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ORA010002 CDMA2000 1x Principle


ISSUE 5.0
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Upon completion this course, you will be able to:


Describe the development of mobile system List the structure of CDMA2000 1X network State the principle of CDMA2000 1X State the key technology of CDMA2000 1X Describe the air interface of CDMA2000 1X Describe the numbers in CDMA2000 1X

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Chapter 1 Introduction Chapter 2 Principle of Spreading Chapter 3 Technology of CDMA2000 Chapter 4 Physical Layer of CDMA2000 Chapter 5 Number Planning

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Chapter 1 Introduction 1.1 Development of Mobile Communicatins


1.2 Development of CDMA System 1.3 CDMA 2000 Network Structure

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Transmission Techniques
CDMA
Power

Traffic channels: different users are assigned unique code and transmitted over the same frequency band, for example, WCDMA and CDMA2000

TDMA
Traffic channels: different time slots are allocated to different users, for example, GSM and DAMPS
Power

FDMA
Power

Traffic channels: different frequency bands are allocated to different users,for example, AMPS and TACS

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Development of Mobile Communications


1st Generation 1980s (analog) 2nd Generation 1990s (digital)
GSM
AMPS TACS NMT Others CDMA IS95 TDMA IS-136

3rd Generation current (digital)


UMTS WCDMA

Analog to Digital

Voice to Broadband

CDMA 2000 TDSCDMA

PDC

3G provides:

Complete integrated service solutions High bandwidth Unified air interface Best spectral efficiency
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Difference of 3G Standards

CDMA2000 3GPP2
FDD mode

WCDMA 3GPP
FDD mode

TD-SCDMA

3G system

CWTS
TDD mode

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Chapter 1 Introduction
1.1 Development of Mobile Communicatins

1.2 Development of CDMA System


1.3 CDMA 2000 Network Structure

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Development of CDMA System


CDMA2000 3x

IS95A 9.6kbps

IS95B 115.2kbps

CDMA2000 1x 307.2kbps
Heavier

voice service capacity


Longer

CDMA2000 1x EV 1x EV-DO 1x EV-DV

1995

1998

period of standby time

2000 2003
Higher spectrum efficiency and network capacity Higher packet data rate and more diversified services Smooth transit to 3G

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Chapter 1 Introduction
1.1 Development of Mobile Communicatins 1.2 Development of CDMA System

1.3 CDMA 2000 Network Structure

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CDMA 2000 Network Structure

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Questions
How many standards are there in 3G? How to understand the three techniques of multi-access? How many network elements are there in CDMA2000 1X network?

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Chapter 1 Introduction Chapter 2 Principle of Spreading Chapter 3 Technology of CDMA2000 Chapter 4 Physical Layer of CDMA2000 Chapter 5 Number Planning

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Chapter 2 Princple of Spreading 2.1 Basic Conception


2.2 Communication Model

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Direct Spread (DS)


Transmission
Wideband signal Slow Information Sent Slow information Recovered

Receiving

Fast spreading sequence

Fast spreading sequence

Direct Sequence Spread spectrum system mixes the input data with a fast

sequence and transmits a wideband signal.


The spreading sequence is independently regenerated at the receiver and

mixed with the incoming wideband signal to recover the original information.
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Direct Spread (DS)


Information signal bit

Spread sequence

Spread signal

Spread sequence

Recover signal

Spread & De-spread


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Spectrum-domain Analysis
Power spectrum of information signal(narrow band) P() Power spectrum of spread signal(broad band) P() Spread

P() Add

P()

P() integral/filtering

De-spread

P()

Recover signals power spectrum (narrow band)

Mixed signals power spectrum(broad band and narrow band)

Mixed signals power spectrum(broad band and broad band) Page 16

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Correlation

Correlation 100% so the functions are parallel

(a)

Correlation 0% so the functions are orthogonal

(b)
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Orthogonal Function

Sequence 1#

Sequence 2#

1#2 #

Output of integral circuit

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Multiple Access
Information bit 1#

Sequence 1# Spread Signal 1# Information bit 2#

Sequence 2#

Spread Signal 2#

Mixed Signal 1+2

Code Division Multiple Address Principle


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Multiple Access
Mixed Signal

Spread Sequence 1#

De-spread Signal

Output of Judgement circuit

1st receiver resume process


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Multiple Access
Mixed Signal

Spread Sequence 2#

De-spread Signal

Output of Judgement circuit

2st receiver resume process


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Chapter 2 Princple of Spreading


2.1 Basic Conception

2.2 Communication Model

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Communication Model
1 0 0 1 0 1 1 0 0 1 1 1 0 0 0 1 1 0 0 1

1 1 0 1 0 1 1

Source coding

Channel Coding

Scrambling

Spread

Modulation

RF transit

Reverse Forward Bit Symbol Chip

1 1 0 1 0 1 1

Source Decoding

Channel Decoding

Unscrambling

De-Spread

Demodulation

RF receive

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Source Coding

There are 3 types of source coding in CDMA 2000 system:

8K QCELP 13K QCELP EVRC


Characteristic:

Support voice activity


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Channel Coding
Channel Coding: Convolution
Convolution code or TURBO code is used in channel encoding Encoding efficiency= (total input bits total output symbols)

00110001

MUX

Bit 00001011

Register

Symbol 0000110100101011

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Channel Coding
Channel Coding: Interleaving
Transmission direction Input:
1 2 3 4 5 6 7 8

1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8

Write by row

Interleaver

Read by column

Transmission direction Output:


8 8 8 8 8 8 8 8

3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 1 1 1 1 1 1 1 1

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Channel Coding
1 0 1 1 1 1 1 0 1 1 1 0
Without channel coding, receiver cant correct any errors

1 1 1 0 10 1 1 0 11 1 1 0 1 1 101 1

1 1 1 0 0 0 1 1 1 11 1 1 Source 1 0 1 1 0 1 1

1 1 1 0 1 1 0 0 1 11 1

111 000 111 111

1101

After convolution, receiver can correct errors. But recovery capability is restricted by encoding complexity.

1 0 1 1 1 1 1 0 0 0 1 1 1 11 1 111 111 00 0 111 1 0 11 101 1 1 01 1

1011 0100 1 011 1 1 0 1 01 01 1 0 01

101 010 101 101

1 0 1 1

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Scrambling and Spreading


M Sequence for scrambling

Long Code Short Code


Walsh Code for spreading

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Scrambling and Spreading


M Sequence
0 1 0 1 1 0

Out

Two points are important here:

Maximum number of shift register (N) Mask The period of out put sequence is 2N -1 bits Only sequence offset is change when the mask is changed PN stands for Pseudorandom Noise sequence
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Scrambling and Spreading


Long Code

The long code is a PN sequence with period of 242 -1chips The functions of a long code:

Scramble the forward CDMA channel


Control the insertion of power control bit Spread the information on the reverse CDMA channel to identify the mobile stations

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Scrambling and Spreading


Short Code
Short code is a PN sequence with period of 215 chips

Sequence with different time offset is used to distinguish different sectors

PNc PNb PNa


Minimum PN sequence offset used is 64 chips, that is, 512 PN offsets are available to identify the CDMA sectors (215/64=512).
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Scrambling and Spreading


Walsh Code

Walsh Code is one kind of orthogonal code.

Walsh code W2n=

Wn Wn Wn Wn

W1=0 W2=
0 0 0 1

0 0 W4 = 0 0

0 1 0 1

0 0 0 1
1 1 1 0

64-order Walsh function is used as a spreading function and each Walsh

code is orthogonal to other A Walsh can be presented by Wim where ith (row) is the position and m is the order. For example, W24 means 0101 code in W4 matrix Walsh code is used to spread the forward traffic channel
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MS: Which BTS I should listen?

BTS A BTS B

BTS C

A PN sequence (short code) with period of 215 bits, is used with 64bits offset. That is
512 total PN available to identify the 512 sectors/BTSs.

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MS-B: Which is my signal?


0000000. A 0101010 0000111
MS-H
0

B C
MS-C

MS-G MS-A MS-F MS-D MS-E

0101010
MS-B

Each MS has unique Walsh code. Normally CDMA2000 uses 64 array Walsh codes

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BTS: Who is my Mr. D?

MS-C

MS-H

MS-G
MS-A MS-F MS-D MS-E

MS-B

A PN sequence (long code) with period of 242-1 bits which is used to Spread the information on the reverse CDMA channel and identify the MS. A unique ESN is used as mask to achieve unique starting point HUAWEI TECHNOLOGIES CO., LTD. All rights reserved Page 35

Modulation

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Questions
How to understand spreading and multi access? What is the main function of each step in communication model ? How to understand the three types of codes in CDMA2000 1X ? Why do we say CDMA system is self interference system ?

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Chapter 1 Introduction Chapter 2 Principle of Spreading Chapter 3 Technology of CDMA2000 Chapter 4 Physical Layer of CDMA2000 Chapter 5 Number Planning

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Technology Of CDMA2000
Power control Rake Receiver Soft handoff

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Power Control
Far/near problem exists in wireless system

no power control

after power control

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Power Control
CDMA is a self-interference system

no power control

after power control


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Power Control
Classification Of Power Control
According to the directions, power control can be divided into:

Reverse power control Forward power control

According to the types, power control can be divided into:

Reverse power control


Reverse open loop power control Reverse closed loop power control Forward power control

Measurement report power control


EIB power control Fast power control
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Power Control
Reverse Open Loop Power Control

Reverse Open Loop Power Control

BTS BTS BTS

Mobile Transmitting Power

The mobile transmission power is determined by the following

Distance from the base station Load of the cell Circumstance of the code channels The transmission power of the mobile station is relative to its received power.
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factors:

Power Control
Reverse Closed Loop Power Control
Power Control Bit

Eb/Nt Value BTS

FER Value BSC Change in Eb/Nt Value

Inner Loop Power Control Outer Loop Power Control

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Power Control
Fast Forward Power Control
Power Control Bit

Eb/Nt

Eb/Nt Comparator

FER

FER Measurement

BTS
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MS

RAKE Receiver

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RAKE Receiver
90

Recover signal from single path and adjust its time delay Correlator 1

Combiner

90

0
Correlator 2

output

Receive set

RAKE receiver can mitigates multi-path fading and enhance the receive performance of the system.

Correlator 3

Searcher correlator

Calculate the time delay and signal strength

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Soft Handoff
Pilot Sets
Searcher correlator
All pilot that can be detected by searcher correlator is classify to four pilot set. An active pilot is a pilot whose paging or traffic channels are actually being monitored or used.

Active Set

Candidate Set Neighbor Set Remaining Set


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The pilot that not in the active set but potential to be demodulated

The pilot that not included in the active set or the candidate set but being possible to be added in the candidate set Other pilot

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Soft Handoff
Soft Handoff And Softer Handoff
Soft/softer handoff means

MS can keep traffic channel with two or more sectors. Soft handoffinvolves traffic channel from more than one BTS and Multipath combination in the BSC. Softer handoffinvolves traffic channel from two or more sectors of one BTS and Multi-path combination in the BTS.
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Soft Handoff
Important Parameters of Soft handoff
Sector A Sector B

Ec/Io

Add Threshold (T_ADD) Guard Time(T-TDROP)

DropThreshold (T_DROP)

Soft Handoff Region Time T_ADD, T_DROP and T_TDROP affect the percentage of MS in handoff. T_ADD & T_DROP is the standards used to add or drop a pilot. T_TDROP is a timer.
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Soft Handoff
Dynamic Soft Handoff
Pilot strengt h P1 P2

T_ADD

T_DRO P

T_TDROP

T_TDROP

TIME

Neighbor Set Candidate Set

Active Set Active Set

Candidate Set

Neighbor Set

1. P2>T_ADD 2. P2> [(SOFT_SLOPE/8) * 10 * log10(PS1) + ADD_INTERCEPT/2]. 4. P1< [(SOFT_SLOPE/8) * 10 * log10(PS2) +DROP_INTERCEPT/2] 7. P1<T_DROP HUAWEI TECHNOLOGIES CO., LTD. All rights reserved Page 51

Questions
Why CDMA system need power control ? What is the function of the RAKE receiver ? What is the difference between hard handoff and soft handoff ? Why can CDMA system support soft handoff ?

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Chapter 1 Introduction Chapter 2 Principle of Spreading Chapter 3 Technology of CDMA2000 Chapter 4 Physical Layer of CDMA2000 Chapter 5 Number Planning

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Physical Layer Of IS95

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Physical Layer Of IS95


Forward Link: Pilot Channel
W064 Pilot channel (all-zeros)

Forward pilot channel is spread over W0 and modulated with

short code directly


BTS transmits the pilot channel continuously The Pilot channel carries no data

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Physical Layer Of IS95


Forward Link: Sync Channel
Code symbol Repetitive code symbol

W3264 To QPSK coder

Sync Ch bits
1.2kbps

Convolution encoder
r=1/2,K=9
2.4kbps

symbol repetition

4.8kbps

Block interleaving

4.8kbps

The sync channel is used by the mobile station to synchronize with the

network. W32 is used to spread Sync Channel. The synchronization message includes: Pilot PN sequence offset: PILOT_PN System time: SYS_TIME Long code state: LC_STATE Paging channel rate: P_RAT Here note that, sync channel rate is 1200bps
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Physical Layer Of IS95


Forward Link: Paging Channel
To QPSK coder Paging Convolution channel bits Code symbol

encoder r=1/2,K=9

Symbol repetition
19.2kbps

Block interleaving

19.2kbps

9.6/4.8 kbps

19.2/9.6Kbps

19.2kbps

The paging channel transmits:

W164 decimator
1.2288Mcps

System parameters message Access parameters Neighbors list CDMA channels list message The frame length of a paging channel is 20ms W1 ~ W7 are spared for the Paging Channels spreading

Long code PN generator

Paging channel address mask Page 57

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Physical Layer Of IS95


Forward Link: Traffic Channel (FCH And SCCH)
Forward traffic channel (172/80/40 or 8.6kbps 16bits/frame) 4.0kbps 2.0kbps 0.8kbps 19.2kbps Add frame quality indicator bits(12,10,8,6) Convolution Add 8 Symbol encoder encoded tail repetition r=1/2,K=9 19.2ksybps 9.6kbps bits 4.8kbps 9.6ksybps 2.4kbps 4.8ksybps 1.2kbps 2.4ksybps I Ch PN sequence (1.2288 Mcps) Power control bits 19.2kbps Block interleaver Repetitive symbol Long code generator decimator PN 1.2288 Mcps HUAWEI TECHNOLOGIES CO., LTD.
Cos(2pfct)

Baseband filter

+
I(t)

MUX
QPSK Modulation

Walsh code

+
decimator

Baseband filter

+
Sin(2pfct)

Q(t)

Q Ch PN sequence (1.2288 Mcps) All rights reserved Page 58

Physical Layer Of IS95


Reverse Link: Access Channel
4.4 kbps Access channel (88 bits/frame) Repetitive symbol 28.8 ksps Orthogonal spreading 4.8 ksps (307.2kcps) Add 8 encoder tail bits 4.8 kbps Convolution 14.4 ksps Symbol encoder repetition Code r=1/3,K=9 symbol Repetitive symbol 28.8 ksps Block interleaving

I Ch PN sequence (1.2288 Mcps)

Cos(2pfct)

+
Data burst randomizer

Baseband filter

I(t)

1/2 PN chips Delayed time=406.9ns


QPSK Modulation

Walsh code Long code mask

Long code PN generator

Baseband filter

Q(t)

Q Ch PN sequence (1.2288 Mcps) HUAWEI TECHNOLOGIES CO., LTD. All rights reserved Page 59

Sin(2pfct)

Physical Layer Of IS95


Reverse Link: Traffic Channel (FCH And SCCH)
Reverse traffic channel 8.6kbps 4.0kbps 2.0kbps 0.8kbps Add frame quality indicator bits(12,10,8,6) convolution Symbol Add 8 encoder repetition encoded tail r=1/3,K=9 28.8Ksybps 9.6kbps bits 4.8kbps 14.4Ksybps 2.4kbps 7.2Ksybps 1.2kbps 3.6Ksybps I Ch PN sequence (1.2288 Mcps)
Cos(2pfct)

Orthogonal spreading 4.8 kbps (307.2kbps) Block interleaver Walsh code

Data burst randomizer

PN chips 1.2288 Mcps

Baseband filter

I(t)

1/2 PN chips Delayed time=406.9ns


QPSK Modulation

Long code mask

Long code PN generator

Baseband filter

Q(t)

Q Ch PN sequence (1.2288 Mcps) Sin(2pfct)


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Physical Layer Of CDMA2000


Definition of IS2000s Channel:

Symbol repetition

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Physical Layer Of CDMA2000


Forward Channel: F-QPCH
F-PCH
Symbol repetition

1.28S
... 2047 0 1 3 4 5 6 7 8 9 10 11 12 13 14 15

F-PCH 80ms

F-QPCH

A1 1 20ms

B1 2 20ms

A2 3 20ms

B2 4 20ms 1 20ms 2 20ms 3 20ms Page 62 4 20ms

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Physical Layer Of CDMA2000


Forward Channel: F-CCCH
20ms frame (9.6kbps)
172 information bits 12 CRC bits 8 encoders tails bits

20ms frame (38.4kbps)


744 information bits 16 CRC bits 8 encoders tails bits

10ms frame (38.4kbps)


360 information bits With QPCH together, F-CCCH shared by many mobiles carries mobile-specific messages.
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16 CRC bits 8 encoders tails bits

5ms frame (38.4kbps)


172 information bits 16 CRC bits 8 encoders tails bits

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Physical Layer Of CDMA2000


Forward Channel: F-DCCH
20ms frames (9.6kbps)
12 CRC bits 8 encoders tails bits

172 information bits

F-DCCH is a dedicated signaling

5ms frames (9.6kbps)

channel.
F-DCCH can carry user data that is

typically low-rate.

24 information bits
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16 CRC bits 8 encoder tails bits


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Physical Layer Of CDMA2000


Forward Channel: F-SCH
The different Walsh codes corresponding to different data rates
W04 =0000
64

W08 =00000000 W48 =00001111 W28 =00110011 W68 =00111100 W18 =01010101 W14 =0101 W58 =01011010

( W016 ,W816) ( W416 ,W1216 ) ( W216 ,W1416 ) ( W616 ,W1416 ) ( W116,W916 ) ( W516 ,W1316 ) ( W316 ,W1116 )

W02 =00

32

W01 =0

W24 =0011

16 8 4 2 1

W38 =01100110 W12 =01 W34 =0110 W78 =01101001

9600 19200 38400

76800 153600 307200 614400

Data rate -bpsHUAWEI TECHNOLOGIES CO., LTD. All rights reserved

( W716,W1516 )

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Physical Layer Of CDMA2000


Reverse Channel: R-PICH
Pilot( all '0's)

Reverse Pilot Channel Power Control Bit The Function of Reverse Pilot Channel Initialization Tracing Reverse Coherent Demodulation Power Control Measurement
Base station enhances the received
Pilot

MUX

Power Control

384 NPN Chips Power Control Group = 1536 NPN Chips

performance and increases the capacity by means of coherent demodulation of the Reverse Pilot Channel.
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N is the Spreading Rate number

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Physical Layer Of CDMA2000


Reverse Channel: R-EACH
The Function of R-EACH

initiate communication with the base station and to respond to a Paging Channel message transmit its access request T preamble

Reverse Pilot Channel

R-EACH Data

Preamble (All 0s)


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R-EACH Frame Data


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Physical Layer Of CDMA2000


Reverse Channel: R-SCH
R-FCH

R-SCH Bursting data is coming

To support data traffic, the R-SCH has two unique characteristics:

only carry user traffic data and does not carry any signaling traffic Should be set up and torn down rather quickly

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RC Combination Regulation
Forward Radio Configuration
Radio Spreading Max Data Rate* Effective FEC OTD FEC Encoding Modulation Configuration Rate (kbps) Code Rate Allowed 1** 2** 3 4 5 6 7 8 9
Radio Configuration 1** 2** 3 4 5 6

1 1 1 1 1 3 3 3 3
Spreading Rate 1 1 1 1 3 3

9.6 14.4 153.6 307.2 230.4 307.2 614.4 460.8 1036.8


Max Data Rate* (kbps) 9.6 14.4 153.6 (307.2) 230.4 153.6 (614.4) 460.8 (1036.8)

1/2 3/4 1/4 1/2 3/8 1/6 1/3 1/4 or 1/3 1/2or 1/3
Effective FEC Code Rate 1/3 1/2 1/4 (1/2) 3.8 1/4 (1/3) 1/4 (1/2)

No No Yes Yes Yes Yes Yes Yes Yes


OTD Allowed No No Yes Yes Yes Yes

Conv. Conv Conv and Turbo Conv and Turbo Conv and Turbo Conv and Turbo Conv and Turbo Conv and Turbo Conv and Turbo

BPSK BPSK QPSK QPSK QPSK QPSK QPSK QPSK QPSK

FEC Encoding Modulation Conv 64-ary ortho Conv 64-ary ortho Conv or Turbo BPSK Conv or Turbo Conv or Turbo Conv or Turbo BPSK BPSK BPSK

Reverse Radio Configuration


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RC Combination Regulation
RC1 and RC2 corresponds respectively

to rate set 1 and rate set 2 in IS- 95A/B system.

F-FCH RCs RC 1 RC 2

R-FCH RCs RC 1 RC 2

CDMA2000 Forward RC: RC1~RC5

RC 3 RC 3 RC 4 RC 5 RC 4

Reverse RC: RC1~RC4

Rules:

F-DCCH/SCH RCs RC 3

R-DCCH/SCH RCs

Forward RC1, Reverse RC1

RC 3 RC 4 RC 5 RC 4

Forward RC2, Reverse RC2


Forward RC3 or RC4,Reverse RC3 Forward RC5, Reverse RC4
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Questions
How many types channels are there in I595 system ? And what

are the functions of these channels ?


What is the function of F-SCH and R-SCH in CDMA 2000 ? The capacity of CDMA2000 is more than that of IS95, could you

give reasons?
How do you understand radio configuration ?

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Chapter 1 Introduction Chapter 2 Principle of Spreading Chapter 3 Technology of CDMA2000 Chapter 4 Physical Layer of CDMA2000 Chapter 5 Number Planning

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Definition of Coverage Areas


Service area
PLMN area MSC area Location area Cell area Sector area

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MIN/IMSI (identity/international mobile subscriber identity )


15 digits 3 digits

2 digits

MCC

MNC NMSI IMSI

MSIN

Mobile subscriber identity/international mobile subscriber identity For example, 0907550001/460030907550001

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ESN (Electronic Serial Number )


A unique Electronic Serial Number (ESN) is used to identify single MS. An ESN includes 32 bits and has the following structure:

31

24 23

18 17

Manufacturers number

Retained

Equipment SN

For example, FD 03 78 0A (the 10th Motorola 378 mobile phone) The equipment serial number is allocated by a manufacturer.

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MDN (Mobile directory number)


subscriber number
CC

MAC

H 0 H 1 H 2H

ABCD

International mobile subscriber DN

National valid mobile subscriber number

Mobile directory number For example, 8613307550001

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TLDN (Temporary local directory number)

CC

MAC

44

H 0H 1H 2

ABC

Temporary local directory number For example, 8613344755001

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Location Area Identity (LAI)


PAGING message is broadcast within a local area, the size of

which depends on traffic, paging bearer capability, signaling flow , etc.


Format: MCC+MNC+LAC

MCC: Mobile Country Code, 3 digits. For example, China is 460. MNC: Mobile Network Code, 2 digits. For example, the MNC of Unicom is 03. LAC: Location Area Code, a 2-byte-long hexadecimal BCD code. 0000 cannot be used with FFFE.
For example, 460030100

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Global Cell Identity (GCI)


The unique ID of a cell in PLMN Format: LAI+CI CI: Cell Identity, a 2-byte-long hexadecimal BCD code, pre

defined by the engineering department. The first 3 digits and the last digit represent the base station number and the sector number respectively. For an omni-directional site, the last digit of CI is 0.
For example, 4600301001230 shows base station number 123

contains an omni-directional site

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SID/NID
SID=M
NID= t NID= u NID= v

SID=L

SID=K SID=N

In the CDMA2000 1X network, the service area consists of systems

and networks that are identified respectively by the system identification (SID) and network identification (NID).
The system judges whether the MS is roaming according to the SID

and NID.
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Summary

The difference of three types of multi-access The function of each process in

Summary

communication mode
Three key techniques The physical layer of IS95 and CDMA2000

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Thank You
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