply, because their commitment is an agreement to be bound by any range oI judgments that might occur at unspecifed times and against unspecifed parties. In this sense, compliance with the rule oI the ICJ demands a lot Irom states. These states must agree to Iully comply with any judgment the Court will make in the Iuture, regardless oI which country hales them beIore the Court or what judgment the Court will make. Without the Iull knowledge oI the circumstances they will Iace, states must make a leap oI Iaith in accepting the ICJ`s jurisdiction. PART IV: ARGUMENT In the selected cases oI judgments which were unIavorable to the party not exhibiting Iull compliance, states clearly received a judgment that they were not hoping Ior. In cases oI noncompliance, the threat oI international punishment and reputational concerns were clearly not enough to induce compliance. Particularly in democracies, political leaders must think about domestic support Ior all oI their actions. II leaders lose that domestic support, they risk losing political power and their oIfces. Under what conditions, then, will democratic leaders have domestic incentives to comply with an unIavorable judgment? According to international legal scholar James Fearon, a state`s prior posturing can exert one oI the greatest infuences on behavior. 29 Fearon fnds that backing down Irom prior rhetoric is surprisingly costly. In addition to the standard price that leaders must pay Ior concession on the issue itselI, they also Iace additional costs: physical costs Ior any backtracking that must occur, such as the demilitarization oI areas and the restoration oI damaged bilateral 29 James D. Fearon, James D. Fearon, Domestic Political Audiences and the Escalation of International Disputes, 88 Am. Pol. Sci. Rev. 577592 (1994). 14 WULR Jol JI, Issue I Autumn 2010 relations, and audience costs Ior engaging the national honor only to abandon it. When leaders raise an issue to national consciousness, clearly positioning the state in one direction or another, they give their opponents the chance to bemoan the loss oI international Iace when they retreat Irom this position. PART V: HYPOTHESES This paper expects to fnd that, Ior leaders who have raised the particular dispute to the level oI the national consciousness, retreating Irom the strong positions initially put Iorth in order to oIIer required concessions may be too costly to consider. The attitude oI a state`s leader can have impressive eIIects on a country`s psyche as determined by the powerIul electorate. Leaders particularly democratic ones can risk becoming so buried in political rhetoric that they are unable to backtrack Irom a combative stance in order to oIIer the concessions necessary Ior compliance. Hvpothesis 1 (H1). States whose leaders have used extreme political rhetoric to tie their political reputations to the outcome of the dispute will be less likelv to offer compliance to ICJ demands for concessions. The degree oI political entrenchment can be measured by the leader`s remarks, but also through material threats unrelated to the Court itselI. II a leader has previously threatened military escalation oI the confict or has otherwise expressed that the state is willing to take any means necessary to deIend its position, the leader may be said to be more politically entrenched in the confict. This eIIect is ever the more increased iI the leader has expressed hesitance in the ICJ`s discriminating abilities. Leaders are oI course Iree to backtrack Irom combative or divisive remarks. However, they may risk their electoral backing when doing so, in an over-cooperation eIIect examined by political 15 7&'()% scientist Michael Colaresi. 30 In Iact, dovish leaders who are more willing to oIIer cooperation can be easily ousted by hawkish leaders who will not make such concessions, and can take advantage oI a 'rally-round-the-fag eIIect to rouse support Ior both deIection and political campaigns. Conversely, support Ior the ICJ may also prove to be an intractable position. Hvpothesis 2 (H2). States whose leaders publiclv express favorable views of the ICJ prior to the Courts fudgment will be more likelv to offer compliance. Democratic states are known Ior their tendency to have a greater regard Ior the rule oI law. As previous general compliance studies have shown, norms make an important contribution to a country`s domestic views. II a leader has played up respect Ior the Court, publicly stating that the country in question holds the ICJ in high esteem and is willing to comply with the ICJ`s inIormed judgment in order to resolve a dispute, that leader may be both refecting and enIorcing domestic norms in his or her state. Posturing oI this sort is just as powerIul as the posturing oI politicization, and leaders are likely to have an equally diIfcult time retreating Irom such remarks while preserving their domestic standing. One is then leIt with a variable that aims at the core oI what the leader thinks oI the Court: is his or her attitude respectIul or defant? Fortunately, the task at hand is not to determine the leader`s true belieIs; rather, since this paper has hypothesized that leaders posture themselves in such a way as to cater to a specifc domestic audience, it is only the leader`s public remarks that must be considered in this regard. PART VI: DESIGN There is no oIfcial compendium oI ICJ compliance data. ThereIore, determining whether or not a state has complied with an ICJ judgment is a diIfcult process. 31 ThankIully, researchers whose 30 Michael Colaresi, Michael Colaresi, When Doves Crv. International Rivalrv, Unreciprocated Cooperation, and Leadership Turnover, 48 Am J. Pol. Sci. 555-570 (2004). 31 Schulte, Schulte, 14,&' note 2. 16 WULR Jol JI, Issue I Autumn 2010 work has preceded this paper have already analyzed individual cases to make this determination. This paper does not seek to impose any judgment over theirs, so it will combine and utilize both Paulson and Schulte`s analyses oI historical data Ior determining compliance. The research put Iorth in this paper will expand upon these pronouncements by considering the diIIerence between the cases oI compliance and defance already established. The majority oI the data needed to make the distinctions needed to test H1 and H2 can be gained Irom a leader`s public remarks. Since one can assume that the leader does indeed have a message to convey, the tone oI that leader should be readily discernible. Rhetoric that is Iavorable to the Court expressing confdence in its judiciousness and reiterating the state`s eagerness to comply with the Court in order to receive a Iair resolution oI a confict can be interpreted as preparing the electorate to accept the Court`s legitimacy and oIIer any needed concessions. Through the examination oI news reports, articles published around the time oI the judgment, and public statements issued beIore and aIter the Court`s ruling, this paper will veriIy whether cases oI compliance and noncompliance diIIer according to the conditions oI its hypotheses. PART VII: DATA This paper has drawn Irom the cases and compliance studies perIormed by Schultz in Compliance with Decisions of the International Court of Justice, which include a Iull list oI contentious cases that have come beIore the Court since it began its work in 1946 and which examined substantive legal issues and issued binding decisions. This paper determines that the only applicable international procedures to consider are those cases which demanded substantive compliance, and so eliminates cases which asked instead only that parties continue negotiations. Finally, as the hypotheses being considered relate only to the oIfcial responses oI democratic states, the cases considered were Iurther reduced to those in which the 'losing state was a democracy, as judged by data Irom the Polity IV data set, which measures the type oI governance 17 7&'()% since 1800 in all world nations. 32 The fnal set oI Iourteen cases is shown in Table 1. Case Date States involved Rights oI Nationals oI the USA in Morocco 1952 France (Morocco), USA Ambatielos 1953 Greece, UK Minquiers and Ecrehos 1953 France, UK Sovereignty over Certain Frontier Land 1959 Belgium, Netherlands North Sea Continental ShelI 1969 Germany, Denmark, Netherlands Fisheries Jurisdiction 1974 UK, Iceland, FRG Delimitation oI the Maritime Boundary in the GulI oI Maine Area 1984 Canada, USA Military and Paramilitary Activities in and against Nicaragua 1991 Nicaragua, US Land, Island, and Maritime Frontier Dispute 1992 El Salvador, Honduras MaritimeDelimitation Greenland and Jan Mayen 1993 Denmark, Norway Gabcikovo-Nagymaros Project 1997 Hungary, Slovakia Kasikili/Sedudu Island 1999 Botswana, Namibia LaGrand 2001 Germany, US Arrest Warrant oI 11 April 2000 2002 Belgium, DRC Table 1: Cases considered In the majority oI the cases, the ICJ issued a ruling which indicated a clear 'loser in the dispute, in which one state was required to make concessions that were either unilateral or signifcantly greater than those demanded oI the other state. 33 In a select Iew cases (Rights oI Nationals oI the USA in Morocco, Delimitation oI the Maritime Boundary in the GulI oI Maine Area, Denmark, weak), 32 Monty G. Marshall, Polity IV Project: Monty G. Marshall, Polity IV Project: Political Regime Characteristics and Transitions, 18002002, UNIVERSITY OF MARYLAND, COLLEGE PARK (2002), http://www.nd.edu/~mcoppedg/ crd/PolityIVUsersManualv2002.pdI. 33 The determination oI the 'losing state was made aIter reading the judgments issued directly The determination oI the 'losing state was made aIter reading the judgments issued directly by the ICJ, which can be accessed at www.icj-cij.org/docket/index.php?p13&p22. 22 April 2010. 18 WULR Jol JI, Issue I Autumn 2010 the judgment weighed heavily enough on both parties that Iull and complete compliance could only be accomplished through the cooperation oI the parties. In these cases, both sides are considered to be 'losers in the dispute, noting iI one side was slightly more disadvantaged by the ruling. Actual compliance with the judgment was taken Irom Schulte`s case descriptions. Past studies oI compliance show that a country`s response is best viewed not as a dichotomous measure oI total compliance or outright defance, but as a spectrum oI cooperative behavior. However, such a measure is oI course not conducive to a research endeavor such as the one at hand. As Paulson did in his studies oI compliance, this paper includes a third option oI 'medium compliance between 'high compliance and 'low compliance in order to balance these two extremes. The highest valuation was assigned to countries who immediately moved to comply Iully with the judgment, and whose compliance was eventually Iully achieved. The 'medium compliance level was assigned to countries that publicly stated their acceptance oI the Court`s judgment, but whose compliance was not Iully achieved in a timely manner, due to either to problems oI implementation or internal hesitance on the state`s part. Finally, the lowest compliance rating was assigned to countries that explicitly rejected the validity oI the decision and/or made no eIIorts to comply with its terms. The compliance assessments Ior each oI the 'losing states are shown in Table 2. Case Loser Compliance level Rights oI Nationals oI the USA in Morocco France (USA) High Ambatielos UK High Minquiers and Ecrehos France High Sovereignty over Certain Frontier Land Netherlands High North Sea Continental ShelI Denmark, Netherlands High Fisheries Jurisdiction Iceland Low Delimitation oI the Maritime Boundary in the GulI oI Maine Area US, Canada High 19 7&'()% Military and Paramilitary Activities in and against Nicaragua US Low Land, Island, and Maritime Frontier Dispute El Salvador Medium Maritime Delimitation Greenland and Jan Mayen Denmark (Norway) High Gabcikovo-Nagymaros Project Hungary Medium Kasikili/Sedudu Island Namibia High LaGrand US Medium Arrest Warrant oI 11 April 2000 Belgium High Table 2: Compliance by losing states Finally, the leader`s responses through publicly issued statements and other expressions oI the country`s opinion oI the Court were collected and measured. Whenever possible, these data were gathered through news reports that were published at the time oI the dispute. This task was much more easily accomplished in recent cases, as the role oI the international press has increased and been Iacilitated by increased technological exchanges. When news reports containing a leader`s remarks were not available, papers written on the dispute and the Court`s decision in the years surrounding the cases were reIerenced. This endeavor was limited in some respects by language barriers; coverage in English-language press oIten hinged on the publishing country`s interest in the countries involved in the dispute, and research did not extend to any Ioreign-language press. Contemporary reIerences to historical cases were avoided in order to preserve the historical context as much as possible. The country`s oIfcial response has been assessed as either positive or negative in each case, Ior the purposes oI simplifcation oI measures. However, additional notes have been included and abbreviated case studies have also been produced in order to more Iully communicate the variance and details oI the position espoused. Case Compliance level Attitude oI leader Rights oI Nationals oI the USA in Morocco High Support oI court Ambatielos High Support oI court 20 WULR Jol JI, Issue I Autumn 2010 Minquiers and Ecrehos High Support oI court Sovereignty over Certain Frontier Land High Support oI court North Sea Continental ShelI High Support oI court Fisheries Jurisdiction Low Rejection oI court`s legitimacy Delimitation oI the Maritime Boundary in the GulI oI Maine Area High Support oI court Military and Paramilitary Activities in and against Nicaragua Low Hostile to all International actions Land, Island, and Maritime Frontier Dispute Medium Support oI court Maritime Delimitation Greenland and Jan Mayen High Support oI court Gabcikovo-Nagymaros Project Medium Pandering, hostile to resolution Kasikili/Sedudu Island High Support oI court LaGrand Medium IndiIIerence to proceedings Arrest Warrant oI 11 April 2000 High Support oI court Table 3: Compliance and attitude oI leaders PART VIII: ABBREVIATED CASE STUDIES 34 1. Rights oI Nationals oI the United States oI America in Morocco: This case concerned itselI with the special privileges claimed Ior American citizens in Morocco, which was still controlled by France at the time, as part oI extended consular jurisdiction established by the United States. Also at issue were certain economic policies oI France that seemed to unIairly advantage French citizens over American ones. The two countries had unsuccessIully attempted to negotiate a settlement, and France fled unilaterally beIore the ICJ to attempt a diplomatic resolution. The United States never objected to the application to the Court. Although the United States initially fled a series oI objections to the merits oI the case, it demonstrated a deep-seated respect Ior the Court`s judgment by withdrawing these 34 CONTANZE SCHULTE, COMPLIANCE WITH DECISIONS OF THE INTERNATIONAL COURT OF JUSTICE (2005). 21 7&'()% objections once the Court had rejected them procedurally. 35 The United States executive branch engaged in Iavorable court rhetoric 36
and took action domestically to soIten the initially harsh reactions Iavored by the US Senate. 37 France, Ior its part, tread lightly and tried to present itselI as an advocate Ior Morocco rather than as an independent party objecting directly to American actions, both Iearing damage to relations with the United States 38 and remaining wary oI stirring up pro-independence sentiments in its AIrican colonies. 39 40 Compliance with the Court`s fnal judgment, which Iound Iault in both oI the state`s actions, was swiIt and complete. 2. Ambatielos: At issue was whether or not the United Kingdom was obligated to submit a dispute between its government and a Greek national to arbitration. AIter the ICJ ruled that arbitration must proceed, the UK ended its objections and immediately complied. Although the UK fled objections to the Court`s jurisdiction and claimed non-exhaustion oI domestic remedies, the case remained a Iocus oI the government alone. 41 As the complaint was against the actions oI the government itselI and did not concern territory or rights which might have an impact on domestic interests, this confnement oI scope was easy to achieve. The lack oI British domestic investment in the dispute meant that the British government could confne its Iocus to legal issues alone without allowing the case to 'turn political. 42 3. Minquiers and Ecrehos: In the course oI long-running negotiations, the United Kingdom and France agreed to submit to the ICJ a dispute over fshing rights on islands in the British 35 Bin Cheng, Bin Cheng, Rights of United States Nationals in the French Zone of Morocco, 2 INT`L & COMP. L.Q. 354, 354-67 (1953). 36 Rights oI Nationals oI the United States oI America in Morocco (Fr. V. U.S.), 1952 I.C.J.93, Rights oI Nationals oI the United States oI America in Morocco (Fr. V. U.S.), 1952 I.C.J.93, 157 (Aug. 27) (reports oI judgement, advisory opinions, and orders). 37 Richard Young, Richard Young, The End of Amreica Consular Jurisdiction in Morocco, 51 AM. J. INT`L L., 402, 402-06 (1957). 38 Kurt H. Nadelmann, Kurt H. Nadelmann, Reprisals Against American Judgements?, 65 HARV. L. REV. , 1184, 1184-91 (1952). 39 U.S. Test With France in Morocco Comes to Hearing in World Court, Washington and Paris, in Open Sessions at The Hague, Will Both Trv to Avoid Roiling North African Feelings, N.Y. Times, July 13, 1952 at 5. 40 Paris Savs U.S. Hurts Moroccan Interests, N.Y. Times, July 17, 1952 at 3. 41 D. H. N. Johnson D. H. N. Johnson , The Ambatielos Case, 19 MOD. L. REV. 510, 510-17 (1956). 42 World Court Gets 34-Year Ship Case, Greek Buver Of 1919 Surplus Jessels Is Backed Bv Athens In His Suit Against Britain, N.Y. Times, March 31, 1953, at 19. 22 WULR Jol JI, Issue I Autumn 2010 Channel. The Court`s ruling, assigning exclusive rights to the UK, was in many ways redundant, since the parties continued negotiating during the proceedings and independently reached an agreement between submission oI the case and the issuance oI the Court`s decision. Although the confict in this state was longstanding, relations between the two states were excellent; the dispute was never presented nor interpreted as a diplomatic confict between the two nations but rather, was seen as an attempt to resolve the disagreements between individual fshermen oI each country. It was a 'purely local problem, as Schultz said, and the UK itselI reIerred to the islands in contention as 'only a Iew rocks. 43 The French concurred, saying they had 'no risk to wish diIfculties with Britain just Ior the sake oI two islands.` 44 ReIerral to the ICJ represented not an escalation, but another procedural path working toward inevitable fnal resolution. 45 4. Sovereignty over Certain Frontier Land: Much like the Minquiers and Ecrehos case, the dispute between the Netherlands and Belgium over a shared border was one in which local emotions dominated. Tensions were even higher between the locals living at the mutual border oI these two nations, spilling into the greater political discourse and threatening the planned Iurtherance oI economic relations between the two states. Although many domestic leaders acted 'as though vital national interests were at stake, 46
in the merits oI the case the dispute was Irequently described as 'ridiculous. 47 The ICJ ruled overwhelmingly in Belgium`s Iavor, and the Dutch Iully complied. 5. North Sea Continental ShelI: Germany Iaced Denmark and the Netherlands in two distinct disputes over a shared maritime boundary. In the course oI delimitation oI the boundary between 43 Papal Monition on Piracv. To Bolster Claim to Ovster-Beds, The Manchester Guardian, September 17, 1953. 44 Roval Appetites For Channel Islets. French Case at The Hague, The Manchester Guardian September 29, 1953. 45 D.H.N. Johnson, D.H.N. Johnson, The Minquiers and Ecrehos Case, 3 INT`L COMP. L. REV. 189, 189-216 (1954).* 46 Walter H.Waggoner, Walter H.Waggoner, A Tax-Free Enclave of 30 Acres Contested bv Belgians and Dutch, Question of *Monarchv Status Is Slated to Be Argued. Before Hague Tribunal, N.Y. Times, August 10, 1957 at 3. 47 J. H. W. Verzijl, J. H. W. Verzijl, THE JURISPRUDENCE OF THE WORLD COURT, A CASE BY CASE COMMENTARY. (Leyden, Vol. 2 1966) 23 7&'()% the three countries, the criteria Ior measurement became a contested issue. The Court was thus asked to decide the applicable Iormula under international law rather than to judge a need Ior demarcation or the actual line to be Iollowed. The case was characterized by a strong 'common desire oI the parties to settle the dispute and have the disputed principles clarifed by the court, according to Schulte; 'The matter was oI important, though not vital, interest. All sides supported the decision to call upon the Court, believing it to be a useIul tool in resolving a procedural roadblock in negotiations. 48
AIter the Court agreed with Germany that the originally proposed criteria were unIair, Denmark and the Netherlands easily accepted the ruling and continued toward productive negotiations, which ultimately culminated in new treaties. 6. Fisheries Jurisdiction: The Fisheries Jurisdiction cases, between the United Kingdom, Iceland, and the Federal Republic oI Germany, are marked by a very diIIerent attitude in public politics Irom that seen in the cases that preceded them. In a series oI conficts that became known as the 'cod wars, 49 Iceland withdrew Irom fshing treaties established with the UK and the FRG, extending exclusive fshing rights in shared waters. Iceland reIused to participate in any oI the proceedings, objecting to the court`s jurisdiction despite prior treaty agreements. When the ICJ ruled that Iceland`s actions were illegal, the state responded with predictable, continued disinterest, completely ignoring the judgment and at times actively deIying it. The Fisheries Jurisdiction case is puzzling to those who accept traditional compliance theory because it 'presents the unusual circumstance oI non-compliance by a state that was without doubt in general committed to rule oI law and democracy. 50 However, Iceland`s hostile rhetoric Ioreshadowed dangers Irom the start. Members oI the newly-elected Icelandic government repeatedly reIerred to the dispute as being a 'matter oI liIe or death 51 Ior the country, and encouraged the passage oI laws reIerring to the need 48 WolIgang Friedmann, WolIgang Friedmann, The North Sea Continental Shelf Cases A Critique, 64 AM J. INT`L 229, 229-40, (1970) 49 The High Seas. Now, the Cod Peace, TIME, June 14, 1976, at 37. 50 CONTANZE SCHULTE, COMPLIANCE WITH DECISIONS OF THE INTERNATIONAL COURT OF JUSTICE 156 (2005). 51 The High Seas. The War for Cod, TIME, Dec 29, 1975. 24 WULR Jol JI, Issue I Autumn 2010 Ior 'exceptional measures to beneft conservation needs. 52 As the dispute with the UK and the FRG escalated, the Icelandic government continued to pass numerous laws supporting its position Iar more than were necessary to enshrine its views. Although the practice was carried out by a new government, it Iell into a longstanding tradition oI successive administrations trying to outdo their predecessors in the protection and promotion oI the Icelandic fshing industry. 53
Compliance in this case was never achieved or even attempted by Iceland. 7. Delimitation oI the maritime boundary in the GulI oI Maine area: Facing a disagreement over the maritime boundary, heightened by the high investment oI fshers in both countries, the United States and Canada agreed to jointly submit a matter oI overlapping jurisdictional claims to the ICJ. The Court was given the authority to decide the boundary in the case, and it ultimately determined that the boundary lied perIectly evenly between the two claims. This equitable division Iollowed the pattern oI amicable relations that was sustained throughout the proceedings. The two states both Iaced pressure Irom domestic fshing lobbies, 54 so, as Shulte states, 'submission to the Court was a way Ior domestic politicians to have the matter settled without having to bear the political responsibility Ior the result and to Iace the reproach oI their constituents. 55 Although negotiations had been attempted many times beIore, their ultimate success was seen as unlikely, and most agreed that additional measures would be needed to resolve the issue. In reIerring the matter to the ICJ, both states made eIIorts to ramp up the court`s legitimacy as much as possible, encouraging domestic legislative bodies to involve themselves in the process 56
52 Alona E. Evans, Alona E. Evans, Fisheries Jurisdiction Case (United Kingdom v. Iceland). ICJ Reports, 1974, p. 3, 69*AM. J. INT`L L. 154, 15474 (1975). 53 R. R. Churchhill, R. R. Churchhill, The Fisheries Jurisdiction Cases. The Contribution of the International Court of Justice to the Debate on Coastal States Fisherv Rights, 24*INT`L & COMP. L.Q. 82, 82105 (1975). 54 Michael Knight. U Michael Knight. U.S.Canada Treatv Faces Senate Fight, Domestic Fishermen Oppose Pact Setting Boundaries Off Maine * Some Senators Listen Opposed bv Booming Industrv Denounced bv Pell Regulation and Quotas Retaliatorv Bars, N.Y. TIMES July 5, 1979, at A12. 55 CONTANZE SCHULTE, COMPLIANCE WITH DECISIONS OF THE INTERNATIONAL COURT OF JUSTICE 174 (2005). 56 Around the World, Senate Approves Treatv On Sea Border With Canada, REUTERS, April 30, 1981. 25 Bratic and making a joint submission. When the verdict was reached, both states oIIered Iull and immediate compliance. No subsequent confict has arisen on the issue. 8. Military and Paramilitary Activities in and against Nicaragua: This case between the United States and Nicaragua is legendary Ior the United States` display oI complete defance oI the Court, which some worried would pose challenges to the ICJ`s legitimacy Ior decades aIterwards. (Fortunately, the US`s behavior seems to have had no such eIIect.) Nicaragua applied unilaterally to the ICJ in response to a series oI suspicious behaviors conducted by the United States, which Nicaragua charged as attempts to overthrow its government, which is a clear violation oI international laws against interIerence in other states` politics. The US fatly denied all such charges, and objected Iurther by rejecting the court`s jurisdiction and legitimacy, reIusing to participate in the proceedings, 57 directly fouting the judgment set against it, and ultimately withdrawing Irom the court`s compulsory jurisdiction. From the outset, the American response was suspect: the Reagan administration responded to the Nicaraguan fling not with a counterclaim, but with a declaration oI a state oI national emergency and a series oI harsh retaliatory sanctions against Nicaragua. 58 In addition to these sanctions, Reagan also ordered an escalation oI the very same military eIIorts to which Nicaragua had fled objections. 59 The Reagan administration made it very clear that they viewed the court as an impediment to their goals oI military and political coercion in Nicaragua, and even US ambassador to the United Nations Jeane Kirkpatrick dismissed the court as a 'semi-legal body that did not deserve Iull respect. 60
AIter the ICJ ruled that the US`s behavior violated international law and ordered that it pay reparations to Nicaragua, the United States continued its defance, reIusing to comply and repeatedly using its veto position on the UN Security Council to block any attempts to 57 United States decides not to participate in World Court case initiated bv Nicaragua, 22 UN CHRON. (1985). 58 Taylor, Stuart. Reagan`s Power Wide under Emergency Law. May 2, 1985. Taylor, Stuart. Reagan`s Power Wide under Emergency Law. May 2, 1985. The New York Times. 59 Id. 60 Stuart Taylor, Stuart Taylor, Nicaragua Tells World Court that Reagans statements convict the US, N.Y. TIMES, May 7, 1985, at A16. 26 WULR Jol JI, Issue I Autumn 2010 Iorce compliance. 9. Land, Island, and Maritime Frontier Dispute: For decades, El Salvador and Honduras Iound themselves locked in a dispute over a land boundary that dated back to colonial times. The confict, which was marked by occasional violence by citizens and even Iull-scale military involvement, was called the 'soccer wars when it turned Ior the worse. 61 Although negotiations had continued on and oII Ior decades, it was not until Nicaragua intervened in the matter that the case came beIore the ICJ. Both El Salvador and Honduras were publically supportive oI the court`s jurisdiction, though they disagreed on the exact issues to be examined. While the ICJ proceedings continued without problems, the case maintained a highly political nature Ior a number oI reasons. To begin with, the area in question was populated by thousands oI Iarmers who had strong views on their national allegiance. 62 Furthermore, both countries were led by recently-elected presidents who were motivated primarily to fnd early boosts to their reputations in Iact, when a verdict was issued, the El Salvadorian president immediately seized upon the chance to champion his peaceIul resolution oI an enduring dispute.
Finally, El Salvador and Honduras were at the time embroiled in a number oI other disputes with one another, so it was diIfcult to reIrain Irom contributing to a perceived linkage between the many issues. 63 The court`s ruling did not Iall completely evenly on both parties Honduras received two-thirds oI the disputed land and El Salvador was assigned one-third yet both parties were hesitant to oIIer Iull compliance. Both states dragged their Ieet in compliance, citing obstacles oI practicality and cost and accusing the other oI noncompliance. However, the ruling was never explicitly rejected or defed by either state, with both choosing instead to attempt to portray their own state as the sole compliant party. 10. Maritime delimitation: Greenland and Jan Mayen: Norway and Denmark`s case beIore the ICJ concerned a twenty- year-old dispute over continental shelI boundaries and fshing rights in the area around Greenland. In extending exclusive fshery zones 61 A Win in the World Court, N.Y. TIMES, October 6, 1992. 62 Id. 63 Excerpts from Latin Leaders Agreement, N.Y. TIMES, December 13, 1989. 27 7&'()% between two separately-controlled islands, leaders oI both countries emphasized the economic dependence oI their coastal citizens on the fshing trade. Denmark appealed unilaterally to the court aIter bilateral negotiations proved Iruitless. Although Norway never objected to the court`s jurisdiction in the case, it expressed hesitance over any possible attempt by the court to draw national boundaries. However, the court did indeed decide to do so, slightly to Norway`s advantage. From the start oI proceedings, both parties expressed strong respect Ior the court. Since the islands in contention were uninhabited, there was little risk oI stoking local emotions. 64 Strong relations between the countries contributed to what was widely seen as an amicable case that stayed out oI public political rhetoric, and aIter the judgment was issued, the parties continued to negotiate in order to reach a similar but more personalized agreement. 11. Gabcikovo-Nagymaros Project: A cooperative agreement between Hungary and Czechoslovakia which later became Slovakia to construct locks on the Danube that would Iacilitate development suddenly became highly contentious when domestic opposition to the project in Hungary became overwhelming. Hungary decided to unilaterally abandon its portion oI the project, leaving Slovakia with a partially-completed structure and a deIunct agreement. Under intense pressure Irom the European Community, to which both countries aspired Ior membership, Hungary and Slovakia jointly submitted the matter to the ICJ. 65 When speaking to or in reIerence to the European Community, each country made itselI appear supportive oI the court`s role. However, a diIIerent picture was painted domestically. In many ways, the dispute between ecologists and engineers became a stand between Communism and democracy to which Hungary was newly-converted. 66 The environmental attention to the issue demanded by Hungarian protestors thus became a test oI the success oI democratic government in the state, 67 while 64 Jonathan I. Charney, Jonathan I. Charney, Maritime Delimitation in the Area between Greenland and Jan Maven, 88 AM. J. INT`L L. 105, 105-09 (1994). 65 John Palmer, John Palmer, Hungarv and Slovakia agree to take dam row to world court, GUARDIAN, Apr. 8, 1993 at 12. 66 Nick Thorpe Nick Thorpe, On the Danubes banks, villages drv up. Asvanvraro, Apr. 11, 1993 OBSERVER at 20. 673 Celestine Bohlen, 3 Celestine Bohlen, GABCIKOJO JOURNAL, On The Danube, Unbuilt Dams But Pent-Up Anger, N.Y. TIMES, Dec. 5, 1990. 28 WULR Jol JI, Issue I Autumn 2010 the dam project itselI represented the Iaulty ways oI old Communist governance. 68 In Slovakia, the government set up a propaganda website in support oI its perspective, 69 and took to the international press to plead its cause. 70 Although leaders oI both countries later backed down Irom these extremist perspectives, 71 the citizenry remained polarized. 72 When the court ruled that Hungary (and, to a lesser extent, Slovakia) had acted improperly and sent them back to negotiations, leaders in both countries Iound it diIfcult to reign in a riled up domestic political audience to support the issuance oI any concessions. Negotiations continue to this day, but no progress has been achieved. 12. Kasikili/Sedudu: The young democracies oI Botswana and Namibia were given a chance to prove their commitment to international legal principles in the case oI disputed control over an island. The two states were Iortunate in their condition, which was marked by considerable common ground: the states agreed both on the applicable treaty and on the interpretation oI its language; however, they disagreed over which branch oI the river that acted as a dividing line between the two territories was considered its main (and thus relevant) branch. The leaders oI the two countries, while maintaining strong relations, called upon a third party, Zimbabwe, to mediate. The matter was jointly submitted to the ICJ, and the court was asked to defnitively determine the boundary. The states` investment in the island arose Irom its potential as a tourist destination. The island was uninhabited, and thereIore locals had no investment in the outcome oI the decision. The case was decided on mostly scientifc grounds, with each country calling upon expert witnesses and scientifc data rather than political rhetoric to make its case. 73 Based on this evidence, the court ruled that the island was under Botswana`s jurisdiction, and Namibia complied, dropping all claims to the territory. 68 Hungarv Moves to Abandon Dam Profect on the Danube, AP, May 13, 1989. 69 Available at !!!"#$%&'()*)"#)*"+(,-.$&"/-01#))#-2$3+,+(,435675892'.56:7: 70 Hungarv Participates In Danube Profect, N.Y. TIMES, November 21, 1992. 71 Hungarians Ease Stand Over Dam, N.Y. TIMES, August 29, 1991. 72 Accord Signed to Dam Danube, Protest Rallv Is Held in Budapest, N.Y. TIMES, March 1, 1998. 73 W. J. R.Alexander, W. J. R.Alexander, Science, historv and the Kasikili Island dispute,95 S.AFR. J. SCI. 321, 32125 (1999). 29 7&'()% 13. LaGrand: AIter Iacing down the court in 1987 in proceedings initiated by Nicaragua, the United States had a chance to redeem itselI in the LaGrand case. The dispute was brought to the ICJ unilaterally by Germany, which alleged violation oI the Vienna Convention on Consular Relations in the case oI two oI its citizens, who were sentenced to death in the US without being inIormed oI their rights to consular support as Ioreign citizens. The United States noted Irom the outset that its Iederal structure posed particular obstacles to the case the death sentence was issued by an Arizona court, not a Iederal one yet never contested either the ICJ`s jurisdiction or the Iact that a treaty breach did indeed occur. In Iact, the US appeared ashamed oI this violation, and had taken public steps such as the distribution oI pamphlets emphasizing the guideline beIore the case was even brought beIore the ICJ. Germany fled its case immediately beIore the two deIendants were to be executed. Although the court issued an interim measure oI protection ordering the US to stay the executions, it was not honored. 74 Germany and the rest oI Europe were outraged by this act. Although it was not explicitly considered by the court, the legality oI the death penalty in the United States added to the polarizing nature oI the case in Europe. The court ruled against the US aIter proceedings in which the US Iully and productively participated, and ordered the state to pay reparations, conduct a Iull review oI the case, and take actions in order to prevent Iuture breaches. Although the US has since made great eIIorts to improve conduct in the Iuture, it has neither paid reparations nor conducted a review oI the case to see iI the omission oI inIorming the deIendants oI their consular rights would have aIIected the outcome oI the case. 75 In Iact, the judgment has largely been ignored, neither complied with nor defed. This may stem both Irom the Iederal structure oI the US judicial system and the timing oI the judgment, which was issued just months beIore September 11, 2001. 76 Caught up in other international matters, the US seems to have made an error in omission by Iailing to encourage Arizona 74 Roger Cohen, Roger Cohen, U.S. Execution of German Stirs Anger, N.Y. TIMES MARCH 5, 1999. 75 Colter Paulson, Colter Paulson, Compliance with Final Judgments of the International Court of Justice Since 1987, 98 Am. J. Int`l L. 434-461 (2004). 76Martin Mennecke & Christian J. Tams, Martin Mennecke & Christian J. Tams, Lagrand Case (Germanv v United States of America). 51 INT`L L. & COMP. L.Q. 449, 449-55 (2002). 30 WULR Jol JI, Issue I Autumn 2010 to take action on the international stage. 14. Arrest warrant oI 11 April 2000: Following the passage oI a controversial and revolutionary new law, Belgium claimed jurisdiction to prosecute those who committed international war crimes in its domestic courts. One oI the country`s frst targets was the Ioreign minister oI the Democratic Republic oI Congo (DRC), Abdoulaye Yerodia Ndombasi, who was charged with genocide crimes perpetrated privately beIore he took oIfce. However, the DRC and much oI the international community argued that traditional international dealings exempted prosecution oI current government leaders. The DRC applied unilaterally to the ICJ, and the court ruled that Belgium must withdraw the arrest warrant and suspend any prosecutions until aIter the Ioreign minister`s term oI oIfce ended. The ruling was a windIall to Belgium, which complied immediately and Iully. The law was passed by the Belgian parliament, but it was criticized by members oI the Belgian executive, who viewed at as too reaching and oI questionable international legitimacy. Thus, these leaders had been searching Ior an excuse to distance the country Irom the radical new law since its passage. AIter courts were immediately inundated with claims Irom around the world, many began to reconsider the law. 77 Foreign minister Louis Michel decried the law as opportunistic, and many others were embarrassed by the image oI Belgium that was presented by the law. 78 As leaders quickly Iound out, the law also posed problems in international relations. First, states whose leaders were accused in Belgian courts took particular oIIense; the Belgium Ioreign ministry had to work overtime to repair relations with the DRC aIter the arrest warrant in this case was issued, and worked to publicly reiterate the importance that Belgium placed on its membership in the international community. 79 Additionally, Belgian leaders Iaced external pressure Irom the US and other allies, who were concerned about the extended jurisdiction that the law asserted, to curtail the 77 Marlise Simons, Marlise Simons, Human Rights Cases Begin to Flood Into Belgian Courts,!N.Y. TIMES, December 27, 2001. 78 Belgium bans Sharon war crimes trial, BBC, June 26, 2002. 79 Belgiums diplomatic storm with Congo, BBC, July 11, 2000. 31 7&'()% scope oI the law or eliminate it entirely. 80 The ruling thus gave Belgian leaders the perIect opportunity to abandon the law without distancing themselves Irom the loIty human rights ideals that had initially motivated its passage.) Compliance was immediate and Iaced no challenges. CONCLUSION These case studies reveal that the majority oI cases Iall into particular categories oI leadership behavior, whose diIIerences have a determining eIIect on compliance in each case. It is evident in such cases as Fisheries Jurisdiction, Military and Paramilitary Activities in and around Nicaragua, and Gabcikovo/Nagymaros project that the way in which the executive engaged with the issue as a political project increased the overall polarity oI the dispute. In these cases, the associated low compliance levels that resulted indicate a correlation between this politically-tinged rhetoric and compliant behavior. However, it is clear that an issue`s domestic salience need not imply this correlation with low compliance; in other cases, the steps taken by leaders to actively distance themselves Irom the political drama within their countries and increase the perception oI the Court`s authority were correlated instead with high compliance rates. Cases expressing this position include Rights oI Nationals oI the United States oI America in Morocco, Sovereignty over Certain Frontier Land, and Arrest Warrant oI 11 April 2000. These case histories strongly support the correlations described in both oI the hypotheses: that a leader`s post-judgment posturing, whether positive or negative, can be predictive oI the country`s response to an unIavorable ICJ judgment. However, this relationship does not defnitively determine causality, leaving open the possibility that an unconsidered Iactor infuencing compliance would inIorm leaders, encouraging them to shiIt their rhetoric in order to align with the country`s Iuture position. Such a Iactor, however, would have to be discernible to the leaders themselves, and a Iactor oI this sort has not been proposed as oI yet. 80 Richard Bernstein, Richard Bernstein, Belgium Rethinks Its Prosecutorial Zeal, N.Y. TIMES, April 1, 2003. 32 WULR Jol JI, Issue I Autumn 2010 In addition to the two conditions described in the hypotheses, a third pattern was observed: one oI complete detachment oI political rhetoric Irom court proceedings. In these cases such as Ambatielos, Maritime Delimitation Greenland and Jan Mayen, and Kasikili/Sedudu Island there was virtually no investment oI the domestic population in the issue. In these specifc cases, leaders had no motivation either to lend support or attempt to counteract the emotions oI a domestic constituency. Leaders Ielt a natural desire to resolve the issue and comply with international law perhaps a product oI internalization oI norms, iI not Iear oI international retribution. However, the leaders had no need to justiIy these desires to their electorates. Equally, actions expressing hesitance to invest in the Court would have been unIounded. It appears to be the case, then, that the inconsistent compliance record observed in democracies in ICJ cases is a result oI a democratic leader`s unique relationship with his or her electorate, one that is not shared with the leader`s autocratic counterparts. The risk oI retributive electoral eIIects Iorce a leader`s rhetoric to align with the state`s behavior in response to court rulings, either by counteracting local emotions to support compliance with international law or by exacerbating these emotions to presage cooperative diIfculties. This correlation has important implications Ior those who study world courts as well as Ior the courts themselves. II a democratic state`s behavior is capable oI prediction beIore a ruling is issued, the international community may be able to tailor its responses in order to fnd the most accessible solution Ior the country one that may possibly allow a leader in a politicized situation to preserve a Iavorable image with the electorate. In other cases, the international community can rest assured that compliance is likely to be oIIered. From a scholarly perspective, this fnding allows Ior a reconciliation oI the disparate images that had previously been perpetuated oI general compliance theory, and compliance specifc to ICJ judgments. The integration oI these two theoretical backgrounds contributes to a more complete understanding oI ICJ compliance and international cooperation in general.