19 min listen
Encore | Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
FromFINRA Unscripted
Encore | Augmenting the Exam and Risk Monitoring Program with Data Analytics and Technology
FromFINRA Unscripted
ratings:
Length:
21 minutes
Released:
Feb 9, 2021
Format:
Podcast episode
Description
This episode originally aired in September 2020.Technology is opening up new possibilities when it comes to solving business challenges. And that's important when it comes to optimizing an organization's most valuable limited resource: its people.On this episode, we hear from Member Supervision's new head of Data Analytics and Technology Kerry Gendron to learn how FINRA is augmenting its examination and risk monitoring program and teaching its employees the art of the possible.Resources mentioned in this episode:Episode 67: FINRA’s R&D ProgramEpisode 49: Exam and Risk Monitoring Program Transformation
Released:
Feb 9, 2021
Format:
Podcast episode
Titles in the series (100)
Debunked: 7 Myths about Millennials—the Underinvested Generation: Millennials are on the cusp of surpassing Baby Boomers as the largest adult generation in America, yet they remain substantially under-invested. The FINRA Foundation and CFA Institute teamed up to investigate why. Today, Gerri Walsh and Gary Mottola join us to discuss their recent report, "Uncertain Futures: Seven Myths about Millennials and Investing," and uncover the misconceptions and roadblocks millennials face in their path to becoming investors. by FINRA Unscripted