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Politeness
A
linguistic
interacti
on
Social
Interacti
on
Politeness
Face: public self-image of a person.
Politeness:
The means employed to
show awareness of another
persons face
Concept of Politeness
Politeness as a real-world goal
Deference
Register
Politeness as a surface level phenomenon
Politeness as an illocutionary phenomenon
Deference
2.
Register
Deference
Where you can find it?
Grammar
Register
Halliday (1878: 32):
The language we speak or write varies according to the type of situation.
Formality>> the choice of formal lexis and form of address.
Example: the use of degozaimasu in Japanese
Issu
es
Pragmatics/sociolinguistics
1. You choose
2. Will you be kind enough to tell me what
time it is?
3. I wonder if I might respectfully request
you to stop picking your nose.
Politeness as a pragmatic
phenomenon
A strategy (strategies) employed by a speaker to achieve variety of goals e.g.
Promoting or maintaining harmonious relationship. (Brown and Levinson 1987)
Politeness
examplelained in Term
of Principles and
Maxims
Leechs maxim
Leech (1980) sees politeness as crucial in examplelaining Why people are
often so indirect in conveying what they mean and Rescuing the Cooperative
Principles in the sense that politeness can satisfactorily examplelain
exception to and apparent deviation from cooperative principles
Leechs Theory
Leechs
Concept
Ambivale
nce
Pragmatic
Principles
Ambivalence
Ambivalence means that one which has more then one potential Pragmatic
force.
It is possible to convey message which the hearer is liable to fid disagreeable
without causing undue offence
The pragmatic force in each case is ambivalence, It is left to the reader to
decide:
1.
Example
Is that your phone?
Example
If you want to enjoy the full flavor o f your food and drink you
will, naturally, not smoke during this meal. Moreover, if you
did smoke you would also be impairing the enjoyment of
other guests.
Ambivalent
The ambivalence let the hearer to interpret the force and also how to react,
although ambivalence is rather different from other forms of indirectness. It is
the speaker's illocutionary force is unclear but the illocutionary goal is
perfectly clear.
Pragmatics Principles
Leechs
Maxim
Tact
Maxim
Generosit
y Maxim
Approbati
on Maxim
Modesty
Maxim
Agreemen
t Maxim
Sympathy
Maxim
1. Tact Maxim
Minimize the exampleression of beliefs which imply
cost to other; maximize the exampleression of beliefs
which imply benefit to other
We can use minimizer to reduce the implied cost to hearer.
Just pop upstairs and
Hang on a second
Ive got a bit of problem
Tact Maxim
We also should minimizing the exampleression of cost to others
1. This is a draft of chapter 4. Please read it and
comment on
Tact Maxim
A second aspect of the Tact maxim is that of mitigating the effect of a request
by offering optionality.
Allowing options (or giving the appearance of allowing options) is absolutely
central to Western notions of politeness.
A third component of the Tact maxim is the cost/benefit scale: if something is
perceived as being to the hearer's benefit,
the proposition that we w ill come and have dinner with you requires
(generally speaking) to be exampleressed indirectly.
Generosity maxim is centered to self, while the tact maxim is to other.
Approbation Maxim
'Minimize the exampleression of beliefs which
exampleress dispraise of other; maximize the
exampleression of beliefs which exampleress
approval of other.'
Approbation Maxim
The operation of this maxim is fairly obvious: all things being equal we prefer
to praise others and if we cannot do so, to sidestep the issue, to give some
sort of minimal response (Well ...) or to remain silent.
Example
A: The performance was great!
B: Yes, wasnt it!
Giving a good comment about the performance. He talks the pleasant thing
about other. This exampleression is a congratulation utterance that
maximizes praise of other.
What is
MODESTY MAXIM?
Example:
A and B were visiting a foreign country. In there, a decent coffee was an uncertain
commodity. So, A tried to buy a good supply of ground coffee and the gadget for
percolating it. A makes a first exampleeriment of using it. Then A serves the coffee to B.
A: This isnt bad is it?
B: The coffee? It is very good.
A few hours later, A makes some more.
A: This coffee is very good.
B: Not bad, is it?
What is
IMMODEST UTTERANCE?
Immodest utterance is the utterance produced which violates the modesty maxim.
Example:
When a famous writer, named Winterson, who has written populer novels was being
asked to nominate the most favorite book of the year, she nominated her own.
What is
AGREEMENT MAXIM?
Politeness Strategies
Bald on Record
cases of nonminimization of
the face threat
BALD
ON
RECO
RD
Cases of
FTA
oriented
bald-onrecord
usage
Great urgency or
desperation. example: help
me!, Watch out!
Imperative in formulaic
entreaties. example:
(excuse, pardon, forgive)
me!
Metaphorical entreaties.
example: dont forget us!
Send me a postcard
Cont .
2.
a) Ss want to satisfy Hs face is small. When S is more powerful than H
example: bring me wine, Jeeves.
b) S wants to be rude, doesnt care about maintaining face. example:
Cry. Get Angry.
Cont.
3.
Doing FTA is primarily Hs interest. S does care about H. no redress required.
example:
a)
b)
Welcoming (post-greeting)
b)
Farewells
c)
Offers
example: Come on, dont hesitate. Im not busy.
Cont
Bald-on-record imperatives seem to be addressed to Hs reluctance to
transgress on Ss positive face.
example:
a)
b)
Positive Politeness
Oriented toward the positive face of H
Sphere of redress is widened to the appreciation of
alters wants in general or to the exampleression of
similarity between egos and alters wants
For the same reason, positive-politeness techniques
are, usable not only for FTA redress, but in general as a
kind of social accelerator, where S, in using them,
indicates that he wants to 'come closer' to H.
Strategy 1
Notice, attend to H (his interests, wants, needs, goals)
- make sure Hs FTA is not embarrassed by joke, teasing
or including S as part of the act
example: we ate too many beans tonight, didnt we?
- S should take a notice of Hs condition aspects (any
noticeable mark to make H would want S to notice/ approve of it)
example: what a beautiful vase this is! Where did it come from?
Strategy 2
Exaggerate (interest, approval, sympathy with H)
Done via exaggerated intonation, stress
example:
-What a fantastic garden you have!
-How absolutely marvellous!
Strategy 3
Intensify interest to H
making good story:
-Vivid present
-Pulls H into the middle of events being discussed
example: I come down the stairs, and what do you think I see? a huge mess
all over the place, the phones off the hook and clothes are scattered around
Strategy 4
Use in-group identity marker
Address form:
-The use of second person plural pronoun of address as an honorific form to
singular respected or distant alters.
-Using diminutives and endearments (adding ie to addressees name).
-generic names and terms of address like Mac, mat, buddy, pal, honey, dear,
duckie, luv, babe, Mom, blondie, brother, sister, cutie, sweetheart
example:
a.
b.
Cont.
Use of in-group language or dialect
-The use od code switching (in-group terminology)
Example:
1st call: come here, Johny
2nd call: Johny Henry Smith, you come here right away.
Cont
Use of Jargon or Slang
-Referring to an object with slang term.
example: using brand names in requesting
- Got any winstons?
- I came to borrow some Allinsons if youve got any.
Cont.
Contraction and ellipsis
-Context should be built to get mutual understanding.
example:
A.
B.
Mind if I smoke?
Strategy 5
Seek Agreement
Safe topics
S to stress his agreement with H and therefore to satisfy H's desire
to be 'right.
example: talking about weather, bureaucracy, etc
Repetition
Strategy 6
Avoid Disagreement
Token Agreement
the desire to agree or appear to agree with H leads also to mechanisms for
pretending to agree, instances of 'token' agreement.
example:
1)A:You hate your Mom and Dad;
B: Oh, sometimes.
2)A: So is this permanent?
B: Yeh, it's 'permanent' - permanent until I get married again.
Cont
Pseudo- agreement
then (conclusory marker)
example: Ill meet you in front of the theatere just before 8.0. then
So (same with then)
example: So when you are coming to see us?
Cooperative Agreement Associations
example: Ill be seeing you then
Cont.
White Lies
where S, when' confronted with the necessity to state an opinion, wants to
lie ('Yes I do like your new hat!') rather than damage H's positive face
example: response to a request to borrow radio:
Oh I cant. The batteries are dead,
Cont.
Hedging opinions
S may choose to be vague about his own opinions, so as not to be seen to
disagree. Using sort of, kind of, in a way.
example:
a.
b.
c.
I kind of want florin to win the race. Since Ive bet on him
Strategy 7
Presuppose/ raise/ assert common ground
Gossip, small talk
The value of S's spending time and effort on being with H, as a mark of
friendship or interest in him, gives rise to the strategy of redressing an FTA by
talking for a while about unrelated topics.
Cont.
Point of view operations (deictic centrings):
Personal- centre switch: S speaks as if H were S & (Hs and Ss knowledge were equal)
example: I just am sad then, arent I
Time switch: the use of vivid present (past-present tense).
example: John says he really loves your roses.
Place switch: the use of proximal rather than distal to convey increased involvement or empathy.
example: (this, that) was a lovely party
Avoidance of adjustment of reports to Hs point of view: minimal adjustment in point of view
when reporting related to the stress common ground shared with H
Cont.
Presupposition manipulations: S presupposes something when he presumes that it is
mutually taken for granted
Presuppose knowledge of Hs wants and attitudes: negative questions which
presume 'yes' as an answer. example: wouldnt you like to drink?
Presuppose Hs values are the same as Ss value: The use of scalar predicates such
as 'tall
Presuppose familiarity in S-H relationship: The use of familiar address forms like
honey or darling presupposes (in some analyses, at any rate) that the addressee is
'familiar.
Presuppose Hs knowledge: The use of any term presupposes (in some senses) that
the referents are known to the addressee. example: Well I was watching High life
last night and .
Strategy 8
Joke
Mutual shared background knowledge and values.
To stress shared background or shared values.
example: OK if I tackle those cookies now?
Joke exampleloitation may be used to redefine the size of FTA
Strategy 9
Assert to presuppose Ss knowledge of and concern for Hs wants
to assert or imply knowledge of H's wants and willingness to fit one's own
wants in with them
example:
Strategy 10
Offer, Promise
To redress the FTA potential S may claim that whatever wants, S wants for
him and will help to obtain for demonstrating good intentions in satisfying Hs
face.
Strategy 11
be optimistic
the cooperative strategy, is for S to assume that H wants S's wants for S (or
for S and H) and will help him to obtain them.
example:
Wait a minute, you haven't brushed your hair! (as husband goes out of the
door)
I've come to borrow a cup of flour
Strategy 12
Include both S and H in the activity
By using an inclusive 'we' form, when S really means 'you' or 'me', he can call
upon the cooperative assumptions and thereby redress FTAs.
example:
Strategy 13
Give (or ask for) reasons
give reasons as to why he wants what he wants.
In other words, giving reasons is a way of implying 'I can help you' or 'you
can help me', and, assuming cooperation, away of showing what help is
needed
example:
Why not lend me your cottage for th~ weekend?
Why don't we go to the seashore!
Strategy 14
Assume or Assert of Reciprocity
giving evidence of reciprocal rights or obligations obtaining between S and H.
Strategy 15
Give gifts to H (goods, sympathy, understanding, cooperation)
S may satisfy H's positive-face want (that S want H's wants, to some degree)
by actually satisfying some of H's wants.
Can be done via acting of gift-giving (like, admiration, caring about,
understanding, listening to, etc.)
Negative Politeness
Negative politeness is a redressive action addressed to the addressees
negative face: his want to have his freedom of action unhindered and his
attention unimpeded.
Strategy 1: Be indirect
Examples:
- I rather think its hopeless.
- Perhaps, he might have taken it, maybe.
- I wander if (you know whether) John went out.
- Do me a favor, will you?
Strategy 3: Be pessimistic
This
sheet of
Where S raises H
him positive face
Two realization of
difference
Examples:
Where S humbles
and abases himself
Cont
Honorific axes
The speakeraddressee axis
Strategy 6: Apologize
Strategy 7: Impersonalized S
and H
Cont
Performatives: it may be such a basic desire that it helps to examplelain the very
general loss of overt reference to the subject and indirect object of the highest
performative verbs.
Examples:
- I tell you that it is so. It is so.
- I ask you to do this for me Do this for me.
Cont..
Cont
Impersonal verbs: in many languages, agent deletion is
allowed not only in imperatives but also in other verb forms
that encode acts which are intrinsically FTAs.
Examples:
- in Tamil: (onkalukku) veeNTi irukku
(to you) it is obligatory to
- it looks (to me) like
Cont
Passive and circumstantial voices: the passive coupled with rule of agent deletion is
perhaps the means par excellence in English of avoiding reference to persons
involved in FTAs.
Examples:
- I would be appreciate if
it would be appreciated if
- I exampleect..
it is exampleected
Cont
Replacement of the pronouns I and you by indefinites: many languages have
some standardized impersonal versions of pronouns which may serve FTA purposes
to good effect.
Examples:
- One shouldnt do things like that.
Rather than: you shouldnt do things like that.
- I can guess who finished the cookies.
Rather than: you finished the cookies.
Cont
Pluralization of the you and I pronouns: the you (plural) pronoun when used to
refer to single addressee, is understood as indicating deference (P) or distance (D).
There are two motives for the phenomenon:
you (plural) provides a conventional out for the hearer.
In kindship-based society in particular, but in all societies where a persons social status is
fundamentally linked to membership in a group, to treat person as representatives of a
group rather than as relatively powerless individuals would be to refer to their social
standing and the backing that they derive from their groups.
Cont
Address terms as you avoidance: you is considered as an address form in a hail or
attention-getting phrase:
Excuse me,
- Hey
sir.
miss.
you.
(you/Mac/Mate/Mister)
Cont
Reference terms as I avoidance: in English of kings, his majesty might say:
His majesty is not amused.
And in the English of presidents, Nixon does say (New York Times 1973: 87):
But the president should not become involved in any part of this case.
Cont
Point-of-view distancing: the use of point-of-view operations to distance S from H or
from the particular FTA.
one way of mechanism is by change the tense to provide distancing in time.
Example:
I have been wondering whether you could do me a favor.
I was wondering whether you could do me a
favor.
(b) You will please refrain from flushing toilets on the train.
-(a) International regulations require that the fuselage be sprayed with DDT.
(b) I am going to spray you with DDT to follow international
regulations.
Strategy 9: nominalize
By nominalizing the subject, the sentence gets more formal.
Examples:
(a)You performed well on the examinations and we were favourably
impressed.
(b)Your performing well on the examinations impressed us
favourably.
(c) Your good performance on the examinations impressed us
favourably.
Off record
A communicative act is done off record if it is done in such a way that it is not
possible to attribute only one clear communicative intention to the act.
To construct an off record utterance one says something that is either more
general (contains less information)or actually different from what one means
(intends to be understood).
Strategy 3: Presuppose
An utterance can be almost wholly relevant in context, and
yet violate the relevance maxim just at the level of its
presuppositions.
Example:
I washed the car again today.
Strategy 4: Understate
Here, the addressee can be invited to make inferences by
the Ss violation of the quantity maxim.
Example:
A: How do you like Josephines new haircut?
B: Its (pretty nice/ok/all right) I dont particularly like it
Strategy 5: Overstate
If S says more than is necessary thus violating the Quantity
Maxim in another way, he may also convey implicature. He
can do this by exaggerating.
Example:
-There were million people in the Co-op tonight.
-I tried to call a hundred times, but there was never any
answer.
Off Record
Strategy 8: Be ironic
Saying the opposite of what he means.
John's a real genius. (after John has just done twenty stupid things
in a row)
Lovely neighbourhood, eh? (in a slum)
Beautiful weather, isn't it! (to postman drenched in rainstorm)
English ironies they may be marked by similar hedges: real, regular, just,
exactly, for example, or by exaggerated stress.
Strategy I I: Be ambiguous
Purposeful ambiguity may be achieved through metaphor, since it is not
always clear exactly which of the connotations of a metaphor are intended to
be invoked.
John's a pretty cookie
It could be either a compliment or an insult, depending on which of the
connotations of sharp or smooth are latched on to.
b)
c)
1.
Rhetorical question
Urgency or efficiency
S is superior in power to H
D = Distance
P = Power
R = Rank
Distance
Distance is the value that measures the social distance between S and H
The assessment of D will usually be measures of social distance based on
stable social attributes.
-D
positive politeness
+D
negative politeness
Power
Power is a measure of power that H has over S
There are two sources of P; Material and Metaphysical
control.
-P
positive politeness
+P
negative politeness
Rank
Rank is a value that measures the degree to which the FTA x is rated an
imposition in that culture.
It is also includes whether actors have specific right or obligation to perform
the act, whether they have specific reasons for not performing them.
-W
positive politeness
+W
negative politeness
Discussion
Thank you