5G RAN1.0 Mobility Management Overview 0.6

5G RAN1.
0 Mobility Manage
ment
www.huawei.com
Copyright © 2018 Huawei Technologies Co., Ltd. All rights reserved.

Objective
 Upon completing this course, you will be able to understand:

 Types of 5G NSA mobility management
 Parameters of 5G NSA mobility management
Copyright © 2018 Huawei Technologies Co., Ltd. All rights reserved. Page2
Contents
1. Overview of NSA Mobility Management

2. Introduction to NSA Mobility Management Algorithm
Acronyms and Abbreviations
Acronym and Abbreviation Full Name

EN-DC E-UTRAN-NR Dual Connectivity
gNB NR NodeB
SgNB Secondary gNodeB
MeNB Master eNodeB
HO Handover
PCell Primary Cell
SCell Secondary Cell
PSCell Primary SCell
Overview of Mobility Management
Mobility
management
MeNB #1 MeNB #2
SgNB #1 SgNB #2
RRC
SgNB Disconnet
MeNB
SgNB HO Release
SgNB Change
RRC Addition
Connect
2: MeNB handover
1: SgNB change
Overview of Mobility Management
Intra-gNodeB
NSA SgNB change
Inter-gNodeB
Handover
Connected
Redirection
SA
InAcitve & Idle Reselection
Contents
1. Overview of NSA Mobility Management

2. Introduction to NSA Mobility Management Algorithm
SgNB Change
 In 3GPP, intra-SgNB change (cells under the same gNodeB after the change) and inter-SgNB change (cells under differ
ent gNodeBs after the change) are supported. It can also be intra-frequency SgNB change and inter-frequency SgNB c
hange.
 SgNB change scenarios in 5G RAN1.0: Intra-gNodeB, inter-gNodeB, and intra-frequency.
LTE
CP+
5G
UP
UP
•Good •Rich
coverage spectrum
•Rare spectrum •Poor
coverage
Coverage-based Intra-frequency SgNB Change
 In 5G RAN1.0, only coverage-based intra-frequency SgNB change is supported.
 After an EN-DC UE sets up a radio bearer, the eNodeB sends the UE the Measurement Configuration message containi
ng the configuration for intra-frequency measurements. The UE performs related measurements based on the configurati
on.
 If the measurement configuration is updated when the EN-DC UE is in connected mode or completes a SgNB change, th
e eNodeB sends the RRC Connection Reconfiguration to notify the UE of all or partial of the updated measurement confi
gurations. In other cases, the initial measurement configuration will be used.
Contains intra-frequency measurement

and report configuration (event A3).
In 3GPP, measurement configurations can be delivered by the MeNB or SgNB in EN-DC networking. In 5G RAN1.0, the
control plane is supported only on the MeNB. This section describes only EN-DC networking in which the control plane is
set up on the MeNB.
Intra-MeNB Handover
In 5G RAN1.0, if the source SgNB is not released by the MeNB when an intra-MeNB handover takes place, an
intra-MeNB handover with SgNB is performed.
UE MeNB SgNB Note:

If the SgNB is already released when
1. LTE A3/A4 Measurement Control an intra-MeNB handover takes place,
the handover is performed without
2. LTE A3/A4 Measurement Report
SgNB. After the handover is
3. SgNB Modification Request
complete, the MeNB initiates a SgNB
4. SgNB Modification Request Acknowledge addition process toward the SgNB.
5. RRC Connection Reconfiguration (LTE
intra-MeNB Handover)
6. RACH
7. RRC Reconfiguration
Complete 8. SgNB Reconfiguration Random access of UE to SgNB is
Complete performed after completion of
9. Preamble MeNB handover, to guarantee the
uplink synchronization in SgNB.
10. RA Response
Procedure of Inter-MeNB Change with SgNB
Inter-MeNB Handover
In 5G RAN1.0, inter-MeNB handover with SgNB is not supported.
Source Source Target Target
UE MME
MeNB SgNB MeNB SgNB
LTE A3/A4 Measurement
Configuration
LTE A3/A4 Measurement
Handover Request
Report
Handover Request Acknowledge In an inter-MeNB handover, the
SgNB is deleted and then the
SgNB Release Request
RRC Connection target MeNB adds it after the
Reconfiguration SgNB Release Request
(LTE HO/NR Release) Acknowledge handover is complete.
RACH
RRC Connection Reconfiguration Complete Path Switch
UE Context Release
UE Context Release
NR B1 Measurement Configuration
NR B1 Measurement Report
SgNB Add Request
SgNB Addition Request
RRC Connection Reconfiguration (NR Addition) Acknowledge
RRC Connection Reconfiguration Complete SgNB Reconfiguration
Preamble Complete
Procedure of Inter-MeNB Change

RA Response
Without SgNB
SgNB Change
1: MeNB Delivers
measurement configuration
(With measurement configuration)
(With measurement configuration)
2: UE Performs neighboring
cell measurements and
reports measurement results
(Measurement report) SgNB information Transfer
to MeNB.
3: SgNB Makes an SgNB

change decision.
4: MeNB Sends a SgNB

change command to UE.
Note:
In 5G RAN1.0, data forwarding is not
implemented. If a data transmission error
occurs, the data is retransmitted.
1. Measurement
Configuration Delivery
Measurement Configuration Delivery

 For RAN1.0, in NSA networking, the measurement configurations of a SgNB to UE and the measuremen
t reports from UE to SgNB are both delivered by the LTE eNodeB over the X2 interface.
Procedures for 5G measurement configuration transferred from SgNB to UE.
RRC Connection Reconfiguration SgNB Addition Request Ack.
MeNB SgNB
Note:
The measurement configuration includes measurement objects,
measurement events and parameters (report configuration), and
common measurement configuration.
1. Measurement
Configuration Delivery
A3 Event and Report Configuration

 Intra-frequency SgNB change is triggered by event A3 (reported in event-triggered periodical mode).
Off
Hys
Time to
Trigger
 Entering criteria: Mn + Ofn + Ocn - Hys > Ms + Ofs + Ocs + Off

 Leaving criteria: Mn + Ofn + Ocn + Hys < Ms + Ofs + Ocs + Off
Measurement event example
2. UE Measurement and
Reporting
UE Measurement & Reporting
 UEs perform measurement based on measurement configurations. When the signal quality of a neighbori
ng cell meets the criteria for trigging event A3, they report the measurement results of the neighboring cell
to the MeNB.
Procedures for 5G measurement report transferred from UE to SgNB
Measurement Report SgNB Information Transfer
MeNB SgNB
Reporting
Beam Configuration
 By default, the cell-level measurement results of a neighboring cell reported by UEs are the optimal bea
m measurement results of the neighboring cell.
ID Name Value
Number of Best
BestN-Beam 8
Beams
Best Beam
BestBeamThld 70 (dBm)
Threshold
Beam filter
FilterCoeffBeam FC6
coefficient
Reporting
Filtering Configuration
UE Filtering Measurement Results before Reporting L3 Filtering Parameters in Measurement Configuration
 A: measurement results by UEs at the physical layer  The higher-layer filtering coefficient is from gNB to UE by
 B: measurement results, after Layer 1 filtering, that ar measurement configuration.
e provided to higher layers.  A larger value of this parameter yields a better smoothing and
 C: measurement results after Layer 3 filtering anti-fast fading performance but leads to a weaker tracking of
signal changes.
Note:
NR RAN1.0 only support the higher-layer filtering coefficient for RSRP.
3&4. SgNB Change
Change Decision and Command Delivery

 Upon receiving a measurement report from the MeNB, the SgNB evaluates the results in terms of whether the MeasI
d is correct and whether the neighboring cell is a known one and adds the cells that meet the criteria to the target cell
list.
 The SgNB selects the cell with the highest signal quality and initiates a SgNB change toward the cell.
 The MeNB sends the SgNB change command and then UEs perform the SgNB change after receiving the command.
Procedures for SgNB Change message transferred from SgNB to UE.
Message for SNChange Request +

Change Execution TSgNB ID+SCG Configuration
MeNB SgNB
3&4. SgNB Change
Change Failure Handling

Failure during admission
1. SgNB change towards the next cell in the reporting list.
2. If the SgNB change toward all the cells in the list fails, the gNodeB waits for the next measurement reports
.
Failure during RRC Reconfiguration

If an RRC Connection Reconfiguration message that contains the SgNB modification or SCG change failure IE is reported when a
SgNB change fails, 5G RAN1.0 only supports this message to be delivered by the MeNB to UEs,
UEs reestablish RRC connections.
Inter-SgNB Change Signaling (3GPP 37.340)
UE MeNB S-SgNB T-SgNB S-GW MME
1. SgNB Change Required
2. SgNB Addition Request
3. SgNB Addition Request Acknowledge
4. RRCConnectionReconfiguration
5. RRCConnectionReconfigurationComplete
6. SgNB Change Confirm
7. SgNB Reconfiguration Complete

8. Random Access Procedure
9a. SNStatus Transfer

9b. SN Status Transfer
10. Data Forwarding
11. E-RAB Modification Indication

12. Bearer Modification
13. End Marker Packet
14. New Path

15. E-RAB Modification Confirmation
16. UE Context Release
Intra-SgNB Change Signaling (3GPP 37.340)
UE MeNB SgNB S-GW MME
1. SgNB Modification Required

(include SCG-Config)
For providing of Forwarding addresses, SeNB security key, SCG

Change indication
2. SeNB Modification Request
3. SeNB Modification Request

Acknowledge
4a. RRCConnectionReconfiguration
5a. RRCConnectionReconfigurationComplete
6. SgNB Modification Confirm
4b. RRCConnectionReconfiguration
5b. RRCConnectionReconfigurationComplete
7. Random Access Procedure
8. SNStatus Transfer
9. Data Forwarding
10. Path Update procedure
Thank you
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Measurement Event Report Configurations
Hysteresis and Time-to-Trigger

• Hysteresis and time-to-trigger are key parameters for UEs to decide whether to report an
event. These parameters directly affect the SgNB change performance. The two parameters
are defined in the measurement configuration for related events.
Triggering Quantity and Reporting Quantity

• The quantities Reference Signal Received Power (RSRP) and Reference Signal Received
Quality (RSRQ) are used to measure the NR cell quality. Based on the RSRP, the RSRQ
takes interference into consideration. The triggering quantities and reporting quantities for
events are configurable. The options are RSRP, RSRQ, or both.
• In 5G RAN1.0, only the RSRP-based reports are supported.
Measurement Event
- Internal Parameter Configurations
Name Value Impact on Radio Network Performance
Number of periodical measurement reports to be sent after a measurement event is triggered.
Infinity (not A larger value of this parameter causes a higher power consumption on UEs but yields a better
Measurement
configurable in 5G tracing of interference from neighboring cells against edge users.
report amount
RAN1.0) A smaller value of this parameter causes a lower power consumption on UEs but makes it difficult
to trace the changes in neighboring cells for edge users.
Interval between periodic measurement reports that are sent after a measurement is triggered.
A larger value of this parameter causes a longer interval between two reports, reducing the
240 ms (not number of measurement reports from UEs and increasing the difficulties to trace UEs while they
Measurement configurable in 5G are on the move. As a result, the average throughput reduces for edge users.
report interval RAN1.0) A smaller value of this parameter causes a shorter interval between two reports, increasing the
number of measurement reports from UEs and reducing the difficulties to trace UEs while they on
the move. As a result, the average throughput increases for UEs, but the power consumption
increases on UEs.
Measurement Event
- Internal Parameter Configurations (Cont.)
Name Value Impact on Radio Network Performance
Quantity used to evaluate the triggering condition for a measurement event. It can be set to
RSRP (not RSRP and RSRQ.
Measurement
configurable in 5G The measured RSRP values are stable, varying little with the load, and therefore there is little
trigger quantity
RAN1.0) signal fluctuation. The measured RSRQ values vary with the load and are likely to reflect the
signal quality of the cell in real time.
Quantity to be included in the measurement report for an event. It can be set to
SAME_AS_TRIG_QUAN and BOTH.
If it is set to SAME_AS_TRIG_QUAN, UEs report measurement results based on the quantity
SAME_AS_TRIG_QU
Measurement used to trigger the event. If this parameter is set to BOTH, UEs report both RSRP-based and
AN (not configurable
report quantity RSRP-based measurement results for an event.
in 5G RAN1.0)
The measured RSRP values are stable, varying little with the load, and therefore there is little
signal fluctuation. The measured RSRQ values vary with the load and are likely to reflect the
signal quality of the cell in real time.

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5G RAN1.

Copyright © 2018 Huawei Technologies Co., Ltd. All rights reserved.

 Upon completing this course, you will be able to understand:

1. Overview of NSA Mobility Management

Acronym and Abbreviation Full Name

InAcitve & Idle Reselection

1. Overview of NSA Mobility Management

Contains intra-frequency measurement

UE MeNB SgNB Note:

Procedure of Inter-MeNB Change with SgNB

Procedure of Inter-MeNB Change

(With measurement configuration)

3: SgNB Makes an SgNB

4: MeNB Sends a SgNB

Measurement Configuration Delivery

Procedures for 5G measurement configuration transferred from SgNB to UE.

RRC Connection Reconfiguration SgNB Addition Request Ack.

A3 Event and Report Configuration

 Entering criteria: Mn + Ofn + Ocn - Hys > Ms + Ofs + Ocs + Off

UE Measurement & Reporting

Procedures for 5G measurement report transferred from UE to SgNB

Measurement Report SgNB Information Transfer

Change Decision and Command Delivery

Procedures for SgNB Change message transferred from SgNB to UE.

Message for SNChange Request +

Change Failure Handling

Failure during RRC Reconfiguration

1. SgNB Change Required

2. SgNB Addition Request

3. SgNB Addition Request Acknowledge

6. SgNB Change Confirm

7. SgNB Reconfiguration Complete

9a. SNStatus Transfer

10. Data Forwarding

11. E-RAB Modification Indication

14. New Path

16. UE Context Release

1. SgNB Modification Required

For providing of Forwarding addresses, SeNB security key, SCG

3. SeNB Modification Request

10. Path Update procedure

Hysteresis and Time-to-Trigger

Triggering Quantity and Reporting Quantity

• In 5G RAN1.0, only the RSRP-based reports are supported.

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