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Abstract
The purpose of this systematic review was (a) to search
for clinical articles pertaining to success and failure of
nonsurgical root canal therapy, and (b) to assign levels
W hen the dental pulp undergoes pathologic changes because of trauma or the
progression of dental caries, bacteria and other irritants from the oral cavity
invade the root canal system. The major objectives of root canal therapy are removal of
of evidence to these studies. Electronic and manual pathologic pulp, cleaning, and shaping of the root canal system, disinfection of con-
searches were conducted to identify studies published taminated root canals, and obturation of the root canal system in three dimensions to
between January 1966 and September 2004 with in- prevent reinfection. Adherence to these treatment objectives should result in maintain-
formation on the success and failure of nonsurgical root ing normal radiographic and clinical conditions in teeth without preoperative perira-
canal therapy. Articles were reviewed and graded for dicular lesions. Similar radiographic and clinical outcomes are expected in teeth with
strength of level of evidence (LOE) from one (highest preoperative periradicular lesions when the same principles are practiced during root
level) to five (lowest level). This review resulted in the canal therapy.
identification of 306 clinical studies related to this topic When a clinician is involved in treatment planning with a patient, the following ques-
area. Six articles were randomized controlled trials tions must be answered: What is the success rate of root canal therapy? What evidence is
(RCTs, LOE 1). This search also identified 12 low-quality
available? How is it compared to alternative treatment modalities? And finally, can the out-
RCTs (LOE 2), 14 cohort studies (LOE 2), five case-
comes of root canal therapy be compared with that of alternative treatments?
control and eight cross sectional studies (LOE 3), four
If the decision must be made whether to save a natural tooth by performing root
low-quality cohort studies (LOE 4), and five low-quality
case-control studies (LOE 4). The majority (73) of the
canal therapy, a patient has the right to know the prognosis of the proposed treatments
often-quoted “success and failure” studies were case
to make an informed decision. The parties involved (patients, dentists, insurance com-
series (LOE 4). The rest of the articles were descriptive panies) have different perspectives and expectations regarding the outcome of root
epidemiological studies (42), case reports (114), expert canal treatment. Patients are usually content as long as their teeth are functionally and
opinions (18), literature reviews (4), and one meta- esthetically pleasing, insurance companies may measure success by survival rate of
analysis. Based on these findings, it appears that a few endodontically treated teeth, and endodontists are usually most concerned with the
high-level studies have been published in the past four absence of disease clinically and radiographically.
decades related to the success and failure of nonsur- Clinical and radiographic examinations are the most common procedures that are
gical root canal therapy. The data generated by this used to determine outcomes of root canal therapy. As far back as 1966, Bender and
search can be used in future studies to specifically co-workers (1) identified some of the factors that could affect the “success” of root
answer questions and test hypotheses relevant to the canal treatment. They noted that radiographic interpretation is often subject to personal
outcome of nonsurgical root canal treatment. bias and that a change in angulations can often give a completely different appearance
to the lesion, making it appear either smaller or larger. They also discussed the fact that
Key Words clinical symptoms such as pain, swelling, and presence of a sinus tract can occur
Outcome, endodontics, clinical trials, systematic review without radiographic evidence of bone destruction. In addition, they indicated that not
all radiolucencies located in the periapical area are of pulpal origin, and that some of
these lesions are caused by systemic conditions.
From the *Department of Endodontics of the School of Most previous nonsurgical root canal studies have used various criteria to deter-
Dentistry, Loma Linda University, Loma Linda, California; ††Pri- mine “success;” therefore, the success rates from one study cannot be compared to
vate practice; ‡‡Private practice; §§Department of Cariology, those of another study. Currently, the only way to evaluate the outcomes of different
Restorative Sciences, and Endodontics at the School of Den-
tistry and Department Epidemiology, School of Public Health, techniques and materials is to approximate the findings of one study with another. For
University of Michigan, Michigan; ¶¶Department of Endodon- example, it is possible to find some level of evidence to justify using various filling
tics, Indiana University School of Dentistry, Indiana. techniques, but very little exists to conclusively prove one method is superior to others.
Address request for reprints to Dr. Mahmoud Torabinejad, Recently, there has been a movement towards evidence-based dentistry to scien-
Professor and Director, Endodontic Residency Program Depart-
ment of Endodontics School of Dentistry Loma Linda University tifically evaluate the effectiveness of the treatments that are performed clinically. The
Loma Linda, CA 92350. E-mail address: mtorabinejad@sd.llu.edu. term “evidence based medicine” was coined at McMaster Medical School in Canada in
Copyright © 2005 by the American Association of the 1980s to label this clinical learning strategy, which people at the school had been
Endodontists
developing for over a decade (2). The purpose of developing this approach was to allow
clinicians to use research findings as the basis for clinical decisions (3). Many clini-
cians continue to base their clinical decisions on increasingly outdated primary train-
ing, or the over-interpretation of experiences with individual patients (4).
JOE — Volume 31, Number 9, September 2005 Outcome of Nonsurgical Endodontic Treatment 637
Clinical Research
TABLE 1. The MeSH terms related to success and failure of nonsurgical root canal therapy used for MedlinePlus search
(Exp Endodontics/ or exp Dental Pulp Diseases/ or exp Periapical
Diseases/ or exp “Root Canal Filling Materials”/ or Dental Pulp Test/ or
Dental Pulp/ or Dental Pulp Cavity/) or (“root canal”.mp. or
apicectom:.mp. or apicoectom:.mp. or (dead adj3 (teeth or tooth)).mp. or
(dental adj3 pulp:).mp. or endodont:.mp. or endont:.mp. or endosonic.mp.
or ((lateral or vertical) adj condensation).mp. or ((non-vital or
nonvital) adj3 (teeth or tooth)).mp. or obtura.mp. or obturation.mp. or
obturate.mp. or (pulp adj3 (capping or therap: or extirpation:)).mp. or
(pulp adj (canal$1 or chamber$1)).mp. or pulpectomy.mp. or pulpotomy.mp.
or replantation.mp. or (“root” adj end adj5 fill:).mp. or ((silver or
gutta) adj3 (percha or balata).mp. or (silver adj (cone$1 or
point$1)).mp. or thermafil.mp. or trans-polyisoprene.mp. or
transpolyisoprene.mp. or ultrafil.mp.) or ((periradicular or radicular or
periapical or apical).mp. and (exp tooth/ or exp tooth components/)) or
(hemisection:.mp. not (spine or spinal).mp.)) and (Clinical Protocols/ or
exp Clinical trials/ or exp Patient Care Management/ or Patient Selection/
or Practice Guidelines/ or clinic:.mp. or (recall adj3 appointment$1).mp.
or ((patient or research) adj3 (recruitment or selection)).mp. or
(selection adj3 (criteria or treatment or subject$1)).mp. or (treatment
adj protocol$1).mp. or ra.fs. or radiograph:.mp. or ah.fs. or
histolog:.mp. or (nonsurg: or non-surg:).mp.) and (exp Disease
progression/ or exp Morbidity/ or exp Mortality/ or exp “Outcome
assessment (health care)”/ or exp Patient satisfaction/ or exp Prognosis/
or exp Survival analysis/ or exp Time factors/ or exp Treatment outcome/
Or co.fs. or course.mp. or (inception adj cohort$1).mp. or (natural adj
History).mp. or outcome$1.mp. or predict$.mp. or prognos$.mp. or
Surviv$3.mp. or fail$5.mp. or longevity.mp. or durability.mp. or
Succes:.mp. or exp Case-control studies/ or exp Cohort studies/ or exp
“Comparative study”/ or Retreatment/ or Recurrence/ or (retreat: or
Revis:).mp.)) not ((Dentition, Primary/ or Child, Preschool/ or Child/ or
(immatur: adj3 (teeth or tooth)).mp. or (open adj3 (apex or apices or
Apexes)).mp. or blunderbuss.mp.) not (Dentition, Mixed/ or Dentition,
Permanent/ or Adolescent/ or exp Adult/ or (mature adj3 (teeth or
Tooth)).mp. or (closed adj3 (apex or apices or apexes)).mp.))) not
(Animal/ not Human/)) limit 1 to english language
The concept of evidence-based healthcare has gained strength in ments and phrases related to the success and failure of nonsurgical root
the last decade. All branches of healthcare now subscribe to the evi- canal therapy were used to allow for a broader capture of literature. The
dence-based philosophy. However, evidence-based practice requires detailed search strategy is shown in Table 1. An endodontist and an
the availability of primary research to answer the clinical questions that information expert selected search concepts and terms jointly. Before
practitioners face in their practices. Evidence-based dentistry (EBD) is the search was performed, the endodontist identified 13 core articles
a new approach to oral healthcare that integrates the best clinical evi- that should be retrieved by the final search. The presences of these core
dence to support a practitioner’s clinical expertise for each patient’s articles in the search results were used as a criterion to validate the
treatment needs and preferences. accuracy of the final MEDLINE search strategy.
The American Dental Association has outlined four steps for evi- In addition to MEDLINE, EMBASE, and the Cochrane Library were
dence-based dental practice (5). The first step defines a clinically rel- also searched, with the MEDLINE search strategy modified substantially
evant and focused question in the interest of finding the best available to suit the unique structures and content of these different databases.
evidence to promote the oral health of patients. The second step focuses The EMBASE database does not include many of the MeSH headings
on systematically conducting searches for all studies to determine the used in the MEDLINE search, and they are structured differently, making
gaps in the knowledge related to a specific question. The third step of the it necessary to substantially enrich the free text terms used in the search.
EBD process is to translate the findings from systematic reviews for use The Cochrane database is smaller in size and more focused in scope,
by practitioners. The final step of the EBD process assesses the health- making it unnecessary to include the breadth of free text terms or
care outcomes following the findings of the previously outlined steps. methodology descriptors. The searches included human studies and
A review of current literature shows absence of comprehensive reviews in the English language, which contained clinical, radiographic,
information regarding the design and quality of studies related to the histological, or microbiologic information on the outcome of nonsur-
outcome of nonsurgical root canal therapy. gical root canal therapy.
The purpose of this systematic review was (1) to search for clinical Initially, the titles of all articles were printed and screened. Based
articles pertaining to success and failure of nonsurgical endodontics, on our inclusion criteria, a group of articles was selected for closer
and (2) to assign levels of evidence to these studies. examination. The abstracts of these articles were then reviewed for
inclusion based on the following criteria:
Methods 1. Success and failure, such as periapical healing or persistence of
MEDLINE, a search tool of the National Library of Medicine served a lesion;
as our primary computerized database. A search strategy was developed 2. The success rate of endodontics in a specified population (epi-
to identify articles in MEDLINE dealing with success and failure of non- demiological study);
surgical root canal therapy from January 1966 through September 3. The success rate of a unique case followed over time;
2004. Additionally, “text words” describing different endodontic treat- 4. Clinical success as described by “an expert.”
JOE — Volume 31, Number 9, September 2005 Outcome of Nonsurgical Endodontic Treatment 639
Clinical Research
TABLE 5. LOE, Classification of various studies and the number of studies in each category
Number of
LOE Classification of Various Types of Studies
Studies
1 Randomized control trials (RCT) 6
Systematic reviews of randomized control trials
2 Low-quality randomized control trials 26
Cohort studies
Systematic review of cohort studies
3 Case control studies 13
Systematic reviews of case control studies
4 Poor-quality cohort and case control studies 124
Case series
5 Case reports 137
Expert opinion without explicit critical appraisal
Literature reviews
Total 306
survey of clinical evidence and development of a database to be used by reports of RCTs (11). The quality characteristics of randomized con-
residents, teachers and researchers. The data created by this search can trolled trials included in this assessment are: description of inclusion/
be used in future studies to specifically answer clinically relevant ques- exclusion criteria; definition of outcomes; sample size; randomization
tions and test hypotheses (i.e. in patients with endodontically treated protocol; concealment of allocation; masking of evaluators; and fol-
teeth, does the quality of the coronal restoration result in a better out- low-up rates of participants. Application of CONSORT guidelines to the
come? Does single- or multiple-appointment treatment result in a better six studies with the highest level of evidence (LOE 1) reveals some
outcome? Does the use of systemic antibiotics before, during or after deficiencies in these articles (12–17). The CONSORT guidelines should
treatment result in a better outcome?). be used for the future RCTs in endodontics.
The three search engines used in this study were the MEDLINE, Predictors of success and failure can be divided into preoperative,
EMBASE, and Cochrane Library. The utilization of these search engines intraoperative and postoperative factors. The preoperative factors include
should have allowed for the broadest capture of the literature related to age, gender, tooth location, presence or absence of lesions, lesion size, pulp
success and failure of nonsurgical root canal therapy. The MEDLINE is status, symptoms, and periodontal condition. The intraoperative factors in-
a search strategy for the National Library of Medicine computerized clude quality of cleaning, shaping, and obturation, size of apical enlarge-
bibliographic database. The EMBASE database is the European equiva- ment, culturing, number of appointments, materials and techniques used
lent of MEDLINE, and is primarily surgical and pharmaceutical in scope. during root canal therapy, accidental procedures and flare-ups. The major
Because of the relative poverty of endodontic terms in EMBASE, the postoperative factor that can affect the outcome of root canal treatment is
search strategy was revised to emphasize text word searching rather restoration of endodontically treated teeth. Except for very few predictive
than structured-vocabulary searching. factors, presence or absence of a lesion (29, 38, 92, 99), or placement of a
The Cochrane Library is a highly selective database of expert-se- final restoration following root canal therapy (50, 51, 53, 170, 177), the
lected articles, primarily high-quality clinical studies. While the data- present data shows absence of consistent relationship between most of these
base itself in Cochrane is much smaller than either MEDLINE or EM- factors and outcomes of root canal therapy. The lack of relationship be-
BASE, the content is of superior quality overall. This search strategy was tween these factors and outcomes of root canal therapy could be a real
simpler since the database content was already focused on clinical phenomenon, or it could be a result of the designs of currently available data
research concepts. Despite extensive searching, some articles may still and the absence of randomized clinical trials related to this subject. The
have been missed during the electronic or manual search of published randomization process usually results in equal distribution of contributing
studies. The rating of levels of evidence was initially performed as a factors and prevents experimental biases.
group to avoid the bias of single reviewer and to promote discussion The majority of well-known “success and failure” studies are ac-
about the rating process itself. Participation of two experienced faculty tually nonrandomized and not controlled case series, which are as-
members in evidence-based dentistry later helped to ensure proper signed as evidence, level four. We found similar results when searches
classification of the articles. A large proportion of articles located in our were conducted to determine the levels of evidence for articles related
initial search were on pain. Ninety-nine of these studies were identified; to surgical endodontics or re-treatment of “failed” nonsurgical root
these articles were eliminated from our review, because they only take canal therapy (317, 318). These findings do not mean that the current
into account the short-term success of treatment, and not the long-term modalities of endodontics are not successful or have no evidence to
success rate. Pain articles may dominate the field because of the interest support them. This has occurred as a result of the nature of root canal
of clinicians, patients and pharmaceutical companies in this subject. In treatment and lack of comparative treatment modalities similar to it.
addition, pain studies are usually of short duration and are easier to Based on available studies that offer the best evidence, it appears 92 to
conduct compared to those requiring long-term follow-ups. 98% of teeth without periapical lesions remain free of disease after root
Examination of the data from our search shows variability in ma- canal therapy (315). These studies also show 74 to 86% of teeth with
terial composition, treatment procedures and evaluation criteria. We apical lesions completely heal after initial treatment or retreatment. In
found six studies with the highest level of evidence (LOE 1). Begg and addition, similar data shows that 91 to 97% of teeth that have had root
co-workers developed the Consolidated Standards for Reporting of Tri- canal treatment remain functional over time (315).
als (CONSORT) statement to help improve the quality of reports of RCTs There are fundamental differences in: indications and contraindi-
in medicine (10). Moher and co-workers compared reports prepared cations, procedures and techniques involved, factors affecting success
pre-CONSORT with reports prepared post-CONSORT and found that the and failure, criteria used to determine success and failure of root canal
use of the CONSORT statement was associated with improved quality of therapy, and treatment options following unsuccessful root canal treat-
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